*1 Minnesota, Respondent, STATE Petitioner, KING,
Arron Scott
Appellant.
No. C9-99-298. Minnesota.
Supreme Court
March *2 aiding abetting counts of first-
two trial, At degree burglary. version introduced redacted accom- plea testimony alleged *3 King objected to the of the plice. use inad- grounds on the that it was hearsay and that admission missible its his violated Sixth Amendment Confronta- allowed the rights. tion Clause an on the gave and instruction alleged unavailability and his accomplice’s prior Following convictions. verdicts, on one the court sentenced in prison. count to serve 57 months panel and Minne- appealed a divided sota We re- Appeals Court affirmed. verse and remand for a new trial. King was of a Appellant Arron convicted July burglary private of a resi- Grant, burglar- in dence Minnesota. The country is in ized house and is some- in what secluded. The owner resided house, two a ten- upper levels of ant, Koelbl, walk- Andreas resided in the out basement level. bartender, evenings
Koelbl worked
as a
during
so he was often home
the after-
July
noon. On the afternoon- of
Koelbl
apartment
inwas
his
when he heard the
barking.
homeowner’s
heard
dog
He then
knocking
someone
on the front door.
continued,
the knocking
When
he walked
window
to his
and looked out to the drive-
someone,
way. He
as
saw
later identified
King,
driveway.
day
On
incident,
reported
police
Koelbl
to the
standing by
was
a car in the drive-
way
King began walking
toward
the house
after Koelbl heard a loud
trial,
bang
upstairs.
from
At
Koelbl testi-
OPINION
fied that as
looked at
the knock-
King,
he
ANDERSON,
H.
PAUL
Justice.
ing continued. He further
that he
testified
house,
toward
walking
saw
case,
In this
we are asked to determine
after
moved
away
Koelbl
from
testimony given
guilty plea
whether
a
up-
a loud bang
window
heard
from
by
a
hearing
alleged accomplice
an
stairs.
reliability
crime bears adequate indicia of
exit-
hearing
bang,
such
can be admitted
After
the loud
Koelbl
through
criminal
same
charged
defendant
with the
ed
house
basement-level
crime. A
Koelbl
walked
front of
Washington County
found door.
then
house,
defendant/appellant Arron
was
King guilty
where he
able to observe
$7,000
open
jewelry
the front
and that the
over
her
door was
taken from
jewelry
lying
ground.
lock
on the
house. This
was never
deadbolt
found.
car
Koelbl had
parked
approximately
mostly
saw an unfamiliar
He also
$75
one-dollar
and a cellular
driveway
running,
phone
with the motor
bills
taken
from
apartment.
Koelbl’s
persons
other
were visible.
VCR
no driver or
unplugged
car,
sitting
and left
on a chair out-
got
neigh-
into the
drove to a
Koelbl
apartment.
side his
neighbor
and instructed
bor’s
then
police.
call the
Koelbl
returned to
manhunt,
After an
extensive
the house with the intent
to block the Weatherspoon were arrested several hours
driveway
get
description
and to
a better
later while
hiding
some brush near
burglary.
whoever
involved
Highway
King voluntarily
surren-
*4
returning
began
to the
Koelbl
Upon
dered to
police, Weatherspoon
the
but
re-
driveway,
the car into the
which
pull
to
King
sisted arrest.
was taken to the
yards
estimated to be about 40
Koelbl
County
Washington
Jail and
All
booked.
pulled
driveway,
As he
into the
long.
of the items
on King during
found
both a
spotted King
by the
squatting
Koelbl
side
search incident to arrest and a
at
search
driveway.
of the
jail
the
were later determined to
his
be
own.
receiving King’s consent,
After
the
King was
Koelbl testified that
closer to
police
searched
car and found
house than
street.
the
There is
King’s property. During
inci-
the search
to
conflicting testimony
exactly
as
where
arrest,
dent to Weatherspoon’s
police
the
he was
King
squatting, but
not next to
recovered 54 one-dollar bills.
house
area
the
because that
would not
position
been visible from Koelbl’s
During
booking process,
the
in-
King
end of the
Koelbl
driveway.
the
testified
quired
Washington County
about his car.
