State v. KalamaState v. Kalama
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Lead Opinion
We hold that a conviction under Ha-wai‘i Revised Statutes (HRS) § 707-734 .(1993) for indecent exposure must be supported by proof that the defendant “intentionally,” as defined in
I.
A.
On October 18, 1998, members of the Honolulu Police Department1 arrested Defendant and Frances E. Milford, John P. Hartshorn, and Joseph E. Davis (collectively “codefendants”) for sunbathing in the nude at Makaleha Beach Park on the North Shore of the Island of O‘ahu. The following pertinent facts were stipulated to at the combined hearing for arraignment, plea, and trial held on January 14,1999.2
Defendant had traveled from his home in Waikiki to the North Shore in order to sunbathe nude at the Makaleha Beach Park. Although the park is unimproved with none of the attributes of a beach park, it is public property under the jurisdiction and control of the City and County of Honolulu. There are numerous “entrances” into the beach park.
The area where Defendant was sunbathing is isolated and desolate. There were no complaining witnesses, and the record does not indicate how the police came to be on the beach3 at the time of the incident. In the past, however, people had made complaints to the police and had asked the police to watch the area. The stipulated facts do not indicate the nature of the complaints made to police.
At the time of the arrest, “there was nobody there but six nude sunbathers and the police.” Defendant was lying down on a beach towel, facing and conversing with Gordon
B.
At the hearing on January 14, 1999, it was agreed that the case would proceed by way of stipulated facts and thereafter be continued to allow the parties to submit legal memoranda. On February 4, 1999, Defendant filed a motion to dismiss or, in the alternative, for judgment of acquittal, arguing that, in contrast to the proscription of
Defendant’s motion was heard on March 25, 1999. After Defendant, codefendants, and the prosecution presented their arguments, the court ruled that the prosecution had met its burden of establishing Defendant criminally liable under
The question then is whether these circumstances in which their conduct was likely to cause affront. That’s a generalization, basically, in terms of what would be a reasonable and logical response to sunbathing in the nude on a public beach.
In this instance, the persons who observed them at that time, the alleged violations[,] were the police. The [c]ourt’s finding is that their observations are such that the [c]ourt can then take the necessary notice that’s required. That anyone from an elderly person to a young infant child could be in that area and see and observe what the police did.
I don’t have to have testimony before me from the policemen that they were affronted. All I have to do is have the facts before me that would indicate that a reasonable person under the same circumstances could and would be affronted by it.
That’s the [e]ourt’s finding, that if a young child or an elderly person, or another member of the public in some category or branch was in the same situation as the police, it could very likely cause them to be affronted, and that’s my finding.
The court adjudged Defendant guilty and imposed a fine of one hundred and fifty dollars ($150), but suspended one hundred dollars ($100) of it for a period of six months. On April 7, 1999, Defendant filed a notice of appeal.
II.
On appeal, Defendant contends the prosecution failed to prove that Defendant acted: (1) “under circumstances likely to cause affront”; and (2) with the requisite state of mind. In response, the prosecution maintains that Defendant was “likely to cause affront since anyone could have observed” him (emphasis added) and that Defendant acted intentionally.
We conclude that the court applied the wrong legal standard in convicting Defendant under
The language of the original indecent exposure statute,
Indecent exposure. (1) A person commits the offense of indecent exposure if, with intent to arouse or gratify sexual desire of himself [or herself] or of any person, he [or she] exposes his [or her] genitals to a person to whom he [or she] is not married under circumstances in which [he or she knows] his [or her] conduct is likely to cause affront or alarm.
(2) Indecent exposure is a petty misdemeanor.
In 1986, the legislature “incorporated all of the sexual offenses into five degrees of sexual assault.” State v. Cardus, 86 Hawai‘i 426, 435, 949 P.2d 1047, 1056 (App.1997) (internal quotation marks and citation omitted) (citing State v. Buck, 83 Hawai‘i 308, 315, 926 P.2d 599, 606 (1996); 1986 Haw. Sess. L. Act 314 § 57, at 617-18; Conf. Comm. Rep. No. 51-86, in 1986 House Journal, at 937, 938). As a result,
Sexual assault in the fifth degree. (1) A person commits the offense of sexual assault in the fifth degree if, the person intentionally exposes the person’s genitals to a person to whom the person is not married under circumstances in which the conduct is likely to cause affront or alarm.
(2) Sexual assault in the fifth degree is a petty misdemeanor.
In 1991, the phrase “or alarm” was deleted from
Sexual assault in the fourth degree. (1) A person commits the offense of sexual assault in the fourth degree if:
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(b) The person knowingly exposes the person’s genitals to another person under circumstances in which the actor’s conduct is likely to alarm the other person or put the other person in fear of bodily injury[.]
