*1
STEIN, J. Koedatich, (1988), State v. 548 A .2d cert. — denied, U.S.-, (1989), 109 S.Ct. 102 L.Ed.2d803 we affirmed defendant’s for the conviction murder of Amie Hoff man but vacated his death sentence and remanded for a new penalty-phase hearing. appeal The issue on this is whether the resentencing hearing State can offer evidence at the aggra vating charged factors that were but in the first proceeding unanimously did not find to exist. The trial court *3 concluded the State resubmitting was barred from those aggra vating granted factors. We the State’s motion for leave to ruling appeal that and now reverse.
I. On eighteen-year-old November Amie Hoffman was County from the Morris abducted Mall where she worked later, part-time. days police body Two discovered her in a tank Randolph water-retention located a secluded area of Township. Medical evidence that she been revealed had sexual- ly resulting police assaulted and then stabbed death. The investigation culminated in the arrest of James Jerold Koeda- County jury tich. October a Morris Koeda- convicted including of tich several offenses murder and sentenced him to death.1 trial, penalty phase charged
At the
of
four
(1)
previously
factors:
that defendant had
been
murder,
2C:ll-3(a)(l)
1In addition to the
conviction
N.J.S.A.
and
murder,
(2),
2C:ll-3a(3);
felony
kidnap
Koedatich was convicted
N.J.S.A.
of
2C:13-1;
assault,
2C:14-2a;
aggravated
possession
ping, N.J.S.A.
sexual
NJ.S.A.
2C:39-4d;
weapon
possession
purpose,
aof
for an unlawful
N.J.S.A.
and
weapon, N.J.S.A. 2C:39-5d.
2C:ll-3c(4)(a) (defendant
murder,
had
N.J.S.A.
convicted
1971); (2)
second-degree
in Florida in
murder
been convicted
engaged
was
committed while defendant
that the murder was
flight
commission of a sexual
of or
from the
in the commission
(3)
2C:ll-3c(4)(g);
kidnapping,
and
N.J.S.A.
assault
detection,
escaping
purpose
for the
murder was committed
2C:ll-3c(4)(f);
murder was out-
and
N.J.S.A.
2C:ll-3c(4)(c).
vile,
wantonly
rageously and
N.J.S.A.
prior
had a
unanimously found that defendant
The
Amie Hoffman
and that he killed
murder conviction
kidnapping.
was
a sexual assault
course of
other two
unanimously
respect to the
agree
unable to
Special
Form
Penalty Phase
Verdict
aggravating factors. The
jurors determined that
of the twelve
revealed that eleven
vile,”
wantonly
eight
deter-
“outrageously and
murder was
escape detection.”
committed “to
that the murder was
mined
conviction and the
subsequently appealed both the
Defendant
underlying
Although
affirmed the
this Court
death sentence.
sentence, finding re
conviction,
we vacated defendant’s
548 A. 2d
penalty phase.
error in the
versible
erroneously
court had
held that the trial
Specifically,
939.
we
outweigh the
mitigating factors must
charged
jury that the
impose
a sentence
in order for the court
aggravating factors
Further,
held
2d 939.
we
Id. at
548 A.
other than death.
that the
unani
by requiring
trial court had erred
that the
mitigating factors.
Id. at
mously find the existence
for a new
remanded the matter
Accordingly, we
In Eesentencing, in which it relied on Penalty at the Death Seek charged in the initial sen aggravating factors the four same resentencing that argued at Defendant tencing proceeding. 524 Biegenwald, N.J. this decisions State Court’s II), Biegenwald, 110 (1987) (Biegenwald State A.2d III), preclude (1988) the (Biegenwald A. 2d resubmitting State from “outrageously both the wanton and escape vile” and the murder “to detection” factors.2 The trial agreed, holding court that death-penalty those decisions barred charging the State from any aggravating factors at resentenc- ing jury that the in the penalty phase first unanimously did not find to exist.
II. Capital We that Act, note Punishment N.J.S.A. 2C:ll-3 (the Act), specific guidance question offers no on the whether unanimously factors not by found to exist sentencing at the proceeding presented initial can be resen- at tencing following prior a remand. Nor have our decisions concerning presentation resen- tencing specifically appeal. dealt with the issue raised this II,
In Biegenwald
A. 2d
we
affirmed defendant’s conviction for the murder of Anne Ole
siewicz,
his
but reversed
death sentence because the trial court
improperly
had
instructed
in the
phase.
Ac
cordingly,
we remanded the ease
proceed
for a new
ing, observing
“[rjesentencing
that
cannot be considered dou
ble-jeopardy where
first sentence was a death sentence and
the evidence was sufficient.” Id. at
involved
2C:ll-3c(4)(c) (“c(4)(c)”).
the victim.” N.J.S.A.
We held
proving
barred the State from
the
principles of
“aggravated battery”
components
the
or “torture”
existence of
c(4)(c)
resentencing
aggravating
of the
circumstance at
because
support
insufficient evidence
the record
those
there was
noted, however,
components.
