Lead Opinion
In this case, brought to this court by a Bill of Exceptions, the State of Wyoming (State) seeks a determination that, in a prosecution for second degree murder, the State is entitled to have the jury instructed on the crime of manslaughter as a lesser included offense. The district court, upon objection by Lola Mae Keffer (Keffer), concluded the instructions requested by the State on the lesser included offense of manslaughter should not be given. The district court ruled that, by submitting a written “waiver of included offense instructions,” Keffer had the right to prevent the giving of such instructions pursuant to Eckert v. State,
Whether the State of Wyoming is entitled to instructions on lesser included offenses where the Defendant waives said instructions in writing and objects to the giving of manslaughter instructions when the information charges second degree murder; and
Whether the District Court Judge usurped the jury’s function to determine the facts by ruling that the evidence of self defense could not support a finding that no malice existed but the killing was not justifiable.
Keffer, as the defendant in this proceeding, states the issue in this way:
Whether in a second degree murder prosecution, an instruction on voluntary manslaughter must automatically be given where the evidence could not support a conviction for the lesser crime.
On August 3, 1990, Keffer shot and killed her nephew, Duane Jackson. Jackson went to Keffer’s home in Laramie around 10:00 P.M. asking for money. On previous occasions, Keffer had complied with Jackson’s demands, giving him money from a small inheritance and her tax refund. She also had paid Jackson to do some auto repair work. On this occasion, however, Keffer decided that she would refuse Jackson’s request and would use an audio tape recording of his behavior to seek a restraining order. Soon after he arrived, Jackson discovered the tape recorder, stopped the tape, and shouted at Keffer, “I’m on to your little game.” Keffer grabbed the recorder and ran into her bedroom to get it out of Jackson’s reach. When Jackson followed her into the bedroom, Keffer directed her handicapped husband to call the police. Jackson then withdrew from the bedroom and blocked the husband from reaching the telephone.
Keffer removed a gun from her husband’s dresser. She walked into the living room and cocked the single action revolver while telling Jackson to leave. At the trial, Keffer testified she shot Jackson with a .44 magnum hollow point bullet in self defense because Jackson menaced and threatened her. After the bullet struck Jackson, he exclaimed: “Dear God, I never would have hurt you.” The next day, Jackson died from hypovolemic shock, the extreme loss of blood caused when the bullet lacerated a major abdominal blood vessel.
Keffer was charged with second degree murder for purposely and maliciously, but without premeditation, killing a human being in violation of Wyo.Stat. § 6-2-104 (1988).
The jury was instructed on the elements of second degree murder and upon the law relating to self defense. The State requested instructions on the lesser included offense of manslaughter, but they were refused by the court after Keffer objected and submitted a signed waiver of a lesser included offense instruction.
The State argued that, under State v. Selig,
The district court, while acknowledging the right of both sides to request instructions on lesser included offenses, ruled that an objection by the defendant accompanied by an appropriate Eckert waiver entitled the defendant to veto the lesser included offense instructions. Ruling in favor of Keffer, the district court ordered that the lesser included offense instructions on voluntary manslaughter would not be given. The district judge distinguished the relevant cases in this way:
Eckert carves out, it seems to me, a post-Selig exception to any reading of Selig, or an explanation of that factor called mutuality. And the way I read Eckert is that if a defendant if properly informed and fully advised, wishes to waive the lesser includeds, then defendant is entitled to do so. The [Sjtate did not choose to charge manslaughter so in that sense the case has been defended on the basis of the second degree murder charge which the [Sjtate did charge, so the court concludes that the waiver is effective and is otherwise in compliance with State v. Eckert and should be given effect.
As an alternate premise, the court also ruled that, based upon the evidence at trial, “there has not been any significant evidence directed to the form of manslaughter that is requested, namely a killing in the heat of passion.”