(2) Sexual assault in the fourth degree is a misdemeanor.
1991 Haw. Sess. L. Act 214 § 1, at 498-99 (emphasis added).
The offense described in
Indecent exposure. (1) A person commits the offense of indecent exposure if, the person intentionally exposes the person’s genitals to a person to whom the person is not married[5] under circumstances in which the actor’s conduct is likely to cause affront.[6]
(2) Indecent exposure is a petty misdemeanor.
According to a Senate Committee report, the amendment established
a new dichotomy between behavior that is likely to cause fear of bodily injury oralarm and that which is likely to cause affront. The former[, ( HRS § 707-733 ) ], a more serious offense, will constitute fourth-degree sexual assault. The latter[, (HRS § 707-734 ),] has been renamed from sexual assault in the fifth degree to indecent exposure. The newly titled section [, (HRS § 707-734 ),] is intended to deal with behavior such as nude sunbathing or streaking, that does not cause alarm or fear of bodily harm, in circumstances where it is likely to be an affront to a substantial part of the community.
Sen. Com. Rep. No. 1000, in 1991 Senate Journal, at 1103 (emphases added).
The prosecution contends that the 1991 legislative history indicates
TV.
“[T]he interpretation of a statute ... is a question of law reviewable de novo.” State v. Cabrera, 90 Hawaii 359, 365, 978 P.2d 797, 803 (1999) (internal quotation marks and citations omitted). In interpreting statutes, “the fundamental starting point is the language of the statute itself,” In re Doe, 90 Hawai‘i 246, 252, 978 P.2d 684, 690 (1999) (internal quotation marks and citations omitted), and “where the statutory language is plain and unambiguous, our sole duty is to give effect to its plain and obvious meaning.” Citizens for Protection of North Kohala Coastline v. County of Hawai‘i, 91 Hawai‘i 94, 107, 979 P.2d 1120, 1133 (1999) (internal quotation marks and citations omitted).
None of the parties contend and we do not discern that the language of
Hence, “we do not resort to legislative history to cloud a statutory text that is clear.” Ratzlaf v. United States, 510 U.S. 135, 147-48, 114 S.Ct. 655, 126 L.Ed.2d 615 (1994) (citations omitted). See also Dines v. Pacific Ins. Co., 78 Hawai‘i 325, 332, 893 P.2d 176, 183 (1995) (indicating that “‘[state ments by legislators or even committee reports need not reflect the purpose which a majority of the legislators believed is carried out by [a] statute,’ ” (quoting Yoshizaki v. Hilo Hosp., 50 Haw. 150, 153 n. 5, 433 P.2d 220, 223 n. 5 (1967)), and that “ ‘our duty in interpreting statutes is to give effect to the legislature’s intent[,] which is obtained primarily from the language of the statute’” (quoting Allstate Ins. Co. v. Hirose, 77 Hawai‘i 362, 364, 884 P.2d 1138, 1140 (1994))). Moreover, despite the comments regarding nude sunbathing in the 1991 legislative committee report, it is not at all evident from the statutory language ultimately enacted that the legislature meant to include all nude sunbathing within the proscription of
Additionally, due process of law under the fourteenth amendment to the United States Constitution and article 1, section 5 of the Hawaii Constitution requires that a penal statute state with reasonable clarity the act it proscribes and provide fixed standards for adjudicating guilt; otherwise, the statute must be held void for vagueness. State v. Richie, 88 Hawai‘i 19, 31, 960 P.2d 1227, 1239 (1998). This is because, to comport with due process, penal statutes must inform a person of ordinary intelligence of what conduct is prohibited so that he or she may choose between lawful and unlawful conduct. State v. Crouser, 81 Hawai‘i 5, 14, 911 P.2d 725,
[D]ue respect must be accorded the effect of words used by the legislature, even if their true significance is not imparted in legislative committee reports.... When faced with interpreting statutes, the courts must be vigilant of the consequences statutes work, whether declared by the legislature or not. It is how the statute would be read by the layperson which guides our construction in criminal cases.
Riveira, 92 Hawai‘i at 561, 993 P.2d at 595 (Acoba, J., dissenting). “Because construction of a criminal statute must be guided by the need for fair warning, it is rare that legislative history or statutory policies will support a construction of a statute broader than that clearly warranted by the text.” Crandon v. United States, 494 U.S. 152, 160, 110 S.Ct. 997, 108 L.Ed.2d 132 (1990).
