Lead Opinion
The opinion of the Court was delivered by
After a jury trial, defendant, Curtis Knight, was convicted of first-degree murder, third-degree possession of a weapon for an unlawful purpose, and fourth-degree unlawful possession of a weapon. The Appellate Division reversed defendant’s convictions on two grounds: 1) the prosecutor’s failure to disclose certain exculpatory information to defendant violated federal constitutional law; and 2) the admission into evidence of defendant’s statement to his arresting officer violated defendant’s state constitutional right to counsel as construed in State v. Sanchez, 129 N.J. 261,
In Sanchez, supra, we held that mere recitation of the Miranda warnings does not provide an indicted defendant with information sufficient to make a knowing and intelligent waiver of the right to counsel. 129 N.J. at 276,
We granted the State’s petition for certification, 142 N.J. 575,
I
In March 1990, defendant was tried along with Cesar Glenn for the murder of Glenn Brown, who was also known as Hassan. The State contended that Cesar Glenn held Brown while defendant beat him to death with a pipe.
The State’s case against defendant relied heavily on the testimony of Marie Robinson, who claimed to have witnessed the beating. Robinson testified that on the morning of September 12, 1988, she was talking with friends in front of an apartment building located
According to Robinson, a few minutes later two men who Robinson could not identify entered the hallway of the building from the back door. They were followed by defendant. After finding Brown on the hallway staircase, each of the two unidentified men took one of Brown’s arms and dragged him out of the back of the building. Robinson explained that Brown could barely stand up on his own, and remained limp as he was brought out the back door. Robinson moved into the hallway of the building to get a better view of what was happening, and saw the two men hold Brown while defendant hit him in the head with a pipe three or four times. Gunshots were fired, Brown fell to the ground, and the three assailants fled the scene. A state medical examiner corroborated Robinson’s story by testifying that Brown’s injuries were caused by blunt-force trauma to the head, and that the injuries could have been inflicted by someone wielding a pipe.
Defense counsel vigorously attacked Robinson’s credibility. Counsel noted that Robinson’s trial testimony was inconsistent with prior statements she had given to the police. Robinson’s story had changed regarding where the attack took place, whether anyone else had witnessed the attack, and how much of the attack Robinson herself had observed. Robinson admitted to having previously lied to the police when she told them that she did not know the names of any of the other persons standing in front of the apartment building when the beating took place. She also conceded that she did not contact the police to inform them of what she had witnessed until eleven days after the killing, when
Another aspect of the State’s case against defendant concerned a baseball hat found at the crime scene that contained the logo “Pepsi-Cola Teterboro.” The State contended that the hat belonged to defendant. Although the State did not offer the hat into evidence, it did offer a picture taken of the crime scene that depicted the hat lying on the ground. A Pepsi employee testified that defendant worked at Pepsi’s Teterboro plant in 1985 and 1986, when such hats were distributed to all employees. However, no witness indicated that Brown’s attacker was wearing a baseball cap.
The State’s case also included evidence seized from defendant when he was arrested in California. Defendant was indicted for the murder of Glenn Brown on December 8, 1988. However, because defendant and his girlfriend, Kathy Capella, had moved to California in October of 1988, New Jersey law enforcement authorities had been unable to find defendant prior to or after his indictment. On October 25, 1989, F.B.I. Agent Mark Wilson and local police officers located and apprehended defendant in Palm-dale, California.
At the time of his arrest, defendant was driving a black Ford that belonged to Capella. When the arresting officers searched the car they found a pipe on the floor beneath the front passenger’s seat. The State argued at trial that the pipe was the weapon used to kill Brown. The State based that argument on Robinson’s testimony that the seized pipe was the same size as the pipe used to kill Brown and that it looked like the same pipe. Capella testified that she had picked up the pipe in September 1989 while jogging in order to ward off a dog. She testified that she later put the pipe in her car and had not used it since.
The trial court also admitted into evidence a statement that defendant allegedly made to Agent Wilson following his arrest.