We hold that the trial court erred in refusing to give the lesser included offense instructions on the ground that Eckert afforded the defendant the right to waive them and the State would be bound by such a waiver. Properly applied, Eckert does not extend to affording a defendant in a criminal case the right of veto of lesser included offense instructions. Affording Eckert that interpretation effectively abrogates the rule of mutuality adopted in Sel-ig. Whether the evidence would justify the giving of the instructions in this instance is a difficult question, but we also hold that, under the evidence of record, the instruc
We first consider whether the Bill of Exceptions is properly before this court. After the verdict was returned, followed by a judgment of acquittal, the prosecuting attorney submitted a Bill of Exceptions to the district court pursuant to Wyo.Stat. § 7-12-102 (1987). This is the only method available for the State to seek a determination of governing law in any similar, pending or future case. State v. Heberling,
There is a statutory requirement that the bill of exceptions must be presented to the trial court to certify the correctness of its contents before it is filed with this court. Wyo.Stat. § 7-12-102. In this instance, the certification is imperfect because what the district judge certified was the “Application for Permission to File Bill of Exceptions,” but the “Bill of Exceptions” itself was not certified. The language of the document that was certified is parallel to the language of the “Bill of Exceptions” so that the flaw in the certification is, at most, an irregularity that does not preclude jurisdiction in this court. Sel-ig. In addition, the document certified does incorporate the “Bill of Exceptions” by reference and attachment, so, conceptually, the certification would reach to both documents. There is no question that the district judge to whom the “Bill of Exceptions” was presented intended to certify the “Bill of Exceptions” because the same attorney who had represented Keffer at trial was appointed to argue the case against the State. Wyo.Stat. § 7-12-103 (1987).
The statutory jurisdiction conferred upon this court with respect to a bill of exceptions requires substantial, rather than strict, compliance. State ex rel. Gibson v. Cornwell,
We address first the primary question of waiver. The trial court ruled that, because of our holding in Eckert, if properly informed and fully advised, Keffer had the right to waive instruction on any lesser included offenses, and the doctrine of mutuality had, to that extent, been abrogated. In Wyoming, convictions for lesser offenses are authorized by rule. “The defendant may be found guilty of an offense necessarily included in the offense charged or of an attempt to commit either the offense charged or an offense necessarily included therein if the attempt is an offense.” Wyo.R.Crim.P. 31(c) (codified as Wyo.R.Crim.P. 32(c) at the time of trial) [hereinafter Rule 31(c) or Wyoming Rule 31(c)]. Our rule language is identical to Fed.R.Crim.P. 31(c) [hereinafter Federal Rule 31(c)] and, for that reason, federal court decisions interpreting Federal Rule 31(c) represent highly persuasive authority. Jahnke,
standard in Wyoming for deter-deterentitlement to a lesser included of-ofis drawn from the standard in the federal courts. In United States v. Chap-Chap
(1) a proper request is made; (2) the elements of the lesser offense are identical to part of the elements of the greater offense; (3) there is some evidence that would justify conviction of the lesser- offense; (4) the proof on the element or elements differentiating the two crimes is sufficiently in dispute so that the jury may consistently find the defendant innocent of the greater and guilty of the lesser-included offense, and (5) there is mutuality, i.e., a charge may be demanded by either the United States or the defense.
The court in Chapman separately stressed that, if the trial evidence demonstrates no rational basis upon which the jury could find the defendant guilty of the lesser included offense, the instruction need not be given. The elements outlined in Chapman were adopted in Selig,
The court permitted the State to pursue a bill of exceptions in Selig and proceeded to determine if the trial court erred in refusing to give lesser included offense instructions for second degree murder and voluntary manslaughter requested by the prosecution. Selig had been charged only with three counts of first degree murder. The court explained that the purpose of Rule 31(c) is both to aid the prosecution if the proof presented at trial fails to establish all of the elements of the charged offense and also to give the defendant the benefit of a less drastic alternative than a choice between conviction and acquittal on the charged offense. Selig. We held that the requested instruction should have been given because all five of the Chapman elements were present and satisfied. Sel-ig. The holding of Selig is that neither side in a criminal case has a unilateral right to go to the jury on an all-or-nothing approach.
