*1 v. KIRK R.1 STATE OF CONNECTICUT (SC 16940) Borden, Norcott, Palmer, Zarella, Vertefeuille and Js. spirit 54-86e, accordance with the of General Statutes as amended 03-202, 15, policy protecting Public Acts No. and this court’s privacy matters, interests of victims in sexual abuse we will not use the opinion. defendant’s full name or the names of the victims in this *2 officially released 19, 2004 Argued October March 11 with defender, Dakers, D. special public Donald intern, for Cyrulnik, was Jason law student whom appellant (defendant). state’s Fawcett, W. supervisory assistant
Frederick were Jonathan C. brief, whom, with on attorney, III, Stephen Sedensky J. Benedict, attorney, state’s appellee (state). for the attorney, assistant state’s senior Opinion our appeals, following J. The defendant BORDEN, Appel- certification,2 judgment from of grant of convic- judgment trial court’s affirming late Court two counts of sexual jury trial, a of rendered after tion, Stat- of General first in violation degree assault in the 2 appeal, petition limited granted for certification the defendant’s We properly Appellate following determine that “Did the Court issue: provides (b), provisions which Statutes 53a-70 of General upon years imprisonment conviction of sexual sentence of ten years age, was not a is under ten first if the victim assault in the jury finding that the victims were so that a enhancement statute R., v. Kirk required?” Conn. was not under ten 817 A.2d two counts (a) (2),3 1997) § (Rev.
utes Statutes of General in violation injury to a child risk of claims The defendant 53-21 1997) (2).4 (Rev. 53a- improperly concluded Court Appellate sen- mandatory minimum for a provides (b), is less if the victim imprisonment ten tence of by the require finding did not age, than court, finding to a opposed jury, as age.5 less than ten were fact the victims whether the issue of the defendant that with agree We have years of should less than ten victims were judgment jury. We affirm submitted to been *3 conclude because we Court, however, Appellate present in finding of such a the absence doubt. beyond a reasonable was harmless case counts with two R., charged Kirk was defendant, The two counts in first and degree assault of sexual 3 guilty provides: “(a) person (Rev. 1997) A is to 53a-70 General Statutes I compels person (1) degree another first when such of sexual assault in the by against such person engage use force in sexual intercourse to by against person person, such or the threat of use of force or a third other person reasonably person person against causes such a third other or engages injury person person, (2) in physical such or a third or to fear person person is under and such other intercourse with another sexual years such two older than and the actor is more than thirteen provided degree person, (3) sexual assault in the second or commits by two or commission of such offense is aided section 53a-71 and actually persons present. more other felony “(b) B for which one in the first is a class Sexual assault by imposed may suspended year not be or reduced of the sentence age, or, for which if of the offense is under ten court the victim by may suspended imposed or reduced of the sentence not be ten the court.” was convicted occurred the conduct for which the defendant Because July, 1997, September, we to the revision of 53a- refer
between
as it existed at that time.
70
4
1997)
(Rev.
are
Statutes
53-21
The convictions under General
appeal.
not relevant to this
5
clarity,
opinion,
later in this
this claim
For the sake of
and as we discuss
improperly
legally equivalent
omitted an
to a claim that the trial court
Velasco,
jury.
v.
See State
the offense in its instructions to
element of
210, 232,
(2000).
A.2d
253 Conn.
a child in connection with certain
injury
of risk of
Z and F.
stepdaughters,
his minor
involving
incidents
all
charges
defendant
guilty
The
found the
of conviction in accor
judgment
the trial court rendered
on 53a-
court, relying
with the verdict. The trial
dance
years of the defendant’s fifteen
imposed
(b),
as a
year sentence of confinement
appealed
Appellate
to the
sentence.6 The defendant
that the trial court
Court,
among
things,
other
claiming,
year mandatory
the ten
mini
imposed
should not have
without first submit
mum sentence under §
jury.
question
ages
of the victims’
ting
Kirk R.,
App. 376, 379,
vant to this
other
alleged, among
things,
dant was charged,
*4
period
approximately
time
of
following: “[D]uring September, 1998 . . .
July,
through approximately
1997
in
intercourse with
engaged
sexual
[the defendant]
twenty years
to a term of
trial court sentenced the defendant
“[T]he
by thirty-five years
years,
incarceration, suspended after fifteen
followed
probation
count,
alleged
of General Statutes
on the first
which
violations
thirty-five years
(2),
years suspended
(Rev.