Dwight Goines, Brown’s cousin, was defendant’s primary witness. In his testimony, Goines contradicted Marie Robinson’s account of Brown’s death. On the day of the murder, Goines was working for the Newark Housing Authority, painting the doors of the apartments in the Prince Street apartment building. Goines testified that shortly after 8:15 a.m., while Goines was painting, Brown approached him and the two spoke for approximately twenty minutes. Brown told Goines that he had been awake all night, but, according to Goines, Brown’s physical condition appeared to be normal. After their conversation, Goines went to the front of the building to paint the exterior of the front door and Brown walked toward the back door. While painting outside the front of the building, Goines heard a gun shot. He ran into the building, looked out of a window, and saw two men running from the rear of the building. He then went to the back of the building and saw his wounded cousin lying on the back porch. Goines testified that he did not see either defendant or Marie Robinson at 254 Prince Street on that day.
The jury found defendant guilty of all charged offenses: first-degree murder, N.J.S.A 2C:ll-3a(l), (2); fourth-degree unlawful possession of a weapon, N.J.S.A 2C:39-5d; and third-degree possession of a weapon for an unlawful purpose, N.J.S.A 2C:39-
Defendant subsequently moved for a new trial based on newly discovered evidence. In support of that motion, defendant presented the testimony of Kenneth Barnhill, who allegedly was with Brown on the morning of his death and saw Brown beaten to death. Barnhill explained that, around 7:00 a.m. on September 12, 1988, he and Brown were talking while sitting on a bench in front of the building located at 260 Prince Street. They then walked to 254 Prince Street, where Barnhill sat on a car and read a newspaper while Brown went to the back porch of the apartment building. Barnhill testified that a black male with a light complexion later walked into the building, through the hallway, and to the back porch, where he attacked Brown and began beating him with a weapon that Barnhill could not identify. Barnhill testified that a second individual looked on from the hallway, but Barnhill could not be sure if that individual was an accomplice of the assailant. When the beating ended and the assailant left the scene, Barnhill went to the back porch and found Brown lying in a pool of blood. Like Goines, Barnhill testified that he did not see either defendant or Marie Robinson at the scene of the crime. The trial court denied the motion for a new trial, finding that Barnhill’s testimony was “wholly untrustworthy” and thus would not have changed the result of defendant’s trial.
On appeal, defendant raised nine points of error. See Knight, supra, 288 N.J.Super. at 108-111,
During the remand proceedings, defendant pointed to four areas in which the State had failed to provide exculpatory evidence to defendant. The first area involved the credibility of Marie Robin
The second area of non-disclosure involved statements made by Hakima, the woman who, according to Marie Robinson, talked with Robinson shortly before the attack on Brown. The State’s pre-trial witness list included the name and address of a woman named Kim Royal. Defense counsel was unsuccessful in his efforts to contact Royal at the address provided by the State. The State failed to inform defendant that it had discovered that the woman’s correct name was Kim Loyal, and that Loyal was the woman who Robinson called Hakima. More importantly, the State failed to disclose that Loyal had told State investigators that she was near 254 Prince Street around the time of the attack on Brown, but did not see defendant or Robinson there.
The remand hearings also revealed that the State had failed to disclose an F.B.I. teletype sent to Agent Wilson on September 27, 1989, informing him of the facts underlying the charges against defendant. Wilson had testified that he was unaware of that information when he interrogated defendant, and thus the teletype could have been used to impeach Wilson’s credibility.
Finally, defendant contended that the State failed to disclose that one of the State’s witnesses, Terrence Worthy, had informed law enforcement authorities in July 1988 that Glenn Brown had
In an oral opinion, the trial court ruled that the non-disclosures did not require the reversal of defendant’s convictions. The court explained that the non-disclosures were not material to defendant’s case and would not have affected the result of the trial. The court reached that conclusion viewing each non-disclosed item in isolation, and made no findings concerning the cumulative effect the suppressed evidence would have had on the jury.