Eckert is distinguishable. Eckert was charged with second degree murder, and the State requested a lesser included offense instruction on manslaughter. Eckert objected to that instruction, contending the facts established that there had “either been a purposeful taking of the life of the deceased or that it was self-defense.” Eckert,
The conflicting principles that converge in Eckert were the defendant’s right to present his theory of the case and the principle preserved in Rule 31(c) permitting the instruction on “necessarily included” offenses. Eckert’s theory was that he was either guilty of second degree murder or he had acted in self defense, and he contended ■ it was inconsistent to offer the instruction on manslaughter, apparently fearing the jury might be encouraged to compromise. The issue was whether the defendant enjoyed the right to waive an instruction on a lesser included offense. In reviewing his conviction, this court reasoned Eckert had no right to subvert the judicial process by initially waiving an instruction at trial and then contending on appeal that, despite the waiver, there was a duty to instruct. Specifically, the court held “that a defendant can effectively waive an instruction on a lesser included offense as long as he does so knowingly and there is no impediment to such waiver.” Eckert,
In Eckert, the court only mentions Selig in noting that the parties agreed that, absent Eckert’s desires, an instruction on manslaughter would.have been appropriate. The five Chapman elements were not applied in the Eckert case. Mutuality was not an impediment there because of the failure of the State to object when the trial court permitted Eckert to waive the instruction. The rule in Eckert is limited to the holding that the defendant can waive an instruction on a lesser included offense.
We acknowledge that confusion over the proper standards to invoke in evaluating mutuality and which offenses are ‘‘necessarily included” within a charge is understandable. Wyoming and federal precedent share a diverse collection of often-criticized rules, analyses, and results. The Supreme Court of Iowa said that the lesser included offense doctrine is “fraught with confusion because of the doctrine’s elusiveness in its definition and application.” State v. Jeffries,
There is not a clear consistency in this court in applying the Chapman elements. In Balsley v. State,
In Amin v. State,
In Seeley v. State,
For the first time in this line of cases, the court defined a standard of appellate review in Miller v. State,
Later, in Eatherton v. State,
In Keller v. State,
Moving ahead, the court alluded to the unsettled nature of Wyoming’s lesser included offense jurisprudence in Craney v. State,
Still later, the Tenth Circuit adopted a third formulation, again without a stated mutuality component, in Fitzgerald v. United States,
(1) A proper request [for instruction],
(2) The lesser included offense consists of some, but not all, of the elements of the offense charged.
(3) The element differentiating the two offenses is a matter in dispute.
(4) A jury could rationally convict the defendant of the lesser offense and acquit of the greater offense.
Fitzgerald,
United States v. Cooper,
The uncertainty evolving from various precedents and variable application suggests the necessity for a restatement of the rule. This demand emerges from a need for a clarified rule that can consistently be applied by courts in determining: (1) what is a lesser included offense; (2) when should a court instruct on it; and (3) when challenged, what is the proper appellate standard of review. See Jeffries,
From analyses similar to the foregoing, commentators have identified three approaches which are used singularly or in various combinations to determine whether a lesser included offense instruction will be given. Those three approaches are: the common law or strict statutory interpretation method; the cognate theory; and the model penal code approach. Christen R. Blair, Constitutional Limitations on the Lesser Included Offense Doctrine, 21 Am. Crim.L.Rev. 445 (1984).
The strict statutory interpretation method generally follows the Balsley standard requiring that all the elements of the lesser included offense must be found in the greater. Balsley,
Criticism of the perceived rigidity of the statutory elements method led, however, to
The third approach, the Model Penal Code approach, is indeed the most liberal. It allows the instruction when the lesser included offense is established by proof of the same or less than all of the facts required for the greater offense; or when the lesser offense consists of an attempt or solicitation; or when the difference between offenses is only in the respect that a less serious injury or risk of injury or a lesser culpability establishes a lesser offense. Model Penal Code § 1.07(4) (1985). This test has not been widely adopted, but it is partially incorporated in the “inherent relationship” standard. See Whitaker,
The selection of the standard for making a determination as to whether a lesser included offense instruction should be given demands more than a choice of one of these approaches. Often overlooked constraints on each method of analysis are the federal and state constitutional principles of double jeopardy, due process, and notice. Rather than an arbitrary selection, the choice of an approach as to what constitutes a lesser included offense must accommodate to these constitutional mandates.