A. 2d
issue was whether State introduce hearing resentencing factor defendant’s conviction for Ward, the murder of William which was obtained after conviction. held admission of the Ward Olesiewicz We resentencing complied double-jeopardy conviction at clauses of both the federal and state constitutions and with 442. principles of fundamental fairness. 542 A.2d Id. opinion, guideline: As in that we this dictum offered sentencing jury rejects If the the first trial an specifically factor or an court finds that the State failed to establish sufficient appellate by original evidence the existence factor at trial, rejected factorf,] part jury, resentencing proceeding. [Id. at the at 542, cannot be used 542 A.2d 442.] III, however, Biegenwald Biegenwald II nor is dis- Neither Therefore, positive begin issue us. we our before analysis by considering question in the context of double- double-jeop we held the jeopardy jurisprudence. Because have ardy of the state and federal constitutions to be sub clauses coextensive, DeLuca, 98, 102, 527 stantially 108 N.J. State (1987); Dively, .2d 458 A .2d A State v. Barnes, (1983); .2d 303 84 N.J. 420 A (1980), proceed double-jeopardy with an overview of federal we pertaining issues. law recognized double-jeopardy that the Supreme Court has protec- clause of fifth amendment embodies three distinct tions for criminal defendants: *6 against It a second same offense after protects acquittal. prosecution against a second for the offense after It same conviction. protects prosecution against And it for the same offense. [North protects multiple punishments Pearce, Carolina v. U.S. S.Ct. L.Ed.2d 395 89 23 711, 717, 2072, 2076, 656, (1965) (footnotes omitted).] 664-65 protections against jeopardy clearly pre double Constitutional acquitted clude the of a defendant who has of the retrial been charged. offenses he As the Court observed with which was States, 223, 184, 187-88, 221, v. 355 78 Green United U.S. S.Ct. 199, (1957): 2 204 L.Ed.2d State with all its resources and should not be allowed to make
[T]he power alleged to an individual for an offense, convict repeated attempts thereby subjecting compelling him to him to ordeal and embarrassment, expense continuing enhancing live in a state of as well as anxiety insecurity, though guilty. that even innocent he be found may possibility
Nevertheless, guarantee against it with the is consistent to defendant has succeeded in jeopardy retry double a who on trial obtaining reversal his conviction based errors: high granted to It would indeed for were accused society be price pay every to defect sufficient constitute from because immunity punishment any leading v. proceedings States [United reversible error in the conviction. (1964).] Tateo, U.S. S.Ct. 466, 448, 377 84 12 L.Ed.2d 451 463, has due to a defendant’s conviction been overturned Where evidence, however, principles of double insufficient 1, States, 437 98 Ct. prohibit retrial. Burks v. United U.S. S. 2141, (1978). 1 57 L.Ed.2d significance sought have to extend the accorded
Defendants particular imposition to the of a acquittal of a criminal offense 711, Pearce, supra, 395 U.S. sentence. North Carolina 2072, 656, the Court considered whether 23 L.Ed.2d S.Ct. retrial, sentence, on was greater after conviction imposition of a Reasoning “pow- that the double-jeopardy grounds. on barred may legally be was impose authorized” er to whatever sentence power” retry a whose convic- “corollary of the to- defendant prohibition Court held that the appeal, was aside on tion set imposition preclude the against jeopardy did not 2078, Id. at 89 S. Ct. at harsher sentence reconviction. explained the rationale for 666. The 23 L.Ed.2d at Court holding ultimately upon premise “rests original its that the has, behest, wholly conviction at the defendant’s been nullified wiped slate and the clean.” Id. at S.Ct.
L.Ed.2d at 667. unwillingness equate acquittals impo Court’s with the particular
sition of a
sentence
reaffirmed in
was
United States
DiFrancesco,
U.S.
S.Ct.
Due to the
features of
proceedings in
cases,
the Court has modified its view on the distinction
sentences, resulting
exception
between trials and
in an
to the
generally
“clean slate
applicable
sentencing
rationale”
at
Missouri,
Bullington
retrial.
In
U.S.
101 S.Ct.
(1981),
hearing was and was and the was choice held, both a required presented guide making between two alternatives and standards of that choice.
.521
recommend what
it felt
to be an
Nor did the
simply
appropriate
prosecution
establishing
the burden of
certain facts
It undertook
beyond
punishment.
to obtain the harsher of the two alternative
doubt
in its
reasonable
quest
hearing resembled
in all relevant
and,
indeed,
verdicts.
presentence
preceding
guilt
trial on the issue of
was like the immediately
respects
issue of
so
defined
It was itself a trial on the
punishment
precisely
innocence.
101 S.Ct.
at
In Poland v. (1986), the contours of the the Court defined L.Ed.2d as it Bullington Rumsey analogy employed “acquittal” resentencing of an applied to the resubmission Poland, original trial. two brothers rejected at the guards attending killed the two cash-delivery van and robbed a dumped van; weighted sacks and placed the bodies were capital mur- defendants of juryA convicted both into a lake. charged two hearing, the State penalty-phase der. At had “com- that defendants statutory aggravating factors: receipt, expec- or in for the as consideration mitted the offense *8 value”; and [something] pecuniary receipt, of of of the tation especially in an the offense had “committed that defendants sitting as judge, The heinous, cruel, depraved manner.” trial or “pecuniary gain” of the sentencer, to find the existence failed only to contract circumstance, believing applied it heinous, “especially the existence killings, did find but appropriate performing the cruel, factor. After depraved” or to death. sentenced defendants the court balancing procedure, the convictions Supreme Court reversed Arizona appeal, the On remanded proceeding the and guilt phase of in the due to error respect penalty phase, a new trial. With to the the court held support that there was insufficient evidence to the trial heinous, cruel, finding “especially court’s of depraved” the or aggravating factor. The court also held the “pecuniary that gain" aggravating not limited circumstance was to situations involving killings expressly contract and ruled that that factor resentencing. could be considered at subsequently capital Defendants were reconvicted of murder judge and sentenced to death. “pecuni- The trial found that the heinous, ary gain” “especially depraved” aggravat- cruel or ing present factors were in each appeal, defendant’s case. On Supreme again the Arizona Court found insufficient evidence to support heinous, cruel, the of “especially existence the or depraved” aggravating Concluding factor. that there was suf- support “pecuniary factor, ficient evidence to the gain” how- ever, upheld respective the court the death sentences. Supreme affirmed, observing United States Court that during sentencing hearing no first [a]t point petitioners’ appeal reviewing did either the sentencer or the hold the court that had prosecution its "failed case” that deserved death prove petitioners penalty. Plainly, sentencing judge did not for he the death While acquit, imposed penalty. sentencing judge relying
the Arizona
Court held
that
erred in
on
Supreme
heinous, cruel,
“especially
circumstance,
it did
depraved”
not hold that the
had failed to
its case for the
prosecution
death
prove
penalty.
