Lead Opinion
The defendant, Arthur Kousounadis, was convicted by a jury in Superior Court (Lynn, C.J.) of felony criminal threatening, see RSA 631:4, 1(a), 11(a)(2) (2007); RSA 625:11, V (2007), and violation of a protective order, see RSA 173-B:9, III (2002). He was sentenced under RSA 651:2, Il-g (2007). We affirm in part, reverse in part and remand.
I
The record supports the following facts. The defendant and his former wife, Aspasia Kousounadis, married in 1972. They divorced in 1996. They reconciled in 2001, and lived together in Lowell, Massachusetts, until the defendant moved out in October 2006. The following month, Aspasia obtained a restraining order against him in a Lowell court. The defendant was present in the courtroom when the order was issued.
On December 1, 2006, the defendant purchased a semi-automatic shotgun with a special scope and ammunition from a sports shop in Hooksett.
In their investigation of the scene, the police found a shell casing and plastic packing material used in shotgun shells near Aspasia’s vehicle. They also found a hole in the wall at Macy’s and a shotgun slug inside the store. The defendant went to the Nashua police station the next morning of his own volition and was arrested. He was booked by an officer using standard procedure, and placed in a holding cell.
He was subsequently indicted on one count of attempted murder, one count of felony criminal threatening and one count of violation of a protective order. Prior to trial, he moved to suppress all evidence obtained as a result of his statements to the Nashua police following his arrest on December 7, 2006. After a hearing, the Trial Court (Mohl, J.) denied his motion. The defendant also moved to dismiss the charge that he violated a protective order, contending that New Hampshire courts lacked jurisdiction to try him for allegedly violating an order issued in Massachusetts. This motion was also denied. Following a four-day trial, the jury found the defendant guilty of felony criminal threatening and violating a protective order, but not guilty of attempted murder.
The defendant filed two post-trial motions to set aside his conviction for criminal threatening. In the first, he contended that in closing argument, the State had “argued a different crime than was alleged in the indictment.” In the second, he argued that because the court failed to instruct the jury on the definition of “deadly weapon,” the jury could not have found that the shotgun he used was a deadly weapon, an element of criminal threatening. He also moved to bar application of the enhanced sentencing provisions for use of a deadly weapon, see RSA 651:2, Il-g, because the jury had not made a factual finding that he used one. The trial court denied all three motions.
On appeal, the defendant argues that the trial court erred in: (1) denying his motion to suppress; (2) denying his motion to dismiss the charge of violating a protective order; (3) denying his two motions to set aside the
II
The defendant first argues that the police subjected him to custodial interrogation without first reading him his Miranda rights in violation of Part I, Article 15 of the New Hampshire Constitution and the Fifth and Fourteenth Amendments to the United States Constitution. See State v. Gagnon,
When reviewing a trial court’s ruling on a motion to suppress, we accept its factual findings unless they lack support in the record or are clearly erroneous. State v. Pick,
The police must give Miranda warnings before conducting custodial interrogation. State v. Turmel,
The State does not dispute that the defendant was in custody after he was arrested, booked and placed in a holding cell. However, the record contains conflicting testimony on what occurred following the defendant’s arrest. Detective Daniel Archambault, who interviewed the defendant, testified that he did not ask him any questions before he gave him his
The defendant argues that because he and Detective Archambault each had a markedly different version of what happened following his arrest, the State failed to prove beyond a reasonable doubt that it had not violated his Miranda rights. We disagree. Determining whether the defendant was interrogated prior to his Miranda warnings required the trial court to weigh the credibility of the witnesses. It has broad discretion in doing so. See State v. Patch,
With respect to the defendant’s invocation of his right to counsel, we similarly conclude that the trial court’s factual finding that the police scrupulously honored it was supported by the record and not clearly erroneous. Detective Archambault interviewed the defendant twice. The first interview was terminated immediately when the defendant requested counsel. The detective told him that if he wanted to speak further, he should tell the booking officer. The defendant was then returned to his cell, and approximately fifteen minutes later, he asked to speak once again with the detective. After they were back in the interview room, the detective turned on the recording equipment and advised the defendant again of his Miranda rights, which he again waived. During the second interview, the defendant told the detective where the gun and ammunition were located.
