9 A.2d 63 | Conn. | 1939
The defendant was tried and found guilty upon a grand jury indictment in two counts charging that, while acting as the agent of the highway commissioner in the purchase of land for the state, he fraudulently agreed to receive, and did receive, a share of the commissions of two agents who represented the sellers of certain lands. He was tried, found guilty and sentenced for the crime of conspiracy. The two brokers arrested under the indictment were not put to trial with the defendant.
The defendant, by motions to quash and dismiss, attacked the validity of the indictment because of certain irregularities he claims to have occurred in the conduct of the grand jury investigation out of which the indictment grew. In the constitution and statutes of this state, there is no requirement that one accused of crime shall be charged by indictment except the constitutional provision that "no person shall be holden to answer for any crime, the punishment of which may be death or imprisonment for life, unless on a presentment or an indictment of a grand jury." Connecticut Constitution, Article
The trial court itself selected those who were to serve upon the grand jury and directed the sheriff to summon them. At common law the grand jury were "returned by the sheriff or other proper officer without the nomination of any other person whatsoever." 2 Hawkin, P. C., Chap. 25, 16; 1 Chitty, Criminal Law, 310. While most of the states have now enacted statutes governing the selection and summoning of a grand jury, we have none in this state and until recently, so far as we know, have followed the common-law practice. There is, however, nothing sacrosanct in a common-law rule of procedure, and where to follow it would be likely to defeat the ends of justice, it may and should be modified or abrogated. Obviously to leave the selection of the members of a grand jury to a sheriff, an elective officer responsible to no higher authority, might, in a situation where matters to be considered had aroused public passion or where he himself had an interest in the outcome of the proceedings, defeat the very purpose of a grand jury investigation. The record is silent as to the reasons which actuated the trial court, but the nature of the offense and the scope of the trial are such as to indicate that it may well have had good ground for the course it took. While in most cases the old procedure should no doubt be followed, we cannot, upon this record, find that the trial court erred in itself selecting the members of the grand jury. *65
The defendant also claims irregularity in the conduct of the grand jury investigation in that the state's attorney and his assistants were permitted to be present in the grand jury room and to aid it in the examination of witnesses. In 1815 the Supreme Court, not in a decision but merely stating an approved practice, outlined certain instructions to be given the grand jury, which included a provision that no counsel for the state should be present with them. Lung's Case,
In the revision of the laws of 1750, an earlier statute was amplified to provide that the grand jury of each town should meet at certain intervals "to advise concerning such breaches of law as by their office they are to enquire after, and present," and for that purpose they were given power to summon witnesses. Acts and Laws of 1750, p. 84; Statutes of 1808, p. 372, note. In 1784 the Superior Court and the County Courts were authorized to order a grand jury of eighteen of those *67
chosen in the respective towns "to enquire after and present such criminal offences as should be cognizable by said courts respectively, where there shall be occasion." Laws of 1784, p. 93. With minor changes of no present moment, that continues to be our law. Revision of 1930, 6430. The provision for the summoning of a grand jury by the Superior Court and County Courts was evidently designed to give to that body when so summoned much the same functions as regards offenses cognizable by those courts as had been earlier given to the meetings of grand jurors in their respective towns. The impaneling of a grand jury for such a purpose has been approved by the Supreme Court of the United States: "We deem it entirely clear that under the practice in this country, at least, the examination of witnesses need not be preceded by a presentment or indictment formally drawn up, but that the grand jury may proceed, either upon their own knowledge or upon the examination of witnesses, to inquire for themselves whether a crime cognizable by the court has been committed; that the result of their investigations may be subsequently embodied in an indictment, . . . So valuable is this inquisitorial power of the grand jury that, in states where felonies may be prosecuted by information as well as indictment, the power is ordinarily reserved to courts of impanelling grand juries for the investigation of riots, frauds and nuisances, and other cases where it is impracticable to ascertain in advance the names of the persons implicated." Hale v. Henkel,
There is, however, a distinction between the function of the grand jurors meeting in their respective towns and a grand jury summoned to attend upon the Superior Court. The former were an independent body but the latter act under the supervision of the court and by immemorial practice they are given the oath *68 provided by the statute in open court, and the court charges them upon their duties. The form of oath in use now and for some two hundred years previously has required the grand jury to make presentment "according to your charge." A grand jury is, generally speaking, restricted to an inquiry into such matters as are laid before it by the court in its charge or those related thereto; 2 Wharton, Criminal Procedure (10th Ed.) 1264; although it is always its right, should knowledge come to it of other situations which it thinks should be investigated, to ask the court for further instructions. 2 Wharton, op. cit. A grand jury, in investigating a situation laid before it by the court, may find itself confronted with the need to carry on a far-reaching inquiry and to secure and review much testimony, oral and documentary. Successfully to perform its duty may well require the assistance of a lawyer experienced in investigating criminal cases and presenting evidence in an orderly and intelligible manner. When such a situation occurs, the grand jury is entitled to receive that assistance. This was apparently the situation in the case before us and the trial court could properly, in its discretion, charge the jury that it was entitled to the aid of the state's attorney and his assistants if that proved necessary.