1997)
(a)
§
with
to
53a-70
count,
injury
probation
alleged risk of
to a child in
on the second
which
twenty years
(Rev.
1997)
(2),
§
violation of General Statutes
to
53-21
sus
years
by thirty-five years
probation
pended
on count
after fifteen
followed
years
three,
(a) (2),
suspended
alleged
§
which
a violation of 53a-70
and ten
years
count,
thirty-five
probation
alleged
risk of
with
on the fourth
injury
(2).
a
in
of 53-21
The sentences on the first and
to
child
violation
concurrent, and the sentences on counts
third counts were ordered to be
to be consecutive to each other and to the
two and four were ordered
R.,
App. 376,
on counts one and two.” State v. Kirk
74 Conn.
sentences
n.2,
supra, App. 74 Conn. on Harris v. primarily 379. Relying United States, 536 U.S. 122 S. Ct. 153 L. Ed. 2d Appellate (2002), that, Court reasoned because does not potential § increase the maximum sentence for a conviction of sexual assault degree, specifies first but the minimum sentence instances which the victim is less than ten of age, question of whether the victims were less than did not constitute a “sentencing enhancement,” ordinarily must be submitted to State v. Kirk R., supra, jury. Instead, Appel- 385. late Court concluded that the issue of whether the vic- tims were less than ten of age constituted a factor,” “sentencing and, therefore, the trial court did plain by not commit error to submit that failing issue jury.9 Id., 386. Appellate Accordingly, Court affirmed the trial court’s judgment of conviction. Id., 391.
The defendant
claims that
the Appellate Court
improperly concluded that 53a-70
does not
(b),
require
§
a finding
that the victim was less than ten
Specifically,
that,
defendant contends
Velasco,
under State v.
210, 218,
Conn.
505 the factor, a sentencing or enhancement sentencing a and that intent, legislative on inquiry centers proper the reveal statutory of construction tools basic whether jury to determine for the intended legislature was (a) a under 53a-70 § assault the victim sexual 11 the on argues, The state age. ten less than make did intend to not hand, legislature other ten victim less than the question whether the did the nor (a), 53a-70 § an element length the of incarceration expand “to intend legislature con Thus, the state by the statute.” proscribed . . . 53a- correctly construed Appellate § the Court tends, by the properly decided a factor 70 (b) any alternative, the state argues court. the trial case harmless present constituted impropriety the not chal because of the victims were ages error “supported by overwhelming and were lenged evidence.” legislature defendant agree
We
with the
court,
jury,
intended for the
and not
assault
whether
the victim of a sexual
to determine
Although
782,
(2001) (discussing Velasco).
793-94,
A.2d 559
255 Conn.
777
necessarily
penalty
(b)
§
for a violation of 53a-
§ 53a-70
does
enhance
imposes
sentence;
(a),
11
but rather
see footnote
70
present
opinion;
informs our
of the
of this
Velasco nonetheless
resolution
case.
that,
because 53a-70
establishes a manda
The defendant concedes
penalty
tory
for a
minimum sentence and does not increase the maximum
(a),
under
would not have been constitu
conviction
question
tionally prohibited
removing
the victim was
of whether
from
States, supra,
jury.
See Harris v. United
less than
from
79,
Pennsylvania,
(“Read together,
477 U.S.
As an
matter,
initial
we note that the defendant did
object
to the trial court’s failure to instruct
jury
that it must find that the victims in
present
case
were less than ten
of age.
result,
As a
the defen-
dant seeks
prevail
to
under either
v. Golding,
213
Conn. 233, 239-40,
507
regarding
of a
determination
an element of 53a-
It is well settled that a criminal defendant
(a).
constitutionally
entitled “to a
determination that
every
is guilty element of the crime with which
[he]
beyond
he is
a reasonable doubt.”
charged,
(Internal
quotation
Apprendi
marks
v. New
omitted.)
Jersey,
466, 477,
2348,
U.S.
