Lead Opinion
[¶ 1] The question before us is this: Is a defendant’s Sixth Amendment right to trial by jury, as articulated by the United States Supreme Court in Apprendi v. New Jersey,
[112] Roger G. Keene raises this issue in his appeal from a judgment of conviction entered in the Superior Court (Androscoggin County, Warren, J.) for manslaughter (Class A), 17-A M.R.S. § 203(1)(A) (2006), and kidnapping (Class A), 17-A M.R.S. § 301(1)(B)(1) (2006). He argues that 17-A M.R.S.A. § 1256 (1983 & Supp.2003),
I. BACKGROUND
[¶ 3] Viewing the evidence in the light most favorable to the State, see State v.
[¶4] Later that night, Keene met the victim outside in the alley behind the bar, where Keene’s pick-up truck was parked. Keene and the victim, who was significantly smaller than Keene, struggled in the alley, ending with Keene punching the victim in the face and shoving her into a brick wall, rendering her semi-conscious. Keene then placed the victim in the back of his truck, hidden by a tonneau cover, and he began driving his truck toward his home in Sabattus.
[¶ 5] The victim was found unconscious, lying in the middle of the road on Route 126 between Lewiston and Sabattus. She was lying on her back with her arms at her sides, with her body perpendicular to the road and perfectly centered in the driving lane, and with her clothes neat and in good condition.
[¶ 6] Keene was indicted on December 2, 2003, for Class A manslaughter, 17-A M.R.S. § 203(1)(A), Class A kidnapping, 17-A M.R.S. § 301(1)(B)(1), and Class A attempted murder, 17-A M.R.S. §§ 152(1)(A), 201(1)(A) (2006). After seven days of trial, the jury found Keene guilty of manslaughter and kidnapping. The jury deadlocked on the attempted murder charge and the court declared a mistrial on that count.
[¶ 7] At the time of Keene’s crimes, the statutory maximum sentence for any of the three Class A crimes individually, established through our case law, was twenty years, absent a finding that the crime was among “the most heinous and violent crimes committed against a person,” in which case a sentence of up to forty years was justified. State v. Schofield, 2005 ME
II. DISCUSSION
[¶ 8] Keene argues that because section 1256(2)(D) allowed the court to impose consecutive sentences based on the seriousness of his criminal conduct without a jury finding that the conduct warranted consecutive sentences, the statute is unconstitutional as applied under the Sixth Amendment, citing Blakely v. Washington,
[¶ 9] The line of cases cited by Keene require that if the sentence for a single crime is elevated beyond its statutory maximum based on factual findings other than a prior conviction, then, in order for the sentence to be consistent with the Sixth Amendment, the defendant must have the right to have the facts justifying the elevated sentence found by the jury beyond a reasonable doubt. United States v. Booker,
[¶ 10] Keene, in effect, argues that consecutive sentences raise the same Sixth Amendment concerns as does an individual sentence that has been elevated beyond its statutory maximum. We have not yet addressed whether the findings necessary to support the imposition of consecutive sentences must be made beyond a reasonable doubt by a jury, or judge if the jury is waived, before consecutive sentences may be imposed.
A. Standard of Review
[¶ 11] Keene failed to raise his constitutional argument before the sentencing court, and thus, our review of the consecutive sentences is limited to obvious error. See Schofield,
B. The Sentencing Statutes
[¶ 12] At the time of Keene’s crimes, both of which were Class A, the sentence for Class A crimes was as follows:
In the case of a Class A crime, the court shall set a definite period not to exceed 40 years. The court may consider a serious criminal history of the defendant and impose a maximum period of incarceration in excess of 20 years based on either the nature and seriousness of the crime alone or on the nature and seriousness of the crime coupled with the serious criminal history of the defendant.
17-A M.R.S.A. § 1252(2)(A). Applying Schofield to this case, where the heinous nature of the offense was not tried to the jury, the maximum that the court could impose on either of the convictions was twenty years. Thus, the court acted within the available maximum for each crime when it sentenced Keene to twenty years for manslaughter and sixteen years for kidnapping. See Schofield,
[¶ 13] When determining how the two sentences would be served, the court was guided by 17-A M.R.S.A. § 1256(2):
[T]he court shall state in the sentence of imprisonment whether a sentence shall be served concurrently with or consecutively to any other sentence previously imposed or to another sentence imposed on the same date. The sentences shall be concurrent unless, in considering the following factors, the court decides to impose sentences consecutively:
A. That the convictions are for offenses based on different conduct or arising from different criminal episodes;
B. That the defendant was under a previously imposed suspended or un-suspended sentence and was on probation, under incarceration or on a release program at the time the person committed a subsequent offense;
C. That the defendant had been released on bail when that person committed a subsequent offense, either pending trial of a previously committed offense or pending the appeal of previous conviction; or
D. That the seriousness of the criminal conduct involved in either a single criminal episode or in multiple criminal episodes or the seriousness of the criminal record of the convicted person, or both, require a sentence of imprisonment in excess of the maximum available for the most serious offense.
17-A M.R.S.A. § 1256(2).
