Opinion
The defendant, William T. Jones, appeals from the judgment of conviction, rendered after a jury trial, of assault of a police officer in violation of General Statutes § 53a-167c and increasing the speed of a motor vehicle in an attempt to escape or elude a police officer in violation of General Statutes § 14-223 (b). On appeal, the defendant claims that the trial court (1) abused its discretion by not submitting an exhibit to the jury, (2) violated the defendant’s confrontation clause rights by allowing a supervising physician, rather than the treating physician, to testify about the injury that resulted in the defendant’s conviction, and (3) violated the defendant’s confrontation clause rights by not reviewing a personnel file in camera and disclosing to the defendant any potentially exculpatory evidence found therein. We disagree with the defendant’s claims and affirm the judgment of conviction.
The jury reasonably could have found the following facts in support of its verdict. On December 12, 2008, Detective Jose Rivera and Officer Christian Rodriguez of the Meriden police department observed the driver of a green Dodge Charger engage in what appeared to be a transaction involving narcotics. After the suspected narcotics transaction was completed, the driver of the Charger began to drive away, and Rivera and Rodriguez followed the Charger in their unmarked police vehicle. Rodriguez, through radio communication with the police dispatcher, learned that the Charger was a rented vehicle, and he requested that the dispatcher send a marked police cruiser to stop the Charger. Soon thereafter, Officer George Gonzalez, driving a marked police cruiser, activated the cruiser’s emergency lights and stopped the Charger. Gonzalez parked the cruiser perpendicularly in front of the Charger,
Rodriguez exited the unmarked vehicle and, as he was approaching the Charger, identified himself as a police officer and requested that the driver show him his hands. When the driver did not comply, Rodriguez drew his firearm and held it in a low, ready position while continuing to approach the Charger. Rodriguez arrived at the window on the driver’s side of the Charger and again ordered the driver to show him his hands. The next series of events — in which the Charger backed up, accelerated forward and Rodriguez fired two gunshots from his firearm — occurred over the course of a couple of seconds. When the Charger backed up, the driver’s side mirror, door area and quarter panel struck Rodriguez, and when it accelerated forward, one of the Charger’s tires ran over Rodriguez’ left foot. The two gunshots Rodriguez fired struck the side of the Charger, which sped away. Gonzalez pursued the Charger in the police cruiser, as did Rivera and Rodriguez in the unmarked vehicle, but their efforts were unsuccessful.
After disengaging from pursuit of the Charger, Rodriguez went to the Midstate Medical Center in Meriden (medical center), where he received treatment for his injured foot. The following day, he identified the defendant as the driver of the Charger from a photographic array. In the interim, the woman who had rented the Charger informed the police that she had rented the Charger at the request of the defendant. The defendant was arrested on January 12, 2009, in Rochester, New York, pursuant to a fugitive warrant. Additional facts will be set forth as necessary.
I
The defendant first claims that the court erroneously instructed the jury that, during deliberations, it could view a dashboard camera video recording, which had been introduced as a full exhibit, in the courtroom rather than in the jury deliberation room. He argues that the judgment should be reversed and the case remanded for a new trial because the court’s ruling concerning the viewing of the video by the jury violated Practice Book § 42-23 (a) (2).
The record reflects the following procedural history and additional facts, which are relevant to this claim. On December 12,2008, the marked police cruiser driven by Gonzalez activated its emergency lights to indicate to the driver of the Charger that he should stop the car. When the emergency lights in Gonzalez’ cruiser were activated, a dashboard camera automatically turned on. The video recording from this camera revealed the Charger slowing and then stopping on a street that intersected with the street on which Gonzalez was driving, Gonzalez’ cruiser stopping perpendicularly in front of the Charger, the sound of muffled voices and two gunshots, the Charger driving off rapidly and the ensuing unsuccessful car chase.
At trial, the state submitted, as a full exhibit and without objection, a digital versatile disc (DVD) recording of the video, which had been duplicated onto multiple DVDs. Both the state and the defendant utilized the video at various times throughout the trial by playing a DVD on the prosecutor’s laptop computer, which projected the images so that the jury could view the video from the jury box. The record reveals that, during the trial, the jury viewed the entire video approximately eight times, and that the jury viewed selected portions of the video approximately eight additional times.