120 S. Ct.
construed supra, Velasco, v. State omitted.) marks quotation nal 219-20. 253 Conn. of the stat analysis language “the our with
We begin factor to be important the most that is ute, because 537, 577, 262 Conn. Courchesne, considered.” suggests of 53a-70 The structure A.2d 562 predicate the factual not intend did sentence, that the mandatory minimum year of the ten an element to be years age, less than victim was of the acts At the time assault. sexual degree of first (Rev. Statutes case, General present alleged person “A part: in relevant provided (a) 53a-70 1997) § when such degree in the first of sexual assault is guilty with intercourse sexual engages ... person (2) under thirteen person other and such person another older years than two actor is more and the (Rev. . . .” General Statutes person . than such in the first assault provided: “Sexual 53a-70 1997) § year one felony17 B for which is a class degree suspended or reduced may not be imposed sentence under ten of the offense is or, if the victim by the court years of the sentence for which ten age, by the or reduced may suspended not be imposed forth sets Structurally speaking, (a) (2) court.” assault in the first of sexual the elements of the offense in sexual engages the actor: namely, (1) degree, person less than thirteen intercourse; with (2) years older more than two the actor is age; (3) the victim is an element Thus, the than the victim. but degree, in the first the offense of sexual assault twenty years imprisonment. felony penalty of A B has a maximum class any provides part: 53a-35a, in relevant “For See General Statutes imprisonment July felony the sentence of committed on or after fixed the court as and the term shall be shall be a definite sentence manslaughter felony the first B other than follows ... class year 53a-55a, less than one a term not with a firearm under section twenty years . . . .” nor more than explicitly, required inasmuch as the state is only, at least thirteen than prove that the victim was less of *12 year mandatory minimum
Indeed, the fact that the ten of General Statutes provision (Rev. 1997) sentence other (b), 53a-70 is contained in subsection while the § are in sub- statutory elements of that section contained did not intend section (a), suggests mandatory that minimum predicate that the factual the victim was less than ten sentence, namely, an element of sexual assault in years of constitute age, under That (a). suggestion the first 53a-70 § by the fact that subdivision of 53a- strengthened § under thirteen expressly 70 refers to victims (a) The debate on the amendment creat- legislative of mandatory minimum sentence under 53a-70 ing § however, the (b) reflects, understanding legislators amendment, enacted No. through on both sides of the of the 1995 Public Acts 95-142, 13, (P.A. 95-142), the victim under question the factual of whether was ten at the time of the offense is to be by jury.18 determined year mandatory Appellate noted,
As the Court the ten provision proposed minimum was first primarily an amendment to Senate Bill No. sex offender law. registration established Connecticut’s 18 necessarily precedential value of this case is limited virtue of history legislative uniquely pertinent (b). that is to 53a-70 Our review any provision must be undertaken other primary emphasis particular language, structure, legislative with on the history provision, genealogy (b). court, parties present arguments regarding In their briefs to this did not Instead, interpretation legislative surrounding P.A. their debate 95-142. way submitted, by facsimile, transcript the defendant a of that debate to day present case, arguments this court oral the state before merely Appellate interpretation referenced the Court’s of that debate in its R., opinion; supra, brief to this court. See footnote 9 of this State Kirk App. n.12, 74 Conn. 383 384. n.12. The v. Kirk App. R., supra, Conn. Andrew M. by Representative was offered amendment in which publicized a case response highly Norton Id. raped. Representative month old child was nine was purpose of the amendment stated that the Norton raping on convicted of person penalty to “increase the is under seriously someone who physically assaulting or p. Sess., Pt. 2667. Proc., old.” 38 H.R. amendment, Representative opposition of the bill language noted that the Michael P. Lawlor make did not it “flawed” the amendment because the victim was under the offense that element Lawlor also Representative 2670. Id., p. of ten. correctly you it and write it change stated: “So could *13 way not, but at I element, to make it an it is least it.” Id. read response Representative Lawlor’s criticism of Representative Dale noted amendment, Radcliffe impose the amendment is similar to statutes that a
mandatory if the victim of an assault minimum sentence sixty years Id., p. 2671; see, least of age.19 e.g., was at suspendable 53a-59a General Statutes not (five § in 53a-60b degree); § for assault first General Statutes suspendable for in second (two not assault (three General Statutes 53a-60c not degree); § 19Representative disagreed, noting that, unlike the amendment at Lawlor sixty years separate issue, the assault of a victim who is at least is a p. Representative Proc., supra, connection, H.R. offense. 38 2673. In this separate statutes, “We two assault in the first Lawlor stated: have [§] felony, penalty. separate statute, degree, is Class B has its own There [sixty]. over In order an assault on a victim to have enhanced [§ 53a-59a] you separate penalty, have and this flawed amendment to have crime of, says penalty phase, person simply if at the has been convicted in says separate offense, just case, degree, it this assault—first without a penalty. happens ten, an if victim to be under there is enhanced You separate way. easily fix this. You could have a can’t do it that You could punished. This for which could be convicted and then section someone you acknowledge we in a few minutes could fix this and could flawed. I proper vote on a bill . . . .’’Id. suspendable for assault in second with firearm); General year Statutes 53a-61a (one suspendable for assault in third degree). Representative Radcliffe also stated: “And in problems terms of proof] [of trial, very easy prove it is victim. You simply introduce an official birth certificate or ask the mother or father or how guardian old the individual was at the time this particular heinous, particularly offensive crime was committed. they And wall be able to answer it and there will be information on the record to substantiate a conviction.” 38 H.R. Proc., supra, p. 2672.
