State v. KinneyState v. Kinney
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- Before:
- Reiber
Lead Opinion
¶ 1. A jury сonvicted defendant Jeffrey Kinney of driving while intoxicated, third offense, and attempting to elude an officer while operating a vehicle. On appeal, defendant argues: (1) the trial court erred in admitting defendant’s refusal to take a preliminary breath test; (2) the prosecutor, in closing, impermissibly injected personal opinion about defendant’s credibility and commented on defendant’s failure to testify; and (3) the State failed to introduce sufficient identity evidence to support the verdict. We affirm.
¶2. The facts may be summarized as follows. A Bennington police officer was
¶ 3. As the ATV sped away, the officer followed with his blue lights flashing and siren sounding. The officer testified that he saw a profile of the operator’s face when the ATV made a turn onto another road and again when the ATV fishtailed, and that there was sufficient illumination to observe that it was defendant. At trial, the prosecution played a video recording of the pursuit taken by a fixed camera located on the officer’s cruiser. The camera, activated when the blue lights are turned on, is located near the rearview mirror and films straight ahead from its mounted position. Although the State later acknowledged that the video, with its “grainy, dark” image, did not offer a good view of the ATV operator, the officer agreed that he “[got] a better look at the [ATV] at that intersection than what [could be seen] on the video” from its fixed position.
¶ 4. The ATV ultimately went over an embankment and the police pursuit continued on foot. Another officer testified that he found the abandoned two-seat ATV in the woods, followed voices, and found two men, defendant and another individual. Defendant appeared to be intoxicated; he was unsteady on his feet, had slurred speech, and smelled of alcohol. Defendant’s clothes generally matched the clothes worn by the driver of the ATV. Defendant told the officer that a third person named Jason Webb had been driving the ATV, and had since taken off running. Defendant also said that he was in the area for a bonfire. The officer saw no signs of a bonfire, and no third person was ever located in the area. The officers recovered the key to the ATV from defendant’s pocket.
¶ 5. Defendant was asked at the scene to take a preliminary breath test (PBT) but declined. A later-administered Datamaster test measured defendant’s blood alcohol level at .208 and .221, indicating levels of .232 and .245 — three times the legal limit — at the time of operation. The jury returned a verdict of guilty on the charges of driving while intoxicated, third offense, and attempting to elude, and defendant was subsequently sentenced to two to five years imprisonment. This appeal followed.
¶ 6. Defendant first contends the court erred in admitting the investigating officer’s testimony that defendant declined to submit to the PBT. The State maintains that the claim was not properly preserved and that the evidence was admissible in any event. Whatever the merits of these arguments, we conclude that thе testimony was harmless beyond a reasonable doubt, and therefore provides no basis for reversal. As we have often held, error in the admission of evidence does not compel reversal of a criminal conviction where it is clear beyond a reasonable doubt that the error was harmless, considered in light of the strength of the State’s ease apart from the offending evidence and the strength of the offending evidence itself. State v. Kulzer,
¶ 7. The officer testified that he was able to see the ATV driver on more than one occasion during the pursuit and was certain of defendant’s identity; this evidence was unequivocal. That the surveillance videotаpe from the camera on top of the officer’s cruiser failed to show the driver as clearly as the officer’s visual observations
¶ 8. Even apart from eyewitness identification, the circumstantial evidence was compelling. The ATV matched the one owned by defendant; the officer’s description of the driver’s clothing matched that worn by defendant; and defendant was found with the key to the ATV in his pocket. Defendant’s claims that another person was driving the ATV and that he was attending a bonfire had no evidentiary support beyond defendant’s mere assertion. In short, the evidence identifying defendant as the driver was overwhelming. A limited videotape and a claim that the real driver was a third man who was never found do not undermine this conclusion.