Consonant with this precept, this court has also said that, “[w]hen possible, we interpret enactments of the [legislature contained in the criminal code so as to uphold their constitutionality,” and, therefore, “presume that such legislation purports to operate within the limitations of our state and federal constitutions.” In re John Doe, 76 Hawai‘i 85, 93, 869 P.2d 1304, 1312 (1994) (internal quotation marks and citations omitted). Therefore, to avoid running afoul of these fundamental principles, we give
V.
A.
Applying the statute as written to the stipulated facts, it is evident and not disputed that, by sunbathing in the nude, Defendant exposed his genitals to persons to whom he was not married. However, whether Defendant possessed the requisite state of mind to incur criminal liability is disputed.
On appeal, Defendant maintains the prosecution was obligated to prove that he “possessed the specific intent to expose his genitals to a particular person.” Relying on Rocker, the prosecution contends that a general intent “that exposure was made where it was likely to be observed by others” suffices. However, arguments concerning specific and general intent are no longer relevant. Hawai‘i has adopted the MPC’s state of mind requirements, which have abandoned the common law concepts of “specific intent” and “general intent,” in favor of four defined culpable states of mind. See
In that regard, this court, in applying the HPC, has indicated that a state of mind with which the defendant acts applies to all elements of the offense, unless otherwise specified in the statute defining the offense.
HRS § 701-114(l)(a) and (b) (1993) requires proof beyond a reasonable doubt of each element of the offense, as well as the state of mind required to establish each element of the offense. Moreover,HRS § 702-204 (1993) provides in relevant part that “a person is not guilty of an offense unless the person acted intentionally, knowingly, recklessly, or negligently, as the law specifies with respect to each element of the offense.” ...HRS § 702-207 (1993) provides that “[when] the definition of an offense specifies the state of mind sufficient for the commission of that offense, without distinguishing among the elements thereof, the specified state of mind shall apply to all elements of the offense, unless a contrary purpose plainly appears.” In addition, pursuant toHRS § 702-205 ..., the requisite state of mind applies to such conduct, attendant circumstances,and results of conduct as are specified by the definition of the offense.
State v. Hoang, 86 Hawai‘i 48, 58, 947 P.2d 360, 370 (1997) (internal quotation marks and citations omitted; some ellipsis points added and some in original; brackets in original) (emphases added). On its face,
B.
(a) A person acts intentionally with respect to his conduct when it is his conscious object to engage in such conduct.
(b) A person acts intentionally with respect to attendant circumstances when he is aware of the existence of such circumstances or believes or hopes that they exist.
(c) A person acts intentionally with respect to a result of his conduct when it is his conscious object to cause such a result.
Accordingly, as to the “conduct” element of indecent exposure, i.e., the exposure of Defendant’s genitals to another person, the prosecution was required to prove, pursuant to
VI.
A subsidiary issue raised by the defense’s formulation of the intent issue is whether
As worded, the harm sought to be avoided in
This construction is confirmed by an in pari materia reading of
(b) The person knowingly exposes the person’s genitals to another person under circumstances in which the actor’s conduct is likely to alarm the other person or put the other person in fear of bodily injury[.]
(Emphases added.) Hence,
VII.
This court has held that “when the appellate court passes on the legal sufficiency of [trial] evidence to support a conviction ... [t]he test ... is not whether guilt is established beyond a reasonable doubt, but whether there was substantial evidence to support the conclusion of the trier of fact.” State v. Eastman, 81 Hawai‘i 131, 135, 913 P.2d 57, 61 (1996) (internal quotation marks and citations omitted). “ ‘Substantial evidence’ as to every material element of the offense charged is credible evidence which is of sufficient quality and probative value to enable [a person] of reasonable caution to support a eonelusion[.]” Id. (brackets in original).
There is nothing in the stipulated facts that directly or inferentially proves that Defendant possessed the requisite culpable state of mind with respect to a key attendant circumstance, i.e., that he was aware, believed, or hoped that his act of exposure “was likely to cause affront” to Barry.
At the time of his arrest, Defendant was conversing with Barry. There is no evidence Defendant was in the observable vicinity of any other person. Barry was in the same state of undress as Defendant and apparently not disturbed by Defendant’s lack of attire, much less their mutual state of nudity. All other occupants of the area except for the police were, like Defendant, similarly unat-tired. Objectively viewing Defendant’s intent in the context of these circumstances, no reasonable trier of fact could find that Defendant’s act was likely to cause affront to Barry. Since Barry was in the same state of undress, there is no rational or logical basis for concluding that Defendant intended to cause affront to Barry. Therefore, we conclude that the evidence was not of “sufficient quality and probative value to enable [a person] of reasonable caution to support [the] conclusion” that Defendant acted intentionally under circumstances likely to cause affront. Id. (brackets in original). As a result, the court’s conclusion of guilt was wrong. State v. Wilson, 92 Hawai‘i 45, 47, 987 P.2d 268, 270 (1999) (“The circuit court’s conclusions of law are reviewed under the right/ wrong standard.”) (citation omitted).