In addition, Representative Robert M. Ward likened minimum sentencing provision con- tained in 53a-70 penalties enhanced con- tained the statute concerning while driving under the influence of liquor or intoxicating drugs. Id., p. 2674; see General Statutes 14-227a (g). Representative Ward “My stated: ... recollection is that an information charging offense for which there is an enhanced penalty spelled must be out and may require a two provision. count For example, our drunk driving law, you if are to get penalty the enhanced for operating under suspension, it is the same offense, but . . . there *14 has to be notice to the defendant at prosecu- trial if the tion is seeking penalty the enhanced and it needs to be an parts information in two they and need to be advised of it at trial. It seems to me it very easy would be a prosecutor in say, you this case to are with charged rape in the first degree. facts following constitute that in violation of 53a-70 and in the second part, [§] we are alleging victim was under ten at age the time of the offense and we are therefore seeking penalty enhanced of a mandatory minimum years. of ten . . . age of the victim ... is a mat- [T]he proof ter of at trial and I believe the to the charge be, would if it jury case, were a would a reasonable person was under that person have understood the Proc., supra, pp. H.R. 2674-75. age?”20 intended indicates that the exchange This separate aggra- to as if it were a operate 53a-70 (b) § comments Representative Radcliffe’s vated offense. operate 53a-70 was intended to demonstrate § an assault on an similarly concerning to the statutes elderly 53a-59a, General Statutes 53a- person. §§ See separate statutes create 60b, 53a-60c and 53a-61a. Those sixty victim is at least offenses when the aggravated prove the required age and the state is age, separate aggravated of the victim as an element of that Representative Lawlor, offense.21 The comments of opposition amendment, support this conclusion. Indeed, Representative pur- Lawlor did not attack the pose minimum sentencing provision, namely, espe- to increase the minimum sentence for cially Rather, objected heinous sexual assaults. he solely on structural that the amend- grounds, arguing 20Despite Representative statement, require Ward’s 53a-70does not prove believed, person the state that the defendant or a reasonable would believed, age. Rather, § have that the victim was less than ten 53a- liability crime, required prove 70 creates a strict and the state is not knowledge Nevertheless, actor’s or intent as an element of the offense. Representative strongly suggest Ward’s comments that the issue of the jury. victim’s was intended to be submitted to the instance, provides part: “(a) For General Statutes 53a-59a relevant person guilty elderly person degree, A of assault of an . . . in the first person degree when such commits assault in the first under section 53a-59 (a) (2), (a) (3) (a) (5) or 53a-59 the victim of such assault sixty years has attained at least .... “(d) elderly person degree Assault of an . . . in the first is a class B felony any person guilty found under this section shall be sentenced imprisonment imposed may to a term of of which five of the sentence not, suspended be or reduced the court.” Thus, assaulting in order to obtain a conviction under 53a-59a for elderly person, prove necessary the state must first all of the elements obtain a conviction of assault in the first under General Statutes *15 53a-59; prove element, then it must an additional that the victim was at sixty years age. least validly accomplish written, would ment, as it sug- Lawlor solution, Representative aAs purpose. its to create be rewritten that the amendment gested less than when the victim is offense separate aggravated p. 2673; see Proc., supra, H.R. age. Lawl- Thus, Representative opinion. this footnote 19 of struc- that, notwithstanding remarks indicate or’s he understood amendment, irregularities tural nonetheless of the amendment proponents if were a operate as it 53a-70 intended for § offense. separate comments, analogized Ward’s
Representative while under driving available for penalties the enhanced must allege that the state influence, indicate than ten victim is less that the information strongly 2674-75. This Proc., supra, pp. 38 H.R. See to create a was not intended 53a-70 (b) suggests aggravated an element of the factor, but offense. and Ward dis- Radcliffe
Finally, Representatives both likely to occur at trial. that were scenarios cussed that the Radcliffe indicated Representative regard, this into victim’s birth certificate introduce the may state Ward 2672; Representative trial; id., p. at evidence referencing instruction potential proposed these remarks Id., p. Again, 2674. of the victim. prove need to state would that the suggest age during guilt was less than ten victim the sentenc- opposed during trial, phase phase. ing us persuade together comments taken
All of these not for jury, for the intended a victim of a sexual whether court, to determine years of was less than ten (a) assault under §
517
Accordingly,
offense.22
alleged
at the time
age
imposed improperly
trial court
first
having
without
(b)
