State v. KEOHOKAPUState v. KEOHOKAPU
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Lead Opinion
Opinion of the Court by
We hold in this case that the process by which a jury was selected for the trial of Petitioner/Defendant-Appellant Glenn Keo-hokapu, Jr. (Petitioner) did not result in substantial prejudice to Petitioner notwithstanding the pretrial publicity to which some jurors were exposed, and we therefore affirm the June 22, 2009 judgment of conviction for manslaughter entered by the Circuit Court of the First Circuit (the court),
The following essential matters are from the record and the submissions of the parties.
A.
On the night of June 7, 2008, Petitioner, Petitioner’s wife, Kauilani Keohokapu (Kaui-lani),
During the argument, Petitioner’s brother grabbed Kauilani’s arm and pushed her away from the car. At that moment, Wilcox came out of the club, approached the car, and said something to the effect of, “That’s one female.” Petitioner, who was sitting in the car, got out and said, “[T]hat’s my wife.” Petitioner and Wilcox then began to fight. At one point, witnesses stated that they saw Petitioner with a metal object or a knife in his hand. Sometime during the fight, Petitioner and Wilcox collided, and Petitioner stabbed Wilcox in the chest. Petitioner then went back to his car and drove away. On June 8, 2008, Wilcox died as a result of the stab wound.
B.
On June 12, 2008, Respondent/Plaintiff-Appellee State of Hawai'i (Respondent) charged Petitioner with murder in the second degree, Hawai'i Revised Statutes (HRS) §§ 707-701.5 (1993)
Jury selection began on March 17, 2009, and lasted six days. On the first day of jury selection, the court informed the first panel of prospective jurors that “[tjhere was some publicity with respect to this case[,] and made the following statement (publicity statement):
It was reported that on June 8, 2008, in the parking lot of Club Komo Mai in Ka-neohe [Petitioner] Glenn Keohokapu, Jr., allegedly fatally stabbed 19-year-old Steven Wilcox after Wilcox intervened in an argument between [Petitioner] and his wife. Both [Petitioner] and Wilcox had consumed alcohol in Club Komo Kai. Wilcox was described in the media as a good Samaritan.
Would you please raise your hand if you believed you have read, hear, or know anything about this case.
For those of you who have raised your hand, thank you. We’ll be discussing what you’ve read or heard individually with each of you, and the others of you will be—who have not read or heard anything will be returning on next week Tuesday.
(Emphasis added.) The prospective jurors in the second, third, and fourth panels were given the same appraisal. Petitioner claims that “there is no record as to the discussion or formulation of this statement [and that] there is no record of whether the defense objected or not.” The record reflects, however, that Petitioner did not object when the court read the statement to the jury panels.
The court conducted individualized voir dire of those jurors who indicated they had been exposed to pretrial publicity. Jurors who stated that they could not be fair and impartial due to media exposure were excused for cause.
Petitioner challenged for cause the remaining jurors who had heard of the case in the media, arguing that it would be difficult to ascertain whether the jurors could be fair and impartial, and, thus, it would be prudent to dismiss them all. The court rejected Petitioner’s challenge for cause.
During the first day of the regular jury selection, Petitioner reiterated his challenge to those jurors seated in the jury box who had been exposed to pretrial publicity. The court again denied Petitioner’s challenge. Nine out of the twelve jurors ultimately selected indicated that they had heard about the case through the television news, the newspapers, or both, and five stated that they recalled Wilcox had been referred to as a “Good Samaritan” or had helped by intervening in the dispute.
C.
Petitioner’s trial commenced on April 6, 2009. Petitioner argued that Wilcox, who was carrying brass knuckles on the night in question, was the first aggressor, and that Petitioner acted in self-defense. On April 20, 2009, the jury found Petitioner guilty of the included offense of manslaughter,
D.
On May 27, 2009, the sentencing phase of Petitioner’s trial began. Respondent introduced evidence that Petitioner had engaged in domestic violence against his wife on October 20, 1994, April 3, 1996, July 13, 1996, and on two other occasions, one sometime in January 2008 and the other on March 9, 2008. Respondent also introduced evidence that Petitioner had allegedly attacked a man named Gregory Balga on October 23, 1993. The jury also heard that Petitioner had committed four other felonies, one of which involved violence toward another person, and that Petitioner had numerous misdemeanors on his criminal record.
1.
Respondent first called Petitioner’s wife, Kauilani, as a witness. Kauilani testified that on April 3, 1996, while she and Petitioner were still dating, she attempted to leave the apartment she and Petitioner shared. Respondent asked Kauilani whether Petitioner was holding her back from leaving, to which Kauilani answered that she did not remember because the incident had occurred “back in '96.” Respondent inquired whether Kauila-ni had filed a police report the day after the incident, and Kauilani responded that she had.
Respondent then showed the report to Kauilani. Kauilani indicated that she had filed the report, that she recognized the handwriting as hers, and that her signature was on the bottom of the report. Respondent asked the court for permission to approach Kauilani, which was granted. It is not clear from the record whether Respondent retrieved the report. Respondent asked Kauilani whether the report “refresh[ed] her recollection,” to which Kauilani answered in the affirmative.
Respondent asked Kauilani whether Petitioner had grabbed her because he did not want her to leave. Kauilani responded, “It says that he slapped me.... On the paper it says he slapped me.” Respondent questioned, “This is your statement, right?” and Kauilani agreed. Respondent asked, “And you wrote it when this incident occurred? You wrote it the day after the incident occurred; is that right?” Kauilani responded that she did not want to “dig back up” that part of her life, but agreed that she had written the statement. Kauilani then testified that she and Respondent had argued, and that Petitioner had slapped her on the face several times, grabbed her neck, threatened to kill her, and locked her in the apartment for about an hour. Petitioner claims that the record does not reflect that Respondent ever retrieved the police report from Kauilani when she was testifying.
2.
Kauilani also testified about another incident of domestic abuse that occurred on July 13, 1996. On that occasion, Petitioner pulled Kauilani’s hair, head-butted her, and bit her in the eye. As a result of the incident, Kauilani suffered a black eye, scratches, and injuries to her ears.
3.
Respondent questioned Kauilani about a third incident that allegedly occurred on October 20, 1994, during which Petitioner bit Kauilani and pulled her by the stomach. During Kauilani’s testimony, Petitioner’s counsel asked whether Kauilani was reading from her police report.
[DEFENSE COUNSEL]: If she has it at the stand and she’s testifying from it, I’m going to object because there’s a refreshed, recollection, and I don’t think the foundation has been laid for that. Other than for the first police report. It seemed likeshe’s testifying from that. So I missed it as to the second police report. And this one. I don’t think there was a request that her recollection be refreshed. And if she is testifying from her statement, I would object to that.
(Emphases added.) When Respondent asked Kauilani to clarify whether she was testifying from memory, she responded, “I told you this is a part of my life that I tried to forget. And yes, I’m reading it from the paper.” Respondent later conceded that Kauilani’s testimony concerning the October 1994 incident was erroneously admitted into evidence. Keohokapu,
4.
Respondent then requested Kauilani to review a police report from July 13, 1996 involving another incident of domestic violence. Kauilani related that she had written the report the day after the incident, and that her signature was on both pages of the report. Respondent inquired whether the report helped Kauilani remember the events of July 13, 1996. Petitioner’s counsel objected, arguing that foundation was lacking for admitting the statement in evidence. The court overruled the objection. Respondent asked Kauilani whether she remembered Petitioner head-butting and pulling her hair on July 13, 1996. Kauilani replied she did not because “this is 2009.”
Respondent then attempted to move the entire report into evidence, and the court asked both counsel to approach the bench. Petitioner’s counsel objected, contending that the entire document should not be admitted into evidence and that Respondent had not laid a proper foundation for Kauilani’s testimony. The court overruled the objection, concluding that Respondent “laid sufficient foundation for past recollection recorded. And under the rule you read it into evidence.”
Respondent then sought to read Kauilani’s entire statement into evidence, but the court only allowed Respondent to read those paragraphs on which Kauilani had been questioned. Petitioner’s counsel renewed his objection. The court permitted Respondent to read the following statement into evidence, over Petitioner’s objection:
As to number 4, what happened, pulled my hair, hit me, head butt, bite, tear marks, he did this all because someone told him that I was seeing someone else and that I have someone’s jacket.
Number 5, why did it happen, because he told me that I’m driving—I’m sorry. I’m driving him crazy, only last night he found out my number. I have a black and blue right eye, hardly here [sic] out of my right ear. A bit shoulder, and tear marks on my chest from [Petitioner], who is my ex-boyfriend, who I used to live with for one and a half years. I’m willing to prosecute.
Respondent then started to ask Kauilani about the October 20, 1994 report that had been discussed earlier but then withdrew the question.
5.
Additionally, Respondent introduced evidence that on March 11, 2008, Kauilani obtained a temporary restraining order (TRO) against Petitioner because sometime in January 2008, and again on March 9, 2008, Petitioner allegedly abused Kauilani by cutting her eye, striking her, pulling her hair, choking her, and head-butting her. The TRO was granted and remained in effect until June 9, 2008. In April 2008, Kauilani filed a report claiming Petitioner violated the TRO. Kauilani later testified that she sought the TRO because Petitioner was “run[ning] around with girls” and she wanted to get her ear back from Petitioner, and not because she needed protection. Kauilani also reported that she had written a letter to the court asking for the TRO to be “dropped,” and that she believed in April that the TRO was no longer in force.
