Lead Opinion
¶1 Washington law prohibits firearms possession by someone released on bond after a judge has found probable cause to believe that person has committed a serious offense. RCW 9.41.040(2)(a)(iv). Roy Jorgenson was released on bond after a trial court judge found probable cause to believe he had shot someone. He was arrested with a handgun and an AR-15 rifle. Jorgenson was not at home at the time, nor is there any evidence that he was defending himself. He was convicted of violating RCW 9.41.040(2)(a)(iv).
¶2 Jorgenson claims that RCW 9.41.040(2)(a)(iv) violates his rights to bear arms under the federal and state constitutions. We defer to the legislature’s conclusion that when a trial judge finds probable cause to believe a defendant committed a serious offense, public safety justifies temporarily limiting that person’s right to possess arms. We hold that the statute is constitutional as applied to Jorgenson and affirm his conviction.
I. FACTS AND PROCEDURAL HISTORY
¶3 The State charged Jorgenson with assault in the first degree for shooting another man. On June 6, 2008, a Cowlitz County Superior Court judge found probable cause to believe Jorgenson had committed the crime. See CrR 2.2(a), 3.2.1. Jorgenson posted bond and was released from jail with no specified release conditions.
¶4 At a pretrial hearing on August 5, 2008, the prosecutor requested a specific release condition barring possession of firearms but the judge declined to impose the condition. At another pretrial hearing on October 14, 2008, while Jorgenson was present, the prosecutor advised the court that RCW 9.41.040(2)(a)(iv) forbade Jorgenson from possessing a firearm while his case was pending. The court declined to directly advise Jorgenson of the prohibition, relying on defense counsel’s assurance that he would “take care of it.” Clerk’s Papers at 30.
¶5 On November 25, 2008, police officers responded to a 911 call reporting a gunshot and found Jorgenson standing outside his car. Jorgenson admitted he had a rifle and a handgun in the car, and the officers could see the rifle in plain view. The officers knew of Jorgenson’s pending trial for first degree assault and arrested him for second degree unlawful possession of a firearm. On a later search pursuant to a warrant, officers found a 9 mm Tokarev handgun and an Olympic Arms AR-15 rifle inside Jorgenson’s car.
¶6 Jorgenson was charged with two counts of second degree unlawful possession of a firearm under RCW 9.41-.040(2)(a)(iv).
¶7 Jorgenson appealed his convictions, arguing that RCW 9.41.040 violates the United States Constitution and the Washington Constitution. Chief Justice Worswick of the Court of Appeals
II. STANDARD OF REVIEW
¶8 Constitutional issues are reviewed de novo. State v. Sieyes,
¶9 It is unclear to us from the briefing whether Jorgenson contends RCW 9.41.040(2)(a)(iv) is facially unconstitutional or only as applied to him, but we treat this as an as-applied challenge.1
III. ANALYSIS
¶10 Jorgenson argues that RCW 9.41.040(2)(a)(iv) unconstitutionally infringes on his right to bear arms under article I, section 24 of the Washington Constitution and under the Second Amendment to the United States Constitution.
1. Washington Constitution
¶11 Where feasible, we resolve constitutional questions first under our own state constitution before turning to federal law. O’Day v. King County,
Textual language and differences between parallel provisions
¶13 We examine the first two Gunwall factors together because they are closely related. These factors indicate that the firearm rights guaranteed by the Washington Constitution are distinct from those guaranteed by the United States Constitution.