106 S.Ct. [Id.
L.Ed.2d at 131-32.]
holding,
rejected
argu
so
the Court
defendants’
ment
judge “acquitted”
“pecu
that the
of
them the
gain”
niary
finding
by
circumstance
not
its
existence
sentencing proceeding, concluding
principles
initial
of dou
jeopardy
resentencing
ble
did not bar consideration at
of evi
relating
dence
to that circumstance:
reject
argument,
We
the fundamental
that a
premise
petitioners’
namely,
alleged
sentencer’s failure to find a
circumstance
particular
constitutes
that circumstance for
prosecution always
“acquittal”
Bullington
indicates
purposes.
is
proper
inquiry
reviewing
whether
the sentencer or
has
court
"decided that
has
prosecution
We are not
case”
its
proved
appropriate.
prepared
Bullington
capital sentencing
to extend
and view the
further
hearing
as a
set mini-trials
tlie existence
each
circum-
*9
analogy
Bullington
would
on which
is
Such an
push
stance.
approach
breaking
based
point.
past
gain”
judge’s rejection
that the trial
hold,
We
therefore,
“pecuniary
this
was not an
circumstance
case
“acquittal” of
did not
consid-
double
its
circumstance
purposes,
foreclose
for
reviewing
reviewing
did
court.
because
court
Furthermore,
eration by
legally
justify
to
of the death
not find the evidence
insufficient
imposition
The Double
there was no death
court.
by
penalty “acquittal”
penalty,
hearing
sentencing
not
second
did
foreclose a
Clause, therefore,
Jeopardy
1755-56,
“clean
rule
III.
We have on
willing
several occasions demonstrated a
provisions
to
our
ness
read
state
expansive
constitutional
more
ly
counterpart
than the federal
necessary
provide
where
our
protections.
Novembrino,
citizens with enhanced
See State v.
95,
(1987);
Williams,
105
39,
N.J.
the
penalty
state,
administration of the
this
for
“calls
punishment
bifurcated
trial which
is
separate
determined in a
proceeding following
guilt.”
the establishment of
State v.
Ramseur,
(1987).
A.2d 188
The capital-
sentencing
delegates
jurors
scheme
the sensitive task of
determining
whether
defendant
of capital
convicted
murder
Indeed,
will live or die.
the fact-finder’s determination in the
penalty phase
capital proceeding
focuses on whether death
appropriate punishment
is the
for the
ex-
defendant. As we
plained
123, Bey,
nation
the existence of
factors and the
against
jury
obliged
of the former
the
the latter.
In
the
phase,
aggravating
jury
the
factor or factors. The
first,
existence
determine,
any
aggravating
must
at least
exists before the death
find that
one
factor
penalty
* * *
be
If the
“finds that no
factors exist
the
may
imposed.
to subsection
which
b,”
requires
court shall sentence
defendant pursuant
finds an
however,
exists,
term of
If,
imprisonment.
mitigating
it
also exist. After
then
must determine whether
any
making
findings
or non-existence” of
fact
about
“existence
judgment
mitigating
must then make the
whether
factors,
normative
aggravating outweigh
mitigating
a reasonable doubt.
beyond
That
of the death
decision,
effect, determines
appropriateness
the defendant.
finding
recognition
respect
fact
to the
that a
tip
of an
existence or non-existence
factor will
*11
death,
requires
life
the
that
delicate balance between
Act
aggravating
beyond
of
prove
the
the existence
factors
2C:ll-3c(2)(a). Although the Act
reasonable doubt. N.J.S.A.
it,
interpreted the Act to
expressly
does not
mandate we have
aggravating
require
in order for an
factor to be considered
that
unanimously
balancing process,
jurors
agree
in
the
must
See,
II,
Bey
supra, 112
respect
e.g.,
with
to its existence.
Thus,
statutory aggravating
the role of
at
Under statutory aggravating factors any one the existence sentence, provided charged could result in a by the State aggravating factor out- determines that that weighs mitigating beyond a reasonable doubt. Un- factors deliberations, jury charged guilt-phase like the situation in aggravating factors deciding the existence several capacity in an might necessarily exhaust its deliberative if it should unanimity on all such factors effort to achieve factor, aggravating determine that one on which it does unani- agree, outweighs mously mitigating beyond factors a rea- Thus, although acknowledge we sonable doubt. the critical role aggravating deciding penalty whether the death is appropriate punishment, unwilling are we a jury’s imbue respect non-unanimous decision with to an factor reliability acquittal with the same as attends a verdict of aon charge. Instead, criminal penalty-phase proceeding, jury vote than less unanimous on an finding ais that that factor not exist for purposes does of its proceeding. use in that dissenting colleagues disagree,
Our
emphasizing that “a non-
a capital
every
unanimous verdict in
case is a
verdict
sense of
word,”
post
(O’Hern, J.,
A.