¶ 9. As noted, in assessing whether any error was harmless, we must view the strength of the proper evidence in relation to the strength of the evidence claimed to be inadmissible. The evidence in dispute consisted of a brief question and answer in the middle of the investigating officer’s extensive trial testimony. The subject was not mentioned again in the testimony of the remaining witnesses, and neither party brought it up in closing argument. Thus, considered in the context of the trial as a whole, and the substantial evidence of guilt, the testimony was clearly harmless beyond a reasonable doubt, and does not warrant reversal of the judgment. See State v. Curavoo,
¶ 10. Defendant’s remaining claims relate tо the prosecutor’s closing argument. He contends the prosecutor improperly injected his personal views of defendant’s guflt during closing argument in stating that defendant “lied” to the police about several matters, including defendant’s claim that a third person was the ATV operator. He also contends the prosecutor improperly commented on his right to remain silent in observing that defendant failed to “offer any explanation as to where this third person had gone” or other details “about the identity and the whereabouts of this mystery third person.” Defendant acknowledges that he failed to object to any of the statements below, and that we review solely for plain error to determine whether the circumstances are so “exceptional [that] ... a failure to recognize error would result in a miscarriage of justice, or . . . strike[] at the very heart of the defendant’s constitutional rights.” State v. Yoh, 2006 VT 49A, ¶ 39,
¶ 11. The alleged errors fall short of this exacting standard. Although we have cautioned against statements that might be construed as expressions of personal belief that the defendant was a liar, the brief statements at issue here were made in the context of a general and impersonal critique of the veracity of defendant’s story. See State v. Gates,
¶ 12. Moreover, this was not a pure “credibility contest” between the defendant and his accuser, as in State v. Rehkop,
¶ 13. Similarly, viewed in context, the prosecutor’s additional remarks concerning defendant’s failure to explain the third man’s whereabouts conveyed nothing about defendant’s right not to testify or to remain silent. Indeed, as noted, defendant readily responded to the offiсer’s inquiries when confronted in the woods, asserting that a third person had driven the ATV. The prosecutor here simply noted certain inconsistencies and omissions in the explanation, such as where the man supposedly went and why he allegedly gave the ATV key to defendant. The prosecutor’s remarks do not amount to plain error that strikes at the heart of defendant’s fundamental rights. Accordingly, we find no basis to disturb the judgment.
Affirmed.
Concurrence Opinion
¶ 14. concurring. I agree that, given these circumstances, the admission of the officer’s testimony regarding defendant’s refusal to submit to the preliminary breath test (PBT) was harmless. I write separately to emphasize my belief, that the trial court committed еrror.
¶ 15. The trial court, however, relied on our decision in State v. Blouin to rule that defendant’s refusal was admissible.
¶ 16. In Blouin, our decision to admit the HGN test refusal evidence relied heavily on the complete statutory silence surrounding physical field sobriety tests such as the HGN. Id. at 122,
¶ 17. In contrast, a specific statutory provision governs the use of preliminary breath tests.
When a law enforcement officer has reason to believe that a person may be violating or has violated section 1201 of this title [by driving under the influence], the officer may request the person to provide a sample of breath for a preliminаry screening test .... The person shall not have the right to consult an attorney prior to submitting to this preliminary breath alcohol screening test. The results of this preliminary screening test may be used for the purpose of deciding whether an arrest should be made and whether to request an evidentiary test and shall not be used in any court proceeding except on those issues.
23 V.S.A. § 1203(f) (emphasis added). This language specifically prohibits the introduction of PBT results at trial for any purpose except on the issues of making an
¶ 18. As § 1203(f) demonstrates, the sole purpose of preliminary breath alcohol screening tests is to help police officers in the field develop evidence to support an arrest for driving while intoxicated. See In re Jones,
¶ 19. Like physical field sobriety tests, such as the HGN test or field dexterity tests, PBT results may be used as an investigative tool. Unlike physicаl field sobriety tests, for which a police officer observes a suspect’s behavior, a PBT scientifically measures a person’s body chemistry at the site of the traffic stop with a handheld instrument to determine its blood alcohol content. A preliminary breath test is not as accurate as an evidentiary breath test, which is taken with a more sophisticated instrument in a formal office setting. See Orvis,
¶ 20. The key distinction — ignored by our colleagues — between a PBT refusal and the Blouin case is that an individual who refuses a PBT does not prevent relevant substantive evidence from being admitted at trial because the statute prohibits any results from being introduced as substantive evidence of intoxication.
¶ 21. PBT refusal evidence would have particularly limited probative value when introduced to demonstrate consciousness of guilt because of both the variety of possible motivations for such a refusal and the multiple inferential steps required.
¶ 22. If we allow admission of PBT refusals to prove consciousness of guilt, we have eviscerated the statutory prohibition on the admission of PBT results found in § 1203(f). See Friedman,
Notes
Although the State argues that defendant’s challenge of the PBT refusal admission was not preserved, I find the record here sufficiently supports preservation. See V.R.Cr.P. 51; Stale v. Brink,
Our colleagues’ concurrence glosses over the Legislature’s choice to create a specific and unique statutory mandate for the adminissibility of PBT results — unlike the statutory silence regarding physical field sobriety tests — in its eagerness to equate this situation with that of Blouin and to use the broad language of that decision to counsel on this issue. In Blouin, we were not faced with the particular statutory language before us now, and we do not “invent” language prohibiting the admission of a suspect’s refusal to submit to a PBT when we respect the Legislature’s choice to render PBT results substantively inadmissible. See post, ¶ 28.
Contrary to our colleagues’ assertion, a refusal to perform an HGN test and a refusal to perform a PBT are not “analogous,” post, ¶ 27, bеcause no statute prevents admission of HGN test results. The physical HGN test, like other field sobriety tests, is based on the subjective observations of an officer who may be cross-examined and does not carry the aura of scientific certainty that surrounds the chemical PBT. The Legislature acknowledged this difference, electing to treat PBTs with specific statutory instructions. We emphasized in Blouin that there are no statutory directives regarding physical field sobriety tests such as the HGN.