King appeared
to see
startled
Koelbl
Gribble,
Deputy
Sheriffs
James
who was
driving what turned
to be King’s
out
car
processing King, acted as
did
though he
King began motioning
and
Koelbl to come
King’s questions.
not understand
Gribble
King
began
to him.
then
to run toward
King
explained
testified that
then
situ-
the
waistband,
Koelbl
his hand on his
so ation to
a way
suggested
Gribble in
Koelbl, fearing
safety,
for
King
his
backed the
had been
the
inside
house. Gribble
of
driveway
car out
the
and into the street.
could not remember the exact words used
King
by King,
Koelbl further testified that
gave
following testimony.
started
the
him,
[King]
to follow
but then turned and ran off
“After I told him
I didn’t know'
through
about,
a pasture.
talking
Koelbl
what he
subsequently
he stated some-
spotted King’s alleged accomplice,
effect
thing
guy’s
Arron
close to the
house
in,
Weatherspoon,
toward
we
running
my
the same
were
he took
car.” Gribble also
Once
pasture.
King
Weatherspoon
King
and
testified that when he told
that his
out
sight,
King
were
of
Koelbl returned to
car had
impounded,
responded
the
been
house, where he
for
police.
why
police
waited
the
that he did not know
the
were
holding
he
go
his car because
did not
into
arrived, they
the police
When
discovered
the house.
closets on
up-
disturbed drawers and
County
level of the
and in
per
Washington
Investiga-
house
Koelbl’s
Sheriffs
tor
apartment.
Tilley
King
basement
Socks from the
Dean
interviewed
twice
regarding
burglary,
homeowner’s drawers were found
giving
around
his role
Miranda
upper
King
house and in
him
each
warnings
level
time.
agreed
to
to
yard.
yard
right
Some of the socks
con-
waive his
remain silent
pieces
Tilley.
The
and
inter-
jewelry.
police
tained
also
then talked to
both
views,
yard
King
found
sock in the
that did
stated that
had
repeatedly
not
he
belong to
not
either the homeowner or Koelbl.
been inside the house and that
police
The
ascertained that the homeowner
reason he
at the house
was because
uncle,
Koelbl,
his
would
holding
pager
so he
who is
Weatherspoon,
started
ride to the house of some-
it.
stated that Koelbl
him for a
lose
asked
to know.
him
and then
speed
claimed
toward
at full
he
Weatherspoon
drive
one
scared,
away.
so
ran
became
following version
King gave
that Weath-
Tilley.
stated
events
were
Both
pay
him and offered
erspoon paged
aiding
with two
charged
counts
give him a ride
some-
gas King
if
would
abetting first-degree burglary
violation
house.
told
one’s
(2000)
§§
Minn.Stat.
609.582
609.05
because
going
he was
house
(2000).
burglary
requires
statute
Weather-
person
lived there owed
who
building
accused
either the
enter
without
him
pay
spoon money
going
and was
crime
and intend to commit a
consent
di-
Following Weatherspoon’s
back.
actually
enter without consent and
commit
rections,
house
King drove
car to the
1(a)
609.582,
§
Minn.Stat.
subd.
a crime.
arrived,
they
Grant. When
King Weatherspoon were both
(2000).
car and
on the front
got
knocked
out
statute,
charged
accomplice
under
Af-
door,
stayed
car.
while
with the
accomplice
that an
provides
which
liable
answer, Weatherspoon
no
be-
receiving
ter
accomplice
if
principal
for the
crime
*5
ini-
King
around
gan walking
the house.
intentionally
in some manner.
assists
out
Weatherspoon
claimed that
came
tially
(2000).
609.05(a)
§
Minn.Stat.
counts
door,
King
but
stated he
the front
then
King Weatherspoon
and
were un-
exactly
Weatherspoon
not sure
what
was
theories,
alternate
charging
der
first
waiting
did because after
for Weather-
entering
on
with the in-
based
the house
minutes,
spoon
King
a few
decided to
a
to commit
and the
tent
crime
second
look for him around the back of the house.
actually
entering
taking
based on
and
It
he
front
only
was
when
returned to the
something from the house.
yard
was
that he noticed the front door
Weatherspoon pleaded guilty to one
open
missing.
and his car was
part
plea agreement.
as
of a
count
interview, Tilley
at-
During
second
Weatherspoon requested
part
that as
King
by asking
to catch
in a lie
tempted
agreement
plea
pending
his
he be released
pool
he
King whether
walked around
sentencing
arrangements
so he could make
no
backyard,
though
even
there was
his
In
for the care of
sick wife.