After establishing the right to a presentment or indictment, the Fifth Amendment to the Constitution of the United States directs: “nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb.” See Benton v. Maryland,
It often has been iterated that three separate protections are encompassed within the double jeopardy provision. “It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.” North Carolina v. Pearce,
The analysis to be used for identifying a lesser included offense must accommodate to the initial scope of double jeopardy protection granted to a criminal defendant for “once a criminal violation is classified as a lesser included offense of another, the two have traditionally been treated as the same offense for purposes of double jeopardy.” Ettinger, supra, at 219. “Whatever the sequence may be, the Fifth Amendment forbids successive prosecution and cumulative punishment for a greater and lesser included offense.” Brown v. Ohio,
The applicable rule is that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of an additional fact which the other does not.
See, e.g., Cook v. State,
It is clear that the Blockburger analysis parallels the statutory elements test for lesser included offenses. The application of the Blockburger test has nothing to do with the evidence presented at trial. Cor-bin. As Blockburger is traced through Corbin, Felix, and Dixon, it is clear that its role is to bar a subsequent prosecution if one of the two offenses is a lesser included offense of the other. That determination is made solely upon a comparison of the statutory elements.
Logically, the protection accorded by the double jeopardy clause with respect to multiple punishments should be based upon the same test. The double jeopardy clause prevents a “sentencing court from prescribing greater punishment than the legislature intended.” Missouri v. Hunter,
In Blockburger, separate offenses were found for individual drug sales. The court specifically approved the imposition of cumulative punishments for each violation of the Federal Narcotic Act based upon congressional intent. It is out of this background that the cumulative punishment analysis using Blockburger was conceived.
There is a difference in the application of the Blockburger test by the Supreme Court, however, based upon its role in determining congressional intent, Albernaz v. United States,
This test is consistent with the Supreme Court's long-standing policy that the double jeopardy provision is part of the basic principle that “legislative power, including the power to define criminal offenses and to prescribe the punishments to be imposed upon those found guilty of them, resides wholly with the [legislative branch].” Whalen,
We are satisfied the statutory elements analysis should be used as the foundation for double jeopardy protection in connection with both multiple prosecutions and multiple or cumulative punishments. Once the offense is classed as a lesser included offense, then a multiple prosecution or a multiple punishment is foreclosed. A more broadly-stated test than the statutory elements analysis for arriving at lesser included offenses such as the inherent relationship standard simply invites frequent questions concerning double jeopardy violations, especially for cumulative punishment. This result should be avoided.
Debate has arisen over whether the refusal of a lesser included offense instruction implicates a due process right because of two decisions of the Supreme Court of the United States. Due process is guaranteed by the Fourteenth Amendment to the Constitution of the United States and Article 1, § 6 of the Constitution of the State of Wyoming. In Beck v. Alabama,
Groundwork for Beck was laid in Keeble v. United States,
Moreover, it is no answer to petitioner’s demand for a jury instruction on a lesser offense to argue that a defendant may be better off without such an instruction. True, if the prosecution has not established beyond a reasonable doubt every element of the offense charged, and if no lesser offense instruction is offered, the jury must, as a theoretical matter, return a verdict of acquittal. But a defendant is entitled to a lesser offense instruction — in this context or any other — precisely because he should not be exposed to the substantial risk that the jury’s practice will diverge from theory. Where one of the elements of the offense charged remains in doubt, but the defendant is plainly guilty of some offense, the jury is likely to resolve its doubts in favor of conviction. In the case before us, for example, an intent to commit serious bodily injury is a necessary element of the crime with which petitioner was charged, but not of the crime of simple assault. Since the nature of petitioner’s intent was very much in dispute at trial, the jury could rationally have convicted him of simple assault if that option had been presented. But the jury was presented with only two options: convicting the defendant of assault with intent to commit great bodily injury, or acquitting him outright. We cannot say that the availability of a third option — convicting the defendant of simple assault — could not have resulted in a different verdict. Indeed, while we have never explicitly held that the Due Process Clause of the Fifth Amendment guarantees the right of a defendant to have the jury instructed on a lesser included offense, it is nevertheless clear that a construction of the Major Crimes Act to preclude such an instruction would raise difficult constitutional questions.