632.
traditional double-jeopardy principles,
seeking
he
asserts
“a retrial
the death
based on
*12
aggravating
identical
unanimously
found at the
[not
proceeding]
first
to a
for
tantamount
retrial
the same crime.”
cannot, however,
Post at
572
at
A.2d
633. The issue
be
simplified
categorically.
jury
so
resolved
Because the
must
find
aggravating
one
the death
before
can be
imposed,
appropriate
it is
aggravating
to consider
factors as
analogous to
capital-sen
elements of
But in
other crimes.
tencing proceeding
multiple
aggravating
which
factors are
jury,
finding
submitted to the
that all such factors exist is not
prerequisite
context,
to a
sentence. In
analogy
down;
“elements of a
crime” breaks
non-unani
finding
mous
on “extra”
factors cannot be analo-
purposes, to a determination that the
gized,
double-jeopardy
prove
an essential element of a crime.
State has failed
although
a non-unanimous ver
Similarly,
the Act authorizes
sentencing proceeding,
statutory
authorization
dict
jury’s determination “whether the defendant
refers to the
* *
2C:ll-3c(l).
to death
*.” See
should be sentenced
N.J.S.A.
clearly recog
question,
both the statute and our cases
On
permissible under the Act.
nize that a non-unanimous verdict is
Ramseur,
at
We
rejected double-jeopardy
the issue have also
have considered
introduction,
resentencing,
challenges to the
unanimously
in the initial
factors not
found to exist
(trial
(Fla.1984)
State,
defendant’s death sentence
appeal,
was overturned on
State
could
resentencing
resubmit at
charged
factors
original trial),
but not found to
denied,
exist at
cert.
463 U.S.
1213,
3552,
103 S.Ct.
77
(1983);
L.Ed.2d 1398
David,
State v.
(La.1985)
468 L.Ed.2d1133
(jury finding
single aggravating
factor exists does not
acquittal
amount to an
aggravat
other
ing
presented
denied,
jury),
1130,
cert.
476 U.S.
106
1998,
678,
denied,
S.Ct.
90
reh’g
1014,
L.Ed.2d
478 U.S.
106
3321,
(1986);
S.Ct.
92
Gilbert,
L.Ed.2d 728
State v.
277 S.C.
(1981) (no
179
double-jeopardy
283 S.E.2d
violation in submit
ting aggravating
factor to
trial),
not found at initial
cert.
denied,
72 L.Ed.2d
(1982);
102 S.Ct.
U.S.
Hopkinson
State,
(Wyo.) (holding
P.2d
aggravating factors not found to exist at first trial could be
submitted
resentencing
violating
without
principles of double
jeopardy because “there is
thing
no such
as
acquittal
an
from
circumstance in
penalty phase.”),
cert.
denied,
464 U.S.
(1983).
IV.
Having
principles
concluded that
present
bar,
no
we next consider whether the State’s reliance at
resentencing on aggravating
charged
but not unani
mously
proceeding
found
the initial
offends notions of funda
mental
frequently
fairness. We
invoke the doctrine of funda
mental fairness in criminal matters
scope
“when the
particular
protection
constitutional
has not been extended to
protect
Yoskowitz,
a defendant.”
State v.
116 N.J.
(1989).
the “fundamental Currie, jeopardy. police stopped officers defendant’s car. away, approached, officers defendant drove As one of the striking police car. Another officer was the officer and speeding car. Defendant was injured as he tried to avoid the charged, municipal ultimately apprehended, and convicted leaving driving and the scene of an accident. court for reckless later, charged was with and year More than one defendant battery. Both the by jury of atrocious assault and convicted rejected claim Appellate and this Court defendant’s Division prosecution double-jeopardy the second was barred grounds. Court, Jacobs, writing also considered whether
Justice
unfair, stating
applying
prosecution
the second
was
“[i]n
* * *
primary
against
prohibition
[t]he
fairness and fulfillment of reasonable
considerations should be
and common law
expectations
light
in the
of the constitutional
concluded the
goals.”
We
also
have
fundamental fairness
Ramseur,
death-penalty proceedings.
In State v.
we
precepts
require
held that
“juries
of fundamental fairness
*15
of,
exercise,
in
cases be
free
informed
and
to
the
option
final,
statutory
to return a
non-unanimous verdict
**
308-09, 311-12,
In the
jeopardy,
context of double
determination of whether
government
concepts
action offends
of state fundamental fair
depends largely
ness
policy
underlying
interests
guarantee.
Currie,
constitutional
supra,
41
at
539, 197A.2d 678.
aggravat
We conclude that resubmission of
ing
factors that
the first
proceeding did
unanimously
implicate
policies
find
exist does not
underlying
clause,
double-jeopardy
primarily
which
seek
prevent
using
the State from
its vast resources to harass and
oppress
through multiple prosecutions
defendants
punish
ments for the same offense.
Id. at
531
Proper
capital-sentencing
our
scheme re
administration of
penalty phase
in the
be based on
quires
that the
decision
consideration of the “individual characteristics
offender
III,
supra,
at
Biegenwald
his
110 N.J.
crime.”
Accordingly,
recognized
A. 2d 442.
we have
possible
sentencing,
“the
must have before it all
‘regarding the
characteristics of
relevant information
individual
offense, including
nature and circum
the defendant and his
character,
stances
the crime and the defendant’s
back
”
physical
ground,
mental
condition.’