exchange
Til-
pool.
responses
In five different
to
plea
plea testimony,
for his
and
ley’s questions
pool, King
about the
stated
recommended
receive
seeing pool
that he did not
remember
a 37-month sentence and that Weather-
pool. King
that he did not notice a
did
spoon
pending
sentencing.
be released
his
way
admit that he had not
all the
walked
16, 1998,
September
Weatherspoon en-
On
stated,
he
initially
around the house as
had
guilty plea
tered a
and testified to his
but that he had
walked around the
plea
in the
his
participation
burglary. Per
back of the house and then turned around
he was
agreement,
pending
released
sen-
and returned to
front of the house.
tencing, which was scheduled for Novem-
gave a
of the back-
King
description
also
13,1998.
ber
yard
Tilley that is
with the
to
consistent
layout
state’s exhibit on the
of the lot.
requested
not
King pleaded
thought
jury
place
stated that he
Weath-
trial.
trial took
on No-
first
car,
2-4, 1998,
left with
then he
erspoon
postpone-
had
his
but
vember
after
two
spotted
appeal.
reasons
to this
Koelbl
car at the end
ments for
unrelated
trial,
to
three
driveway. King said he motioned
Before
state made
unsuc-
attempts
explain
subpoena
Koelbl because he wanted to
cessful
Weather-
on
at
trial. The
going
spoon
appear King’s
was not involved
was
state
what
the house.
next
ran toward
to serve
once for
attempted
attempt,
given
On the second
cause it was
oath
each trial date.
under
and was
attempting to serve Weather-
the officer
against Weatherspoon’s penal
interest.
mother
spoon spoke Weatherspoon’s
Weatherspoon’s
plea testimony
redacted
moved,
who
he had
did
indicated
read
jury.
was then
Before the
police with
further in-
provide
any
not
presentation, the court
instructed the
formation.
November
On
on
unavailability
in-
the court
worker
state contacted
services
the jury Weatherspoon’s
formed
prior
pre-
who
performing Weatherspoon’s
Additionally,
offenses.
the court ruled
investigation. The
made
sentence
worker
King’s attorney
could elaborate in her
Weatherspoon by
one
to contact
attempt
argument
closing
on the difference be-
phone
unable to do
On that
and was
so.
testimony given
tween
at trial and the plea
state
day,
requested
same
that Weath-
testimony.
erspoon be declared unavailable and
it
plea testimony
read his
plea
be allowed to
testimony, Weatherspoon
jury.
King’s objection,
the court
Over
stated that
was with him at the time
found that
unavailable
burglary
and that he and
had
of law
as a matter
and instructed the
gone
house with the intent to break-
attorneys
together
develop a
to work
in. Specifically, Weatherspoon indicated
plea
of Weatherspoon’s
redacted version
and King
planned
that he
that King
jury.
that could be read to the
However,
would kick
the door.
Weath-
did
erspoon
who actually
indicate
trial,
day of the
district
On the last
door, only
kicked in the
that was kicked
that Weatherspoon’s
ruled
redacted
that he
entered the
admissible
804(b)(3)
trial
R.
under Minn.
Evid.
be- house.1 The state also introduced past-
*6
Weatherspoon’s
1. Below
text of
redact-
is the
A: Yes.
Now,
plea testimony
jury.
ed
as read to the
moving
investigator,
Prosecutor:
Q:
15, 1998,
Weatherspoon,
page 11.
July
Mr.
on
is
Q:
you
City
it true
were in the
Grant in
of
And was there some discussion as to
Washington County?
you
go
going
the fact that
were
in and
was, yes.
A: I
that's
believe
something
take
from this residence?
Q:
were with another
named
You
fellow
Well, yeah.
A:
Yeah.
King,
right?
is that
Arron
Q: What was that discussion?
A: Yes.