Keeble,
In Keeble, the court reversed the conviction for assault with intent to inflict great bodily injury because the trial court erred in denying “the protection afforded by an instruction on a lesser included offense” of simple assault which was warranted by the evidence. Keeble,
Beck and Keeble emphasize the essential role of the lesser included offense doctrine in criminal trials. Following the teachings of these cases, we conclude that the failure to give a lesser included offense instruction which was supported by the evidence must constitute error implicating due process guarantees. See Eatherton,
The final constitutional limit with respect to our selection of the lesser included offense test is the requirement of notice. An accused must be furnished notice of the criminal charges for which he must make a defense. This is a fundamental component of constitutional due process. See, Powell v. Alabama,
The right of both the prosecution and the defense to obtain a lesser included offense instruction is defined by the doctrine of mutuality. Selig. The doctrine of mutuality brings balance to the requirement of notice. The notice that is furnished restricts the prosecution to requesting an instruction only for those lesser included offenses that flow from the charged crime, using the statutory elements. Mutuality then directs that the accused has no greater right than the prosecution to obtain or to inhibit a lesser included offense instruction. See Selig; Schmuck I; Blair, supra. Mutuality, however, is not invoked by those courts that continue to follow the Whitaker “inherent relationship” standard or the Fitzgerald four-part test.
The Supreme Court of the United States has found that mutuality is implicit in the language of Federal Rule 31(c). Schmuck v. United States,
A defendant ‘may be found guilty’ of a lesser included offense, without distinguishing between a request for jury instructions made by the Government and one made by the defendant. In other words, the language of the Rule suggests that a lesser included offense instruction is available in equal measure to the defense and to the prosecution.
Schmuck II,
We agree with this approach, and we hold that the language of Wyoming Rule 31(c), which is identical to FEDERAL Rule 31(c), implies and requires that both prosecution and defense have an equal right to a lesser included offense instruction.
In Schmuck II, the Supreme Court of the United States invoked the traditional statutory elements test for the federal court’s approach to lesser included offenses. The court there noted that the statutory elements approach directly corresponds to the “necessarily included in the offense charged” language of Rule 31(c), and it upheld the common law tradition comparing the statutory elements. Schmuck II. The most recent pronouncement in Dixon, — U.S. —,
Based upon this comprehensive review of the cases in our state, relevant federal precedent, and the mandates of the constitutions of the United States and Wyoming, as well as the persuasive impact of the position of the Supreme Court of the United States, we are convinced that the statutory elements test is the one to invoke
Having established this standard for identifying lesser included offenses, we address the process to determine when a lesser included offense instruction should be given. We consider first the initiation of the instruction. Under Wyo.R.CRim.P. 30 (codified as Wyo. R.CRiM.P. 31 and incorporating Wyo. R.Civ.P. 51 by reference at the time of trial), the parties are to file “written requests that the court instruct the jury on the law.” A requirement that the parties initiate a request for instructions is consistent with our adversarial system and supports the rationale of the mutuality doctrine. Further, it is consistent with the prior practice under Selig. The court, on its own motion, may give an instruction on a lesser included offense without a request from either party. Roose v. State,
Whether the trial court should instruct on a lesser included offense is not resolved simply by the fact that a request was made. See, John W. Davis, Comment, Lesser Included Offense Instructions— Problems with Its Use, 3 Land & Water L.Rev. 587 (1968). Two primary theories have emerged in this area. The jury function theory recognizes that, if the offense is necessarily included within another, the jury ought to be free to weigh the evidence and determine guilt of the greater or the lesser offense. The court function theory prevents the giving of a lesser included offense instruction unless a fact question is present regarding one of the differentiating elements between the greater offense and the lesser offense and requires the court to evaluate the evidence. See Jeffries,
The critical factor in both theories is the court’s role in evaluating the charge, the determination of the lesser included offenses, and the evidence. The third and fourth elements of the Chapman test established the court function theory in Wyoming by requiring: “there is some evidence that would justify conviction of the lesser offense” and “the proof on the element or elements differentiating the two crimes is sufficiently in dispute so that the jury may consistently find the defendant innocent of the greater and guilty of the lesser-included offense.” Chapman,