. VIII.
The prosecution argues that Defendant’s nude sunbathing on a public beach was likely to cause affront to someone. Emphasizing the word “likely” within the phrase “the actor’s conduct is likely to cause affront,” as it appears in
IX.
As previously indicated, the prosecution contends that Rocker supports Defendant’s conviction because, in Rocker, this court held that the defendants’ nude sunbathing at a public beach supported their convictions of indecent exposure under
X.
For the reasons stated above, the court’s March 25, 1999 judgment of conviction and sentence is reversed.
Notes
. The number of police officers present at the time of the incident is not clear from the record.
. At the hearing, the parties indicated that they were going to submit the police report into evidence and use what was in it as part of the stipulated facts. However, the court never formally received the police report into evidence, and the police report is not a part of the record. While there is a declaration of Defendant‘s attorney in the record, the record does not state that the parties agreed to use the declaration as part of the stipulated facts. Thus, the facts stated in the police report and in the declaration are not considered in this appeal. This court’s decision is based solely on the stipulations in the transcripts.
.The record does not indicate whether the area was part of the beach or the park.
. Although there was no evidence that the police were affronted, codefendants also argued, citing State v. Ferreira, 68 Haw. 238, 709 P.2d 607 (1985), that Defendant and codefendants could not be arrested for activity that only annoyed the police.
. The legislature employed the words “to a person to whom the person is not married” in order “to prevent spouses from bringing false charges as a means of settling domestic disputes.” Conf. Com. Rep. No. 44, in 1991 Senate Journal, at 761.
.
. The statute of course does not expressly refer to nude sunbathing.
. In this respect, the commentary to
.
The offense of common nuisance is the endangering of the public personal safety or health, or doing, causing or promoting, maintaining or continuing what is offensive, or annoying and vexatious, or plainly hurtful to the public; or is a public outrage against common decency or common morality; or tends plainly and directly to the corruption of the morals, honesty, and good habits of the people; the same being without authority or justification by law:
As for example:
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Open lewdness or lascivious behavior, or indecent exposure [.]
(Emphasis added).
. See supra text at part III. for the provisions of
.[T]he Hawai‘i Penal Code (Proposed Draft) 1970 adopts the American Law Institute Model Penal Code classification and definition of indecent exposure. It is classified as a sexual offense and is defined as follows: (1) A person commits the offense of indecent exposure if, with intent to arouse or gratify sexual desire of himself [or herself) or of any person, he [or she] exposes his [or her] genitals to a person to whom he [or she] is not married under circumstances in which he [or she] knows his [or her] conduct is likely to cause affront or alarm. (2) Sexual assault in the fifth degree is a petly misdemeanor. This classification and definition of the crime of indecent exposure takes it out of the realm of common nuisances and makes it a specific sexual offense.
Rocker, 52 Haw. at 338 n. 1, 475 P.2d at 687 n. 1. (citation omitted) (emphasis added).
Concurrence Opinion
Concurring Opinion by
RAMIL, J.The majority’s analysis does not yield a result apparently inconsistent with the legislative purpose and design of Hawaii Revised Statute (HRS) § 707-734 (1993). Accordingly, I concur with the majority that a conviction under the statute requires proof beyond a reasonable doubt that “it was Defendant’s conscious object to engage in the exposure[,]” and “that Defendant was aware, believed, or hoped that the other person was not married to him and was likely to be affronted.” Majority at 66, 8 P.3d at 1230.
As I have stated, I believe that this court’s foremost obligation is to ascertain and give effect to the intent of the legislature. State v. Dudoit, 90 Hawai‘i 262, 978 P.2d 700 (1999) (Ramil, J., dissenting). And this court has long recognized the “intent of the legislature” to be the “paramount guide” in statutory interpretation. State v. Prevo, 44 Haw. 665, 668, 361 P.2d 1044, 1047 (1961). While rules of statutory construction may be utilized to ascertain and implement legislative intent, “they may not be used to deflect legislative purpose and design.” State v. Murray, 63 Haw. 12, 19, 621 P.2d 334, 339 (1980) (citing State v. Smith, 59 Haw. 456, 461-62, 583 P.2d 337, 341-42 (1978); Prevo, 44 Haw. at 668-69, 361 P.2d at 1047).
I agree that “despite the comments regarding nude sunbathing in the 1991 legislative committee report, it is not at all evident