¶14 Like the United States Constitution, the Washington Constitution vests firearm rights in the “individual citizen.” Wash. Const, art. I, § 24; District of Columbia v. Heller,
Constitutional and common law history
¶15 Another factor supporting a different reading of the Washington Constitution is our common law history. Our constitution is patterned primarily on other state constitutions, which themselves draw from prerevolutionary common law. See State v. Earls,
¶16 In turn, many early state constitutions couch firearm rights in terms of self-defense or defense of the state. See Heller,
Preexisting state law
¶17 Preexisting state law does not demonstrate how the state right compares to its
Structural differences
¶18 In Gunwall, we found the structural differences between the state and federal constitutions required us to read article I, section 7 of the Washington Constitution more broadly than its federal equivalent. We observed that where the United States Constitution is a grant of enumerated powers, the Washington Constitution is a limitation on the otherwise plenary power of the state. Gunwall,
Particular state interest and concern
¶19 The final Gunwall factor directs us to consider whether the subject matter is local in character or a matter of national policy. Id. Firearm ownership varies radically between localities, as does the incidence of firearm violence. McDonald v. City of Chicago,
¶20 The Gunwall analysis, aside from the inconclusive fourth factor, suggests we should interpret the state right separately and independently of its federal counterpart. We analyze article I, section 24 below.
¶21 We have long held that the firearm rights guaranteed by the Washington Constitution are subject to reasonable regulation pursuant to the State’s police power. State v. Krantz,
¶22 Under this court’s precedent, a constitutionally reasonable regulation is one that is “reasonably necessary to protect public safety or welfare, and substantially related to legitimate ends sought.” Montana,
¶24 Following Montana, we look first to public benefit, then to whether the regulation frustrates the purpose of article I, section 24. The State has an interest in preventing crime by persons awaiting trial. Although we do not find relevant legislative history specifically regarding the ban on defendants charged with serious offenses, we can safely presume that this provision pertains to the legislature’s goal of “ ‘reducing the unlawful use of and access to firearms’ ” as a means of addressing “ ‘increasing violence in our society.’ ” Matthew R. Kite, State v. Radan: Upsetting the Balance of Public Safety and the Right To Bear Arms, 37 Gonz. L. Rev. 201, 206 (2002) (quoting violence reduction programs act, Laws of 1994, 1st Spec. Sess., ch. 7, § 101).
¶25 We conclude that RCW 9.41.040(2)(a)(iv) is substantially related to its purpose of protecting the public from firearm violence. Although, as the Court of Appeals noted in Spiers, it is questionable whether public safety is furthered by prohibiting mere ownership of firearms rather than only their possession by defendants released on personal recognizance or bail, that issue is not before us because Jorgenson does not dispute the trial court’s conclusion that he possessed the guns. Moreover, the legislature limited this prohibition to a defendant charged with a specific serious offense, and only after a neutral judge has found probable cause to believe the defendant committed a serious offense. See CrR 2.2(a), 3.2.1. The aptness of this firearm restriction is particularly apparent in this case, where Jorgenson violated the firearm prohibition while on bail after a judge found probable cause to believe Jorgenson had shot someone. Jorgenson also possessed the firearms while driving, rather than in the home, “where the need for defense of self, family, and property is most acute.” Heller,
¶26 We next consider whether RCW 9.41-.040(2)(a)(iv) violates the Second Amendment to the United States Constitution. The Second Amendment provides, “A well regulated militia, being necessary to the security of a free state, the right of the people to keep and bear arms, shall not be infringed.” This protection binds Washington State. McDonald,
¶27 The Second Amendment vests the right to bear arms in the individual. Heller,
¶28 The level of scrutiny (if any) applicable to firearm restrictions challenged under the Second Amendment is not settled. In light of Heller, we declined to analyze a different subsection of RCW 9.41.040 under any level of scrutiny, instead looking to the original meaning and traditional understanding of the right protected by the Second Amendment, together with the burden imposed by upholding a statutory provision forbidding children from possessing firearms. Sieyes,
¶30 We find intermediate scrutiny is appropriate to evaluate RCW 9.41.040(2)(a)(iv). Although there is no exact federal counterpart to this restriction, we are guided by the court’s analysis of the comparable statute in Laurent.