Well,
going
A:
we didn't talk about
Q:
you
of
came to
The two
Grant Town-
going
say
but we did
was
to kick
he
Paul,
ship
right?
is that
from St.
it,
the door. We
went in.
down
Q:
did
A: Yes.
going
intent
that
Your
into
residence
in
Q:
you got
City
when
of Grant
And
to take an
that
was
item or items
were in
you
Manning
on
went north
Avenue and
there, is that correct?
up
ended
a residence located at 9850[sic]
there, yes,
We went
we
A: Yes.
in
were
Street,
right?
is that
65th
going
Q:
something.
to take
A: Yes.
you
inAnd
fact
did come out of that
Q:
you
When
arrived at the residence with
residence with various items?
car,
King,
you got
two
Mr.
of
out of
A: Yes.
right?
is that
Q:
cash,
that
And
included some
some
A: Yes.
things
jewelry,
like that?
Q:
get
got out
Did he
out first? You
first?
A: Yes.
first,
got
got
A: I
he
out
out second.
Q:
you had
consent
And
no one’s
to enter
Q:
door,
you
up
Okay. And
went
residence,
right?
is that
eventually
the door and
broke
knocked on
No, we
A:
didn't have it.
down,
the door
is that correct?
Q:
point
you
At what
did
become aware
A: Yes.
somebody
Q:
was in this residence?
out,
it
And as
turned
there was some-
guy
there
A: When I came out and
was a
time,
body
this residence at
home
driving
car down the
backwards in the
right?
driveway,
out,
somebody
knew
that’s when I
yes.
A: As it turned
Q:
had to
been—he had to come from the
your
you
intent when
knocked
And
I didn’t know he was there before-
go
of
was to
house.
down the door
this residence
nothing
something,
like that.
right?
hand
and take
that
appeals.
argues
He
the admission
years
that 3
earlier
of
Spreigl evidence
crime
im
attempted burgla-
plea testimony
an
was
King
Weatherspoon’s
had committed
of
The state intro-
Hennepin County.
ry in
of
proper under both the Minnesota Rules
show a similar mo-
the evidence to
duced
and the Sixth Amendment Con
Evidence
of
because
the 1995
operandi
dus
States
frontation Clause
the United
King pleaded guilty,
burglary,
to which
In order for
Constitution.
attempted
take
accomplice
and an
testimony to be
under the
plea
admissible
during
a VCR from a house
jewelry and
evidence,
must
rules
the district court
their
hands with
the break-in
covered
find that
was unavailable
found
on
then
socks.
made,
statement,
was
when
first-
aiding
abetting
counts
both
R.
against Weatherspoon’s
Minn.
interest.
burglary and the court sentenced
degree
804(b)(3).
Evid.
In order
tes
serve 57 months in
King on one count to
timony
admissible
to be
under
Con
prison.
Clause,
must
frontation
the district court
appeals, King
appeal
the court
On
find that
unavailable
court
district
erred
argued
and that the statement
reliable. Ohio
plea testimony
admitting Weatherspoon’s
Roberts,
65-66, 100
448 U.S.
S.Ct.
therefore
is entitled to
new trial.
(1980). Here,
807
(1990)
3139,
even in
daughter,
emergency.
110
Amendment).
A court must follow two-
us,
In the case before
the district court
a hear-
step inquiry to determine whether
found
unavailable after the
may
say statement
be admitted without
state made three
attempts
unsuccessful
Sixth
violating a criminal defendant’s
subpoena
serve
on him.
claims
Roberts,
Amendment
U.S. at
rights.
448
that it
error for
to find that
65, 100 S.Ct.
The state must first
2531.
put
forth
state
a reasonable effort to
necessity
hearsay
establish
Weatherspoon. King
locate
also argues
showing
unavailability
by
statement
that the nature of the error is compounded
If unavailability
the declarant.
Id.
because of the
responsibility
state’s
proved,
prove
then the state must
that the Weatherspoon’s
absence.
asserts
adequate
relia-
statement bears
“indicia of
that if the state had not facilitated Weath-
66,
bility” for it to
admissible.
at
be
Id.
erspoon’s
part
release as
of his
agree-
expended
guar-
Id. The
antees of trustworthiness.”
cir
for
trial. Under these
spoon
from
gauged
antees of trustworthiness are
cumstances,
vigorous attempt
a
than
less
that exist-
totality
of the circumstances
questionable
is of
locate
made.
ed when the
statement was
to the defendant because
allows
fairness
819,
Wright,
at
3139.