6.
Respondent also called Gregory Balga to testify about an incident that took place on October 23,1993. Balga testified that he had a drinking problem, was drinking heavily on the night in question, and, thus, could not remember whether Petitioner had visited his home on the night in question. Respondent showed Balga the police report he filed. Bal-ga identified his writing, signature, and the date and time on the document, but indicated
Respondent inquired of Balga again whether his handwriting was on the report. Balga replied, “I don’t remember writing it. I don’t remember an officer there. I don’t remember that. Like I said, I could have been drinking.” Balga admitted that his name, address, social security number, age, date of birth, and phone number were on the report. Petitioner renewed his objection to Balga’s testimony, but the court overruled it and allowed Respondent to read the following to the jury from the report:
Number 4, what happened. [Petitioner] was accusing me for fooling around with his chick.... We both were talking downstairs and he kicked me in the face and I ran upstairs and he forced [sic] way—his way into the house and hit my sister trying to get into the house.
After hitting my sister I tried to force him out and close the door, but [Petitioner] kept trying to push the door open.... At no time did I give Glenn permission to enter my house....
7.
In addition to this testimony, Respondent called Honolulu Police Department (HPD) Officer Jon Yoshida. Officer Yoshida testified that on December 17, 1994, he arrested Petitioner for Robbery in the Second Degree, and that Petitioner had injured the complaining witness’s mouth, jaw area, and chin area, and had bitten the witness’s right triceps.
8.
HPD Officer Michael Wong testified for Respondent that on June 9, 2008, he had been assigned to arrest Petitioner in connection with a homicide ease.
9.
Respondent called Norma Ueno, supervisor of the criminal history records unit of the Hawai'i Criminal Justice Data Center. Ueno identified Respondent’s Exhibit 10 as Petitioner’s criminal history record. A redacted copy of the exhibit, Exhibit 10A, showing Petitioner’s twenty convictions was admitted into evidence over Petitioner’s objection. Petitioner does not appear to make any arguments in his Application concerning the admission of his criminal history.
10.
Respondent also introduced the testimony of police fingerprint examiner Judy Tamashi-ro, who compared Petitioner’s fingerprints in this ease against eases involving Burglary in the First Degree, Robbery in the Second Degree, Promoting a Dangerous Drug in the Third Degree, and Unlawful Use of Drug Paraphernalia, and determined that the fingerprints in all of those cases belonged to Petitioner. The court took judicial notice that all four offenses were felonies.
11.
Respondent called HPD Sergeant Stuart Yano, who testified that on December 6, 2002, he executed a search warrant of Petitioner’s home and found a pipe used for ingesting crystal methamphetamine and six bags of a crystalline substance resembling crystal methamphetamine.
12.
Following Respondent’s evidence, Petitioner moved for a judgment of acquittal on the ground that Respondent did not prove Petitioner was a persistent offender whose extended incarceration was necessary for the protection of the public. The court denied the motion. Petitioner then offered testimony from his mother, sister, and father. Over Respondent’s objection,
E.
During the settlement of jury instructions, Petitioner objected to two instructions, Court’s Jury Instruction Nos. 2 and 4, concerning parole.
The court instructed the jury that for the offense of Manslaughter, Petitioner could be “sentenced to a maximum indeterminate term of imprisonment of [twenty] years.”
THE COURT: An indeterminate term of imprisonment is a sentence to imprisonment for the maximum period defined by law subject to termination at any time after service of the minimum term of imprisonment determined by the Hawai'i Paroling Authority.
When a person has been sentenced to a term of imprisonment, the Hawai'i Paroling Authority shall as soon as practicable but no later than six months after commitment to the custody of the Director of the Department of Public Safety hold a hearing and on the basis of the hearing make an order fixing the minimum term of imprisonment to be served before the prisoner shall become eligible for parole.
The Paroling Authority in its discretion may in any particular case and at any time impose a special condition that the prisoner will not be considered for parole unless and until the prisoner has a record of continuance [sic] exemplary behavior.
After sixty days[’] notice to the prosecuting attorney the Authority in its discretionmay reduce the minimum term fixed by the order.
Parole means a conditional release of a prisoner who has served part of the term for which he was sentenced to prison.
The following provision of law relates to parole as defined in these instructions.
No parole shall be granted unless it appeal’s to the Hawai'i Paroling Authority that there is a reasonable probability that the prisoner concerned will live and remain at liberty without violating the law and that the prisoner’s release is not incompatible with the welfare and safety of society.
You must not discuss or consider the subject of any action that the Hawai'i Paroling Authority may or may not take in your deliberations of the facts at issue in this hearing.
(Emphases added.)
The jury found, pursuant to special interrogatory no. 1, that Respondent proved beyond a reasonable doubt that Petitioner was a persistent offender in that he had committed two or more felonies at different times when he was [eighteen] years of age or older.
II.
Petitioner appealed, and relevant here, argued to the ICA that the court erred (1) during jury selection (a) in failing to strike the jurors who had become acquainted with the ease through the media because prejudice could be presumed from the pretrial saturation of publicity about the crime; (b) in reading to the entire venire the publicity statement which stated that the media had referred to Wilcox as a “Good Samaritan”; and (c) in formulating the publicity statement in Petitioner’s absence, in violation of his right to be present during all stages at trial; and (2) during the sentencing phase (a) in admitting into evidence testimony under the “present recollection refreshed” and “past recollection recorded” exceptions to the hearsay rule; and (b) in instructing the jury on parole and the role of the Hawai'i Paroling Authority. Keohokapu,
III.
Regarding Petitioner’s jury selection argument, the ICA held that nothing in the record suggested that media reports “saturated” the public to an extent warranting a presumption of prejudice. Keohokapu,
With respect to Petitioner’s contention that the court erred during the sentencing hearing in admitting Kauilani’s statements from April 3, 1996, July 13, 1996, and October 1994, the ICA concluded that Kauilani’s “testimony regarding the 1996 statements to police were admissible” but that the October 1994 statement should have been excluded.
Finally, with respect to Petitioner’s argument that the court erred in giving jury instructions nos. 2 and 4 about parole, the ICA reasoned that the “instructions accurately state the procedures for determining the minimum term of imprisonment.” Id. at *7. Further the ICA stated that jury instruction no. 2 did not tell the jury how much time Petitioner had to serve before becoming eligible for parole. Id. Lastly, the ICA noted that the court had instructed the jury in jury instruction no. 5 that it could not discuss or consider in its deliberations the subject of any action that the Hawai'i Paroling Authority might or might not take. Id.
IV.
Petitioner lists the following questions in his Application:
1. Whether the ICA gravely erred by holding that [Petitioner] received a fair trial by an impartial jury where at least five of the seated jurors recalled pretrial publicity describing the decedent as a “Good Samaritan” and the trial court read a publicity statement indicating that the media had described the decedent as a “Good Samaritan”?
2. Whether the ICA gravely erred by determining that either no evidentiary errors occurred during the sentencing phase or that the errors which occurred were harmless?
3. Whether the ICA gravely erred by determining that no error occurred when the trial court instructed the jury on the irrelevant issues of parole and the role of the Hawai'i Paroling Authority during the extended term phase of trial?
Respondent did not file a Response to the Application (Response).
V.
Before this court, as to the jury selection process, Petitioner argues that (1) the ICA erred when it held that Petitioner had waived his right to be present during the formulation of the publicity statement because (a) defendants have a constitutional right to be present at any stage of a trial where their substantial rights are affected; (b) Petitioner’s substantial rights were affected, meaning that the issue could be raised on appeal; (e) it would appear disingenuous to require Petitioner to object when he was not present during the formulation of the statement and when the court did not make a record of the formulation or discussion of the statement; and (d) Petitioner was actually prejudiced by the statement that Wilcox had been portrayed as a Good Samaritan because Petitioner’s defense was self-defense, and because the Good Samaritan statement would not have been admissible at trial; and (2) the ICA erred in concluding that the court was able to identify and dismiss biased jurors by conducting a thorough voir dire.
As to the evidence admitted during the sentencing phase, Petitioner argues that the ICA erred in (1) holding that since the defense did not object when Kauilani stated that her memory of the April 1996 incident was refreshed, the admission of her testimony was not a ground for reversal; (2) in deciding that Kauilani’s July 13, 1996 statement was admissible as a past recollection recorded; (3) in concluding that the admissions of Kauilani’s October 1994 statement and Balga’s October 1993 statement were harmless. Petitioner maintains that these were “aggravating factors,” and that, during the sentencing phase, the erroneous admission of such factors cannot be harmless.
Lastly, Petitioner argues that the ICA erred when it held that it was not error for the court to instruct the jury concerning parole in jury instructions nos. 2 and 4. Petitioner contends that (1) the ICA never addressed the issue of whether the jury instructions were irrelevant; (2) even if the instructions accurately stated the law, irrelevant instructions could only have misled and confused the jury; (3) cases from other jurisdictions hold that it is reversible error to instruct the jury concerning parole.
