State v. JonesState v. Jones
{¶ 1} The State of Ohio seeks leave to cross-appeal from the final judgment entry sentencing Harvey L. Jones in the underlying case. Jones appealed the same day the November 21, 2016 final judgment was entered. The State filed its motion for leave and notice of cross-appeal 30 days thereafter.
{¶ 2} The State seeks to raise four issues with respect to the trial court's legal determinations as to merger, allied offenses, and the propriety of "residual doubt" argument to the jury. The trial court's determinations on merger and allied offenses were journalized in two written decisions, both entered prior to the final judgment entry:
1. a September 29, 2016 "Order Granting in Part and Overruling in Part Defendant's Rule 29 Motion at the End of the State's Case-in-Chief and at the End of Defendant's Case," and
2. an October 6, 2016 "Decision and Order Regarding Merger of Aggravated Murder Counts and Related Aggravating Circumstances Specifications."
The final judgment entry was issued thereafter, on November 21, 2016. The State's December 21 motion for leave and notice of cross-appeal were filed more than 30 days after the September 29 and October 6 orders, but within 30 days of the November 21 final judgment entry.
{¶ 3} It appeared to this court that the State's motion for leave and notice of cross-appeal may be untimely as to the September 29 and October 6 orders. We asked both parties to brief the timeliness issue. Both filed responses, and the matter is now ripe.
{¶ 4} The State is seeking an appeal by leave of court. The statute governing such appeals provides, in relevant part:
A prosecuting attorney * * * may appeal as a matter of right any decision of a trial court in a criminal case, * * * which decision grants a motion to dismiss all or any part of an indictment, complaint, or information, a motion to suppress evidence, or a motion for the return of seized property or grants post conviction relief pursuant to sections 2953.21 to 2953.24 of the Revised Code, and may appeal by leave of the court to which the appeal is taken any other decision, except the final verdict, of the trial court in a criminal case * * *.
(Emphasis added.)
{¶ 5} "A motion for leave to appeal by the state in a criminal case [is] governed
{¶ 6}
When leave is sought by the prosecution from the court of appeals to appeal a judgment or order of the trial court, a motion for leave to appeal shall be filed with the court of appeals within thirty days from the entry of the judgment and order sought to be appealed and shall set forth the errors that the movant claims occurred in the proceedings of the trial court. * * * Concurrently with the filing of the motion, the movant shall file with the clerk of the trial court a notice of appeal in the form prescribed byApp. R. 3 and file a copy of the notice of appeal in the court of appeals.
(Emphasis added). Strict compliance with
{¶ 7} When the State seeks leave to appeal an interlocutory order journalized before the underlying criminal case is complete, another issue arises. Neither
{¶ 8} The State argues that it could not appeal the September 29 and October 6 orders when issued because they were interlocutory and could not be appealed until the trial court issued a final appealable order. Compare
{¶ 9} "Neither [
{¶ 10} In 1986, Chief Justice Celebrezze, writing in dissent, said:
This court has long observed that "[u]nless permitted by statute, the weight of authority in this country is against the right of the government to bring error in a criminal case." State v. Simmons (1892),, 307, 49 Ohio St. 305 . See, also, 27 Ohio Jurisprudence 3d (1981) 764, Criminal Law, Section 1433. In recognition of the importance of allowing appellate review of certain trial court decisions which are adverse to the position of the prosecution, the General Assembly enacted 31 N.E. 34 R.C. 2945.67 as an exception to the general rule. Our task therefore is to determine what trial court rulings may be reviewed under this legislative grant and the appropriate time for the state to appeal decisions alleged to be erroneous.
Practical considerations, necessitated by the vital constitutional provision against double jeopardy, lead to a conclusion that appellate review of trial court decisions following a judgment of acquittal are useless, or, at best, suspect because the cause is moot. The apparent purpose behind the enactment ofR.C. 2945.67 is to authorize appeals by the state in a manner which does not defeat double jeopardy principles and which also preserves the longstanding judicial policy prohibiting advisory opinions. Both goals can be achieved ifR.C. 2945.67 is construed to authorize the state to seek leave to appeal from interlocutory rulings at the time they occur and before a judgment of acquittal has been entered which may render the question moot, as occurred in the case at bar. This was the procedure followed in State v. Ferman (1979),, 58 Ohio St.2d 216 [ 389 N.E.2d 843 ] [ (concerning a motion to suppress) ]. Moreover, the statute unquestionably grants a mid-trial appeal as of right when the evidentiary determination "* * * renders the state's proof with respect to the pending charge so weak in its entirety that any reasonable possibility of effective prosecution has been destroyed * * *." State v. Davidson (1985), 12 O.O.3d 206 , 17 Ohio St.3d 132 , syllabus. It is entirely consistent to authorize a discretionary mid-trial appeal where the evidentiary rulings under 477 N.E.2d 1141 consideration are not so unambiguously detrimental to the state's case.