Both the state and the defendant showed the video during their closing arguments on April 12, 2010. After closing arguments, the court instructed the jury and adjourned court until the following day. On the morning of April 13,2010, there was a chambers conference with the court, the prosecutor and defense counsel pertaining to a separate evidentiary matter. Once court was opened, defense counsel noted for the record that the conference had taken place. The court asked whether either party had anything to discuss before the jury was called, and both stated, through counsel, that they had nothing further. At that point, for the first time on the record, defense counsel asked whether the jurors would be able to view the video in the jury room.
On June 25, 2010, at the defendant’s sentencing hearing, defense counsel again voiced concern about the absence of the video from the jury deliberation room. The defendant moved for a judgment of acquittal and a new trial on the ground that requiring the jury to view the video in the courtroom “unfairly and unduly reduced [the jury’s] ability to freely discuss the facts of the case . . . .” The court reiterated that there was no mechanism available at the time that would have allowed the jury to view the video in the jury deliberation room. The court further stated that it was the court’s belief that the access the jury had to the video — the same access juries are entitled to with regard to the playback of testimony — did not prejudice the defendant. The defendant’s motion was denied, and he was sentenced to imprisonment of seventy-eight months for the assault on Rodriguez and one year for escaping from police pursuit, to be served concurrently with the sentence for the assault.
“ [Although the defendant’s claim is not a classic evidentiary claim, in that it does not challenge the admission or exclusion of evidence or limitations upon the uses to which admitted evidence lawfully could be put, it concerns the process by which admitted evidence was made available to the jury for its review and consideration in the corase of deliberations.” State v. Osbourne,
Practice Book § 42-23 (a) states in relevant part: “The judicial authority shall submit to the jury . . . [a]ll exhibits received in evidence.” Such exhibits are distinguished from other items, listed in subsection (b), that “[t]he judicial authority may, in its discretion, submit to the jury . . . .” Practice Book § 42-23 (b). On appeal, the defendant argues that use of the word “shall” in subsection (a), as opposed to the word “may” in subsection (b), creates a mandatory directive with regard to exhibits received in evidence. The defendant further argues that the procedure the court followed for the replaying of the video — the procedure for the replaying of testimony as set forth in Practice Book § 42-26 — was improper because the rules of practice set different standards for testimonial and demonstrative evidence. We agree with the defendant that testimonial and demonstrative evidence are subject to the standards set forth in Practice Book §§ 42-26 and 42-23, respectively, and that Practice Book § 42-23 requires commanding the court to submit exhibits received in evidence to the jury. We disagree, however, with the defendant’s contention that the video was not submitted to the jury.
“The rules of statutory construction apply with equal force to Practice Book rules.” (Internal quotation marks omitted.) Vargas v. Doe,
“Words and phrases are to be given their ordinary meaning in construing statutes unless the text indicates otherwise.” State v. Cook,
More than one century ago, our Supreme Court stated that “every tribunal for the trial of civil or criminal causes should have open to it the best legitimate
In this case, the court instructed the jury that it could view the video in the courtroom. This instruction provided a means of presenting the video to the jury for its consideration, and, therefore, fell within the ordinary meaning of “submit.” The court, using its inherent authority to manage the trial before it, offered the best legitimate means of presenting the exhibit to the jury in compliance with the mandatory directive of Practice Book § 42-23. The record reflects that defense counsel raised to the court his concern that the jury be able to view the video in the jury deliberation room only moments before the final jury instructions were given. Under such circumstances, and with no other viable option presented to it, the court took the reasonable and necessary action to ensure compliance with the rules of practice and the orderly progress of the trial. The court did not abuse its discretion in instructing the jury that it could view the dashboard camera video in the courtroom during deliberations.
II
The defendant next claims that the court violated his right to confront a witness against him, pursuant to the confrontation clause of the sixth amendment to the United States constitution. In the alternative, the defendant argues that the confrontation clause within article first, § 8, of our state constitution should be expanded to include rights beyond those protected by its federal counterpart by prohibiting the admission of nontestimo-nial hearsay. We disagree that the defendant’s right to confront a witness against him pursuant to the sixth amendment was violated and conclude that there exists no legal basis that suggests that our state constitution provides the defendant any broader protection to confront a witness against him.