VI.
Both the Hawai'i and the federal constitutions guarantee a criminal defendant the right to a trial by a jury “substantially
Where, however, the court determines that outside influences are of a nature which could substantially prejudice the defendant’s right to a fair trial, a rebuttable presumption of prejudice arises. Williamson,
A.
As to Petitioner’s first argument, the court apparently used the publicity statement in conjunction with questions of the jurors concerning media accounts of the incident and the jurors’ ability to be fail’.
Further, Petitioner was present when the court read the publicity statement to the prospective jurors. Petitioner’s alleged injury (the tainting of the jury) stems from the court’s reading of the publicity statement to the jurors. Thus, Petitioner was present during the “stage of trial” in which his “substantial rights” could have been “adversely affected.” See Walsh,
When the court read the publicity statement to the prospective jurors Petitioner could have objected. He did not. It was therefore not “disingenuous,” as Petitioner claims, for the ICA to conclude that Petitioner failed to object to the court’s use of the publicity statement. For the same reason, it was not error for the ICA to conclude that Petitioner forfeited his objection concerning the publicity statement.
B.
Assuming arguendo that Petitioner did not forfeit his objection to the publicity statement, Petitioner was not substantially prejudiced by the statement. In Pauline, this court distinguished between presumed and actual prejudice:
A defendant need only demonstrate one of two different types of prejudice in support of a motion to transfer venue: presumed or actual. Prejudice is presumed when the record demonstrates that the community where the trial was held was saturated with prejudicial and inflammatory media publicity about the crime. Prejudice is rarely presumed because “saturation” defines conditions found only in extreme situations.To establish actual prejudice, the defendant must demonstrate that the jurors exhibited actual partiality or hostility that could not be laid aside.
1.
With respect to presumed prejudice, this court has explained that there are three factors to consider in determining whether prejudice should be presumed:
Among the factors to be considered in a presumed prejudice argument is whether there was a barrage of inflammatory publicity immediately prior to trial amounting to a huge ... wave of public passion. An additional factor is whether the media accounts were primarily factual, as such accounts tend to be less prejudicial than inflammatory editorials or cartoons. A final factor is whether the media accounts contained inflammatory, prejudicial information that was not admissible at trial.
Pauline,
Petitioner is correct that it would have been better for the court to not give the publicity statement. By reading the statement to the venires, the court alerted even those jurors who were not aware of the publicity or who might have forgotten about it that the incident had been in the news and that some accounts portrayed Wilcox in a positive light. See Okumura,
Pauline explained that trial courts should presume prejudice “only in ‘extreme situations.’ ”
Here, the court’s reading of the publicity statement is not an “extreme” situation that warrants concluding that prejudice should be presumed. As to the first Ainsworth factor, the court’s publicity statement does not amount to or suggest that there was a “huge wave of public passion” regarding Wilcox’s death. Nor, as Petitioner suggests, did the court put its imprimatur on the characterization of Wilcox as a Good Samaritan. The court’s statement was descriptive, stating only that it had been reported in the media that Wilcox had intervened in an argument between Petitioner and his wife and that Wilcox had been “described” as a Good Samaritan. These statements do not evince strong public passion.
With regard to the second Ainsworth factor (whether the accounts were primarily factual), the court’s single-paragraph publicity statement was primarily factual. The court mentioned the date and location of the alleged offense, that Petitioner allegedly stabbed Wilcox after he intervened in an argument between Petitioner and his wife, and that both Petitioner and Wilcox had consumed alcohol. The only “non-factual” statement made by the court was that Wilcox had been described as a Good Samaritan. Thus, it is unlikely that the publicity statement prejudiced Petitioner.
As to the third Ainsworth factor (whether media accounts contained inflammatory information inadmissible at trial), again, the
In Okumura, this court considered whether the questioning of one juror before the rest of the jurors regarding certain news reports substantially prejudiced the defendants.
When the trial court questioned the juror about the newscast, the juror stated that she might not be able to remain impartial because the uncharged burglary had taken place recently and its occurrence suggested to her that the defendants had committed the charged burglaries. Id. at 394-96,
Here, similarly, although the court risked tainting the jury by reading the publicity statement to all of the prospective jurors, it does not appear that Petitioner was prejudiced. In fact, the suggestion in Okumura that the defendants had committed the same crime on a previous occasion as the crime that was being charged had a greater potential for prejudice than the court’s statement here, which was by and large a factual description of the offense charged. The court also expressed no opinion as to the correctness of the media reports. Finally, as discussed below, the court conducted extensive voir dire of those jurors who indicated a familiarity with media reports about the incident and struck those jurors who said that they could not be impartial. Consequently, Petitioner was not substantially prejudiced by the publicity statement.
2.
Petitioner also argues that although the court engaged in a thorough voir dire, “[this] does not mean that the jury was fair and impartial.” In order to show actual prejudice, Petitioner “must demonstrate that the jurors exhibited actual partiality or hostility that could not be laid aside.” Pauline,
In fact, the five jurors referenced by Petitioner all stated in response to questioning by the court and by Petitioner that they could keep an open mind. Thus, in answer to the question whether he remembered “the good Samaritan feature [of the news east],” Juror 16 responded that he recalled that aspect of the story but that he did not react strongly to it, and that he would be able to set all of the publicity aside and make his decision based on what he heard in court. The other four jurors testified similarly. Petitioner does not refer to anything in the record that would suggest that any jurors who exhibited bias were retained on the jury. Thus, the ICA did not err in concluding that the court identified and dismissed those jurors who exhibited bias by conducting a thorough voir dire.
VII.
Petitioner also contends that evidence was erroneously admitted during the sentencing phase of the trial.
Petitioner argues that the ICA erred in holding that he forfeited his contention that Kauilani’s testimony concerning the April 3, 1996 domestic violence incident was inadmissible. According to Petitioner, Kauilani indicated that she was reading from the police report, and since there is no indication that the prosecution retrieved the police report, the testimony was inadmissible.
1.
Although Petitioner suggests that the ICA erred in concluding that the defense did not object, the record does not reveal any objections on the part of the defense with respect to Kauilani’s testimony concerning the April 1996 incident. Thus, Petitioner is wrong to imply that he objected or that his failure to object had no effect. Petitioner’s failure to object matters to the extent that this court will only notice the alleged error if it is plain and if it affected Petitioner’s substantial rights. Walsh,
2.
In any event, even assuming there was no forfeiture, the ICA correctly concluded that Kauilani’s testimony was admissible. “When used to refresh [a] witness’s present recollection, a writing is solely employed to jog the memory of the testifying witness.” State v. Dibenedetto,
Kauilani first testified that she could not remember the April 1996 incident because it had taken place many years earlier. However, when Respondent asked her whether her memory was refreshed by the police report, Kauilani answered in the affirmative.
B.
Petitioner also maintains that the ICA erred in holding that Kauilani’s July 13, 1996 statement was admissible as past recollection recorded because Kauilani testified that her memory was not awakened by the report and the report should therefore not have been admitted as past recollection recorded. Hawai'i Rules of Evidence (HRE) Rule 802.1(4) defines past recollection recorded as follows:
(4) Past recollection recorded. A memorandum or record concerning a matter about which the witness once had knowledge but now has insufficient recollection to enable the witness to testify fully and accurately, shown to have been made or adopted by the witness when the matter was fresh in the witness’ memory and to reflect that knowledge correctly. If admitted, the memorandum or record may be read into evidence but may not itself be received as an exhibit unless offered by an adverse party.
The commentary to HRE Rule 802.1 provides in pertinent part, “Paragraph (4): This paragraph is identical with
A record or memorandum is admissible as an exception to the hearsay rule if the proponent can show that the witness once had personal knowledge of the matter, that the record or memorandum was prepared or adopted by him when it was fresh in his memory, that it accurately reflected his knowledge, and that the witness currently has insufficient recollection to enable him to testify fully and accurately[.] The witness may testify either that he remembers making an accurate recording of the event in question which he now no longer sufficiently remembers, that he routinely makes accurate records of this kind, or, if the witness has entirely forgotten the exact situation in which the recording was made, that he is confident from the circumstances that he would not have written or adopted such description of the facts unless that description truly described his observations at the time.
(Footnotes omitted.) (Emphases added.)
In State v. Sua,
In this ease, as the ICA correctly concluded, although Kauilani did not sign her July 13, 1996 statement under penalty of perjury, the statement satisfies the criteria for the past recollection recorded exception. Kauila-ni testified that she remembered the incident on July 13, or at least “the part with me,” but that she could not remember the specific allegations of abuse that were described in the statement. She also testified that the statement was in her writing, contained her signature, and that she wrote the report the day following the incident. Thus, Respondent established that Kauilani had personal knowledge of the July 13 incident, that her statement was prepared when it was fresh in her memory (the day after the incident), that it accurately reflected her knowledge, and that she currently had insufficient recollection to testify fully and accurately. See Sua,
Petitioner is wrong that Kauilani’s testimony concerning her July 13 statement was not admissible because Kauilani testified that her memory was not awakened by the report. To the contrary, to satisfy the past recollection recorded exception, the witness must have “once had knowledge,” but must “now ha[ve] insufficient recollection to enable the witness to testify fully and accurately.” HRE Rule 802.1(4). Had Kauilani testified that she could recall the incidents in her statement, as Petitioner contends was necessary, her statement would not have been admissible under the exception of past recollection recorded. Therefore, the ICA did not err on account of the statement’s failure to
VIII.