It is true that it is of great importance to preserve secrecy in regard to the conduct of a grand jury investigation. State v. Fasset,
The defendant also contends that it was improper to have present in the grand jury room a stenographer to take down the testimony of witnesses. Upon the question of the propriety of a stenographer attending a grand jury, courts have reached various conclusions. This is true of the federal courts, some of whose decisions, rendered since Congress in 1906 passed a statute regulating grand jury proceedings, the defendant cites in support of his contention. United States v. Goldman,
In its charge the trial court instructed the jury that in interrogating witnesses neither they nor the state's attorney were bound by any rules of evidence. The grand jury did not have laid before it an indictment charging an individual or individuals with the commission of a specific crime, but was charged with the duty of investigating a certain situation where it was suspected that criminal acts had taken place. To restrict a grand jury, in carrying on an investigation of this kind, to eliciting only such testimony as would be admissible in court, would greatly impair its ability to ferret out criminal conduct, and we know of no principle of law which requires that while in pursuance of such an inquiry it is bound by the rules of evidence. As applied to the situation then before the court, the charge was correct as far as it went. When a grand jury is considering an indictment laid before it, charging an individual or individuals with a specific crime, it should no doubt restrict the evidence it elicits to that which is admissible in the trial of cases; United States v. Rubin, 218 F. 245, 246; United States v. Kilpatric, 16 F. 765, 771; 2 Wharton, Criminal Procedure (10th Ed.) 1291; and when it is engaged in a general investigation it should return an indictment against an individual or individuals only when that indictment is justified by such evidence. In this case the trial court might well have amplified its charge to meet this latter situation. But even if it did not fully instruct the grand jury as to this matter, the defendant *72 is in no position now to take advantage of that failure. He made no such claim in the motions to quash or dismiss and it is too late now for him to do so; for, had the question been raised and the indictment declared invalid on that account, the state's attorney, as we have already noted, might have immediately filed an information in place of the indictment and proceeded with the trial.
The defendant appeared before the grand jury as a witness in answer to a subpoena and testified. He contends that thereby he was denied the immunity guaranteed under the constitutional provision that in all criminal prosecutions, "the accused . . . shall not be compelled to give evidence against himself." Connecticut Constitution, Article
Of the
When the defendant filed his written protest against testifying, the grand jury returned to the court for further instructions and the trial court charged it that no man could be compelled to answer a question if he believed that to do so would incriminate or degrade *74
him and that if any witness made such a claim the jury was not to press the question. We must assume, and in fact the defendant so testified, that thereafter in his examination he exercised his privilege to refuse to answer questions which he believed would tend to incriminate him and that his claim of immunity was fully recognized. He received all the benefit of the constitutional guarantee to which he was entitled. He also claims that his rights were invaded because his books, papers and records were brought before the grand jury upon a subpoena duces tecum. With reference to his right to refuse to produce papers relevant to the inquiry upon such a subpoena, the same principle applies as that which we have just stated. See Corretjer v. Draughon,
The defendant moved for a change of venue upon the ground of the great publicity which had been given to the matter out of which the prosecution grew and to his own connection with it in newspapers circulating in the county where the trial was had, but the court denied the motion. The granting or denial of a motion for a change of venue rests in the discretion of the trial court and can be found erroneous only when there has been a clear abuse of that discretion. State v. Luria,