In our view, several benefits flow from this adjustment. First, the jury function theory is most compatible with the premise that a not guilty plea denies all of the elements of the charged offense, therefore, placing the State upon its proof beyond a reasonable doubt of each element. Mathews v. United States,
The second benefit that flows from the jury function theory is removing the often-confusing problem of whether a defense theory of the case instruction prevents giving a conflicting lesser included offense instruction. In Stevenson v. United States,
The evidence might appear to the court to be simply overwhelming to show that the killing was in fact murder, and not manslaughter, or an act performed in self-defense, and yet, so long as there was some evidence relevant to the issue of manslaughter, the credibility and force of such evidence must be for the jury, and cannot be [a] matter of law for the decision of the court.
Stevenson,
The third benefit we identify in invoking the jury function theory is that it permits the jury to test the credibility of the witnesses and possibly reject testimony that might tend to prove the elevating element of the greater offense that was charged. It follows that even the defendant who presents no witnesses in his own behalf still may be logically entitled to a lesser included offense instruction. Jef-fries.
A fourth benefit from the jury function approach is that it supports the time-honored practice of allowing the jury to weigh the evidence. “So long as there is some evidence upon the subject, the proper weight to be given it is' for the jury to determine. If there were any evidence which tended to show such a state of facts as might bring the crime within the grade of manslaughter, it then became a proper question for the jury to say whether the evidence were true, and whether it showed that the crime was manslaughter instead of murder.” Stevenson,
The quantum of evidence necessary to support a lesser included offense instruction, as Stevenson alluded, has been discussed and ought to be perceived as minimal. Almost 100 years ago, in 1895, the Supreme Court of the United States interpreted the statutory predecessor of Federal Rule 31(c) as permitting the jury, when the defendant is not guilty of the charged crime, to find the defendant guilty of a “necessarily included” lesser offense “if the evidence permitted.” Sparf v. United States,
In Sansone v. United States,
If on the facts of a given case there are disputed issues of fact which would enable the jury rationally to find that although all the elements of [the greater offense] have not been proved, all the elements of one or more lesser offenses have been, it is clear that the defendant is entitled to a lesser-included offense charge as to such lesser offenses.
Sansone,
Later, in Keeble, the Supreme Court summarized the rule that a defendant would be entitled to a lesser included offense instruction “if the evidence would permit a jury rationally to find him guilty of the lesser offense and acquit him of the greater.” Keeble,
In Jeffries,
This evidence permitting standard was a part of Wyoming’s former cognate standard. In Selig, this court indicated that the five Chapman elements provided “guidelines from which a determination can be made as to whether or not the evidence would permit the jury rationally to find the defendant guilty of the lesser offense but not guilty of the greater * * *.” Selig,
In light of the statutory elements standard, the change from Chapman, we consider the appropriate appellate standard of review. In so doing, we first note what is necessary in order to preserve the error for consideration. We then consider the style of review to be conducted.
Our procedure begins with Wyo.R.Crim.P. 30 (codified as Wyo. R.Crim.P. 31 at the time of trial and incorporating Wyo.R.Civ.P. 51 by reference):
At the close of the evidence or at such earlier time before or during the trial as the court reasonably directs, any party may file written requests that the courtinstruct the jury on the law as set forth in the requests. At the same time copies of such requests shall be furnished to all parties. Before instructing the jury the court shall conduct a formal instruction conference out of the presence of the .jury at which the court shall inform counsel of the proposed action upon their requests and shall afford them an opportunity to offer specific, legal objection to any instruction the court intends to give and to offer alternate instructions. No party may assign as error any portion of the charge or omission therefrom unless that party objects thereto before the jury is instructed, stating distinctly the matter to which the party objects and the grounds of the objection. The judge shall instruct the jury before the arguments and, if it becomes necessary, after the arguments.