The concurrence ignores our precedent regarding the weak probative value of consciousness of guilt evidence where, as in this instance, multiple inferential steps are required, stating instead that “a suspect’s refusal to submit to the test certainly implies some awareness that the test wоuld reveal the suspect’s intoxication, or, in other words, some ‘consciousness of guilt’ of the offense relevant for admission at trial.” Post, ¶ 27 (second emphasis added). Unlike a refusal to submit to a test whose results are admissible, a refusal to submit to a test with inadmissible results may stem from a variety of eircumstantially-dependent motivations. The probative value of such a refusal to show consciousness of guilt evidence is weak. Our colleagues suggest that the defendant “remains free to argue that [refusal evidence] is worth little because the refusal was for reasons unrelated to guilt.” Post, ¶ 30. The issue before us is whether it is fair to present a refusal to submit to a PBT as evidence of consciousness of guilt in the State’s prima facie ease when there are multiple reasons for a defendant to refuse to submit to this invasive test. It is the State’s burden to prove that a defendant is guilty beyond a reasonable doubt — not the defendant’s burden to prove that he is not guilty. The concurrence’s solution improperly shifts that burden. Furthermore, it elevates the significance of the refusal over the significance of the test itself, which could lead the jury to elevate the refusal evidence beyond its probative value.
Concurrence Opinion
¶ 24. concurring. I agree that the officer’s testimony here concerning defendant’s refusal to submit to the PBT had no effect оn the verdict. Thus we need not — and do not — decide whether the evidence was admissible. Nevertheless, in light of the separate concurring opinion advocating exclusion of the evidence, I am compelled to state my views to the contrary.
¶25. The analysis begins, as always, with the statutory language. See State n O’Dell,
¶ 26. Plain language to the contrary notwithstanding, it is asserted that admitting evidence of a suspect’s refusal eviscerates the statute’s underlying purpose. This is a claim that warrants close examination. We addressed the nature and purpose of PBTs in State v. McGuigan, explaining that they “are common tools in the investigatory kit officers use to ascertain whether probable cause exists to believe that an individual has been driving under the influence of alcohol.”
¶ 27. If — as both the Legislature and this Court have recognized — a PBT bears sufficient utility to establish probable cause to believe that a suspect has been driving while intoxicated, a suspect’s refusal to submit to the test certainly implies some awareness that the test would reveal the suspect’s intoxication, or, in other words, some “consciousness of guilt” of the offense relevant for admission at trial. Indeed, this was precisely our reasoning in State v. Blouin, where we considered the analogous situation of a suspect’s refusal to perform an HGN test, a standard field sobriety test used for determining probable cause to аrrest for DUI.
¶28. It is claimed, nevertheless, that Blouin is distinguishable and indeed supports a contrary conclusion because the HGN test — unlike the PBT — is not statutorily inadmissible. The argument is not sustainable. Claims to the contrary notwithstanding, Blouin was not based on the absence of statutory language barring the admission of a suspect’s HGN test; it was based on the absence of statutory language barring a suspect’s refusal to submit to the test. As we explained: “In the absence of statutory language prohibiting introduction of the refusal evidence, we will not invent it.” Blouin,
¶29. Our colleagues also maintain that Blouin is critically distinguishable because the reliability of an HGN test allows the fact finder to infer from a suspect’s refusal that “the evidence gained from taking the test would be prejudicial,” ante, ¶ 16, whereas the purported unreliability of a PBT bars any such inference. Thus, they conclude that allowing evidence of a refusal would undermine the statutory purpose of preventing the PBT from being used substantively. As noted, however, its substantive inadmissibility “does not deprive [a PBT] of all utility, but merely reflects a determination that more sensitive measurements are easily available and therefore should be used.” Orvis,
¶ 30. Our colleagues also claim that refusal evidence in this context would have “limited probative value” because an individual might refuse the test on the basis that he or she distrusted its accuracy or for other reasons not indicative of guilt. Ante, ¶ 21. This is an argument for countervailing evidence, however, not for exclusion. As in all contexts, the weight to be accorded the refusal evidence lies with the trier of fact, and a defendant remains free to argue that it is worth little because the refusal was for reasons unrelated to guilt. See, e.g., State v. Taylor,
¶ 31. The concurring opinion also notes thаt other state courts have barred the admission of PBT refusal evidence. The ease law in this area, however, is not entirely uniform. See, e.g., Crusselle v. State,
¶ 32. Therefore, if the issue were properly presented, I would hold that evidence of a refusal to submit to a PBT is not barred by 23 V.S.A. § 1203(f).