As the trial court observed, the interview transcript established that Detective Archambault terminated the first interview upon the defendant’s request for a lawyer. During the second interview, he offered the defendant an opportunity to use the telephone to contact an attorney, which the defendant declined. The detective did not have an obligation to independently contact a public defender on behalf of the defendant, as the defendant’s argument suggests. See Jackson v. Frank,
Because the Federal Constitution does not provide any greater protection than does the State Constitution with regard to the defendant’s claims of error, we reach the same result under the Federal Constitution. See Pick,
Ill
Next, the defendant argues that the trial court erred in failing to dismiss the charge that he violated a protective order because “New Hampshire has no jurisdiction over the enforcement of [the Massachusetts] order.” He cites no authority to support this argument and concedes that this assertion is contrary to statute. We review the trial court’s statutory interpretation de novo. State v. Bernard,
RSA 173-B:13, II (2002), entitled “Orders Enforceable,” provides: “Any protective order issued by any other state . .. shall be deemed valid if the issuing court had jurisdiction . . . and the person against whom the order was made was given reasonable notice and opportunity to be heard.” In addition, “[a] person shall be guilty of a class A misdemeanor if such person knowingly violates . . . any foreign protective order enforceable under the laws of this state.” RSA 173-B:9, III (2002). The defendant does not argue that the Massachusetts order was invalid for lack of jurisdiction or due process, nor does he offer any other reason why it should not be enforced. Accordingly, we hold that the trial court properly denied his motion to dismiss.
IV
Next, the defendant argues that the trial court erred in denying his first motion to set aside the criminal threatening verdict because the State “argued a different crime [during closing argument] than [it] alleged in the indictment.” Specifically, the defendant points to the prosecutor’s argument that: “When Aspasia took off running, mission accomplished, she’s scared, ladies and gentlemen. She’s terrified. But he didn’t stop there.” The prosecutor later stated: “[The defendant] pulled that trigger and he wasn’t trying to scare her because she was already terrified at that point. He was
We will uphold a trial court’s denial of a motion to set aside the verdict unless its ruling was made without evidence or constituted an unsustainable exercise of discretion. State v. Spinale,
The defendant further argues that the trial court erred in denying his first motion to set aside the verdict because the State “failed to provide sufficient evidence upon which the jury could enter a finding of guilty on the charge of criminal threatening.” Specifically, he argues that the State presented no evidence establishing that when the defendant pulled out the shotgun, he was acting with the purpose of placing Aspasia in fear of imminent bodily injury, as opposed to merely placing her in fear generally. To the extent that the defendant is contending that the trial court should have dismissed his case based upon insufficient evidence, we disagree. To succeed on his motion, the defendant had the burden of establishing that the evidence, viewed in its entirety and with all reasonable inferences drawn in favor of the State, was insufficient to prove beyond a reasonable doubt that he was guilty of the crime charged. State v. Huffman,
V
Next, the defendant argues that because the trial court failed to instruct the jury on the definition of “deadly weapon,” the jury could not have made a finding that the shotgun he used was a “deadly weapon,” a necessary element of the felony criminal threatening charge. The State disagrees, and further contends that any error was harmless.
The defendant requested the trial court to include the statutory definition of deadly weapon in the jury instructions. Ultimately, the court instructed the jury on the criminal threatening charge as follows:
The definition of this crime has three elements, each of which the State must prove beyond a reasonable doubt in order for you to find the defendant guilty of this offense.
These elements are: First, that the defendant attempted to place Aspasia Kousounadis in fear of imminent bodily injury; second, that the defendant did so through conduct that is by removing a deadly weapon, a shotgun, from his car and firing it in the vicinity of Aspasia Kousounadis; and third, that the defendant acted purposely, that is that it was the defendant’s conscious object or specific intent to withdraw the shotgun from his car and fire it in the vicinity of Aspasia Kousounadis for the purpose of placing her in fear of imminent bodily injury.
After he was convicted, the defendant moved to set aside the verdict, arguing that the trial court’s failure to instruct on the definition of a deadly weapon precluded the jury from rendering a finding on a necessary element of the felony criminal threatening charge.