The following procedural history and additional facts, which reasonably could have been found by the jury, are relevant to this claim. After unsuccessfully pursuing the fleeing Charger, Rodriguez went to the medical center, where he received treatment for his injured foot. Rodriguez arrived at the medical center at approximately 1 p.m. on December 12,2008, and saw two nurses and a physician, Giac Chan Nguyen-Tan. Nguyen-Tan was unavailable to testify at the trial, so Fred Tilden, a physician and director of the medical center’s emergency department, testified in his stead. Tilden testified that part of his duties were clinical and part were administrative. He testified that he often reviews the records of the physicians and other employees he supervises, and that he reviewed the records made in conjunction with the treatment of Rodriguez. The medical records of Rodriguez’ visit to the medical center were entered into evidence under the business record exception to the hearsay rule, and defense counsel did not object to their admission.
Tilden read from the medical records the written notes of the triage nurse, the primary nurse and Nguyen-Tan. The note written by the triage nurse, who first saw Rodriguez when he entered the emergency room, stated in relevant part, “left foot run over by car at work . . . .” Rodriguez
Tilden also testified, based on his knowledge of the general procedures followed by the nurses and physicians at the medical center, that before examining a patient Nguyen-Tan would have looked for the patient’s chief complaint, which was contained in a note on the front of the medical records written by the triage and primary nurses. All chief complaints are self-reported by the patient. Rodriguez’ chief complaint stated, “left foot run over by car while — while on duty, denies any other injury.” Tilden testified that Nguyen-Tan’s diagnosis of a crush injury would have been based “a hundred percent” on what Rodriguez told him.
A
With regard to Tilden’s testimony, the defendant first claims a violation of his federal right of confrontation as protected by the sixth amendment to the United States constitution. “The Sixth Amendment to the United States Constitution, made applicable to the States via the Fourteenth Amendment, Pointer v. Texas,
The defendant concedes that his claim of a Crawford violation was unpreserved at trial and therefore seeks review under the familiar four prongs of State v. Golding,
Answering the threshold question in a Crawford analysis — whether the statements in question were testimonial in nature — also answers whether the defendant has met the burden presented under Golding’s second prong, which requires a claim of constitutional magnitude. See State v. Jennings,
“The text of the Confrontation Clause . . . applies to witnesses against the accused — in other words, those who bear testimony. . . . Testimony, in turn, is typically [a] solemn declaration or affirmation made for the purpose of establishing or proving some fact. . . . Various formulations of this core class of testimonial statements exist: ex parte in-court testimony or its functional equivalent — that is, material such as affidavits, custodial examinations, prior testimony that the defendant was unable to cross-examine, or similar pretrial statements that declarants would reasonably expect to be used prosecutorially . . . extrajudicial statements . . . contained in formalized testimonial materials, such as affidavits, depositions, prior testimony, or confessions . . . statements that were made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial .... These formulations all share a common nucleus and then define the Clause’s coverage at various levels of abstraction around it.” (Citations omitted; internal quotation marks omitted.) Crawford v. Washington, supra,
The defendant argues that Tilden’s testimony contained testimonial statements made by Nguyen-Tan. The United States Supreme Court has recognized that medical records do not fall within the definition of testimonial statements as set forth in Crawford. “See [Michigan v. Bryant,
The defendant argues that the recent decision of the United States Supreme Court in Bullcoming v. New Mexico, supra,
The defendant ruges this corut to analogize Nguyen-Tan’s statements within Rodriguez’ medical records to the statements of the analysts who signed the forensic reports in Bullcoming and Melendez-Diaz. But, clearly neither Bullcoming nor Melendez-Diaz stand for the principle that medical records should be treated in the same manner as forensic reports. See id., 672-74 (Soto-mayor, J., concurring in part) (explaining “the limited reach of the Court’s opinion”; id., 668; in part because “the State [did] not [claim] that the report was necessary to provide [the defendant] with medical treatment”; id., 672); Melendez-Diaz v. Massachusetts, supra,
The defendant argues that Rodriguez’ status as a police officer seeking treatment for an injury that occurred while he was on duty alters the primary purpose of the medical records from diagnosing an injury to establishing a fact in a criminal proceeding. Though the nurses and Nguyen-Tan were likely aware that the plainclothed Rodriguez was a police officer because of discussions with him about how his injury occurred and the police badge displayed on his belt, such knowledge did not alter the primary purpose of the statements made by the nurses and Nguyen-Tan in the creation of Rodriguez’ medical record.
B
The defendant next argues that the protections afforded by the confrontation clause of the Connecticut constitution extend beyond those afforded by the United States constitution. We disagree.