under
sentence
in
that the victims
it must find
jury
that
instructed
were less than ten
present case
mind,
in
we now address
principles
With those
instruct the
court’s failure to
that the trial
state’s claim
that
the victims
must have found
jury that
it
years of
constituted
were less than ten
present case
improperly
“A
instruction
harmless error.23
constitutes
charge
element from the
omits an essential
beyond
if a
court concludes
reviewing
harmless error
was uncon-
the omitted element
doubt that
a reasonable
evidence, such
supported by overwhelming
tesled and
same absent
would have been the
verdict
17,
States,
1,
527 U.S.
.... Neder v. United
the error
(Emphasis
acts for which the defendant September, 1998. Col- July, 1997, occurred between employed by social worker Bush, investigative leen *17 department families, of children and testified that was bom on victims, the elder of the two October Z, victims, and that of the two 26, 1990, F, younger 5,1993. that, was bom on December Bush also testified years Z ten of and F trial, at the time of the was years of age. was six both direct examination and cross-examina-
During that, trial, Z testified at the time of the she was tion, F testified years examination, that, of On direct age. years of trial, age, at the time of the she was six years age.24 cross-examination, that Z was eleven of On presently years was six of repeated age. F that she employed by a Yost, Bridgeport Anne social worker had interviewed the victims Hospital, testified that she hospital January 7, at the on 1999. to each Referring from that prepared visit, victim’s medical records for identification but did not introduce the state marked Z on exhibits, as full Yost testified that was bom October 5, and that F was bom on December 1993. 23, 1990,25 that, particular Yost also testified at the time of that years January, 1999, eight visit in Z and F were and five respectively. Massey, of Jean the victims’ foster age, in Janu- months, that, mother for several also testified years Z F and five of ary, 1999, eight age, and were Welsh, S. a respectively. Finally, Ralph psychologist in the affirmative victims, who examined the answered parties on the fact that F testified that Z The have not commented any presently eleven, opposed ten, age. event, was even presently age, if the believed F’s statement that Z was eleven information, Z still would have been on the basis of the dates contained alleged present less than ten at the time of the acts case. aloud, right? reading After Z’s date of birth Yost testified: “Is that I’m sorry. stamp blurry.” a little It’s kind of unclear .... The 1993, F bom asked if Z and were
when respectively. state sub- documentary evidence, the respect to
With state- recorded transcript into evidence mitted February 2, 1999, by Z on police made ment years of she eight Z stated that was wherein hospital records into evidence submitted defendant that, September 14, on which indicated victims, age, respec- F four Z and were seven and victims’ also listed the hospital These records tively. on October indicating that Z bom birth, dates 5, 1993. F was on December 1990, and that bom only were the exhibits hospital records The victims’ into evidence. the defendant submitted *18 a careful and after foregoing, the basis of the On beyond a conclude, we record, review of entire that the victims doubt, that the fact reasonable was years sup- of age case were less than ten present and was con- ported by overwhelming evidence verdict, we jury’s by the defendant. Given tested less than the victims were that the found that know or only evidence, The testimonial years of age. thirteen of dates birth otherwise, that established the victims’ was F bom 1990, that Z was bom in indicated himself submitted docu- Indeed, the defendant in 1993. of the victims’ dates birth. mentary evidence that listed of that, at time addition, Z and F testified In respectively. they years ten and six trial, age, were testimony by Bush, Yost, All of this corroborated acts for which Massey and Welsh. Considering occurred was convicted allegedly the defendant July, 1998, simple arith- September, between from the date counting either backward metic, birth, indi- forward from the victims’ dates of trial, or years of age the victims less than ten cates that were had occurred. when the sexual assaults alleged In addition, several witnesses testified regarding ages of the victims in 1998 and all of whom indi- cated that the victims were less than years ten The defendant, furthermore, never contested the ages Rather, victims. the defendant’s sole defense was sexually he never assaulted the victims. Lastly, there was no evidence submitted on which it could have concluded that the victims were ten or older at the time of the acts alleged in the present case. it Although could be argued that the defen- may
dant not have contested the ages of the victims to thirteen the extent that their ages were less than we age, convinced, beyond are doubt, reasonable that the jury, had it been instructed to do so, would have found that the present victims in the case were less than ten of age. judgment Appellate Court is affirmed. opinion this NORCOTT, PALMER and VERTEFEU-
ILLE, Js., concurred.