The Appellate Division reversed, finding that defendant’s convictions had been obtained in violation of the federal Constitution because ‘“there is a reasonable probability that, had the [suppressed] evidence been disclosed to the defense, the result of the proceeding would have been different.’ ” Knight, supra, 283 N.J.Super. at 120,
The Appellate Division offered a second, independent ground for the reversal of defendant’s convictions: the admission into evidence of defendant’s statement to Agent Wilson contravened this Court’s holding in State v. Sanchez, supra, 129 N.J. 261,
With regard to defendant’s remaining contentions, the Appellate Division briefly noted its approval of the trial court’s decision to instruct the jury that it could consider defendant’s leaving New Jersey as proof of consciousness of guilt. Id. at 111,
II
In Brady v. Maryland, 373 U.S. 83, 87, 83 S.Ct. 1194, 1196-97,
Central to the Brady analysis is the determination of whether evidence is sufficiently “material” to require its timely disclosure to the defendant. In Agurs, supra, 427 U.S. at 104-112, 96 S.Ct. at 2398-2402,
We agree with the Appellate Division that the State in this case violated the Brady rule by withholding evidence favorable to defendant and material to the issue of guilt. First, the State suppressed evidence that could have been used to impeach Marie Robinson, the State’s only eyewitness and the one person at trial who placed defendant at the scene of the crime. Defense counsel vigorously attempted to impeach Robinson’s testimony, revealing the inconsistencies between her testimony and her prior statements, and the discrepancies between her testimony and that of other witnesses. The prosecutor responded by emphasizing in his closing argument that Robinson had no motive to lie:
*248 Now, Marie Robinson has absolutely no reason to tell you anything but the truth____ What do you think she’s getting out of this? Nothing. If we were doing something for her, if she got paid, if she got some bargain, if something was being done for her then you would say we know why she’s doing this. Marie Robinson obviously is not getting anything at all ... I submit to you you can’t find one reason why she’s testifying other than the fact that she saw [the beating]----
Had defense counsel known that a representative from the prosecutor’s office had spoken on Robinson’s behalf at her sentencing hearing, and that Robinson subsequently received a time-served sentence on a plea bargain that called for a jail term of up to 364 days, counsel’s ability to impeach Robinson’s credibility would have been significantly enhanced.
Kim Loyal’s statement further discredits Robinson’s account of the crime. Although Robinson testified at trial that she talked with Loyal for ten or fifteen minutes shortly before the attack on Brown, Loyal told the police that she never saw Robinson on the day in question. Moreover, Loyal stated that she did not see defendant when she was in the area of 254 Prince Street around the time of the crime. Confronted with such testimony, the jury might have credited the testimony of Dwight Goines and concluded that defendant was not responsible for the attack on Brown.
In our view, disclosure of the F.B.I. teletype and the statements made by Terrence Worthy would have had minimal impact on defendant’s trial. Nevertheless, based on the combined impact of the Loyal statement and the Robinson sentencing information, see Kyles, supra, 514 U.S. at -, 115 S.Ct. at 1560,
Ill
Defendant also contends that his statement to F.B.I. Agent Wilson should not have been admitted into evidence at trial
A
This Court has four options in any case in which it must determine the retroactive effect of a new rule of criminal procedure. See State v. Burstein, 85 N.J. 394, 402-03,
However, before a court chooses from among those four options, it customarily engages in the threshold inquiry of whether the rule at issue is a “new rule of law” for purposes of retroactivity analysis. Ibid. Our cases have recognized that if a ruling does not involve a “departure from existing law,” the retroactivity question never arises and our power to limit the retroactive effect of a decision is not implicated. Ibid. That approach apparently stems from the concept, prevalent at common law, that the duty of courts
In State v. Lark, 117 N.J. 331, 336,
If a decision indeed sets forth a “new rule,” three factors generally are considered to determine whether the rule is to be applied retroactively: “(1) the purpose of the rule and whether it would be furthered by a retroactive application, (2) the degree of reliance placed on the old rule by those who administered it, and (3) the effect a retroactive application would have on the administration of justice.” State v. Nash, 64 N.J. 464, 471,