¶31 A law survives intermediate scrutiny if it is substantially related to an important government purpose. Sieyes,
¶32 We are mindful, however, of the significant burden this statute places on persons charged with a serious offense. Unlike the federal statutes prohibiting possession of firearms with obliterated serial numbers and banning loaded weapons in national park areas, RCW 9.41.040(2)(a)(iv) substantially impedes a person from exercising the right to self-defense. And, this statute differs from the ban on firearm possession by felons because it limits the Second Amendment rights of persons before they have been found guilty of a crime. But, as the Seventh Circuit has found, “some categorical disqualifications are permissible: Congress is not limited to case-by-case exclusions of persons who have been shown to be untrustworthy with weapons, nor need these limits be established by evidence presented in court.” Skoien,
IV. CONCLUSION
¶33 We find that the limited, temporary ban on possession of firearms while released on bail pending proceedings for a serious offense did not violate Jorgenson’s right to bear arms under either the state or federal constitution. We affirm.
Notes
“A person, whether an adult or juvenile, is guilty of the crime of unlawful possession of a firearm in the second degree, if the person does not qualify under subsection (1) of this section for the crime of unlawful possession of a firearm in the first degree and the person owns, has in his or her possession, or has in his or her control any firearm:... If the person is free on bond or personal recognizance pending trial, appeal, or sentencing for a serious offense as defined in RCW 9.41.010.”
Jorgenson apparently framed his argument as an as-applied challenge during oral argument. Wash. Supreme Court oral argument, State v. Jorgenson, No. 87448-4 (Oct. 4, 2012), at approx. 14 min., 45 sec., audio recording by TVW, Washington State’s Public Affairs Network, available at http://www.tvw.org.
The dissent concludes RCW 9.41.040(2)(a)(iv) is facially invalid, apparently under the due process clause of the Fourteenth Amendment. See dissent at 167. While this is an interesting issue, it is not properly before this court because the parties did not brief it. However, we respectfully disagree with our colleague’s characterization of the relevant case law. Federal courts have not consistently found the Adam Walsh Amendments’ pretrial prohibition on firearm possession unconstitutional, as the dissent suggests. See dissent at 169-70. In some cases the dissent relies on, the courts considered only the Adam Walsh Amendments’ curfew, home detention, or home monitoring requirements. United States v. Karper,
But we note that the legislature was not contemplating firearm crimes specifically by persons released on bond or personal recognizance. RCW 9.41-.040(2)(a)(iv) was not added to the code until 1996. Laws of 1996, ch. 295, § 2.
Although not before us here, we note that Washington courts have recognized the defense of necessity for unlawful possession of a firearm. State v. Jeffrey,
18 U.S.C. § 922(n) provides that it is unlawful for “any person who is under indictment for a crime punishable by imprisonment for a term exceeding one year to ship or transport in interstate or foreign commerce any firearm or ammunition or receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.”
We also note that at least two other states ban persons who have been charged with certain crimes and released on bail or personal recognizance from possessing weapons. Haw. Rev. Stat. § 134-7(b); Baldwin’s Ohio Rev. Code Ann. § 2923.13(A)(2)-(3) (West). Neither state has reviewed the validity of such restrictions under the Second Amendment after Heller.
We respectfully disagree with the dissent’s characterization of Yancey as upholding a restriction on firearm possession after conviction of a crime. See dissent at 176. Yancey was charged with violating 18 U.S.C. § 922(g)(3), which makes it a felony for a person “ ‘who is an unlawful user of or addicted to any controlled substance’ to possess a gun.” Yancey ,
Concurrence in Part
¶34 (concurring in the dissent) — I agree with the analysis of Justice Wiggins’ dissent. I write separately, however, to emphasize my continued opposition to the majoritys adoption of “intermediate scrutiny’ as the standard of review for laws that limit the fundamental right to bear arms expressly protected by both the United States and Washington Constitutions. This is most dramatically obvious when considering Washington’s unqualified right to bear arms in article I, section 24.