Id.
history,
condition
Ramos,
(citing
U.S.
at
A.2d
California
(cita
L.Ed.2d
end,
omitted)).
death-penal
tion
To that
we have construed
present
only
ty
impose on defendants
the burden
statute to
such
ing
mitigating
order for
factors to
evidence
by jury
penalty-phase
Bey
in its
deliberations.
be considered
Moreover,
II,
any juror
2d 887.
112N.J.
548 A.
weigh mitigating
permitted,
balancing process,
in the
other
juror,
juror
if no
factor found to
even
exist
agrees.
887. Nor has the State
Id. at
548 A.2d
ever
from
suggested
preclude a defendant
resubmit
that we should
mitigating
ting,
sentencing proceeding,
a second
*16
proceeding.
jurors
the first
rejected by all
interpreted by
Capital Punishment Act as
We note that the
safeguards against unfair and
provides extensive
this Court
in
penalty. As we observed
arbitrary imposition of the death
I),
(1988):
A .2d 846
(Bey
Bey
State v.
proceedings
acknowledge
in
the
sentence
and
differ
We
We
and
believe
from incarceration
noncapital
several
prosecutions.
respects
subject
record to
court must
the
intense
that in
cases an
death penalty
appellate
litigant’s
life
the
fact
is at stake intensifies
The stark
scrutiny.
* *
*
obligation
judicial
engaged
have
in that
meticulous
very
review.
[W]e
searching
that has come
in
case
before
every capital
and
review
record
(Citations omitted.)
us.
charge
Nevertheless,
to
the State to
are satisfied that
allow
we
supported by
aggravating
resentencing
factors that were
found at the initial
unanimously
but not
sufficient evidence
sentencing hearing poses no fundamental
to
unfairness
defen
We
dants.
conclude that resubmission of such
penalty proceeding
factors at a second
is consistent with the
premise that
“regarding
basic
all relevant evidence
the individu
al characteristics of the defendant and his offense” be con
by
jury.
III,
the
Biegenwald
sidered
110 N.J. at
(citations omitted).
Judgment reversed. J.,
HANDLER, dissenting. In the earlier trial of defendant for the murder of Amie Hoffman, unanimously found two factors: prior (N.J.S.A. that he had a 2C:ll-3c(4)(a)) murder conviction and that he killed course sexual assault and (N.J.S.A. kidnapping 2C:ll-3c(4)(g)). jury, however, The did alleged find two other by factors that were “outrageously State: that the murder wantonly was vile” (N.J.S.A. 2C:ll-3c(4)(c)) “escape committed detection” (N.J.S.A. 2C:ll-3c(4)(f)). agree was unable to unani- mously respect factors, voting to those two eleven to one former, eight favor four favor of the latter. Following Court, appeal to our the case was remanded trial another to determine put whether defendant should be death. remand,
On
defendant moved to bar the submission of the
previously
i.e.,
factors not
jury,
found
had
“outrageously
he
committed an
wanton and vile” murder
escape
agreed,
“to
holding
detection.” The trial court
that our
decisions
Biegenwald,
State v.
106 N.J.
533 prove unanimous-jury satisfaction trial which it failed that determina penalty majority first The reverses trial. tion, concluding unanimously to determine “that a failure statutory aggravating factor does not consti existence of factor, barring presentation at ‘acquittal’ an of that its tute grounds.” at 572 resentencing double-jeopardy Ante at A. 2d 628. O’Hern, dissenting opinion of Justice disagree.
I
concur,
I
aas matter of federal constitu
which
demonstrates
applies
specific
to the
jeopardy
that
context
tional law
double
phase
and should bar
sentencing
capital-murder
trial
aggravating
factors
were
the resubmission
by
in the
trial. Post at
prior
found
Missouri,
(citing
v.
451 U.S.
Bullington
standing: v. 106 N.J. at 185 We observed in Ramseur, supra, A.2d [524 188], jury’s aggravating consideration of factors serves to narrow the statutory death-eligible guide jury’s
class of murderers as well as to discretion determining the of a death sentence. appropriateness [Ante 572 A.2d 525, at 628.] According to one standard test principles under well-settled jeopardy, by elements; of double a crime is defined its essential crimes are the same if their elements are the same. Blockbur States, ger United 284 52 U.S. 76 (1932); DeLuca, supra, L.Ed. State v. atN.J. 1355; Ohio, 161, 163, 527 A.2d see Brown 432 U.S. 97 S.Ct. 2221, 2224, 53 187, 193, (1977). Thus, L.Ed.2d the subse quent prosecution for an offense that is based on the same elements of a crime in an prosecution involved earlier would prosecution involve the of the same crime for jeopardy double See, purposes. e.g., DeLuca, State v. 108 N.J. 1355; 2d Dively, supra, A. State v. 92 N.J. A. 2d 502. impose It follows that there a when verdict to the death penalty involving rejection specific factors, aggravating seeking retrial the death based on aggravating identical Here, factors is tantamount to a retrial for same crime. two the elements of the previously crime tried and deter mined not exist are identical two the elements of the retried, namely, crime that will by be murder as defined c(4)(c) c(4)(f). factors may The State not any retry other context a defendant for the same crime involv ing respect the same elements to which there was a See, rejection. Grunow, e.g., State v. 102 N.J. (1986). not,
A.2d 708
The State should
in the context of a
prosecution,
given
opportunity
murder
be
in the
retrial of a defendant
to establish the same
previously
rejected.
that had
been
explains
majority
its
jeopardy
conclusion that double
apply
not
in this
focusing
does
case
on asserted differences
distinguish
that can
guilt
from a
trial
trial
suggests
It
purposes.
all,
not,
elements that serve
may
after
constitute
warranting
penal-
capital murder
define the crime of
and, therefore,
respect
determination with
to an
ty,
factor,
negative finding, is
it an affirmative or
be
acquittal.
equated
conviction
can
with a
a result that
be
*19
regard
position
capital-
is
In a
Court’s
this
untenable.