“The purpose of the trial court’s charge is to state and explain to the jury, in clear and intelligible language, the rules of law applicable to the case.” State v. McMillan,
A person commits the crime of criminal threatening when “[b]y physical conduct, the person purposely places or attempts to place another in fear of imminent bodily injury or physical conduct.” RSA 631:4,1(a). The crime is a class B felony if the person “[u]ses a deadly weapon as defined in RSA 625:11, V.” RSA 631:4, 11(a)(2). A deadly weapon is “any firearm, knife or other substance or thing which, in the manner it is used, intended to be used, or threatened to be used, is known to be capable of producing death or serious bodily injury.” RSA 625:11, V. The defendant contends that for the shotgun to constitute a deadly weapon, it must be “used, intended to be used or threatened to be used” in a manner “known to be capable of producing death or serious bodily injury.” The State disputes the application of the qualifying phrase to “firearm,” and argues that a firearm is a deadly weapon per se under the statute.
We first address the parties’ dispute regarding the statutory meaning of “deadly weapon,” and then turn to consider whether the instructions fairly covered the issues of law in the ease. The interpretation of a statute is a question of law, which we review de novo. State v. Dodds,
In construing the plain meaning of deadly weapon, we must discern whether the term “firearm” is modified by the phrase “which, in the manner it is used, intended to be used, or threatened to be used, is known to be capable of producing death or serious bodily injury,” RSA 625:11, V. Reviewing the composition and structure of the statute, we conclude that at least two interpretations of the deadly weapon statute are reasonable. On one hand, the comma after “firearm” and the lack of a comma after “knife” might indicate that the legislature composed a list of items to be modified by the qualifying phrase in the latter part of the statute. Under this interpretation, each item listed (any firearm, any knife, any substance and any thing) would be modified by the qualifying phrase, “which, in the
The manner in which the term “deadly weapon” is functionally used throughout the Criminal Code does not resolve the ambiguity. See Hynes,
The term “deadly weapon” has been part of our substantive criminal law for nearly 150 years. See, e.g., GS 264:7 (1867) (manslaughter enhanced to first degree when perpetrated by person bearing a “deadly weapon”). The legislature first defined the term, however, when it adopted the revised Criminal Code, Laws 1971, 518:1, which became effective in November 1973, see RSA 625:2, I (2007). The revised Criminal Code was recommended by the Commission to Recommend Codification of Criminal Laws (Commission), which was created by legislative directive in 1967. Laws 1967, ch. 451. In April 1969, the Commission, chaired by Chief Justice Frank R. Kenison, issued the Report of Commission to Recommend Codification of Criminal Laws (Report) providing a comprehensive draft revised Criminal Code, see REPORT at iv, and included comments that detail the source of the recommended language for each draft section, see, e.g., id. at iii.
In the Report, the Commission identified its “basic aim” as “producing] a more concise and simplified criminal law than now applies in this state.”
With respect to the draft definition section, the comments explain that while some defined terms were adopted from the Model Penal Code, the “deadly weapon” definition was based upon terminology found in the Michigan Revised Criminal Code, Final Draft (1967). Report, supra § 570:11 (General Definitions) comments at 9. In explaining the intended meaning of the term “deadly weapon,” the Commission stated:
“Deadly weapon” is defined in recognition of the fact that virtually anything, if used in a fitting manner, can cause death or serious injury. Whether there is a deadly weapon involved is, therefore, made to turn on how the actor proposes to use the thing he wields.
REPORT, supra § 570:11 comments at 10. Notably, the current provision defining “deadly weapon” is identical to the draft provision as recommended by the Commission. Compare id. § 570:11, V with RSA 625:11, V. Therefore, we conclude that the legislature, in adopting the Commission’s Report, intended for the qualifying phrase comprising the latter portion of the deadly weapon statute to modify each item listed, including “firearm.”