¶35 Before the United States Supreme Court ruled in McDonald v. City of Chicago,
¶36 In today’s decision, the majority decides that the fundamental right to bear arms does not require strict scrutiny protection. Instead of ensuring that the law is narrowly tailored to serve a compelling interest, the majority gives “deference to the legislature’s finding that certain crimes justify limited restriction of firearms ....” Majority at 158.
¶37 The majority ultimately finds RCW 9.41.040(2)(a)(iv) constitutional under article I, section 24 because it is “substantially related to its purpose of protecting the public from firearm violence.” Majority at 157. Likewise, when the majority analyzes RCW 9.41.040(2)(a)(iv) under the Second Amendment, it applies only “intermediate scrutiny” to find it constitutional. Majority at 161-62.
¶38 The majority does not persuade me. Recognizing strict scrutiny still allows an analysis in which (unlike most free speech cases) the right to bear arms will not inevitably overwhelm other compelling interests.
¶39 As I noted, of most courts in Sieyes, despite the clarity of our federal and state constitutions, the right to bear arms “has seldom been viewed as deserving the same protection as other fundamental rights found in either the Bill of Rights or our state constitution.”
¶40 It is possible that RCW 9.41.040 might withstand strict scrutiny with regard to serious offenses involving firearms, such as in this case where firearms seemingly were involved at each stage. The State has a compelling interest in preventing future crimes. Westerman v. Cary,
¶41 Washington’s constitutional founders adopted protection for “[t]he right of the individual citizen to bear arms.” Const, art. I, § 24. This fundamental right must be accorded the protections the authors and settler-ratifiers of our constitution intended. Because this court continues to disregard this constitutional “right” and treat it as deserving of lesser protection, I dissent. Where there is such “compelling interest,” the legislature must state such interest and balance with the least restrictive measure to protect both that interest and the constitutional right to bear arms.
“The right of the individual citizen to bear arms in defense of himself, or the state, shall not be impaired, but nothing in this section shall be construed as authorizing individuals or corporations to organize, maintain or employ an armed body of men.” Const, art. I, § 24.
Whether a firearm prohibition is constitutionally justified in other cases should be determined as applied therein, with the strict scrutiny review standard.
Dissenting Opinion
¶42 (dissenting) — Washington state law categorically prohibits persons accused — but not yet convicted — of
¶43 Because I find that RCW 9.41.040(2)(a)(iv) violates due process of law, I do not address the majority’s analysis of article I, section 24 of the Washington Constitution and the Second Amendment to the United States Constitution.
DISCUSSION
¶44 We must recognize what the statute at issue does. RCW 9.41.040(2)(a)(iv) categorically prevents any person
from possessing firearms while pending trial for a series of statutorily enumerated serious crimes. The judge must find only probable cause that the accused committed the crime— there is no opportunity for an individualized hearing of dangerousness (indeed, the facts of this case demonstrate that judicial discretion will be overruled by the statute). The accused is deprived of the fundamental right to possess firearms and faces additional criminal prosecution upon exercising that right. See State v. Sieyes,
¶45 Though the right to bear arms is not absolute, regulation that infringes on an individual liberty must be implemented in a fair manner. Mathews v. Eldridge,
The categorical prohibition on the possession of firearms for indictees violates procedural due process
¶46 The due process clause provides that no state shall deprive any person of “life, liberty, or property, without due process of law.”
¶47 The Supreme Court has applied a procedural due process analysis to deprivation of a defendant’s liberty pretrial. Salerno,
¶48 Salerno’s due process analysis of pretrial detention applies equally to the pretrial prohibition on the possession of firearms. Federal courts have applied the Salerno standard in assessing the federal Adam Walsh Amendments,
¶49 In assessing whether a right to due process exists, we examine whether the person has been deprived of a liberty interest, and we examine the process by which that liberty was denied. In re Pers. Restraint of McCarthy,
¶50 Applying this analysis, it is clear that RCW 9.41-.040(2)(a)(iv) violates due process.