ZARELLA, J., I concurring. concur in the result reached the majority. I write separately, however, I because do not agree majority with the that General Statutes (Rev. 1997) (b),1 provides for a mandatory minimum sentence of impris- *19 onment when the victim is less than ten of age, requires a determination jury, the rather than the sentencing court, that the victim of a sexual assault was less than ten at the time the assault occurred. majority
The concedes that age is an element of the offense of sexual assault in the first degree under 53a- only 70 (a) (2) to the extent that the state required is prove jury that the victim was less than thirteen to the to opinion All references in this §to 53a-70 are to the 1997 revision. See majority opinion. footnote 3 of the that majority further concedes The did our legislature that suggests the statute
structure victim less than ten of a to make the age not intend majority Finally, of the offense. year's old an element States, 536 U.S. 545, 122 v. United that, Harris in *20 years under thirteen of and the actor more than age is years two older than such . . . .” person Section 53a- requires thus that (a) proof the victim was under years thirteen of and offender than age the was more years two older than the victim. majority
The after concludes, analyzing language the is of of statute, the that “the the victim element age of of in the offense sexual assault the first but degree, only, explicitly, required at least inasmuch as the state is that the victim was less than thirteen prove to of in I age.” (Emphasis emphatically agree. I original.) believe, also however, majority, unlike the includ- that of ing age thirteen, ten, as an age strengthens element of offense of the argument state “under ten age” is a factor sentencing because once the state has to proved victim was less than thirteen defen- age dant guilty, proof is found no further of the victim’s necessary. age requisite The determination as to the victim by been made having jury, exposed offender is to a penalty twenty maximum years incarceration, and in the case of a less victim years old, mandatory than ten minimum sentence of incarceration. See General (Rev. Statutes 1997) and General Statutes 53a-35a majority
The next observes the fact that 53a- expressly (a) (2) refers victims under thirteen years of and the fact that the provision is contained in (b) sug- subsection gest did not intend for the factual predicate of the mandatory minimum sentence con- stitute an element of the I offense. could not more. agree portion provides statute relevant “Sexual part: assault the first is a felony year class B for which one the sentence imposed may suspended not be or reduced the court *21 years ten
or, if the victim of the offense is under of age, imposed may for which years ten sentence suspended by be or reduced the court.” General Stat- 1997) utes 53a-70 (Rev. (b). sentencing range § felony for a B class under 53a-70 between one (a) § year years See twenty imprisonment. General Stat- utes Subsection 53a-70 (b) 53a-35a thus does by not alter the established sentencing range § 53a-35a requires (5), merely impose but the court to a manda- tory minimum sentence within if the range victim was less than I ten therefore submit that plain supports language subsection the view of a victim age less than ten old is a by factor to be sentencing determined court. See States, Harris v. United supra, (court 536 U.S. has purpose discretion to make factual finding impos- ing mandatory minimum sentence, long as as such sen- tence does not exceed statutory maximum). can
Moreover, there be no doubt that there is a clear division in the structure of the statute between the provisions substantive subsection (a), which describe the elements offense, and provisions of subsection describe (b), which the man- ner in which a sentence imposed. is to be Indeed, because (a) defines the offense as per- to a who taining victim is less than thirteen of age, it only seems any reasonable to assume that reference in subsection the exact (b) to of such a victim, insofar as the victim’s age affects the of a length sentence imposed prescribed within the of one to range twenty years, was intended to be a factor rather than element of the offense. Accord- ingly, the structure and the text of the statute strongly support the conclusion that the of a victim less than old is not an element of the offense that prove state must to the jury. . . . are to read statute written
“We
constrained
may
clearly expressed legislation
we
not read into
expressions in words
which do not find
its
provisions,
Hol
omitted.)
.
marks
Carmel
quotation
. . .” (Internal
Partnership
Bethlehem,
Ltd.
low Associates
*22
139,
No other Connecticut case has addressed the issue
presented
appeal.
in this
In State v.