* * *
R.C. 2945.67 provides that the state may appeal certain enumerated "decisions" of the trial court "as a matter or [of] right." We have recently held that such appeals may immediately ensue at the time the alleged error is made. State v. Davidson, supra . However,R.C. 2945.67 also provides that the state may, "by leave of the court," seek review of any other "decision." Similarly, we have held that the state can seek discretionary appellate review of such other decisions after the trial court has entered its interlocutory order. State, ex rel. Corrigan, v. Griffin (1984),, 14 Ohio St.3d 26 . 470 N.E.2d 894
* * *
In my opinion, any proper construction ofR.C. 2945.67 should provide the prosecution with leave to appeal trial court decisions without also disturbing the court's policy against rendering advisory opinions. Accordingly, in this case I would affirm the judgment of the court of appeals which held that the judgment of acquittal precluded it from granting the state leave to appeal the evidentiary orders.
(Emphasis added.) State v. Arnett ,
{¶ 11} In 1994, in what arguably could be described as dicta, the Supreme Court described the State's right to appeal by leave of court as an "exception" to the rule that interlocutory orders are not final or appealable. State ex rel. Steckman v. Jackson,
{¶ 12} In 2007, the Supreme Court relied on Steckman to explicitly hold that the State could seek leave to appeal from a trial court's interlocutory, pretrial discovery order. State ex rel. Mason v. Burnside ,
{¶ 13} In 2008, the Supreme Court examined the finality of an order denying mandatory transfer of a juvenile to the general division of the common pleas court before finding that it was an appeal as of right, suggesting that a finality analysis is
{¶ 14} Appellate court decisions are likewise inconsistent. The State here relies on State v. Colon , 8th Dist. Cuyahoga No. 103150,
{¶ 15} The Ninth District held that "[a] trial court order other than one of those four [subject to the State's appeal as of right] may be appealed only if the order is final under
This court has issued conflicting opinions regarding whether an order from which the state has sought leave to appeal underR.C. 2945.67(A) must also be a final order underR.C. 2505.02 for this court to be able to grant leave. In State v. Ford , 9th Dist. No. 23269,[ 2006-Ohio-6961 ], Sammy Ford pleaded guilty to felonious assault, domestic violence, and violating a protective order. The trial court sentenced him on the domestic-violence and violating-a-protective-order offenses, but refused to sentence him for felonious assault. The state moved the trial court to reconsider its decision to hold Ford's sentence for felonious assault in abeyance, but the trial court denied its motion. The state timely moved for leave to appeal the denial of its motion for reconsideration, and this court granted the motion. This court wrote that "pursuant to 2006 WL 3825194 R.C. 2945.67(A) this Court granted the State's motion for leave to appeal. As such, we are not confronted with the analysis of a final, appealable order underR.C. 2505.02. Rather, we are governed byR.C. 2945.67 which gives this Court the discretion to grant the State leave to appeal any judgment which is not a final verdict."Id. at ¶ 5 ; see also State v. Burroughs ,, 165 Ohio App.3d 172 , 2005-Ohio-6411 , at ¶ 11 (court had jurisdiction under 845 N.E.2d 540 R.C. 2945.67(A) to review trial court decisionallowing disclosure of grand jury testimony).
On the other hand, in State v. Rivera , 9th Dist. Nos. 08CA009426 and 08CA009427,[ 2009-Ohio-1428 ], the state moved for leave to appeal after the trial court held unconstitutional its method of execution by lethal injection. We noted that 2009 WL 806819 Section 2945.67(A) "identifies four trial court orders the State may appeal as a matter of right[.]" Id. at ¶ 11. We then wrote, without acknowledgement of Ford or citation of any other authority, that "[a] trial court order other than one of those four may be appealed only if the order is final underSection 2505.02 and the appellate court grants leave." Id.