A. RCW 9.41.040(2)(a)(iv) burdened Jorgenson’s fundamental right to bear arms
¶51 The right to possess firearms falls within the scope of the right guaranteed by article I, section 24 and by the Second Amendment. See District of Columbia v. Heller,
¶52 RCW 9.41.040(2)(a)(iv) clearly imposes a substantial burden on Jorgenson’s liberty interest. The law not only renders unlawful the otherwise lawful possession of firearms, but it also allows the State to charge an individual with a substantive offense and to impose additional punishment. Id. This statute is among the most prohibitive in the nation, as it denies possession of firearms to a class of individuals who have not been proved guilty. Only two other states impose such a categorical restriction on the fundamental rights of a class without due process; neither has yet been scrutinized judicially. See Haw. Rev. Stat. § 134-7(b); Ohio Rev. Code Ann. § 2923.13(A)(2)-(3).
B. The statute deprives the defendant of fundamental rights
¶53 Jorgenson’s fundamental right to bear arms is not unlimited. Heller,
¶54 The mandatory restrictions of RCW 9.41.040(2)(a)(iv) create the irrebuttable presumption that the safety of the community cannot be reasonably assured absent the restrictions on arrestees of certain crimes. Cf. United States v. Polouizzi,
¶55 RCW 9.41.040(2)(a)(iv) automatically strips the fundamental right to possess firearms from persons accused of incest, child molestation, indecent liberties, promoting prostitution in the first degree, sexual exploitation, and vehicular assault or homicide, in addition to violent crimes. No nexus necessarily exists between these crimes and future violence arising from possession of firearms, and the State does not attempt to articulate any nexus.
¶56 The federal statutory scheme explicitly details what must occur to sufficiently limit the risk of the erroneous deprivation of fundamental rights. Beyond merely making an arrest and the finding of probable cause, the government must “convince a neutral decisionmaker by clear and convincing evidence that no conditions of release can reasonably assure the safety of the community or any person.” Salerno,
C. The State’s general interest in public safety, without an individualized determination of risk, does not outweigh Jorgenson’s interest in his fundamental right to bear arms
¶57 The State’s regulatory interest in community safety outweighs an individual’s private liberty interest under special, limited circumstances. Salerno,
¶58
¶59 A judicial determination of probable cause that the defendant committed the charged crime is insufficient in itself to justify deprivation of a fundamental right. Id. at 750 (statute valid only with probable cause and with individualized determination of dangerousness); Scott,
¶60 The government’s interest in ensuring the safety of the community would not be substantially burdened by requiring an independent judicial determination of the danger caused by the defendant and the efficacy of the proposed condition. This requirement is consistent with both federal practices of detention and with restrictions on the right to bear arms in the federal system; due process requires that an arrestee’s liberty be restricted only after a determination that there is no other less drastic means that can reasonably assure his or her presence at trial or the safety of the community. Salerno,
¶61 The majority identifies only two other states that prohibit pretrial releasees from possessing firearms. Majority at 162 n.7. Nearly every state is able to ensure the safety of the community by restricting the possession of firearms to those who have been convicted of a serious offense or felony or by requiring an individualized determination of dangerousness performed by the trial court following the initial indictment. See, e.g., Or. Rev. Stat. § 166.250; Idaho Code Ann. § 18-3316; Alaska Stat. § 11.61.200; N.Y. Penal Law § 265.01(4) (McKinney) (convicted felons cannot possess firearms); Ariz. Rev. Stat. Ann. § 13-3101(A)(7)(a), (b) (requiring an individualized finding of dangerousness for mental patients and prohibiting access to firearms for convicted felons). Nothing on the record shows that these states experience more crime by persons awaiting trial than do Hawaii and Ohio, the only two states besides Washington that impose categorical bans on possession.
¶62 In addition, no court has upheld a ban like ours after the decision of the Supreme Court in Heller,
¶63 The majority relies most heavily on Laurent, a case that explicitly limits its holding to the receipt, shipping, or transportation of firearms.