The jury might reasonably have found the following facts: At and before the time of the occurrence now in question, the defendant was an experienced real estate broker. In 1932 he was employed by the highway commissioner of the state in connection with the purchase of lands made necessary by the layout and construction of the Merritt Parkway through Fairfield County. It was agreed that he should be paid at the rate of $15 per day and reimbursed for expenses he incurred but he was not required to devote all his time to his employment by the state. During the some six years of that employment he received about $24,000 from the state as compensation. In his work he was known as the state purchasing agent and was the only agent acting in this capacity in connection with this highway. It was his duty to negotiate with the owners of the lands needed for the highway or their agents for their purchase by the state. He had no authority actually to buy any land; his function was to arrive at an agreement as to the price for which it could be bought; this he submitted to the officers of the department for their approval; and if the price agreed upon was satisfactory the purchase was ultimately consummated by representatives of the attorney general. *76 Great confidence was reposed in him and his recommendation that a certain sum be paid for a tract of land was usually accepted without question. In negotiating for the purchase of lands he dealt with numerous brokers representing the owners. Most of these brokers had only one or a very few properties in their hands and the two who had more than any of the others were Samuel H. Silberman and Thomas N. Cooke. Silberman did business in the name of a corporation, all the stock of which he owned, and Cooke did business as a corporation, 70 per cent. of which he owned and which he controlled. Each of them, previous to the defendant's employment by the state, had been accustomed to divide commissions with him where both were instrumental in bringing about a sale of property.
About January, 1933, when the defendant was negotiating with Silberman for the purchase of a certain tract of land, he stated to the latter that he thought he was entitled to the usual share where brokers divide a commission and Silberman agreed that he was, but no specific amount was mentioned. Thereafter in all transactions in which Silberman acted as a broker for the owners of the land sold to the state, thirty-seven in all, Silberman paid the defendant a substantial share of the commissions he received, in most instances one-half of the amount, except that in some cases deductions were made for expenses and the like. In each instance Silberman paid whatever he thought the defendant was entitled to receive and the latter accepted that sum without protest. About a year after his first transaction with Silberman, the defendant negotiated for the first purchase in which Cooke acted as a broker. The defendant offered to give Cooke "leads" on property the state would need if the latter wanted to work with him and suggested that they share the commission *77 on the same basis as they had been doing as regards transactions with private buyers. Thereafter whenever a sale was made to the state through the defendant by owners represented by Cooke, nineteen in all, Cooke gave him one-half the commission after deducting the income tax Cooke expected to pay on that share, the expenses incurred in the transaction and certain sums owed to Cooke by the defendant in other matters, except in one instance where the amount of the commission which the defendant otherwise would have received was set off against amounts representing taxes which Cooke expected to pay and which had not been deducted from payments previously made to Cooke. The defendant thus received from Silberman some $28,000 and from Cooke some $15,000, and in fact on the witness stand he admitted receiving from the former $10,400 and from the latter $11,543.40. Except for the first three payments made by Cooke to the defendant, which were by check, all amounts turned over to the defendant by both the brokers were in cash, the sums at times amounting to several thousand dollars. The last payment made by Silberman was about April 6, 1937, and the last made by Cooke was about November 6, 1937. The defendant at no time informed any representative of the state that he was receiving these sums; he regarded them as personal receipts and did not turn them in to the corporation which he controlled and through which he carried on his real estate business; and the only record he kept of them was in a small personal memorandum book. There was no evidence that by reason of these payments to the defendant the state paid any more for the lands than it would otherwise have done.