Accordingly, we hold that a firearm is a deadly weapon under RSA 625:11, V if, in the manner it is used, intended to be used, or threatened to be used, it is known to be capable of producing death or serious bodily injury. Therefore, the State bore the burden in this case to prove beyond a reasonable doubt that the defendant used a firearm in such a manner that it constituted a deadly weapon. See RSA 631:4, 11(a)(2) (criminal threatening is a class B felony when the actor uses a deadly weapon). We have previously held that this is a question of fact for the jury based upon the totality of the circumstances. State v. Hull,
The trial court rejected the defendant’s request to instruct the jury on the statutory definition of “deadly weapon,” and failed to otherwise
The State alternatively argues, however, that the trial court’s instructions required the jury to find that the defendant, in fact, used the shotgun in a manner that satisfies the statutory definition of a deadly weapon. It contends that because the instructions required the jury to find that the defendant purposely withdrew the shotgun and fired it “in the vicinity of Aspasia Kousounadis,” the verdict in this case necessarily includes the jury’s factual finding that the defendant used a firearm in a manner that qualified it as a deadly weapon. It relies upon State v. Hatt,
We disagree with the State’s argument, and conclude that its reliance on Hatt is misplaced. In Hatt, the trial court, sitting without a jury, convicted the defendant of robbing a store while armed with a deadly weapon, based upon its finding that an unloaded handgun, which the defendant threatened to fire at a person, was a deadly weapon under RSA 625:11, V. Id. at 246-47. Because Hatt involved a bench trial, this finding constituted a factual finding, and not one of law. See id. at 246. Moreover, the sole issue on appeal in Hatt was one of statutory construction: “whether an unloaded handgun constitutes a ‘deadly weapon’ as defined by RSA 625:11, V.” Id. at 247. When we stated that “a firearm, threatened to be fired at a person, is generally understood to be capable of causing death or serious bodily injury,” we only answered the statutory question posed, and ruled that the trial court’s factual finding was not erroneous as a matter of law. Id. at 248.
We cannot conclude, as a matter of law, that charging the jury to determine whether shooting a' firearm “in the vicinity” of a person necessarily required the jury to render an essential factual finding on an element of the felony charge — namely, that the defendant used, intended to use, or threatened to use a firearm in a manner that is known to be
Finally, the State argues that if the trial court erred in failing to properly instruct the jury on an element of the charged offense, any error was harmless. Not all constitutional errors, however, are subject to harmless error analysis. Some errors require outright reversal. Thus, we must first determine whether the error at issue is subject to harmless error analysis.
“Generally, ... if [a] defendant had counsel and was tried by an impartial adjudicator, there is a strong presumption that any other errors that may have occurred are subject to harmless-error analysis.” State v. O’Leary,
In Williams, the defendant was charged with securities fraud resulting from false and misleading statements he made while selling interests in limited partnerships. Williams,
The present case is no different from Williams in that the trial court essentially instructed the jury that the shotgun used by the defendant was a deadly weapon, just as the trial court in Williams instructed the jury that the partnership interests sold were securities. To reach a verdict of guilty, the jury was required to find that the defendant used the shotgun as a deadly weapon, i.e., in a manner “known to be capable of producing death or serious bodily injury.” RSA 625:11, V. The jury was never instructed on the definition of deadly weapon; thus, its verdict was necessarily incomplete and “akin to the direction of a verdict for the prosecution on an element of the offense charged.” Williams,
The State argues that our holding in Williams has been “implicitly overruled” by the United States Supreme Court in Neder v. United States,
Harmless error analysis depends upon the existence of a verdict of guilty beyond a reasonable doubt on the elements of the crime. The appellate court must assess the possibility that the error affected the jury’s verdict. If there is no verdict on an element of the crime, it is not possible to conclude that the error did not affect the verdict.
Carter, The Sporting Approach to Harmless Error in Criminal Cases: The Supreme Court’s “No Harm, No Foul” Debacle in Neder v. United States, 28 Am. J. Crim. L. 229, 232 (2001); see also Fairfax, Harmless Constitutional Error and the Institutional Significance of the Jury, 76 FORDHAM L. Rev. 2027, 2030 (2008) (arguing that jury instructions that omit an element of the offense produce “flawed verdicts” that cause “profound ... injury” to “the very structure of the Constitution itself’ and to the jury’s role in criminal trials).
As Justice Scalia pointed out in his Neder dissent, it is “structural error,” not subject to harmless error analysis, for a court to enter a directed verdict, “no matter how clear the defendant’s culpability.” Neder, 527 U.S.
This court “has the power to interpret the New Hampshire Constitution as more protective of individual rights than the parallel provisions of the United States Constitution.” Ball,
VI
The defendant’s argument that the trial court erred in denying his motion to bar imposition of an enhanced sentence is based upon the jury instruction argument described above and Apprendi v. New Jersey,
Affirmed in part; reversed in part; and remanded.