The ICA also concluded that it was error for the court to admit Balga’s testimony because Respondent failed to establish the foundation that Balga made his statement when the matter was fresh in his memory and reflected his knowledge correctly. See Keohokapu,
Although Balga acknowledged that the signature and handwriting on the report were his, and it appears that the statement was made shoi’tly after the incident, Balga also stated that he did not remember making the report because he had “been involved in alcohol and drugs for a long time ... [and] just got sober not even a year ago.” He also testified that he could not remember an officer being in his apartment on the night of the incident. Because of his drinking problem, Balga could not recall making an accurate recording of the event and did not express any confidence in the accuracy of the statement attributed to him. As the ICA correctly found, Balga’s alcohol and drug use cast doubt on the reliability of his statement, and there was no other evidence that buttressed Balga’s account. See Keohokapu,
Respondent nevertheless maintains that United States v. Porter,
Porter is distinguishable from this case. The Sixth Circuit explained that the district court made a “very careful” analysis of the statements and found sufficient indicia of trustworthiness. Id. at 1017. As in this case, the statement of the witness in Porter contained the witness’s signature and was apparently made shortly after the incident. Id. However, in Porter, unlike in this case, there were additional factors that established the trustworthiness of the statement. Id. The witness in Porter (1) admitted to making the statement; (2) signed the statement on each of its five pages; (3) changed the wording and initialed the changes eleven times; and, (4) made the statement under penalty of perjury. Id. The statement also contained considerable detail that was internally consistent, and it was consistent with other un-eontradicted evidence that had already been admitted. Id. Further, the district court determined that the defendant’s girlfriend was being evasive at trial and was recanting out of her recently professed desire to marry the defendant or out of fear of the defendant. Id. No analogous factors were found by the court in this case. Porter, therefore, does not assist Respondent. The ICA was thus correct in concluding that Balga’s statement was admitted in error.
IX.
Petitioner also maintains that the ICA was wrong in holding that there was no error in the court’s jury instructions referencing parole. Relying on precedent from other jurisdictions, Petitioner asserts that the court’s instruction to the jury during the sentencing
A.
Under Apprendi v. New Jersey,
Since Apprendi only requires that juries find the facts that increase a defendant’s sentence beyond the statutory maximum, in general, instructions about the length of the ensuing sentence or about the possibility that a defendant’s sentence might be reduced through parole or commutation would be irrelevant. Thus, for example, under
(2) Except as provided in section 706-657, pertaining to enhanced sentence for second degree murder, persons convicted of second degree murder and attempted second degree murder shall be sentenced to life imprisonment with possibility of parole ....
[T]he court shall instruct the jury that it must determine whether the prosecution has proved, beyond a reasonable doubt, that the murder was “especially heinous, atrocious, or cruel.” The jury’s finding must be unanimous in order for the court,in the exercise of its sound discretion, to consider an enhanced sentence. The jury shall then conduct its deliberations and submit its findings in response to a special verdict form. If the jury does not come to a unanimous decision that the murder was “especially heinous, atrocious, or cruel” beyond a reasonable doubt, no enhanced sentence shall be imposed. Pursuant to the language of HRS § 706-657 , if the jury does find unanimously that the murder was “especially heinous, atrocious, or cruel" beyond a reasonable doubt, the court may, in its discretion, impose an enhanced sentence.
Id. at 35,
There is no suggestion in Janto that the jury should be instructed that if it finds that a murder was committed in an especially heinous, atrocious, or cruel manner, the maximum length of the defendant’s sentence will increase from life with the possibility of parole to life without the possibility of parole. Likewise, there is no reason to so instruct the jury in the instant case. Apprendi is satisfied as long as the jury finds the relevant facts. Under
X.
In general, instructions that apprise the jury of the possibility of post-conviction actions of other government agencies are unnecessary, and should be avoided.
Ramos explained that instructions that permit a sentencing jury to consider a variety of postconviction actions by other governmental entities—parole, commutation, trial court review—were improper. Id. Consideration of postconviction actions was “inconsistent with the jury’s proper decision-making role,” given the speculative nature of the inquiry the instruction engenders, especially in light of the difficulty involved in attempting to predict what a particular defendant would be like in the future when parole or commutation may be considered. Id. The Ramos court cited twenty-five other jurisdictions that had reached similar conclusions, while acknowledging that three jurisdictions had reached the opposite result. Id. at 442 n. 10.
Ramos provided two reasons for concluding that it is improper to invite the jury to
XI.
In this case,
The statutory scheme contemplates that the court and the jury will have distinct roles. The procedure for imposing extended terms of imprisonment, located in
The language of these statutes makes clear that jury is responsible only for determining whether the prosecution has proven beyond a reasonable doubt the facts necessary for the imposition of an extended term of imprisonment.
Nevertheless, for an extended term sentence to be imposed under
Manslaughter is a class A felony, see
Since the jury is only responsible for finding the facts that may result in an extended term sentence, there was no basis for asking the jury whether the prosecution had proven that it was necessary for the protection of the public to subject Petitioner to an “extended term of imprisonment, which could extend the maximum length of [Petitioner’s] imprisonment for the offense of Manslaughter from twenty years of incarceration to life with the possibility of parole.” Nor was it necessary to give the jury instructions on how the Hawai'i Paroling Authority sets the minimum prison term. The jury should instead have been instructed and asked whether it was necessary to extend Petitioner’s sentence from a possible twenty year sentence to a possible life sentence for the protection of the public. Also, an interrogatory phrased in this manner would have been accurate and at the same time would not direct the jury’s attention to the potential issues of parole.
XII.
As expressed by the Ramos court and other courts, a jury whose attention is drawn to the issue of parole might choose the harsher sentence for fear that the defendant will not serve the complete term of the more lenient sentence, or may not take its task seriously because it believes mistakes in sentencing can be corrected by the paroling agency. This would be improper and would frustrate the statutory scheme. In Ramos, the court explained that speculation as to parole was inappropriate, given the difficulty involved in attempting to predict what a particular defendant may be like in the future when parole or commutation may be considered.
The ICA, however, concluded that jury instructions no. 2 and 4 were appropriate because they were accurate. But, as noted supra, courts have determined that even accurate instructions concerning parole can be injurious. Those courts have reasoned that the instruction still allows the jury to speculate regarding the future conduct of the defendant and actions of the parole board. See, e.g., Ramos,
The ICA also found no error in this ease because the court explicitly instructed the jurors not to discuss or consider the subject of any action that the Hawai'i Paroling Authority may or may not take, and juries are
Here, a presumption that the jury followed the instruction of the court to not consider the actions of the parole board is not compelling because, by also instructing the jury regarding the actions of the parole board, the court effectively invited the jury to consider these actions in deciding whether the facts warranted an extended sentence. That is, the court informed the jury of the effect the parole board’s decision would have on both an indeterminate twenty-year sentence subject to parole, and a sentence of life with the possibility of parole. If the jury was not to consider the actions of the parole board, the effect the parole board’s actions might have with respect to the jury’s decision should not have been set forth in the instructions. As one court put it, “[a] voluntary statement on the part of the trial court referring to the power of the Board of Pardons ... might make the jury believe that the statement has been made for the express purpose of calling such power to their attention and thus might have a tendency to influence them in their verdict.” State v. Carroll,
Discussing parole with the jury also carried the risk that the jury would not appreciate the gravity of its duty, believing that its mistakes might be corrected by some other entity. See Ramos,
XIII.
The next question is whether the errors in the admission of Kauilani’s and Balga’s testimony and in the jury instructions were harmless beyond a reasonable doubt.
A.
The improperly admitted testimony consisted of Kauilani’s testimony concerning the incident of domestic abuse on October 1994, and Balga’s testimony concerning the incident in October 1993. In addition to that testimony, the jury heard (properly admitted) testimony regarding incidents of domestic abuse on April 3, 1996, during which Petitioner injured and threatened to kill Kauilani; on July 13, 1996, during which Petitioner bit and head-butted Kauilani; on March 11, 2008, when Kauilani obtained a TRO because of incidents of domestic abuse in January 2008 and March 2008; and an incident on June 9, 2008, in which Officer Wong said he saw Petitioner hit the windshield of Kauilani’s car with his fist and break the windshield wiper of the car as Kauilani attempted to leave. In light of this testimony, it is unlikely that the October 1994 incident had much of an impact on whether the jury believed that Petitioner had engaged in domestic abuse toward Kauilani on multiple occasions in the past.
The erroneous admission of Balga’s testimony, however, is much more troubling. Other than the incident with which Petitioner was charged and the domestic violence incidents, Respondent’s witnesses testified to only two incidents in which Petitioner was aggressive toward someone other than Kaui
B.
As to the erroneous inclusion of parole in the jury instructions and interrogatories nos. 2 and 4, erroneous jury instructions are presumed to be harmful and will result in reversal unless it affirmatively appears from the record as a whole that the error was not prejudicial. State v. Mark,
XIV.