253 Conn.
Velasco,
210,
government presumed *24 when formulat- by judge considered the ing factor be States, supra, v. United the sentence. Harris ing to the therefore did allude U.S. The indictment 551. firearm, govern- and the of the petitioner’s brandishing underlying the of the simply alleged ment elements the guilty, was found petitioner Id. After the offense. that he investigation report recommended presentence he minimum sentence because be given mandatory petitioner argued, the firearm. Id. The had brandished a element of brandishing separate was however, that sentencing rather than the jury, the offense and that the had bran- to make a that he required finding was judge, Supreme id. The United States dished the firearm. See a firearm concluding brandishing Court that disagreed, by the judge a factor to be deteimined was determined not an element of the offense to be increasing The juiy. Id., 556. court reasoned mandatory pre- minimum sentence did not alter the petitioner to which the was range penalties scribed “merely required impose but a exposed, judge by the specific sentence within the authorized range jury’s finding [petitioner guilty.” (Internal was] quotation Id., marks 563-64. omitted.) under Harris majority
The acknowledges that, not consti- precedent, other federal “the legislature [is] tutionally prohibited permitting from a court, opposed jury, to a to determine whether in (a) victim of sexual assault violation of 53a-70 majority nonetheless age.” less than The concludes, despite clarity of the and struc- language nothing “prevents 53a-70, ture of our from to make a as to the requiring finding” age purpose of a victim less than ten old for the imposing (Emphasis minimum sentence. majority necessary it original.) therefore finds history legislative provision to examine the of the order to discern the intent. legislature’s majority’s
I with the disagree conclusion history legislative shows clear intent to submit the jury. question Representative victim’s M. Norton proposed legislation Andrew introduced the year mandatory the ten minimum sentence regarding publicized rape case following highly involving p. an infant. See 38 H.R. 2666. Proc., Sess., Pt. primary penalty His concern was to increase the very victims, first sexual assault involving young consequences for whom the could be most devastating. See id. He did not address whether the of the victim *25 528 or for the for the court a factual issue
should be to determine. rejection urged
Representative of P. Lawlor Michael proposed legislation it did not make the because . . . .” age “element the victim an offense p. added.) (Emphasis 8, Sess., 1995 Proc., H.R. Pt. a flaw that omission as this 2670. He characterized provision Id. He there- unworkable.3 would render prefer- would be to whether it comment as fore made no finding factual to make the or the able for the court age. regarding victim’s Representative Dale W. Radcliffe stated
Thereafter,
proposed legislation
language
was not
of the
that the
language
§of 53a-
it was similar
flawed because
elderly persons,
proscribes
the assault
which
59a,
sixty years
persons
Id.,
are at least
who
is,
that
Representative
§
p.
53a-59a.
Statutes
2671;see General
Representative
pointed
Radcliffe’s
that
Lawlor
out
explaining
53a-59a
incorrect,
was
observation
elderly
separate offense
victims a
makes the assault
structurally
consequently, §
dis-
53a-59a
that,
p.
Sess.,
Proc.,
H.R.
Pt.
53a-70.38
similar to
Representative
man-
discussed the
Radcliffe also
2673.
proved
at
could be
of the victim
in which the
ner
opinion
to whether such
did not offer
trial but
position
“flawed”
Representative
amendment was
Lawlor’s
must
appears
of such
victim
based on his view
to have been
p.
Proc.,
Sess.,
Pt.
38 H.R.
as an element of the offense.
be treated
sixty-
(a) (1) (age
see,
of victim at least
2670;
e.g.,
General Statutes
53a-59a
mandatory
offense).
sentence
When
old is element of
adopted,
provision
did not have the benefit
§of 53a-70 was
Supreme
subsequent
Court cases in
reasoning
States
in two
United
beyond
penalty
distinguished
increase the
between facts that
the court
by
jury;
Apprendi
maximum,
see
statutory
found
which must be
490;