In State v. Parker,
Section 6288 of the General Statutes provides that any person "being a public officer, trustee or agent," or a member of the board of management of any public *79
or private institution or corporation, who shall receive for his own use, directly or indirectly, from any person or corporation with whom he makes a contract or transacts any business in such a capacity, or with whom the board of management of which he is a member makes a contract or transacts any business, any payment, commission or compensation or a gratuity of any kind, by reason of or in connection with the making of such contract or the transacting of such business, shall be imprisoned, fined or both. Certainly the defendant was a public agent within the terms of this statute and he took payments from persons with whom he was transacting business, in the sense at least of negotiating for the purchase of property for his principal, the state. The Legislature has seen fit to characterize conduct of the nature of that defined in the statute as so harmful to public interests that it is to be prosecuted and punished as a crime. When the conduct so condemned is that of an agent of the state itself it becomes in a very real sense a public wrong. The defendant's conduct certainly fell within the evil it was designed to prevent and the statute serves to characterize his acts in accepting the payments from Silberman and Cooke as likely to result in serious harm, not to individuals alone, but to the public interest. His conduct falls within the words of the quotation we have made from State v. Parker, "corrupt," "dishonest" and "immoral," and suffices to make the agreements between him and Silberman and Cooke common-law conspiracies. Commonwealth v. Waterman,
In order to constitute a conspiracy it is not necessary that there should be any formal agreement between the parties concerned. It is enough that there is "a mutual purpose" to do the forbidden act; State v. *80
Spalding,
There was no error in the ruling of the trial court refusing to set the verdict aside. In an appeal from the judgment the defendant claims error in the failure of the trial court to give certain requested instructions and in the charges given, but the errors claimed for the most part concern the matter of the defendant's status as an agent of the state; and in that connection the defendant seeks corrections in the finding with reference to such agency. As upon the undisputed facts the defendant was a public agent within the provisions of 6288 of the General Statutes, the corrections in the finding sought and any incidental errors in submitting the issue of agency to the jury, as the trial court did, are of no consequence. Puza v. Hamway,
The finding contains numerous rulings on evidence to which the defendant took exception. Only one requires comment. When Silberman, called as a witness by the state, was being cross-examined, he was asked if he took drugs. On objection by the state, the trial court asked the defendant's counsel the purpose of the question, to which counsel answered that at all times the witness appeared to be very slow in answering questions. The court thereupon reprimanded counsel for that remark and adjournment for the day immediately followed. The trial court did not rule upon the admissibility of the question objected to; no answer was given; nor was the question ever repeated. In *83 any event, the question went only to the credibility of Silberman, and the defendant was not harmed because he admitted the essential elements of the transactions with him necessary to establish his violations of law.
The defendant makes much in his brief of what he claims to be improper statements made by the state's attorney in his closing argument. It would serve no purpose to discuss this matter in detail. In the manner in which the trial court deals with claims of improper argument, it exercises a large discretion. Lebas v. Patriotic Assurance Co.,
The defendant contends that he should not have *84
been put to trial on an indictment charging him with two separate conspiracies, one with Silberman and one with Cooke. Joinder of counts for different offenses against the same person is specifically authorized by statute; General Statutes, 6451, 6530; and such joinder cannot be regarded as in itself so prejudicial to a defendant as to make a trial upon the information or indictment improper. If the counts were in this case misjoined, the defendant is not now, after verdict, entitled to relief. It does not appear that this claim was ever made at the trial; State v. Rocco,
The only other matters requiring discussion involve substantially the same considerations. One is the request to charge the jury that if they found that either of the conspiracies alleged or the agreements constituting them had occurred more than five years before the date of the indictment, the Statute of Limitations, General Statutes, 6559, barred the prosecution. The offenses with which the defendant was charged fell within the class of high crimes and misdemeanors at common law, provision for the punishment of which is within the purview of 6500 of the General Statutes as amended. Fimara v. Garner,
As has been noted, 6500 of the General Statutes fixed as the maximum punishment for the crime charged, five years imprisonment, but on July 1, 1937, an amendment to the statute took effect which increased the maximum penalty to fifteen years imprisonment. The trial court, paying no regard to the fact that the indictment charged two offenses, sentenced the defendant to a minimum term of three years and a maximum term of seven years in the state prison. We cannot regard this sentence otherwise than as imposed upon one only of the two counts. It may well be that as a conspiracy is a continuing offense and certain of the payments to the defendant by Cooke were made after July 1, 1937, the sentence would have been legal if we could find that it had been imposed upon *86
the count charging the conspiracy with him. See Samuels v. McCurdy,
There is error only as regards the sentence imposed, the judgment is set aside, and the case remanded for the rendition of a judgment upon the verdict in accordance with law.
In this opinion the other judges concurred.