The
to
prosecution
differences between the trial
murder
there are
penalty.
guilt
determine the
criminal
and the trial to
determine
trials, however,
principally distinguished
cannot be
These
question
no
the
purposes. There can
be
double
capital-murder
prescribed by our
statute
proceeding
bifurcated
put to
a defendant shall be
death entails
whether
determine
protections. The
with maximum
that must be conducted
trials
the
of
murder and
that can eventuate
a verdict
trial
respects
a criminal trial that is sur-
sentence is
all
any
protections guaranteed
the constitutional
rounded
all of
defendant,
relating
including
jeopardy.
to double
criminal
those
this,
acknowledges
at 520-
majority
as it must. Ante
The
Bullington v.
(citing
quoting
2d at 625-626
572 A.
270.)
Missouri, supra, 451
68 L.Ed.2d
U.S.
S.Ct.
conclusion that double
escape
the
majority
endeavors
by relying
death-penalty
on
fully to
trial
jeopardy applies
Arizona,
147, 106
90 L.Ed.2d
Poland v.
U.S.
expressed the
(1986),
Supreme
view
where the
Court
alleged aggravating
find
factors
of the sentencer to
the failure
“acquittal”
jeopardy purposes because
an
for double
not
the determina-
such factors does not involve
determination of
155-57,
essential elements. 476 U.S.
tion of a crime or its
Accordingly, the
at 132-33.
90 L.Ed.2d
106 S.Ct.
of
here rules that
the determination
majority
sentencing
only the determination
trial entails
factors at
of determina-
to the level
subsidiary facts and does not rise
capital murder. Ante at
crime of
tion of the elements of the
however, superimposes
majority,
537
charged beyond
to determine each element
crime
a
2C:1-13a;
Federico,
doubt.
reasonable
N.J.S.A.
see State
(1986);
Martinez,
510
103
A .2d 1147
State v.
97
N.J.
(1984)(quoting
Having undone the murder, proceeds ignore the Court then elements of *21 “non-unanimity” in judicial recognition of statutory and a non-unanimous capital-murder sentencing. It now rules that significance of non- accorded the a determination cannot be It unanimous verdict. states: unwilling are imbue to a non-unanimous decision with to [W]e respect aggravating factor with the same that a attends verdict reliability acquittal charge. on a criminal at 572 A .2d at 629.] 1Ante majority, noted,
The repudiates, as earlier expressly without acknowledging, statutory equates our and decisional law that with the essential elements of the crime of capital murder, by jury which must be determined in a death-penalty proof apply trial the same standards of liability its determination of criminal and its determination of jury required sentence. Because the is conscientiously to make a in determination satisfying exacting and, indeed, trial proof, standards of do so even greater clarity, specificity, solemnity than may surround its determination of the elements of criminal guilt, aggravating properly factors are subject considered the jury contrary position “verdict.” The today Court’s is depreciates unfathomable because it non-unanimity the role of Thus, in a capital-murder 2C:ll-3c(3)(c) trial. explicit- N.J.S.A. ly clearly provides: If the a unable reach unanimous the court verdict, shall sentence [providing
the defendant to subsection b pursuant for a sentence rather prison than the death penalty]. recognized Court itself has that a non-unanimous verdict constitutes verdict. We clearly, precisely, have stated and simply: language, Legislature From it this is clear that statutory contemplated
three final verdicts in a possible case: unanimous verdict results a unanimous verdict that results imprisonment, death, and a non-unani- mous verdict results imprisonment. [State Ramseur, 106 N.J. A.2d 188.] Moreover, we emphatic could not have been more about the legal significance of a non-unanimous determination as consti- tuting a verdict: jurors trial, unlike criminal need not ordinary prosecution, reach a unanimous a true deadlock verdict; results not a mistrial but is a final verdict.
[Id.
A.2d 188.]
*22
significant
understandably suggests that there is a
The Court
encompassing guilt or innocence
a “verdict”
difference between
of other issues
itself and a “determination”
or the sentence
were,
rejection, as it
notion of non-unanimous
the trial. The
former, according
Undoubted
Court.
applies only to the
determination
this
a verdict and a
ly, the difference between
semantical,
surely cannot follow
but it
is more than
context
reach a unani
determination —a failure to
that a non-unanimous
aggravating factor
the existence of an
mous determination —of
and our
The statute
to a “non-determination.”
is tantamount
aggravating factor be
explicitly that an
law demand
decisional
contrast,
a
jury agreement.
only by unanimous
found
by a non-unanimous deter
mitigating factor can be found even
weighing
and delicate
used in the critical
mination and be
(II), 112
The Court legal final determination aggravating factors is not nation of integrity of by impugning the respect to those factors with “non-unanimous jurors who have reached jurors, stating that are “unreliable.” decisions” finding capital-sentencing of the existence of a unanimous scheme, our Under charged one oí the statutory the State could result
any such determines death sentence, in a provided outweighs mitigating Unlike a reasonable doubt. factors beyond deciding jury charged several guilt-phase the existence of deliberations, might in an effort not exhaust its deliberative capacity aggravat- found that one if it has on all such factors already achieve unanimity outweighs mitigating agree, ing it does on which factor, unanimously a reasonable doubt. factors beyond [Ante at 572 A.2d 628.] describing phantom jury
The Court must be
summoned
is,
opinion.
however,
special
serve a
role
its
There
not the
slightest suggestion
that the real
in this
case
the first
flagging, impatient,
trial
like the
acted
inattentive
*23
the
jury
required by
Court’s scenario. The
case
this
was
express
to
every
instructions
consider and determine
and
each
proceeded
factor
it
to
mitigating
consider
before
factors, which it must have then
it
done because was also
to
weigh aggravating
instructed
do so
it could
before
against mitigating
jury
factors.