[¶ 14] Applying these provisions, the court imposed consecutive sentences based on subsection (B) because Keene was on probation at the time of his criminal acts, and subsection (D) because the court determined that Keene’s criminal conduct and criminal record were serious enough to consider a sentence in excess of the maximum twenty years available for either crime.
[¶ 15] Because the court made a factual determination in imposing consecutive sentences, we must address the question Keene has presented: whether the court’s imposition of consecutive sentences of twenty and sixteen years, resulting in a total incarceration of thirty-six years,
[¶ 16] The Sixth Amendment to the United States Constitution guarantees a criminal defendant the right to a trial by jury. U.S. CONST, amend. VI. This right to a jury has been made applicable to state criminal proceedings via the Fourteenth Amendment. Duncan v. Louisiana,
[¶ 17] The Supreme Court’s Sixth Amendment jurisprudence was significantly augmented in the wake of Apprendi, which extended a defendant’s right to a trial by jury to the fact-finding used to make enhanced sentencing determinations. In Apprendi, the Supreme Court vacated a twelve-year sentence imposed for a firearms violation.
[¶ 18] The Court refined the meaning of the term “statutory maximum” in Blakely, where it reviewed a sentence imposed pursuant to a sentencing scheme that authorized a maximum sentence of ten years, but no more than fifty-three months unless the sentencing court determined that certain aggravating factors warranted a longer term. Blakely,
[¶ 19] The Supreme Court reaffirmed this basic principle in Booker, where the Court determined that the federal sentencing guidelines violated the Sixth Amendment because they imposed mandatory sentencing ranges based on factual findings made by the sentencing court. Booker,
[¶ 20] We applied the holdings of Apprendi, Blakely, and Booker in Schofield. Schofield was sentenced to an elevated term of twenty-eight years pursuant to 17-A M.R.S.A. § 1252(2)(A), based on the court’s determination of the nature and seriousness of the manslaughter she committed. Schofield,
[¶ 21] More recently, the United States Supreme Court examined the reach of the Apprendi line of cases in Cunningham v. California, — U.S. —,
D. Application of Apprendi to Consecutive Sentences
[¶ 22] The United States Supreme Court has yet to reach the question presented here: whether the rule of Apprendi applies to the imposition of consecutive sentences.
It is appropriate to begin by explaining why certain aspects of the case are not relevant to the narrow issue that we must resolve. First, the State has argued that even without the trial judge’s finding of racial bias, the judge could have imposed consecutive sentences on counts 3 and 18 that would have produced the 12-year term of imprisonment that Apprendi received; Apprendi’s actual sentence was thus within the range authorized by statute for the three offenses to which he pleaded guilty. The constitutional question, however, is whether the 12-year sentence imposed on count 18 was permissible, given that it was above the 10-year maximum for the offense charged in that count. The finding is legally significant because it increased — indeed, it doubled — the maximum range within which the judge could exercise his discretion, converting what otherwise was a maximum 10-year sentence on that count into a minimum sentence. The sentences on counts 3 and 22 have no more relevance to our disposition than the dismissal of the remaining 18 counts.
[¶ 23] The federal circuit courts that have addressed the issue before us agree that the holdings in the Apprendi line of cases do not apply to consecutive sentences. See, e.g., United States v. Davis,
[¶ 24] The majority of other state courts that have addressed this question are in agreement that Apprendi and its successors are limited to sentences for individual crimes, and Apprendi does not apply to judicial determinations regarding the sequence in which discreet sentences for multiple crimes are to be served. See, e.g., Vandergriff v. State,
[¶ 25] One state in disagreement is Ohio, which distinguished its own consecutive sentencing law as unique because the law mandated that the court make certain findings of fact before it could depart from imposing concurrent sentences.
[¶ 26] Specifically addressing Maine law, we find no basis for applying Apprendi and its progeny to the manner in which consecutive sentences were imposed pursuant to 17-A M.R.S. § 1256(2). Consecutive sentences are separate punishments for different offenses, State v. Senske,
E. Review of the Sentence Imposed on Keene
[¶ 27] The statutory maximum for each of Keene’s offenses, pursuant to Schofield, was twenty years. Keene was not sentenced to more than twenty years for either crime. He received a cumulative term of thirty-six years, less than the forty-year aggregate of the two maximum possible sentences. The court imposed the consecutive terms based both on Keene’s probationary status, which Keene does not dispute, and the serious nature of his crime. Although the question of whether a crime was particularly serious is one of fact, Schofield,
[¶ 28] In sum, we conclude that the Sixth Amendment right to have a jury determine whether the State has proved each element of a crime necessary to expose the defendant to the sentence imposed for that crime is not implicated by judicial determinations regarding the sequence by which multiple sentences are to be served, provided that each individual sentence falls within its statutory maximum. “Judicial factfinding does not, on its own, violate the Sixth Amendment, even when that factfinding is the basis for enhancing a defendant’s sentence.” Fifield,
[¶29] Because Apprendi does not render the imposition of Keene’s consecutive sentences unconstitutional, we affirm the court’s sentence pursuant to 17-A M.R.S. § 1256.