Accordingly, we vacate the October 6, 2011 judgment of the ICA in part as to the harmlessness of the evidentiary error involving the admission of Balga’s police report statement and as to Petitioner’s extended term sentence, and affirm the ICA’s judgment in all other respects. We vacate the June 22, 2009 judgment of conviction and sentence of the court in part as to the same matters, affirm the said judgment in all other respects, and remand to the court for proceedings consistent with this opinion.
Notes
. The Honorable Virginia L. Crandall presided.
. The SDO was filed by the Presiding Judge Daniel R. Foley, the Honorable Alexa D.M. Fu-jise, and the Honorable Lisa M. Ginoza.
. Kauilani Keohokapu is referred to by her first name in order to distinguish her from Petitioner.
.
§ 707-701.5 . Murder in the second degree (1) Except as provided in section 707-701, a person commits the offense of murder in the second degree if the person intentionally or knowingly causes the death of another person. (2) Murder in the second degree is a felony for which the defendant shall be sentenced to imprisonment as provided in section 706-656.
.
§ 706-656 . Terms of imprisonment for first and second degree murder and attempted first and second degree murder (1) Persons convicted of first degree murder or first degree attempted murder shall be sentenced to life imprisonment without possibility of parole.
As part of such sentence the court shall order the director of public safety and the Hawai'i paroling authority to prepare an application for the governor to commute the sentence to life imprisonment with parole at the end of twenty years of imprisonment; provided that persons who are repeat offenders under section 706-606.5 shall serve at least the applicable mandatory minimum term of imprisonment. (2) Except as provided in section 706-657, pertaining to enhanced sentence for second degree murder, persons convicted of second degree murder and attempted second degree murder shall be sentenced to life imprisonment with the possibility of parole. The minimum length of imprisonment shall be determined by the Hawai'i paroling authority; provided that persons who are repeat offenders under section 706-606.5 shall serve at least the applicable mandatory minimum term of imprisonment.
If the court imposes a sentence of life imprisonment without possibility of parole pursuant to section 706-657, as part of that sentence, the court shall order the director of public safety and the Hawai'i paroling authority to prepare an application for the governor to commute the sentence to life imprisonment with parole at the end of twenty years of imprisonment; provided that persons who are repeat offenders under section 706-606.5 shall serve at least the applicable mandatory minimum term of imprisonment.
.
§ 706-661 . Extended terms of imprisonment. The court may sentence a person who satisfies the criteria for any of the categories set forth in section 706-662 to an extended term of imprisonment, which shall have a maximum length as follows:
(1) For murder in the second degree-life without the possibility of parole;
(2) For a class A felony-indeterminate life term of imprisonment;
(3) For a class B felony-indeterminate twenty-year term of imprisonment; and
(4) For a class C felony-indeterminate ten-year term of imprisonment.
When ordering an extended term sentence, the court shall impose the maximum length of imprisonment. The minimum length of imprisonment for an extended term sentence under paragraphs (2), (3), and (4) shall be determined by the Hawai'i paroling authority in accordance with section 706-669.
(Emphases added.)
.
§ 706-662 . Criteria for extended terms of imprisonment. A defendant who has been convicted of a felony may be subject to an extended term of imprisonment undersection 706-661 if it is proven beyond a reasonable doubt that an extended term of imprisonment is necessary for the protection of the public and that the convicted defendant satisfies one or more of the following criteria:
(1) The defendant is a persistent offender in that the defendant has previously been convicted of two or more felonies committed at different times when the defendant was eighteen years of age or older;
(Emphases added.)
.
§ 707-702 . Manslaughter (1) A person commits the offense of manslaughter if:
(a) The person recklessly causes the death of another person; or
(b) The person intentionally causes another person to commit suicide.
tí) In a prosecution for murder or attempted murder in the first and second degrees it is an affirmative defense, which reduces the offense to manslaughter or attempted manslaughter, that the defendant was, at the time the defendant caused the death of the other person, under the influence of extreme mental or emotional disturbance for which there is a reasonable explanation. The reasonableness of the explanation shall be determined from the viewpoint of a reasonable person in the circumstances as the defendant believed them to be.
(3) Manslaughter is a class A felony.
. It appears from Officer Wong's testimony that the homicide case referred to was this case.
. Respondent objected that the testimony was not relevant because the question before the jury was whether Petitioner needed to be subjected to an extended sentence. Petitioner responded that it was important for the jury "to understand the source of any of the criminal ... problems [Petitioner] face[d].” The court overruled the objection.
. Jury instruction no. 2 stated:
When a person has been sentenced to a term of imprisonment, the Hawai'i Paroling Authority shall, as soon as practicable but no later than six months after commitment to the custody of the Director of the Department of Public Safety hold a hearing, and on the basis of the hearing make an order fixing the minimum term of imprisonment to be served before the prisoner shall become eligible for parole.
Jury instruction no. 4 stated:
The following provision of law relate [sic] to "parole”, as defined in these instructions:
No parole shall be granted unless it appears to the Hawai'i Paroling Authority that there is a reasonable probability that the prisoner concerned will live and remain at liberty without violating the law and that the prisoner's release is not incompatible with the welfare and safety of society.
. The minutes in Exhibit 6 contained short summaries of previous actions by the Hawai'i Paroling Authority with respect to Petitioner’s parole violations. Exhibit 10A showed Petitioner had committed several parole violations and that the disposition of the cases was revocation of parole. Exhibit 10A also showed Petitioner’s criminal convictions.
. The jury was also charged in jury instruction No. 7 that
[flor the offense of Manslaughter, Defendant Glenn Keohokapu, Jr., may be subject to a maximum indeterminate term of imprisonment of twenty years.
Petitioner did not object to this instruction.
. The oral charge incorporated jury instructions Nos. 2, 3, 4, 5, and 6. Petitioner did not object to jury instructions Nos. 3, 5, or 6.
Jury instruction no. 3 provided:
Parole means a conditional release of a prisoner who has served part of the term for which he was sentenced to prison.
Jury instruction no. 5 provided:
You must not discuss or consider the subject of any action that the Hawai'i Paroling Authority may or may not take in your deliberations of the facts at issue in this hearing.
Jury instruction no. 6 provided:
An "indeterminate term of imprisonment’’ is a sentence to imprisonment for the maximum period defined by law subject to termination at any time after service of the minimum term of imprisonment determined by the Hawai'i Paroling Authority.
. Special interrogatory no. 1 stated as follows:
Has the prosecution proven beyond a reasonable doubt that the Defendant GLENN KEO-HOKAPU, JR., is a persistent offender in that he has previously been convicted of two or more felonies committed at different times when he was eighteen years of age or older? (Your answer must be unanimous).
. Special interrogatory no. 2 stated as follows:
Has the prosecution proven beyond a reasonable doubt that it is necessary for the protection of the public to subject the Defendant, GLENN KEOHOKAPU, JR., to an extended term of imprisonment, which would extend the maximum length of his imprisonment for the offense of Manslaughter from twenty years of incarceration to life with the possibility of parole? (Your answer to this question must be unanimous.)
(Emphasis added.)
. The ICA accepted Respondent's confession of error with respect to the October 1994 statement. Neither party disputes that Kauilani’s October 1994 statement was inadmissible, and, thus, we will not disturb the ICA’s conclusion.
. Because the court conducted further inquiry, the ICA inferred that the court had concluded that the media reports were substantially prejudicial, but not so saturating to warrant a presumption of prejudice. Keohokapu,
. Subsequently, Kauilani stated, "On the paper it says he slapped met]" in response to the question whether Petitioner had grabbed her to prevent her from leaving the apartment. Thus, the record might suggest, at least with respect to this question, that Kauilani was reading from the police report. On the other hand, it is possible that Kauilani was just stating that the report (which she had read previously when her recollection was being refreshed) stated that Petitioner slapped her. In any event, Petitioner, did not object.
. FRE
. Consequently, the correctness of the ICA’s ruling is not implicated in the instant writ. See State v. Eid,
.
§ 706-657 . Enhanced sentence for second degree murder
The court may sentence a person who has been convicted of murder in the second degree to life imprisonment without possibility of parole undersection 706-656 if the court finds that the murder was especially heinous, atrocious, or cruel, manifesting exceptional depravity or that the person was previously convicted of the offense of murder in the first degree or murder in the second degree in this State or was previously convicted in another jurisdiction of an offense that would constitute murder in the first degree or murder in the second degree in this State. As used in this section, the phrase "especially heinous, atrocious, or cruel, manifesting exceptional depravity” means a conscienceless or pitiless crime which is unnecessarily torturous to a victim and "previously convicted” means a sentence imposed at the same time or a sentence previously imposed which has not been set aside, reversed, or vacated.
(Emphasis added.)