“The first factor, the purpose of the new rule, is often the pivotal consideration.” Burstein, supra, 85 N.J. at 406,
The third factor in the retroactivity analysis, the effect a retroactive application would have on the administration of justice, recognizes that courts must not impose unjustified burdens on our criminal justice system. See Burstein, supra, 85 N.J. at 410,
Our three-pronged retroactivity analysis stems from the test set forth by the United States Supreme Court in Linkletter, supra, 381 U.S. at 636, 85 S.Ct. at 1741,
Only one other state court has considered the appropriate retroactive effect of a decision announcing a rule akin to the right-to-counsel rule of Sanchez. In People v. Samuels, 49 N.Y.2d 218, 424 N.Y.S.2d 892,
B
The threshold retroactivity issue in this case, whether Sanchez announced a new rule of law, is a close question. Our analysis begins with Patterson v. Illinois, 487 U.S. 285, 108 S.Ct. 2389,
Four years later, in Sanchez, supra, 129 N.J. at 276-77,
On the other hand, focusing on the period before Sanchez was decided, Patterson represented the United States Supreme Court’s resolution of the question under the federal Constitution, and the Patterson Court squarely had rejected the right-to-counsel argument later accepted in Sanchez. Moreover, that we would interpret our State Constitution as we did in Sanchez might not have been predicted in view of the fact that “[w]henever possible, we endeavor to harmonize our interpretation of the State Constitution with federal law.” Tucker, supra, 137 N.J. at 291,
We therefore conclude that the Sanchez rule is “sufficiently novel and unanticipated” to implicate this Court’s power to limit the retroactive effect of its decisions. Lark, supra, 117 N.J. at 339,
To guide us in the inquiry into the purpose of the Sanchez rule, we look to the rationale for that rule set forth in Sanchez itself:
The return of an indictment transforms the relationship between the State and the defendant. By obtaining the indictment, the State represents that it has sufficient evidence to establish a prima, facie ease. Once the indictment is returned, the State is committed to prosecute the defendant. From that moment, if not before, the prosecutor and the defendant are adversaries. Questioning the*256 accused can be only “for the purpose of buttressing * * * a prima facie case.” The spotlight is on the accused. Under those circumstances, the perfunctory recitation of the right to counsel and to remain silent may not provide the defendant with sufficient information to make a knowing and intelligent waiver. Such a recitation does not tell the defendant the nature of the charges, the dangers of self-representation, or the steps counsel might take to protect the defendant’s interests____ Given the adversarial nature of their relationship, for the State’s representatives to communicate adequately that information to an indicted defendant would be difficult, nigh to impossible.
[Sanchez, supra, 129 N.J. at 276-77,609 A.2d 400 (quoting People v. Settles, 46 N.Y.2d 154,412 N.Y.S.2d 874 ,385 N.E.2d 612 , 616 (1978)) (citations omitted).]
In this case, the inquiry into the purpose of the new rule does not, by itself, reveal whether retroactive application of the rule would be appropriate. Although the Sanchez rule is intended, in part, to discourage police interrogation of indicted, unrepresented defendants, it is not solely an exclusionary rule. Similarly, although the rule aims to “enhance the reliability of confessions by reducing the inherent coercion of custodial interrogation,” State v. Reed, 133 N.J. 237, 260,
We fail to discern any appreciable reliance by law enforcement officials on pre-Sanchez law. Significantly, because of the manner in which our state criminal justice system operates, only in exceptional situations would a New Jersey law enforcement officer attempt to interrogate an indicted defendant outside the presence of a defense attorney. We note that in urban counties the first appearance by criminal defendants occurs in Central Judicial Processing (CJP) courts, see Tucker, supra, 137 N.J. at 284,
forms requesting assigned counsel generally are completed by defendants prior to their initial court appearance, and at that court appearance counsel from the public defender’s office are generally available to provide representation. In the CJP courts, as an essential pre-condition of effective case management, defendants are*257 presumed to have asserted their expectation to be represented by counsel, and counsel are routinely provided.
[.Ibid.]