Jersey, supra,
that increase the
and facts
530 U.S.
New
by
statute,
penalties prescribed
range
within the
minimum sentence
may
the court. See Harris
be found
which are
factors
States, supra,
proof should be p. 2672. pro- M. Ward believed that the
Representative Robert penalty” to an “enhanced posed was similar legislation to the defendant notice require give that would the state by way prove information and to part of a two indicated jmy. Id., pp. 2674-75. He victim’s separate could be drafted as a statute provision id., p. 2675. He or as an amendment to 53a-70. See any problems “technical” with the also noted by the in the amendment could be resolved D. Representative future. Id. Richard Veltri stated proposed about whether he was unconcerned correctly; simply drafted he amendment had been p. 2677. adopted. Id., believed that it should be no consensus those my view, among there was participated who debate that the legislative make the factual of a finding regarding should Repre- The comments of victim less than ten old. sentatives Radcliffe and Ward indicate their belief that properly was drafted and was proposed legislation standpoint, despite Representa- viable from a technical contrary, tive Lawlor’s comments to the because of its purported similarity mandatoiy structural provisions penal in other statutes. None of spoke matter, however, expressed those who on the opinion as to the merits allowing court or the to make the factual finding regarding majority’s the victim’s I therefore submit that the conclusion that “the on understanding legislators ques- both sides of the amendment . . . that the factual tion of whether the victim was under ten of age jury” ... determined is not supported be by the record. legislative
Moreover, majority’s com- willingness weigh ments made debate that are incon- during legislative heavily language than the best, at more elusive, flies in the face of the itself, of the statute structure principle Courchesne, 262 Corm. in State established statutory (2003), “the that, A.2d 562 because 537, 816 important [interpreting language is the most factor necessarily employ sliding a kind of statute] ... we *27 language strongly the bare text of the scale: the more persuasive particular meaning, suggests a the more in order for us sources will have to be extratextual legislature intended a different that the to conclude meaning.” comprehend I how Indeed, 574. fail to Id., majority and the structure can concedethat the text strongly suggest did of the statute age of a victim under ten old not intend for the rely yet legislative a offense, of the on to be an element history fraught ambiguity conclusion with to reach the age must be submitted to of such a victim jury. majority’s also raises
The construction of the statute example, questions it answers. For because more than mandatory provision in minimum sub- applies §of 53a-70 to each of the other three section majority (a), in subsection would the offenses described jury determine whether the victim is less than have the involving in cases those other offenses old though age of the victim is not an element of even any of those offenses?4 questions majority’s
The decision raises additional impose appropriate to to the trial court’s discretion proscribed by appear require (a) § 53a-70 that would Other offenses jury finding age in accordance a that the victim was less than ten majority’s interpretation with the compelled by provision (1) the use of force or include: sexual intercourse by force; (2) aided two or the threat of use of sexual intercourse that is persons actually present; who are sexual intercourse more other mentally incapacitated person that he or she is unable with a who is such (a) (1), (3) intercourse. See General Statutes 53a-70 to consent to sexual which are reports, investigation
sentence. Presentence routinely probation, adult of the state office of product a in aid the court many criminal cases to developed are reports such Typically, sentence. proper determining his relation to history and delve into the defendant’s experi- and work criminal record community, prior regarding as other considerations ence, as well assess the reports also background. defendant’s family. and the victim’s impact of the crime on the victim report provides that the If presentence investigation that the victim’s under the of ten and victim is the crime on the impact assessing is a factor this factor if required court victim, disregard is the rely on permitted or is it proven it is not any portion suspending a reason for not this factor as Additionally, if the court decides of the sentence? year sentence, is it appropriate sentence is a ten *28 deriving the record that it is not required to state on authority from 53a-70 (b)? its summary, language I submit that it is clear from the of a victim and the structure of the statute that the less than ten old is not an essential element Consequently, first degree. crime of sexual assault by majority, I reached although concur result require I conclude that 53a-70 does not make a that the victim of first sexual finding puipose assault is less than ten for the minimum sentence. imposing WATSON B. METCALFE v. IRENE SANDFORD ET AL.
(SC 17145) Borden, Norcott, Katz, Vertefeuille, Palmer and Js. notes States the United Ed. 2d 524 (2002), 153 L. S. Ct. has court that a Court determined Supreme rise to give findings factual make discretion The sentence. mandatory minimum imposition of a nothing is that “there declares majority nonetheless prevents requiring from legislature our imposition finding” triggers make a original.) in (Emphasis sentence. history of the majority legislative examines the then and provision concludes the victim less of whether that the issue intended to the should be submitted than mandatory minimum purpose imposing for the majority with of the I the conclusion disagree sentence. contrary lan plain such a conclusion is because statutory is with the statute, inconsistent guage history supported by the legislative and is not scheme majority which relies. on 03-154, 1, provides: No. “The Public Acts be shall, instance, of a in the first ascer- meaning statute relation- from text of the itself and its tained statute text If, such ship examining to other statutes. after of such text considering relationship, meaning such yield absurd or plain unambiguous and does is evidence of the mean- results, unworkable extratextual of the statute shall not be considered.” ing in at the time present case, In the statute effect (Rev. was General Statutes the crimes were committed provides part: 1997) 53a-70, “(a) relevant A is of sexual assault the first person guilty person engages when such ... in sexual inter- person person with and such other course another