If the
had followed the Court’s
here,
script
we
jury willfully
would have to conclude that the
failed
If
operating
to follow instructions.
that becomes an
premise
respect
way
to
jurors discharge
the
we believe
it
responsibilities,
their
will undermine the foundation on which
upheld
constitutionality
death-penalty
this Court has
the
of the
statute. That
is
integrity
foundation
based
the belief in the
must,
jurors,
guide
of
who
under clear standards to
their
discretion,
deciding
act as
of
community
the conscience
the
(II),
whether the defendant lives or dies.
v. Bey
supra,
State
holding
reasoning
Ramseur,
and its
that
jurors
responsive
will be conscientious and
oaths
their
even
they
when
reach a non-unanimous determination.
underlying
reasoning
jurors
We do not believe that
this
premise
—that
given
if
take
will,
out
fail
chance,
easy
and
even
to reach
way
try
agreement
jurors’
sound. The
of death
process
and
qualification,
oath,
—is
designed
jury
the trial court’s instructions are all
assure
will make a
reaching
conscientious
to follow the law in
its verdict. The entire
attempt
jury representing
of
on the
system
belief
punishment depends
guided
conscience of the
will
exercise its
discretion in
community
responsibly
deciding
range
who shall live and who shall die.
from
To hide
the full
permitting
of its
thus
its decision to be based on uninformed
options,
goals
and
is to
inaccurate
mock the
possibly
speculation,
rationality
jurisprudence.
modern
A
consistency required by
disagreement
disagreeing
genuine
does not “avoid its
ais
responsibility” by
—
conclusion
its
deliberations.
statutorily permissible
(citations omitted).]
N.J. at
I adhere to the under rejection by an legally jury the a confronted what illogical jury inform a that of a It is to essential element crime. permissible acceptable, legally and a non-unanimous outcome is results, any specific and then fail to engender will attribute Indeed, explicit- finality we have ruled significance or thereto. opportuni- lost capital murder that even the ly in the context of and return a non-unanimous verdict ty jury to have the consider trigger jeopardy and concerning will double the seeking penalty. a the death bar retrial given case has coercive hold a trial court in a erroneously We that where Czachor, [State violation of instructions supplemental agree, its to law must a that has the inability A.2d 593 to expressed ] might that have final non-unanimous verdict afford defendant the benefit of the Having a been the coercion. erroneously deprived been returned absent resulting in to receive a verdict imprisonment substantial opportunity subject than the death, rather defendant not be to another sentenc- may ing proceeding. N.J. at [Ramseur, 524 A.2d supra, 188.] deprecates holding majority by asserting the effect of its disregard completely to that the non-unanimous verdict is not unfair the fundamentally by to defendant —who has been told Legislature by the this Court that a non-unanimous verdict Here, specifically is a verdict. has been instructed agree unanimously a that failure the existence that factor means that cannot be considered any way in the can deliberations that eventuate in death Yet, says aggra sentence. Court that resubmission of vating resentencing at rejected by were non- “poses unanimous determination no fundamental unfairness defendants.” Ante at 572 A .2dat 631-632. That cannot squared already be with what have we concluded to be the determining effect of a non-unanimous verdict in whether circumstances, put defendant should be to death: “In these we regard intolerably would as to require it unfair the defendant to undergo capital resentencing proceeding.” Ramseur, a second Moreover, at A .2d 188. the Court thought consoles itself with negating effect non-unanimous determination of an factor will also “helpful” jury. be next .2d Ante A That, however, 631-632. cannot Presenting be determinative: prosecution prior issues foreclosed cannot forestall the bar jeopardy, enlightening they may no matter how be in subsequent repeatedly trial. We have stressed that underlying jeopardy] all the is the protections [double clause provided by principle all State with its resources and be should not allowed to make power *25 alleged an for repeated convict individual attempts offense, thereby subjecting compelling him to embarrassment, and ordeal and him to expense continuing enhancing live in a state of and as as well anxiety insecurity, though guilty. even innoeent he be found possibility may quoting DeLuca, 108 at [State Green v. A.2d United U.S. States, L.Ed.2d 221, 223-24, (1957).] Court, here, again The acknowledges jeopardy that double protections “primarily prevent seek using the State from its vast resources to harass and oppress through defendants multi ple prosecutions punishments for the same offense.” Ante (citing Currie, 572 2d at 631 A. State (1964)). 197A.2d 678 It doing strikes me that what the is Court today “intolerably is both unfair” and a use of State resources oppress” “to harass and defendant.