The entry is:
Judgment and sentence affirmed.
Notes
. Tifie 17-A M.R.S.A. § 1256 (1983 & Supp. 2003) has since been amended. See P.L.2005, ch. 329, § 4 (effective Sept. 17, 2005) (codified at 17-A M.R.S. § 1256 (2006)).
. Contrary to Keene’s contentions, the court did not abuse its discretion in (1) denying Keene’s motions for a mistrial, which were based on the cumulative effect of allegedly prejudicial circumstances occurring before and during trial, see State v. Allen,
.Keene’s account of the events in the alley changed several times during multiple interviews with the police. He initially claimed that the victim had given him a good-night kiss and then walked off to another bar. He then claimed that the victim had gotten into his truck, they had driven away, and she had accidentally fallen out of the truck at high speeds. He later claimed that the victim had fallen down some stairs while attempting to hit him.
. Keene admitted during an interview with the police that he had intended for the victim to fall out of the truck or to fall back into the bed of the truck.
. The State argued that the victim’s condition showed that Keene had positioned her in the middle of the driving lane intending to conceal her injuries as a pedestrian-car collision, and had therefore committed attempted murder, 17-A M.R.S. §§ 152(1)(A), 201(1)(A) (2006). The night of September 11 was foggy, with poor visibility on Route 126.
. Keene was indicted in December of 2003, before our decision in State v. Schofield,
. In 2004, section 1252(2)(A) was amended by P.L.2003, ch. 657, § 10 (effective July 30, 2004) (codified at 17-A M.R.S. § 1252(2)(A) (2006)), to provide for a single maximum sentence of thirty years for Class A crimes. This amendment was intended to eliminate the constitutional questions presented by Apprendi v. New Jersey,
. Because the court suspended six years of Keene’s sentence for kidnapping, Keene is to initially serve thirty years under his sentence.
. We initially held our review of this case pending the decision of the United States Supreme Court in the case of Burton v. Stewart, — U.S.—,
. One other state, Washington, has held that Apprendi applies to the imposition of consecutive sentences under the state’s sentencing statutes for nonserious violent felonies, where the defendant enjoys a “statutory presumption” of concurrent sentences and where the court must look to a special sentencing scheme for “exceptional” sentences and make certain factual findings in order to impose consecutive terms. In re VanDelft,
Dissenting Opinion
dissenting.
[¶ 30] I respectfully dissent. In my view, the trial court was required to impose concurrent sentences on Keene unless a jury found, by proof beyond a reasonable doubt, one of the required elements set forth in 17-A M.R.S.A. § 1256(2) (1983 & Supp.2003).
[¶ 31] Because this additional fact-finding is required under section 1256(2) before a defendant can be sentenced to a longer period of incarceration than would be permitted for concurrent sentences, the recent Sixth Amendment jurisprudence of the United States Supreme Court and this Court mandates that those additional facts be proved beyond a reasonable doubt and before a jury, unless waived by the defendant. See Blakely v. Washington,
[¶ 32] Section 1256(2) implicates Appren-di, Blakely, and Schofield because of its presumption that sentences are concurrent unless additional facts are found. Section 1256(2) means that the statutory maximum sentence, for Apprendi, Blakely, and Scho-field purposes, is the maximum sentence that could be imposed on the individual convictions. Keene was convicted of two offenses that are classified as Class A offenses, and at the time the offenses carried maximum sentences of twenty years, unless a jury made the additional finding that those offenses were “most heinous and violent.” See Schofield,
[¶ 33] Because it is the presumption of concurrent sentences in section 1256(2) that implicates the Apprendi line of cases, many of the cases cited by the Court are not on point. Most of the jurisdictions cited do not have a sentencing scheme providing that sentences are concurrent and allowing consecutive sentences only when certain additional facts are found. The federal Sentencing Guidelines do not create a presumption of concurrent sentences. See United States v. Chorin,
[¶ 34] Similarly, many of the state cases upholding consecutive sentences that were challenged as violating Apprendi involve sentencing statutes that do not mandate that the sentences be concurrent unless certain facts are found. See, e.g., State v. Jacobs,
[¶ 35] At least two jurisdictions have held that consecutive sentences violate the Sixth Amendment because additional facts have to be found before the sentences can be imposed to run consecutively. The Ohio statute at issue in State v. Foster,
[¶ 36] When, as here, a court is considering the imposition of consecutive sentences based in whole or in part on the factor of section 1256(2)(D) regarding whether the seriousness of the offense or the criminal record warrants a sentence in excess of the maximum, the defendant must be given the opportunity to have that fact decided by a jury. Furthermore, the fact must be proved beyond a reasonable doubt. Therefore, I would vacate the sentences and remand for resentencing.
. The statute is set forth in the Court’s opinion.
. Probationary status is a factor in 17-A M.R.S.A. § 1256(2)(B) (Supp.2003), and the "seriousness of the criminal conduct ... or the seriousness of the criminal record” requiring "a sentence of imprisonment in excess of the maximum available for the most serious offense,” is the factor stated in 17-A M.R.S.A. § 1256(2)(D) (1983).