The plain meaning of both the former and the present rule is that an objection must be imposed “to give the trial court an opportunity to correct possible error in instructions before the jury retires.” Muniz,
The objection by a party requesting a lesser included offense instruction, however, is preserved when the instruction is refused, but was presented in writing with appropriate argument to inform the trial court of the nature and grounds for the instruction on the lesser included offense. Keller,
When the error is preserved, the standard for appellate review with respect to the grant or denial by the trial court of a lesser included offense instruction is directed by the nature of the question. We hold that the determination of what offenses are “necessarily included in the offense charged” is primarily a question of law. Wyo.R.Crim.P. 31(c). Therefore, the appropriate standard for appellate review is de novo. United States v. Spencer,
We initially must determine whether, under the statutory elements, voluntary manslaughter remains a lesser included offense of second degree murder. The elements of voluntary manslaughter are: (1) killing another human being; (2) voluntarily, upon a sudden heat of passion. Wyo.Stat. § 6-2-105(a)(i) (1988).
In Eagan v. State,
We first examine what “purposely” means. In Nunez v. State,
In the manslaughter statute, the phrase, “voluntarily, upon a sudden heat of passion,” states a single element of the crime. “Upon a sudden heat of passion” is a prepositional phrase within the adverbial clause begun by “voluntarily.” The adverbial clause, as a unit, states the required conduct when a person “kills any human being without malice.” Wyo.Stat. § 6-2-105; see 2 Wayne R. LaFave & Austin W. Scott, Jr., Substantive Criminal Law, § 7.10 (1986). “Voluntarily” does mean intentionally. State v. Helton,
Our laws recognize an intermediate crime lying someplace between the excusable, justifiable or privileged killing of a human being, and the unlawful taking of a life with malice. This is an unlawful type of voluntary homicide which is not legally excused, privileged or justified, but wherein there is an absence of express legal, implied or constructive malice. So we find in our law, that the intentional (i.e. voluntary) doing of the wrongful act, “upon a sudden heat of passion,” although completely free of express, implied, constructive or legal malice, but committed without legal excuse, privilege or justification, is a punishable crime which we call voluntary manslaughter. This simply recognizes that there may be circumstances surrounding a killing which cannot be justified under the law of self-defense, and while not producing that degree of mental disturbance or aberration of the mind which is necessary in law to excuse the homicide, still leaves the mind devoid of . that wicked, evil and unlawful purpose, or of that wilful disregard of the rights of others which is implied in the term “malice.” Such circumstances mitigate or extenuate the act and make the homicide a crime of lesser degree. The “sudden heat of passion” contemplated by our voluntary manslaughter statute is descriptive of just such a state of mind, and it may occur from any emotional excitement of such intensity that it temporarily obscures reason, or leaves the mind bereft of reason.
Helton,
Under this analysis, the elements of manslaughter do represent a subset of the elements of the second degree murder. We hold, therefore, that the crime of voluntary manslaughter is a lesser included offense of the crime of second degree murder. The force of long-standing statutory precedent in Wyoming and common law tradition favor our decision. See, e.g., Stevenson,
The State’s request for a lesser included offense instruction on voluntary manslaughter was correct as a matter of law. Only two questions remain. First, is whether, under the jury function theory, there were disputed issues of fact which would permit a jury rationally to find the defendant guilty of the lesser offense and acquit the defendant of the greater. The second question is whether the State’s request for the lesser included offense instruction was prevented by the Eckert waiver signed by Keffer.