Ohio Supreme Court precedent appears to support this court's conclusion in Ford over what we wrote in Rivera . In State ex rel. Steckman v. Jackson (1994),, 421, 70 Ohio St.3d 420 , the Supreme Court considered three cases in which the defendants had attempted to use public-records laws "as a vehicle to obtain records from law enforcement officials and the contents of the files of prosecutors in pending criminal cases." In one of the cases, the state had appealed after the trial court granted the defendant's pretrial motion for the release of any public records relating to the charges against him. The Supreme Court noted that discovery orders had long been considered "interlocutory and, as such, are neither final nor appealable." Id. at 438 [ 639 N.E.2d 83 ]. It recognized, however, that "[a]n exception to this rule is the state's right to appeal 'by leave of the court to which the appeal is taken any other decision, except the final verdict, of the trial court in a criminal case * * *.' " (Emphasis omitted.) Id. at 438-439 [ 639 N.E.2d 83 ], quoting 639 N.E.2d 83 R.C. 2945.67(A) . It therefore held that the state's appeal had been properly before the court of appeals. Id. at 439 []. Like the Supreme Court, we note that 639 N.E.2d 83 R.C. 2945.67(A) specifically provides that, by leave of this court, the state may appeal "any other decision" of the trial court in a criminal case, except the final verdict. See State v. Ross ,, 128 Ohio St.3d 283 , 2010-Ohio-6282 , at ¶ 15 ("In addition to the orders that the statute specifies are appealable as of right, 943 N.E.2d 992 R.C. 2945.67(A) allows the state, by leave of court, to appeal 'any other decision' in a criminal case 'except the final verdict,' " quotingR.C. 2945.67(A) ). If the General Assembly had intended to limit this court's discretion underR.C. 2945.67(A) to final orders, it could have said so.
State v. Jackson ,
{¶ 16} Like the Ninth District, the Fourth District has held that "even if the court's judgment is not a final, appealable order,
{¶ 17} Adding to the confusion, still other courts use the term "final appealable order" in this context as a shorthand designation to refer to an order that the State may appeal, rather than as a separate, statutory, jurisdictional requirement. See, e.g., State v. Clements , 5th Dist. Licking No. 07 CA 22,
{¶ 18} This court has in the past implicitly and explicitly limited state's appeals to final appealable orders as defined by statute, but has also used the imprecise language described above. In 1994, this court dismissed a state's appeal for lack of jurisdiction where the order on appeal granting defendant access to grand jury minutes was deemed not a final appealable order. State v. Myers ,
{¶ 19} In 2002, this court held that a State's appeal could proceed from an entry denying a request to bindover from juvenile court, after determining it was a final appealable order. In re Cline , 2d Dist. Montgomery No. 19082,
As a threshold matter, an order must be a final appealable order in order for this court to gain jurisdiction. The Ohio Supreme Court has held that pursuant toR.C. 2945.67(A) a prosecutor can appeal any dismissal of an indictment, whether the dismissal is with or without prejudice. State v. Craig,, 116 Ohio St.3d 135 , 2007-Ohio-5752 . Accordingly, this court has jurisdiction to review the appeal. 876 N.E.2d 957
State v. Rodriguez , 2d Dist. Darke No. 1722,
{¶ 20} For the following reasons, we conclude that the State may seek leave to appeal "any other decision" of the trial court pursuant to
{¶ 21} Because this question implicates our jurisdiction, State ex rel. T.L.M. v. Judges of First Dist. Court of Appeals ,
{¶ 22}
{¶ 23} This conclusion is in accord with other practical and policy concerns. For example, some interlocutory decisions may be subject to modification by the trial court as a case proceeds. See State v. Grubb ,
{¶ 24} Finally, a finding that the State can immediately seek leave to appeal at any stage of the case risks major delays in criminal proceedings, even if this court ultimately rejects the State's requests for leave and dismisses its appeals. See
{¶ 25} We therefore hold that when the State seeks leave to appeal "any other order" pursuant to
{¶ 26} Separate from the timeliness inquiry, we have reviewed the substance of the State's motion for leave to cross-appeal. The motion is SUSTAINED in its entirety. The State's cross-appeal shall proceed in accordance with the Rules of Appellate Procedure and this court's Local Appellate Rules. The State shall file its brief within 20 days of the journalization of this Decision and Entry.
SO ORDERED.
MARY E. DONOVAN, Judge
JEFFREY E. FROELICH, Judge
JEFFREY M. WELBAUM, Judge