Thus, the prevailing practice across much of the State is to provide counsel to defendants immediately after the criminal complaint is filed — even before the grand jury has returned an indictment. See id. at 284-85,
The third retroactivity factor, the effect retroactive application would have on the administration of justice, militates in favor of limited retroactive application of the Sanchez rule. As noted, cases in which the Sanchez rule is implicated arise relatively infrequently. Thus, applying Sanchez retroactively to cases on direct appeal would neither “be chaotic” nor “overwhelm our courts.” Catania, supra, 85 N.J. at 447,
Based on the three retroactivity factors, we conclude that it would be “just and consonant with public policy,” Nash, supra, 64 N.J. at 469,
We note that this result is consistent with the approach now followed by the federal courts in retroactivity cases, see Teague, supra, 489 U.S. at 310, 109 S.Ct. at 1075, 103 L.Ed.2d at 356; Griffith, supra, 479 U.S. at 328, 107 S.Ct. at 716,
C
The State contends that even if Sanchez applies to this case, it does not render inadmissible defendant’s statement to F.B.I. Agent Wilson. The State argues that when Agent Wilson took defendant’s statement he was acting not on behalf of the State of
In State v. Mollica, 114 N.J. 329, 347,
However, we qualified that broad statement with a “vital, significant condition”: The seized evidence remains inadmissible in state court if obtained by federal officers acting under color of state law or as agents of state law-enforcement authorities. Ibid. Resolving the agency issue entails a fact-sensitive inquiry:
Differing relationships and interactions may suffice to establish agency. Thus, antecedent mutual planning, joint operations, cooperative investigations, or mutual assistance between federal and state officers may sufficiently establish agency and serve to bring the conduct of the federal agents under the color of state law. On the other hand, mere contact, awareness of ongoing investigations, or the exchange of information may not transmute the relationship into one of agency.
[Id. at 356,554 A.2d 1315 .]
The record in this case demonstrates that an extensive cooperative effort between local officials and the F.B.I. led to defendant’s arrest. Michael Stigliano, an investigator from the Office of the Essex County Prosecutor, learned of defendant’s California residence in September 1989 and informed Agent Ron Bukowicz of the F.B.I.’s Newark office. Stigliano and Bukowicz spoke on
ON MONDAY, SEPTEMBER 12, 1988, AT APPROXIMATELY 8:45 AM, AN INDIVIDUAL NAMED GLENN BROWN WAS ASSAULTED AT THE REAR OF 254 PRINCE STREET, NEWARK, NEW JERSEY. BROWN WAS STRUCK SEVERAL TIMES ON THE HEAD WITH A BLUDGEON AND LEFT UNCONSCIOUS. ON SEPTEMBER 14, 1988, BROWN DIED OF THE INJURIES SUSTAINED DURING THE ASSAULT ON HIM OCCURRING ON SEPTEMBER 12,1988.
SUBSEQUENT INVESTIGATION RESULTED IN THE ARREST OF CO-DEFENDANT CAESAR GLENN AND THE IDENTIFICATION OF CURTIS KNIGHT AS BEING INVOLVED IN THE MURDER OF GLENN BROWN.
CURTIS KNIGHT WAS INDICTED FOR HOMICIDE DURING MARCH, 1989, BY AN ESSEX COUNTY, NEW JERSEY GRAND JURY.
ON 5/17/89, AN UNLAWFUL FLIGHT WARRANT WAS OBTAINED ON KNIGHT BEFORE UNITED STATES MAGISTRATE G. DONALD HANEKE, AT NEWARK, NEW JERSEY. RECOMMENDED BAIL ON KNIGHT IS ONE HUNDRED THOUSAND DOLLARS ($100,000.00) CASH.
ON 9/27/89, DETECTIVE MICHAEL STIGLIANO, ESSEX COUNTY PROSECUTOR’S OFFICE, NEWARK, NEW JERSEY, CONTACTED CASE AGENT IN THIS MATTER AND PROVIDED INFORMATION RELATIVE TO A POSSIBLE LOCATION FOR CURTIS KNIGHT....
LOS ANGELES, AT PALMDALE, CALIFORNIA: CONDUCT DISCREET INVESTIGATION AT 3446 BROMLEY COURT, IN ORDER TO ASSESS LIKELIHOOD OF SUBJECT KNIGHT CURRENTLY BEING AT THAT ADDRESS. CONDUCT LOGICAL FOLLOW-UP INVESTIGATION TO LOCATE AND APPREHEND.