. The United States Supreme Court in Simmons v. South Carolina,
. Ramos is still the law in California. See People v. Beames,
. On the other hand, other jurisdictions have held that instructions on the meaning of parole are proper. One rationale is that a sentencing jury (or a jury that recommends a sentence to the judge) ought to be fully aware of the consequences of a sentence in order to make a determination as to which sentence is appropriate. See Brewer v. State,
. The commentary to
After further consideration in light of the Cunningham case, the Hawaii supreme court issued an opinion in State v. Maugaotega,115 Hawai'i 432 ,168 P.3d 562 (2007), which held that statutes governing Hawaii’s extended term sentencing are unconstitutional because they require a judge rather than a jury to find facts, other than those of prior or concurrent convictions, necessary to enhance a defendant's sentence beyond the ordinary or standard term authorized by the jury’s verdict.... The purpose of this Act is to amend Hawaii’s extended term sentencing statutes to ensure that the procedures used to impose extended terms of imprisonment comply with the requirements set forth by the United States Supreme Court and Hawaii supreme court.
.
§ 706-664 . Procedure for imposing extended terms of imprisonment. (1) Hearings to determine the grounds for imposing extended terms of imprisonment may be initiated by the prosecutor or by the court on its own motion. The court shall not impose an extended term unless the ground therefor has been established at a hearing after the conviction of the defendant and written notice of the ground proposed was given to the defendant pursuant to subsection (2)....
(2) Notice of intention to seek an extended term of imprisonment undersection 706-662 shall be given to the defendant within thirty days of the defendant’s arraignment....
(3) If the jury, or the court if the defendant has waived the right to a jwy determination, finds that the facts necessary for the imposition of an extended term of imprisonment undersection 706-662 have been proven beyond a reasonable doubt, the court may impose an indeterminate term of imprisonment as provided insection 706-661 .
(Emphasis added.)
. Although the court may sentence a person who satisfies the criteria set forth in
. The other factor Petitioner’s jury had to find was that Petitioner had committed two or more felonies when he was eighteen years of age or older. Petitioner does not contest that this factor was satisfied.
. Parole, however, is allowed because the sentence is "indeterminate.” See Commentary on
. Thus, it was also improper to include references to parole and to the indeterminate nature of the terms injury instructions nos. 3, 5, 6 and 7 and in special interrogatory no. 2. Although Petitioner did not object to these in his Application, he recognized during oral argument that he should have objected. It would be inconsistent to conclude that jury instructions nos. 2 and 4 were admitted in error, but to hold that references to parole in jury instructions nos. 3, 5, 6, and 7 and in special interrogatory no. 2 were proper. As discussed, infra, the error in admitting jury instructions no. 2 and 4 was not harmless. Hawai'i Rules of Penal Procedure (HRPP) Rule 52(b) defines plain error as, “Plain errors or defects affecting substantial rights may be noticed although they were not brought to the attention of the court.” We may "employ our HRPP Rule 52(b) discretion to correct errors that are not harmless beyond a reasonable doubt and to disregard those errors that are harmless beyond a reasonable doubt.” State v. Nichols,
. The jury also heard references to parole because Exhibit 10A showed that Petitioner had several parole violations, and Exhibit 6 contained the parole minutes of the Hawai'i Paroling Authority regarding those violations. Exhibit 6 and Exhibit 10A were admitted into evidence over Petitioner's objections. However, Petitioner has not appealed the propriety of the admission of those records into evidence. In any event, this matter need not be addressed inasmuch as we remand the case with respect to admission of Balga’s statement in the police report and the extended sentencing hearing.
. This case does not involve a choice between life with the possibility of parole and life without the possibility of parole, such as in the case of a motion for extended term for the offense of murder in the second degree pursuant to
. As noted, supra, jury instruction no. 5 instructed the jury to “not discuss or consider the subject of any action that the Hawai'i Paroling Authority may or may not take in your deliberations of the facts at issue in this hearing.” This would be an appropriate instruction to give if the jury were to inquire about parole. See Beames,
. Petitioner argues that the harmless error doctrine does not apply to errors that take place during the sentencing phase. However, the harmless error doctrine does apply to errors implicating sentencing. See State v. Rivera,
It should be noted that dissent’s reasoning in Rivera that Hawai'i’s intrinsic-extrinsic sentencing paradigm was inconsistent with Blakely was later sustained by Maugaotega. Compare Rivera,
. Again, the felonies were burglary in the first degree, robbery in the second degree, promoting a dangerous drug in the third degree, and unlawful use of drug paraphernalia. It appears that Kauilani’s and Balga’s testimony had nothing to do with these offenses.
.
Concurrence Opinion
Concurring and Dissenting Opinion by
in which NAKAYAMA, J., Joins.
This case requires us to consider how juries should be instructed under Hawaii’s recently-amended extended sentencing law. That law now requires a jury to determine, inter alia, whether an extended term prison sentence is necessary for the protection of the public. See Hawai'i Revised Statutes (HRS)
In the instant case, defendant Glenn Keo-hokapu, Jr. was convicted of manslaughter for stabbing Steven Wilcox to death outside a
The circuit court accurately instructed the jury that the applicable sentencing options were a twenty year indeterminate term of imprisonment, or an extended term of life with the possibility of parole, and also gave the jury accurate definitions of “indeterminate term of imprisonment” and “parole.” In my view, that information was required so that the jury could perform its role—as mandated by
The majority suggests that the jury should have instead been instructed that the applicable sentencing options were “máximums of twenty years and life[,]” e.g., without any reference to parole. Majority Opinion at 681. Respectfully, I disagree with that approach on several grounds. First, it is contrary to the statutory extended term sentencing scheme, which requires the jury to determine whether “an extended term of imprisonment is necessary for the protection of the public.” See
Second, the majority’s approach has the potential to confuse the jury about the applicable extended term. A jury could reasonably infer that a sentence of “life” means that the defendant will remain imprisoned for the remainder of his or her life. However, that inference would not necessarily be accurate, since a defendant such as Keohokapu would be eligible for parole.
Finally, the majority’s approach does not account for the fact that in certain eases, the statute requires the jury to determine whether a defendant should be subjected to an extended sentence of life without parole, rather than a sentence of life with the possibility of parole. See
The circuit court here went further and included additional information about how the parole process works, including the setting of minimum terms. While I believe that this additional information was not required by the statute, any error in giving it was harmless in light of the overwhelming evidence in the record supporting the need for an extended term sentence to protect the public. Similarly, any error in the admission of evidence at the extended term sentencing hearing was harmless beyond a reasonable doubt.
Accordingly, I would affirm Keohokapu’s conviction for manslaughter
I. Background
Keohokapu was charged with murder in the second degree, pursuant to
A. Trial
In brief summary, the evidence a trial showed the following. On June 7, 2008, Wilcox and his friend Robin Gregory were at the nightclub Komo Mai. Keohokapu, Keohoka-pu’s wife (Kauilani), and Keohokapu’s brother were also at that nightclub. At some point in the evening, Keohokapu became upset after Wilcox’s friend Gregory allegedly stared at Kauilani. Keohokapu left the club and Kauilani followed him outside, attempting to calm him down. Keohokapu’s brother later joined the two of them outside. During them conversation, Keohokapu’s brother “push[ed]” Kauilani away from the car. According to Kauilani, in response to seeing her being pushed, Wilcox, who had exited the club, said, “that’s one female.” Keohokapu’s brother believed that Wilcox made that statement because Wilcox was trying to intervene in the situation. Thereafter, Keohokapu’s brother told Wilcox that “it doesn’t concern you[,]” and Keohokapu told Wilcox “that’s my wife.”
Several witnesses testified that Wilcox then began to fight with Keohokapu. Attempts were made to break up the fight between Wilcox and Keohokapu and calm the two men down. One witness recalled seeing a knife, held by Keohokapu, enter Wilcox’s stomach. Keohokapu attempted to get into Kauilani’s ear, but she initially did not open the door because she was in shock and did not want to open the door until Keohokapu dropped the knife. Keohokapu left the scene with Kauilani. Wilcox was taken to the hospital where he died as a result of the stab wound.
Keohokapu testified in his own defense. He testified that, as the altercation began, Wilcox removed brass knuckles from his pocket, which caused Keohokapu to reach for a knife he had in his car because he was “worried.” Keohokapu told Wilcox, “I going poke you[,]” but Wilcox continued to approach Keohokapu. Keohokapu testified that Wilcox eventually “walk[ed] into” the knife while Keohokapu was dodging Wilcox’s punch. In closing argument, defense counsel argued that Keohokapu acted in self-defense.
The jury found Keohokapu guilty of the included offense of manslaughter, in violation of
B. Sentencing Proceeding
Prior to Keohokapu’s sentencing, the State notified Keohokapu that he was eligible to be sentenced to an extended term of imprisonment as a persistent offender pursuant to
Pursuant to a subpoena, Kauilani testified for the State. The DPA asked Kauilani about an incident that occurred on April 3, 1996, which led Kauilani to file a police report. On that date, Kauilani returned to the apartment she was sharing with Keohokapu, who was her boyfriend at the time, to retrieve her belongings in order to move back with her mother. The next day, Kauilani reported to the police that Keohokapu hit her. When Kauilani could not remember further details of the encounter, the DPA showed her the relevant police report. When asked whether the report refreshed her recollection, Kauilani answered in the affirmative.
The DPA then asked Kauilani about an incident that occurred on July 13, 1996. Kauilani and Keohokapu were still dating, but were not living together. Keohokapu arranged to go to Kauilani’s house to talk to her. Kauilani testified that Keohokapu came to see her because he missed her, thought she was seeing someone else, and had someone else’s jacket. After Keohokapu arrived, Kauilani wanted to leave, but Keohokapu pulled her hair and ears, hit her, head butted her, scratched her chest, and bit her in the eye and on her shoulder. Kauilani reported the abuse as “[ajbuse of family and household member[.]”