The Court’s rationalization enlightenment of fairness and support holding particularly of its sounds Notwith- hollow. standing explanation a crocodilian to the contrary, the Court prosecution protections sanctions a flouts patently unprincipled. flatly and is Its is holding holdings war construing applying capital- with our clear murder The legislative statute. Court redefines scheme prior into essays capital- converts our decisions curious jurisprudence. murder Because Court does not confront them, prior holdings our disquietingly appears and overrule it capital-murder principle abandon the fundamental that a system only is tolerable if the execution of defendants based firmly nondelegable responsible jurors clearly on the decision of guided by exacting disturbing, opin- standards. As the Court’s betrays patience ion a loss current administration of insist, capital-murder justice patience if that is essential we —a must, may as we a defendant execute protection. providing without first the fullest measure of joins opinion Justice in so much of this as CLIFFORD departs ruling” from the Court’s “new that non-unanimous are “unreliable.” decisions
O’HERN, J., dissenting. drag system through No one to see cases like this wants suffering years. families of the relive their as victims view, my wisely long goes as on. the trial court the case *26 problem create dimension in this declined to constitutional to decision stand. case. We would be well advised let its has of a cruel murder. Defendant been convicted and vicious question appeal may subjected on his is whether he to a The be capital jury trial on murder a former second elements says majority may in his The he be twice resolved favor. prior these murder in the tried for elements of because jury charged deciding “a the existence of proceeding might aggravating necessarily factors exhaust its several unanimity in an effort to on all capacity deliberative achieve factor, aggravating if it such factors should determine one unanimously agree, outweighs mitigating does on which it beyond a reasonable doubt.” Ante at 572 A.2d at 628. with, begin understanding
To this is an incorrect of how we expect juries proceed explained cases. We (II), .2d 887 Bey 548 A that: jury obliged In the the existence of determine, first, phase, jury aggravating least one factor or factors. must find that at any jury factor the death If the exists before be penalty imposed. may * * * “finds that no factors exist the court shall sentence the defendant subsection which a term of b,” requires pursuant imprisonment. jury must determine however, finds an then it If, exists, making findings mitigating also exist. After fact about whether any mitigating jury the “existence or non-existence” of factors, judgment aggravating outweigh the must then make the normative whether the
mitigating factors reasonable doubt. That deter beyond decision, effect, [Id. mines the of the death for the defendant. at 158, appropriateness 548 A .2d 887.] Besides, principle reasoning may this of abstract have relevance public policy social or other fields of in which to certain sciences verdict, however, A is not finality is not end in itself. if its just may another decision that be reviewed and revised premises questioned. are always significance to a have accorded the most solemn
We judge may No command that a verdict be entered. verdict. may juries. judge partial verdicts with reconstituted No allow questioned its jury may be about reasons for verdict. No less, It is not that we the truth-seeking process value but Hence, that we value the the more. apply we would never *27 majority’s principles to any setting. example An other will jury suffice. If a non-capital convicted a defendant of murder acquitted him underlying but of an felony, related such as a rape robbery, or retry we could never underlying him rape robbery or on theory jury that the' had not “ex- 525, capacity.” its deliberative Ante 572 A.2d at haust[ed] ironic, then, Is it “[imposition 628. not that we can say is ‘profoundly all different from other ** * and, such, more, penalties,’ fewer, requires proce- as not * * safeguards 630, Biegenwald, 639, dural 96 State v. N.J. Ohio, A.2d in (quoting part 477 318 v. Lockett 438 U.S. 586, 605, 2954, 2965, 973, (1978)), 98 S.Ct. 57 L.Ed.2d 990 safeguards yet apply not those here? may capital
The answer made be verdict is acquittal different not because it is a unanimous in the same guilt acquittal sense that a is. But a non-unanimous verdict in every is a in case verdict sense of the word. Our (II), 123, 887, decisions in 112 Bey State v. 548 A.2d N.J. 330, Hunt, (1989), and State 115 558 v. A.2d 1259 have made that clear. cases, many an aggravating self-prov- factor of murder is
ing, e.g., situation, in felony-murder 2C:ll-3c(4)(g), N.J.S.A. officer, killing police 2C:ll-3e(4)(h), or the as in State v. Rose, 454, (1988). 112 A.2d 1058 A conscientious invariably will almost find such an factor unani- mously any remaining aggravating to exist. The trial on deciding may in be critical whether defendant will any aggra- or die. A live non-unanimous verdict on other vating factor would a verdict in such be favor of a defendant. put His her life would have been at risk once for violation of factor. put, a defendant twice on Can be the same goal all death-penalty jurisprudence elements? The is to “ ‘reliability appro assure the determination that death ” Florida, priate punishment.’ 430 U.S. Gardner (1977) (White, J., 51 L.Ed.2d S.Ct. Carolina, concurring) (quoting Woodson North U.S. (1976)). 49 L.Ed.2d It is hard persuasion advancing “reliability are to assert with that we punishment” appropriate that death is the determination may when one defendant receive the of a non-unani benefit live, not, may depending mous verdict and another on the but non, of presence, vel another the case. majority has hoc made ad determination that this not defendant should receive the benefit of a favorable verdict all, some, the elements of murder. The but understandably this face Court wishes defendant to the full punishment for this murder. We have an intuitive measure nearly finding sense that the unanimous eleven-to-one vote *28 2C:ll-3e(4)(c) presence “outrageously of the N.J.S.A. or wan tonly allow retrial of that factor. But our vile” should intuition; principles more must use Court must use than it if, case, application. aggra other consistent What another vating a premise factors used to death sentence were found see, wanting, Biegenwald, 106 legally e.g., v. (1987) c(4)(c) (foreclosing aggrava on 524 2d 130 factor based A. an battery/torture), ted and the defendant had won eleven-to- any one in his favor on the absence of other factors? vote appeal say that defendant whose set aside the Would we could be retried on the factors relied think found in his favor? I should not. statute, aggravating are
Under our
essential
capital
Biegenwald,
crime
elements of the
murder. State
A. 2d
supra,
Dissenting—Justices O’HERN—3.