497 U.S.
110 S.Ct.
inherent
risks
avoid
pro-
The
has
Supreme Court
declined
Instead,
putting a witness on the stand.
vide a
list of factors to consider
specific
use
from a
the state can
circum-
evaluating
totality
when
of the
is under
the direct
plea setting, which
stances,
held that the
Court has
requires
prosecutor
dis
control
is so
key inquiry is whether the statement
only the
elements
the of
closing
basic
reliable that cross-examination would have
necessary
accept
for the court
fense
Id.
only “marginal utility.”
been of
at
plea. Despite our concern about Weather-
820-22,
3139.
the absence of
110 S.Ct.
In
only need
unavailability, we
to de
spoon’s
reliability, the
such
Confrontation Clause
met its
cide whether
state
burden
hearsay
bars
the use of a
statement
was unavail
showing
against a criminal defendant.
Id. “[Un-
that Weatherspoon’s
able if we feonclude
reason, arising
less an
from the
affirmative
Roberts,
statement was reliable.
448 U.S.
in which
circumstances
the statement
Therefore,
66,
re
at
a
II.
analysis.3 Lilly,
Confrontation Clause
527
134,
at
Confrontation Clause re U.S.
809
plea
the criminal defen
plice
“you”
that incriminate
used the term
with-
“inherently
clarifying
dant are
unreliable” even ab
“you”
out
whether
meant
leniency.
any express promises
Weatherspoon
sent
Weatherspoon
or
and his
139,
131,
527
at
811 LANCASTER, completing impact” (dissenting). In a “harmless error Justice analysis, we do not consider whether the I concur in I and II Parts of the opinion, jury could have convicted absent but respectfully dissent as to Part III. Rather, testimony. it Weatherspoon’s pieces Numerous of evidence support the what necessary to determine effect Weath- conviction, jury’s only one of which was on erspoon’s testimony jury’s the ver- Weatherspoon’s plea statement. I there- specifically, and more whether the fore dict conclude that the district court’s deci- sion to admit jury’s “surely verdict is unattributable” to the statement was harmless beyond a Juarez, reasonable doubt. 572 testimony. the N.W.2d at 292. King, jury convict must have
To the found When an error reviewing to determine intended assist Weatherspoon whether it beyond is harmless a reason burglary. we look to When the doubt, able thorough we must conduct a intent, King’s used to evidence establish examination of record as the a whole jury equivocal the could consider the testi- if order to the determine verdict was unat Gribble, mony of Juarez, the circumstantial evi- tributable to the error. State v. 286, (Minn.1997); 572 while N.W.2d 292 v. dence activities State (Minn. VanWagner, 746, 504 N.W.2d 749 King’s prior conviction, evidence of 1993) (“The impact error and its be are to and the direct statements contained examined within the context of the record Weatherspoon’s plea testimony. Of the whole, as a considering strength evidence, strongest and clear- available any state’s evidence and weaknesses of est evidence of involvement evidence.”). defense may Weatherspoon’s incriminating plea testi- view each incident in isolation when decid Hence, mony. we that it believe is coun- ing if an harmless. error is State v. Dil suggest terintuitive to would lon, (Minn.1995) 558, 558 N.W.2d ignore strongest and clearest evidence * * * (“The reviewing court must read the it, Weatherspoon’s plea testimony, before * * *.”). entire record Whether an error weaker, rely equivocal and instead on evi- is harmless on factors such depends as the Therefore, upon dence. review of the en- statement, importance or record, tire we conclude that Weather- presence of corroborating or absence spoon’s plea testimony reasonably could evidence, contradicting and the overall had an impact have on verdict. As a strength of prosecution’s case. State result, we say jury’s cannot ver- (Minn. v. Wildenberg, 573 N.W.2d surely dict unattributable to the error. 1998); Dillon, (“As N.W.2d at 558 Accordingly, we hold that the district rule, general stronger the evidence admitting error in court’s guilt, likely any the less error prej plea testimony was not harmless error and udicial.”). therefore is entitled to a new trial. King admitted that he used his car to Reversed and remanded for further pro- drive to the house in Grant. ceedings He opinion. acknowledged being consistent with this at the dur- house However,
spoon plea testimony. way, we much the we should have same not affirm affirming concerns about a conviction based through obtained conviction that was the use prior earlier on conviction. Evidence of con- constitutionally prohibited sim- may permissibly victions be used in lim- ply using a because committed a crime jurors ited circumstances. "While the in this similar, common, years albeit method 3 earli- were entitled case to consider this evidence in Further, expand- er. we concerns about determining whether in fact [the defendant] ing past-crime beyond the use of the evidence alleged, they committed the acts were not purpose for which was offered and entitled to convict him based on their assess- accepted justify order that we at trial in can person or ment of him as a based on what he affirming a under a conviction harmless error Bahe, past.” has done in the United States analysis. (D.N.M.1998). F.Supp.2d *12 812 complaint in the I charged con- defendant is eyewitness and an