¶64 It is entirely appropriate to prohibit some individuals accused of a serious crime from possessing firearms. However, the categorical denial of due process when stripping individuals of their fundamental rights can never be valid. Salerno, 481 U.S. at 744;Arzberger,
CONCLUSION
¶65 The legislature may reasonably regulate the right to bear arms, consistent with the precedents of this court and of the United States Supreme Court. However, any such regulation must comport with due process. RCW 9.41.040(2)(a)(iv) impermissibly denies Jorgenson his fundamental right to bear arms without due process of law.
¶66 I cannot limit this analysis to an as-applied challenge to RCW 9.41.040(2)(a)(iv) because due process requires a judicial determination of dangerousness and an opportunity to be heard in every case. The statute is accordingly facially invalid. Nor can I remand for a determination of dangerousness without running afoul of double jeopardy. Jorgenson simply could not have been convicted under RCW 9.41.040 absent the unconstitutional provisions of 9.41.040(2)(a)(iv). Therefore, I would reverse the Cowlitz County Superior Court and remand for dismissal of Jorgenson’s convictions of unlawful possession of a firearm.
¶67 I respectfully dissent.
The majority declines to engage with procedural due process because the parties did not brief the issue. Majority at 151 n.3. While Ray Jorgenson does not directly discuss procedural due process in his briefing before this court, he nevertheless relies on the fact that RCW 9.41.040(2)(a)(iv) does not require a finding of guilt or dangerousness. Opening Br. of Appellant at 16, State v. Jorgenson, No. 41828-2-II (Wash. Ct. App. Sept. 1,2011). This argument cannot be addressed without a procedural due process analysis. Furthermore, a scheme that categorically deprives people of fundamental rights is such a patently clear violation of procedural due process as to put a cloud of constitutional doubt over the statute. Therefore, rather than passing over the issue of procedural due process, the majority should at the very least call for supplemental briefing on the issue. See RAP 12.1(b) (“If the appellate court concludes that an issue which is not set forth in the briefs should be considered to properly decide a case, the court may notify the parties and give them an opportunity to present written argument on the issue raised by the court”).
Due process challenges under the Washington Constitution do not require separate analysis from those under the federal constitution. Hardee v. Dep’t of Soc. & Health Sens.,
Of these cases, the only one that analyzes the firearm provision — Arzberger— finds it unconstitutional.
Serious crimes under the Adam Walsh Amendments include kidnapping, sex trafficking, aggravated sexual abuse, sexual abuse, abusive sexual contact, murder, sexual exploitation of children, selling or buying of children, child pornography, coercion or entitlement, or failure to register as a sexual offender. 18 U.S.C. § 3142(c)(1)(B).
While the Ninth Circuit of the Court of Appeals has declined to find the Adam Walsh Amendments unconstitutional, United States v. Peeples,
It should be noted that under our case law, even defendants who are convicted of a crime retain a procedural due process interest in release on parole. See In re Pers. Restraint of Lain,
The majority notes that the nature of the particular crime of which Jorgenson is accused — assault in the first degree with a firearm — creates a nexus between the accusation and potential future dangerousness. It should go without saying that the assault charge does not divest Jorgenson of the presumption of innocence. Nor does the assault charge establish that the automatic removal of Jorgenson’s firearm rights is necessary to advance the State’s interest in safety. As we discuss below, if Jorgenson was clearly dangerous, then the trial judge could have imposed (and presumably would have imposed) a firearm condition when he was given the opportunity.
The majority also points to a case barring undocumented aliens from possessing firearms, United States v. Huitron-Guizar,
Finally, the majority points to a statute that forbids persons dishonorably discharged from the military from possessing firearms. 18 U.S.C. § 922(g)(6). That statute is not helpful because a service member must be adjudicated guilty by a court-martial in order to be dishonorably discharged. Rather than supporting the majority’s position, 18 U.S.C. § 922(g)(6) shows that an individualized finding of guilt is necessary before firearm rights can be taken away.