NEWARK MAINTAINING LIAISON WITH DETECTIVE STIGLIANO, ESSEX COUNTY PROSECUTOR’S OFFICE.
At 8:35 a.m. on October 25, 1989, Agent Wilson and local police officers apprehended and arrested defendant in Palmdale, California. Wilson subsequently “advised [defendant] he was under arrest for unlawful flight in order to avoid prosecution, murder warr[a]nt for the State of New Jersey.”
On the afternoon of October 25, F.B.I. agents spoke to a representative of the Essex County Prosecutor’s Office to “get some information concerning this case.” Agent Wilson then returned to the county jail where defendant was being held to
This record contains information sufficient for us to conclude that Agent Wilson was acting as an agent of the Essex County Prosecutor’s Office when he interrogated defendant. This is not a case of “mere contact,” Mollica, supra, 114 N.J. at 356,
W
Of defendant’s remaining contentions, we briefly address the two that are likely to arise on retrial. The trial court properly admitted into evidence the pipe found in the car defendant was driving at the time of his arrest. The circumstances under which the pipe was found, along with Robinson’s testimony that the seized pipe is the same color and length as, and “looks like,” the weapon used to kill Glenn Brown, provided a sufficient evidentiary foundation for the pipe. Cf. State v. Holland, 59 N.J. 451, 457,
The propriety of a flight charge in this case will depend on the evidence adduced at defendant’s retrial. We draw the trial court’s attention to our decisions in State v. Long, 119 N.J. 439, 499,
V
We affirm the judgment of the Appellate Division.
Concurrence Opinion
concurring in part and dissenting in part.
I dissent from the Court’s holding that State v. Sanchez, 129 N.J. 261,
Defendant was indicted in New Jersey on December 8,1988, for the murder of Glenn Brown. He was located and arrested in California on October 25, 1989, by F.B.I. Agent Mark Wilson and local police officers in Palmdale, California. After his arrest, Agent Wilson read defendant his Miranda rights, and defendant signed a written Miranda waiver. Defendant then gave a state-
Applying Sanchez, the Court holds that because defendant had been indicted prior to Agent Wilson’s interrogation of defendant, the uncounseled waiver did not constitute a valid waiver of his state constitutional right to counsel. Ante at 244 and 261,
The Sanchez rule was an unanticipated break with existing law that was announced after the conclusion of defendant’s trial. At the time Agent Wilson interrogated defendant, the controlling federal law held that reading the Miranda rights to an indicted defendant provides a sufficient basis from which the defendant can make a valid waiver of his or her Sixth Amendment right to counsel. Patterson v. Illinois, 487 U.S. 285, 296, 108 S.Ct. 2389, 2397,
I fail to see why a rule that served New Jersey well in assuring the reliability of confessions for thirty years under its existing constitution after Miranda was decided in 1966 should overnight be found so unreliable as to justify retroactive application of a new rule. The Court rationalizes its conclusion by conjecturing that law enforcement did not rely on Patterson. Ante at 256,
This is not a case in which law enforcement failed to scrupulously honor a previously invoked right of silence that would render defendant’s statement to be unconstitutionally compelled. Rather, the case involves the assertion, based on Sanchez, that defendant’s waiver was not knowing, intelligent and voluntary because he had been indicted. As such, the reliability of defendant’s statement would not be enhanced by application of the Sanchez rule.
I believe there was justifiable reliance by the law enforcement community on the Patterson rule. “Such justifiable reliance should not be punished by retroactive application of the [new] rule” established in Sanchez. State v. Catania, 85 N.J. 418, 447,
I would therefore apply the Sanchez rule to cases in which Miranda warnings were given to indicted defendants after July 23, 1992, the date Sanchez was decided. In all other respects, I concur in the Court’s opinion.
Justice GARIBALDI, joins in this opinion.
For affirmance — Justices HANDLER, POLLOCK, O’HERN and STEIN — 4.
Concurring in part; dissenting in part — Justices GARIBALDI and COLEMAN — 2.