Concurrence Opinion
concurring in part and dissenting in part. I join the majority opinion with respect to parts I, II, III and IV, but respectfully dissent with respect to parts V and VI. The majority concludes that the trial court’s failure to instruct the jury on the definition of a deadly weapon, see RSA 625:11, V (2007), is an error that defies harmless error analysis
I do not lightly recommend overruling Williams. “The doctrine of stare decisis demands respect in a society governed by the rule of law because, when governing legal standards are open to revision in every case, deciding cases becomes a mere exercise of judicial will, with arbitrary and unpredictable results.” State v. Holmes,
In Williams, the defendant was charged with securities fraud resulting from false and misleading statements he made while selling interests in limited partnerships. Williams,
In Williams, we relied upon federal opinions for guidance that have since been clarified by subsequent decisions of the United States Supreme Court. See, e.g., Neder,
The United States Supreme Court granted certiorari to decide “whether, and under what circumstances, the omission of an element from the judge’s charge to the jury can be harmless error.” Id. Relying upon some of the cases we looked to for guidance in deciding the same issue in Williams, the Court held that a jury instruction that omits an element of the offense is an error that “differs markedly from the constitutional violations we have found to defy harmless-error review.” Id. at 9. The Court further reasoned: “We have often applied harmless-error analysis to cases involving improper instructions in a single element of the offense.” Id. at 9. To support this assertion, the Court cited Rose v. Clark,
At issue in Clark was the trial court’s erroneous instruction charging the jury to presume malice “in the absence of evidence which would rebut the implied presumption” for a second degree murder charge where malice was one of the elements of the crime. Clark,
Related principles of New Hampshire law with respect to what types of constitutional error are subject to harmless error analysis have also developed post-Williams. For example, we expressly adopted the federal distinction between a “structural defect” and a “trial error.” See State v. Ayer,
Unlike the majority, which apparently, though not explicitly, believes the error to be a structural error, I believe that a jury instruction that omits an element of the offense is a trial error. Neder,
Williams, I believe, is also out of step with basic tenets we have recently reaffirmed concerning the applicability of harmless error analysis under the New Hampshire Constitution. Specifically, “if the defendant had counsel and was tried by an impartial adjudicator, there is a strong presumption that any other errors that may have occurred are subject to harmless-error analysis.” State v. O’Leary,
In light of these subsequent developments of related principles of both state and federal harmless error law since we decided Williams, I would conclude that related principles of law have so far developed as to have left the old rule from Williams no more than a remnant of abandoned doctrine. I would, therefore, overrule Williams, holding that an instruction that omits an element of the offense can be subject to harmless error analysis.
I would then examine whether the error at issue was, in fact, harmless. An error is harmless only if it is determined, beyond a reasonable doubt, that the verdict was not affected by the error. State v. Connor,
The harmless-error doctrine recognizes the principle that the central purpose of a criminal trial is to decide the factual question of the defendant’s guilt or innocence, and promotes public respect for the criminal process by focusing on the underlying fairness of the trial rather than on the virtually inevitable presence of immaterial error.
State v. Dupont,
I would hold that the State met its burden of proving harmless error in this ease. By his own admission, the defendant brandished a shotgun in response to his wife’s refusal to speak to him, with the purpose of scaring her. The third element in the instructions required the jury to find that “it was the defendant’s conscious object or specific intent to withdraw the shotgun from his car and fire it in the vicinity of Aspasia Kousounadis.” Firing a shotgun in the vicinity of the victim is using it in a manner “known to be capable of producing death or serious bodily injury.” RSA 625:11, V. Accordingly, the instructions taken as a whole required the jury to find, independent of the erroneous instruction, that the defendant used the shotgun as a “deadly weapon,” despite the trial court’s failure to inform the jury of the statutory definition of that term. Thus, the verdict was unaffected by the error.
Other considerations regarding whether an error is subject to harmless error analysis are also satisfied here, as discussed above. Therefore, I would hold that the trial court’s failure to instruct the jury on the statutory definition of a deadly weapon was harmless error.
I would apply similar reasoning to reject the defendant’s argument that the trial court erred in denying his motion to bar imposition of an enhanced sentence. His argument is based upon the erroneous jury instruction regarding the definition of a deadly weapon and Apprendi v. New Jersey,