ing burglary, the you. have read to During the presence there. firmed his King the rob- described booking process, majority the remarkable The dismisses as to bery way in such a Deputy Gribble case present similarities between the and he, the King, been inside imply that had prior Specifically, conviction. the King’s Further, King’s interviews house. burglary accomplice and an King 1996 Tilley contain inconsistencies Investigator into and ransacked a residence. Dur- broke the during he did and saw relating to what were ing burglary, jewelry the boxes over- interview, During his robbery. second emptied, open and drawers were turned full disturbed, that he not tell the King sitting admitted did and a on a and VCR initial and conceded chair, truth at his interview taken. ready to be At apparently jury scene, “bogus” story.7 that told a The police found several socks the King about, fled the a also heard evidence that near fence strewn found socks and being by King jumped, pair discovered Koelbl and found a of scene after hours capture ultimately evaded for several socks close where wide-spread involving surrounding manhunt facts during apprehended. a The officers, 1996 are police dogs, burglary local the state conviction essen- police tially identical to case at hand. the patrol, patrol helicopter. a state the and case, the broken current house was into of The state also introduced evidence ransacked, drawers, and the contents bur- attempted second-degree closets, were disar- jewelry boxes glary op- modus conviction demonstrate stolen, ray, jewelry was a VCR sat outside 404(b) (“Evidence R. Evid. erandi. Minn. home, socks about the were strewn the crime, not wrong, of another or act is scene, and some of the socks contained * * * * * * prove admissible character jewelry. pieces * * * may prove] [but be admissible it] [to The combined all of this effect of evi motive, intent, opportunity, preparation, King’s guilt. points unerringly dence plan, knowledge, identity, or absence of the Despite majority’s concern that accident.”). majority ac- mistake or only Weatherspoon’s testimony was the di that intent in the knowledges was an issue placing King rect evidence case, but asserts the other-crimes evi- circumstantial evidence can be sufficient to not dence here could be used to show support E.g., conviction. State Whit jury properly intent: could consider “[T]he (Minn.1997). taker, 568 N.W.2d conviction King’s prior to establish Moreover, the crime for which that in he had to take past attempted the convicted, aiding abetting burglary, * * things valuable from *.” Su- home require entered does added). However, pra (emphasis at 810 (2000) 609.05, § house. Minn.Stat. subd. upon the dis- introduction evidence (“A for a person criminally liable crime trict court instructed: by person if committed another inten aids, counsels, advises, hires, tionally THE At COURT: this time conspires procures to introduce of an oc- with or intends evidence otherwise crime.”). 14th, Further, commit September currence on other to Hennepin County. any possible prejudice resulting is be- from This evidence purpose Weatherspoon’s for the introduction of statement ing offered limited jury assisting determining whether defen- was minimized because the was aware Weatherspoon’s for aiding dant committed those acts with which of conviction yard, King King gave false about what he back that he failed tell information confessed burglary, during explaining that did first truth and fact never circled the full that he in he made a full circle house to look for the house instead looked Weather- Investigator Weatherspoon. Then Til- when spoon yard. from corner of the ley questioned King layout about the abetting used the burglary, conviction to statement. impeach jury charge, judge
During also it should
reminded the consider when deciding conviction *13 weight give to the statement. summary, strength
In given King and mini-
state’s evidence impact
mal statement jury,
could have had on the the verdict was
surely unattributable admission of Therefore, statement. I would
hold that the admission statement
was harmless error is not enti-
tled to a new trial.
STRINGER, (dissenting) Justice
I join in the dissent of Justice Joan
Ericksen Lancaster. Marriage re the of Rolf Edward
ROGERS, petitioner,
Appellant, ROGERS, Respondent.
Lisa Anne
No. C2-99-1325.
Supreme of Minnesota. Court
March