The DPA then asked Kauilani about another incident that occurred on October 20, 1994. Kauilani testified that on that day, Keohokapu grabbed her, causing her to hit her head against a brick wall, bit her, and pulled her stomach. Defense counsel then requested a bench conference and asked the DPA whether Kauilani was testifying with the police report in front of her. The DPA responded that she did not know. The DPA then asked Kauilani about her testimony regarding the July 1996 and October 1994 incidents, and Kauilani stated, “I told you this is a part of my life that I tried to forget. And yes, I’m reading it from the paper.”
The DPA then asked Kauilani about the police report for the July 13, 1996 incident. Kauilani testified that she signed the report, and wrote it the day following the incident. Kauilani testified that the report refreshed her recollection. However, when asked if she remembered her “hair being pulled” and being “head butted[,]” Kauilani responded “No[,]” “[t]his is back in '96.” Over defense counsel’s objection, the circuit court moved the report into evidence as a past recollection recorded. The report was then read to the jury, and its contents were consistent with Kauilani’s prior testimony.
The DPA proceeded to examine Kauilani with respect to her report of the October 20, 1994 incident, but then withdrew her questions and did not attempt to move the report into evidence.
Kauilani further testified that she took out an order for protection against Keohokapu on March 11, 2008, because he was “run[ning] around with [other] girls” and smoking, and she wanted to get her car back. When asked whether Keohokapu physically abused her in January 2008, Kauilani responded, “Only because I wanted to grab my keys, and I didn’t want him to take the car. So I went for my keys. And he kept pushing me away.” Kauilani testified that Keohoka-pu “ended up” cutting the middle of her eye with his teeth, choking her, and slapping her because she wouldn’t move away from the door. She could not remember whether he forced her to have sex. Kauilani testified that she did not recall an incident of abuse on March 9, 2008. However, upon refreshing her recollection with the petition for an order for protection, Kauilani testified that, on March 9, 2008, Keohokapu grabbed her, pushed her, pulled her hair, choked her neck, and verbally abused her. However, she again testified that the purpose of the order for protection was to get her car back.
The DPA then asked Kauilani about a violation of the order for protection that occurred on April 23, 2008.
In addition, the following testimony was adduced from various witnesses. A Honolulu Police Department (HPD) officer testified that he arrested Keohokapu for robbery on December 18, 1994, and that Keohokapu had injured the complaining witness’s mouth, jaw, and chin area, and had bitten the witness’s arm. Another HPD officer testified that he arrested Keohokapu in connection with a homicide case on June 9, 2008,
After the State rested, the defense moved for judgment of acquittal, which was denied. Keohokapu presented testimony of his mother, sister, and father, which showed that Keohokapu was abused as a child. For example, Keohokapu’s mother testified that from ages six to seventeen, Keohokapu’s father would punch Keohokapu in the face or chest. When asked about whether she had spoken to Keohokapu since the homicide, his mother responded affirmatively and testified that Keohokapu had “expressed regret” for what happened. Keohokapu’s father admitted being an “abusive father” and felt “responsible for what happened because of the way [he] raised him.” Keohokapu did not testify.
During the settling of jury instructions, defense counsel objected to the circuit court’s proposed jury instructions numbers 2 and 4, concerning parole. Defense counsel explained that the instructions “might lead a jury to speculate that sentences imposed would result in shorter sentences that for whatever reason a jury might feel the need to over-eompensate by extending—by voting to extend a sentence.” The State argued that the instructions were appropriate because the jury “need[s] to know what it is that they are—that they are answering.” The circuit court indicated that it would give the instructions over defense counsel’s objection.
The jury was instructed that, for the offense of manslaughter, Keohokapu “may be subject to a maximum indeterminate term of imprisonment of twenty years.”
1. Has the prosecution proven beyond a reasonable doubt that [Keohokapu] is a persistent offender in that he has previously been convicted of two or more feloniescommitted at different times when he was eighteen years of age or older?
2. Has the prosecution proven beyond a reasonable doubt that it is necessary for the protection of the public to subject [Keohokapu] to an extended term of imprisonment, which would extend the maximum length of his imprisonment for the offense of Manslaughter from twenty years of incarceration to life with the possibility of parole?
The jury was read the following instructions concerning parole:
[Jury Instruction No. 6] An “indeterminate term of imprisonment” is a sentence to imprisonment for the maximum peidod defined by law, subject to termination at any time after service of the minimum term of imprisonment determined by the Hawaii Paroling Authority.
[Jury Instruction No. 2] When a person has been sentenced to a term of imprisonment, the Hawaii Paroling Authority shall, as soon as practicable but no later than six months after commitment to the custody of the Director of the Department of Public Safety hold a hearing, and on the basis of the hearing make an order fixing the minimum term of imprisonment to be served before the prisoner shall become eligible for parole.
The Paroling Authority in its discretion may, in any particular case and at any time, impose a special condition that the prisoner will not be considered for parole unless and until the prisoner has a record of continuous exemplary behavior.
After sixty days notice to the prosecuting attorney, the authority in its discretion may reduce the minimum term fixed by its order.
[Jury Instruction No. 3] “Parole” means a conditional release of a prisoner who has served part of the term for which he was sentenced to prison.
[Jury Instruction No. 4] The following provision of law relates to “parole”, as defined in these instructions:
No parole shall be granted unless it appears to the Hawaii Paroling Authority that there is a reasonable possibility that the prisoner concerned will live and remain at liberty without violating the law and that the prisoner’s release is not incompatible with the welfare and safety of society.
[Jury Instruction No. 5] You must not discuss or consider the subject of any action that the Hawaii Paroling Authority may or may not take in your deliberations of the facts at issue in this hearing.
During its closing argument, the State argued that in determining whether an extended term of imprisonment was necessary for the protection of the public, the jury should consider “the time frame of these incidents” and “the fact that there are no signs of rehabilitation.” The State pointed out that the first incident occurred on October 23, 1993 and involved Balga, while the second incident was in 1996 and involved another felony, robbery in the second degree. The State further pointed to multiple incidents in 1996 that involved Kauilani and highlighted violations and crimes that occurred when Keohokapu was not in prison. In conclusion, the State argued:
[Keohokapu], even after the death of [ ] Wilcox is not concerned about his own safety, safety of others, safety of the person who’s driving the car or anybody else that’s on the road because he’s angry.
When he’s angry and he gets violent and he cannot control himself.
And when he gets angry and he gets violent and he cannot control himself, it results in injuries to other people, and now it has escalated into a death of a person.
And because of that, the State is asking you to find that the extended term of imprisonment is necessary for the safety of the public.
In closing, defense counsel argued, inter alia:
[T]he starting point is Manslaughter. Manslaughter is to be punished by 20 years. The life lost in a manslaughter case is to be repaid by 20 years. You cannot punish [Keohokapu] by unanimously saying yes to a life sentence and you cannot make [Keohokapu] repay the loss of [Wilcox’s] life by exacting the price of a life sentence.
You can only vote yes to a life sentence for [Keohokapu] if the State has proved toyon beyond a reasonable doubt that it is necessary for the protection of the public that he be subjected to an extended term of imprisonment amounting to life.
In its rebuttal, the State argued that “from the first incident until the death of [ ] Wilcox in June, 2008, the time that [Keohokapu] spent in society [was] about five years[,]” even though the time period spanned over “16 or so years[.]” The State emphasized that in those “five years, [Keohokapu] managed to get three felony convictions, two of them which had injuries, a drug charge, methamphetamine charge, two abuse convictions, a restraining order conviction where the restraining order was based on two other physical abuse cases[,]” prior to causing Wilcox’s death.
The jury found that the State had met its burden of proving that Keohokapu was a persistent offender and that an extended term of imprisonment was necessary for the protection of the public. The circuit court sentenced Keohokapu to an extended term of imprisonment for life, with the possibility of parole.
II. Discussion
Given recent changes in the statutory framework for extended term sentencing, the circuit court properly instructed the jury that the applicable sentencing options were a twenty year indeterminate term of imprisonment, or an extended term of life with the possibility of parole, and also properly gave the jury accurate definitions of “indeterminate term of imprisonment” and “parole.” Thus, I respectfully disagree with the majority’s holdings that those instructions constituted reversible error. Although the circuit court gave the jury unnecessary additional information about the parole process in instructions 2 and 4, those instructions were harmless in light of the entire record, which included overwhelming competent evidence that supported the conclusion that an extended term sentence was necessary for the protection of the public. For the same reason, I believe that the alleged evidentiary errors were also harmless.
Prior to 2007, Hawaii’s extended term sentencing statutes required, inter alia, that the sentencing judge—not the jury—determine that an extended term of imprisonment was necessary for the protection of the public. See
In 2000, in Apprendi, the United States Supreme Court ruled that, “[o]ther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved- beyond a reasonable doubt.”