With respect to the first question, the central factual dispute at Keffer’s trial was her intent. She admitted firing the gun at Jackson and killing him. If the jury accepted all of the State’s evidence, the killing was committed with malice. If the jury accepted Keffer’s evidence, she acted in self defense, and the homicide was justifiable. A middle ground, however, is easily seen. If the jury questioned the credibility of the co-employee’s testimony, which was strongly attacked by the defense during cross-examination, then the presence or absence of malice became an open question. Furthermore, the jury heard Keffer testify that she was “scared” as she withdrew the gun from a bedroom dresser. Keffer’s husband, also testified that Keffer was afraid. The jury was entitled to weigh such fear to determine if it was of “such a character or degree as to render the accused incapable of cool reflection” thus reducing a second degree homicide to manslaughter. Doe v. State,
As to Keffer’s waiver of her right to lesser included offense instructions, we already have established that the defendant’s right to request an instruction on an offense “necessarily included” in the charged offense is limited by the doctrine of mutuality. It follows that the mutuality doctrine implicit in Wyoming Rule 31(c) serves to limit the right of the defendant to waive such an instruction. In Eckert, the prosecution failed to object to the waiver, thus “no impediment to such waiver” was created. Eckert,
The adjustments to our precedent as set forth in this opinion protect the fundamen
We hold that, applying these standards, the trial court erred in denying the State’s request for a lesser included offense instruction on voluntary manslaughter.
Notes
. Wyo.Stat. § 6-2-104 (1988) provides as follows:
Whoever purposely and maliciously, but without premeditation, kills any human being is guilty of murder in the second degree, and shall be imprisoned in the penitentiary for any term not less than twenty (20) years, or during life.
. The waiver was patterned after Eckert v. State,
A. STATEMENT OF ATTORNEY
I, Wyatt R. Skaggs have advised my client, Lola Keffer, who appears intelligent and of sound mind of her right to request instructions to the jury concerning the lesser included offense of manslaughter. I have further advised her that manslaughter carries a potential penalty of up to twenty years in the Wyoming State Women’s Penitentiary. I have advised her that manslaughter would be a likely compromise verdict at trial.
FURTHER, I have advised her that should she be convicted of second degree murder the penalty would likely be a penitentiary sentence of a minimum of twenty years. She has advised me that she wishes no lesser included offense instructions submitted on her behalf by the defense, prosecution, or the Court. I have advised her that her waiver is irrevocable on appeal as set forth by Eckert v. State,680 P.2d 478 (Wyo.1984).
DATED this 3rd day of December, 1990. Wyatt R. Skaggs (s)
Wyatt R. Skaggs
Attorney for Defendant
B. STATEMENT OF LOLA KEFFER
I, Lola Keffer, knowingly and intelligently do hereby waive my right to have lesser included offense instruction of manslaughter submitted on my behalf and have advised my attorney to proceed under the theory that the facts established only that there had either been a purposeful and malicious taking of life of Duane Jackson or that it was self-defense and therefore the lesser included offense of manslaughter does not apply in this case pursuant to the dictates of Eckert v. State,680 P.2d 478 (Wyo.1984). I further understand that should the jury compromise on a manslaughter verdict my penitentiary time, if any, could be much lower than if I were convicted of second degree murder where I would receive at least twenty years if I received a penitentiary term.
I further understand my decision here is irrevocable under Eckert, Id.
DATED, this 3rd day of December, 1990.
Lola M. Keffer (s)
Lola Keffer
Defendant
. We treat only voluntary manslaughter because no argument was made suggesting that the instruction might be appropriate on involuntary manslaughter under Wyo.Stat. § 6 — 2—105(a)(ii) (1988). The facts of this case might suggest reckless conduct even though the killing of the victim was involuntary.
Concurrence Opinion
concurring.
I concur with the observation that putting labels on rules has never been particularly helpful to understanding them. Therefore, I submit a brief statement of my understanding.
The trial judge must first determine if all the elements of the lesser offense are found within the greater; and, if so, is there some evidence that would rationally permit the jury to find the accused guilty of the lesser and not guilty of the greater offense. If such evidence is present, the instruction should be given.