Extended terms of imprisonment. The court may sentence a person who satisfies the criteria for any of the categories setforth in section 706-662 to an extended term of imprisonment, which shall have a maximum length as follows:
(1) For murder in the second degree-life without the possibility of parole;
(2) For a class A felony-indeterminate life term of imprisonment;
(3) For a class B felony-indeterminate twenty-year term of imprisonment; and
(4) For a class C felony-indeterminate ten-year term of imprisonment.
When ordering an extended term sentence, the court shall impose the maximum length of imprisonment. The minimum length of imprisonment for an extended term sentence under paragraphs (2), (3), and (4) shall be determined by the Hawaii paroling authority in accordance with section 706-669.
The statute governing the criteria for extended terms of imprisonment,
Criteria for extended terms of imprisonment. A defendant who has been convicted of a felony may be subject to an extended term of imprisonment undersection 706-661 if it is proven beyond a reasonable doubt that an extended term of imprisonment is necessary for the protection of the public and that the convicted defendant satisfies one or more of the following criteria:
(1) The defendant is a persistent offender in that the defendant has previously been convicted of two or more felonies committed at different times when the defendant was eighteen years of age or older[.]
Significantly, the procedure for imposing extended terms of imprisonment under
Procedure for imposing extended terms of imprisonment.
(1) Hearings to determine the grounds for imposing extended terms of imprisonment may be initiated by the prosecutor or by the court on its own motion. The court shall not impose an extended term unless the ground therefor has been established at a hearing after the conviction of the defendant and written notice of the ground proposed was given to the defendant pursuant to subsection (2). Subject to the provisions ofsection 706-604 , the defendant shall have the right to hear and controvert the evidence against the defendant and to offer evidence upon the issue before a jury; provided that the defendant may waive the right to a jury determination under this subsection, in which case the determination shall be made by the court.
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(3) If the jury, or the court if the defendant has waived the right to a jury determination, finds that the facts necessary for the imposition of an extended term of imprisonment undersection 706-662 have been proven beyond a reasonable doubt, the court may impose an indeterminate term of imprisonment as provided insection 706-661 .
Thus, absent a waiver by the defendant, the jury now determines whether “the facts necessary for the imposition of an extended term of imprisonment under
1. Has the prosecution proven beyond a reasonable doubt that [Keohokapu] is a persistent offender in that he has previously been convicted of two or more felonies committed at different times when he was eighteen years of age or older?
2. Has the prosecution proven beyond a reasonable doubt that it is necessary for the protection of the public to subject [Keohokapu] to an extended term of imprisonment, which would extend the maxi-' mum length of his imprisonment for the offense of Manslaughter from twenty years of incarceration to life with the possibility of parole?
In addition, the circuit court provided the jury with accurate definitions of “indeterminate term of imprisonment” and “parole.” All of these instructions were necessary for the jury to meaningfully perform its role prescribed by the legislature, see
The majority, however, suggests that the jury should have instead been instructed only that the applicable sentencing options were “máximums of twenty years and life[,]” i.e., without any reference to parole. Majority opinion at 681. I respectfully disagree with that approach on several grounds. First, it is contrary to the extended term sentencing scheme in this jurisdiction. As amended, the extended term sentencing statutes explicitly require the jury to determine whether “an extended term of imprisonment is necessary for the protection of the public,” see
Second, the majority’s approach has the potential to confuse the jury about the applicable extended term. Respectfully, I do not believe that excluding references to “parole,” where parole is statutorily a part of the extended term, results in an accurate description of the maximum length of the extended term. Majority opinion at 681-82. An interrogatory phrased in the manner suggested by the majority could lead a jury to reasonably infer that a sentence of “life” means exactly what it says, e.g., that the defendant will remain imprisoned for the remainder of his or her life. However, that inference would not necessarily be accurate, because a defendant such as Keohokapu would be eligible for parole.
Finally, the majority’s approach does not account for the fact that in certain cases, the statute requires the jury to determine whether a defendant should be subjected to a sentence of life without parole, rather than a sentence of life with the possibility of parole. For example, a defendant who is convicted of murder in the second degree, absent an enhanced sentence, “shall be sentenced to life imprisonment with possibility of parole.” HRS 706-656(2). If that defendant is eligible for an extended term of imprisonment, pursuant to
The majority cites a number of cases that stand for the general proposition that juries should not be instructed about the possibility of parole. In particular, the majority relies on People v. Ramos,
The circuit court here went further and included additional information about how the parole process works. More specifically, jury instructions 2 and 4,
When jury instructions or the omission thereof are at issue on appeal, the standard of review is whether, “when read and considered as a whole, the instructions given [were] prejudicially insufficient, erroneous, inconsistent, or misleading.” State v. Nichols,
Although jury instructions 2 and 4 arguably contained irrelevant information, that information was nevertheless accurate. Moreover, the circuit court specifically told the jury, as contained in jury instruction 5, “You must not discuss or consider the subject of any action that the Hawaii Paroling Authority may or may not take in your deliberations of the facts at issue in this hearing.” This instruction was given immediately after the contested instructions concerning the Hawai'i Paroling Authority, and juries are presumed to have followed the court’s instructions. State v. Smith,
The record contains overwhelming competent evidence of Keohokapu’s criminal history. This evidence included repeated acts of domestic violence against Kauilani, who reluctantly testified or indicated in police reports that Keohokapu, inter alia, hit her, slapped her, bit her, choked her, and threatened to kill her. Keohokapu’s actions caused Kauilani to suffer bite marks, scratches, bruises, and hearing impairment. Multiple incidents occurred in 1996, and the jury heard testimony that over a decade later in 2008, Kauilani continued to allege in police reports acts of abuse and filed several orders for protection. Moreover, based on the testimony presented at trial, the jury was aware that the altercation between Keohokapu and Wilcox arose when Wilcox attempted to intervene in an argument involving Kauilani and Keohokapu.
In addition, the jury heard testimony from a police officer that in 1994, Keohokapu was arrested for robbery in the second degree, and the officer observed injuries to the complaining witness’s mouth and jaw area, chin area, and to his right tricep area. The jury was also aware that Keohokapu was involved in the following four felony offenses: burglary in the first degree, robbery in the second degree, promoting a dangerous drug in the third degree, and unlawful use of drug paraphernalia.
Moreover, an officer testified that on June 9,2008, the day after the incident resulting in Wilcox’s death, the officer went to Keohoka-pu’s house to arrest him in connection with the homicide ease. The officer observed a female exiting the house and a male, later identified as Keohokapu, jumping on the front hood of the car. The officer could see that Keohokapu was “trying to smash the window in and he was holding on to what appeared to be the windshield wipers, which [he thought Keohokapu] broke off at a later point, and started hitting the ear with it.” The officer further testified that Keohokapu broke off the driver’s side windshield wiper and “started banging the window and the car with it.” Based on what he observed, the officer’s impression was that Keohokapu was attempting to get into the car.
Finally, Keohokapu’s history of criminal conduct was particularly of concern since, although it spanned a period of sixteen years, Keohokapu had been out of custody for only five of those years. Moreover, although he had been incarcerated for a substantial period in the middle of those sixteen years, he resumed his prior criminal behavior when he was released.
Based on the overwhelming competent evidence admitted at the sentencing phase, there is no reasonable possibility that jury instructions 2 and 4 prejudiced Keohokapu. In light of the entire record, I believe that any evidentiary and instructional errors were harmless beyond a reasonable doubt. Accordingly, I respectfully dissent from the majority’s holding that Keohokapu’s extended term sentence must be vacated, and I would affirm Keohokapu’s extended term sentence.
.
.
. I concur with the majority’s holding that the process by which the jury was selected did not result in substantial prejudice to Keohokapu, notwithstanding the pretrial publicity. Majority opinion at 662-63 Thus, that issue is not discussed further herein.
. It is unclear whether the DPA retrieved the police report from Kauilani, but the record reflects that the DPA approached Kauilani before asking her whether the report refreshed her recollection.
. Kauilani testified over the course of two days. Kauilani gave the following testimony on the second day, March 28, 2009.
. It appears that the HPD officer was testifying about the instant case and that the female inside the car was Kauilani.
. This instruction appeared in jury instruction number 7.
. I respectfully disagree with the majority that the Hawai'i cases it relies on, State v. Peralto,
. The majority suggests that in that situation, i.e., one involving a motion for extended term for the offense of murder in the second degree, the court should "instruct the jury to consider whether the defendant’s sentence should be extended from possible life imprisonment to a definite (or fixed) sentence of life imprisonment.” Majority opinion at 681 n. 33. Respectfully, this proposed language appears contraiy to legislative intent, as the plain language of
. Jury Instruction No. 2 stated:
When a person has been sentenced to a term of imprisonment, the Hawaii Paroling Authority shall, as soon as practicable but no later than six months after commitment to the custody of the Director of the Department of Public Safety hold a hearing, and on the basis of the hearing make an order fixing the minimum term of imprisonment to be served before the prisoner shall become eligible for parole.
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Jury Instruction No. 4 stated:
The following provision of law relate [sic] to "parole”, as defined in these instructions:
No parole shall be granted unless it appears to the Hawaii Paroling Authority that there is a reasonable probability that the prisoner concerned will live and remain at liberty without violating the law and that the prisoner’s release is not incompatible with the welfare and safety of society.