The pertinent factors in an analysis of whether the protections in our state constitution should be construed to extend beyond the protections set forth in the United States constitution were set forth in State v. Geisler,
Historically, our Supreme Court has interpreted Connecticut’s confrontation clause to provide the same protections as its federal counterpart. See, e.g., State v. Pratt,
In the brief time since our Supreme Court conducted the Geisler analysis of the confrontation clause in Lock-hart, no decision from our state courts or from our sister states’ appellate courts has called into question the soundness of its logic. Further, there are no compelling economic or sociological concerns that have arisen since the analysis was authored that would support a change in the interpretation of our confrontation clause.
Ill
The defendant next claims that the court violated his federal and state confrontation clause rights by not conducting an in camera review of Rodriguez’ personnel file and disclosing to the defense any relevant and material information pertaining to Rodriguez’ credibility. We disagree.
The following procedural history and additional facts, which reasonably could have been found by the jury, are relevant to this claim. After Rodriguez discharged his firearm, the Meriden police department conducted an internal affairs investigation of the incident. The defendant served a subpoena upon the Meriden police department seeking to obtain a copy of both the internal affairs report and Rodriguez’ personnel file. Just prior to the commencement of the defendant’s trial, the court addressed the subpoena by ordering that the defendant be provided the internal affairs report, and soliciting argument pertaining to Rodriguez’ personnel file.
The court stated that the initial burden lay with the defendant to indicate that the personnel file contained something that was needed in order to exercise the defendant’s right of confrontation. In response to the court’s instruction that the contents of the personnel file would not be disclosed for a mere “fishing expedition,” defense counsel stated, “I don’t believe that I have a good faith basis to make a claim as to the personnel file.” When pressed to make an argument, defense counsel argued that the alleged inconsistencies between the dashboard camera video and Rodriguez’ testimony
“We review a court’s conclusion that a defendant has failed to make a threshold showing of entitlement to an in camera review of statutorily protected records, including police personnel records, under the abuse of discretion standard. . . . We must make every reasonable presumption in favor of the trial court’s action. . . . The trial court’s exercise of its discretion will be reversed only where the abuse of discretion is manifest or where injustice appears to have been done. . . .
“Although public records generally are available pursuant to the Freedom of Information Act, General Statutes § 1-200 et seq., the confidentiality of information in police personnel files that may be relevant to a witness’ credibility is protected by General Statutes § 1-210 (b) (2). . . . We have found error in the refusal of a trial court to examine documents in camera where a sufficient foundation has been laid to indicate a reasonable likelihood that they contain material relevant to the case or useful for impeachment of a witness. . . . We emphasize that a defendant’s request for information from a confidential police personnel file should be specific and should set forth the issue in the case to which the personnel information sought will relate. ... No criminal defendant has the right to conduct a general fishing expedition into the personnel records of a police officer. Any request for information that does not directly relate to legitimate issues that may arise in the course of the criminal prosecution ought to be denied.” (Citations omitted; internal quotation marks omitted.) State v. Batances,
In this case, defense counsel sought access to the material in Rodriguez’ personnel file because of perceived inconsistencies between his testimony and the visual evidence of the dashboard camera video. Defense counsel speculated that the personnel file might contain information pertaining to Rodriguez’ cognitive abilities or propensity for truth-telling. The court correctly informed defense counsel that while those issues were reasonable concerns, he had not shown any connection between anything in the personnel file and the concerns about Rodriguez’ truthfulness. A showing sufficient to warrant an in camera review of a personnel file requires more than mere speculation. Compare State v. Januszewski,
Defense counsel’s request was much more akin to a fishing expedition than a specific request that set forth how the information in Rodriguez’ personnel file would relate to an issue in the case. Defense counsel offered no information or knowledge that the personnel file contained anything with regard to Rodriguez’ truthfulness or credibility. While “[a]n in camera inspection of the documents involved . . . will under most circumstances be necessary . . . routine access to personnel files is not to be had.” (Internal quotation marks omitted.) Id., 178. Allowing unfounded speculation that a witness is a liar to suffice would effectively allow routine access to witnesses’ personnel files. The trial court did not abuse its discretion in refusing to conduct an in camera review of Rodriguez’ personnel file.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
The defendant contends that allowing only for the replaying of the video in the courtroom in front of the court, both attorneys and the defendant constituted structural error. “Structural [error] cases defy analysis by harmless error standards because the entire conduct of the trial, from beginning to end, is obviously affected .... These cases contain a defect affecting the framework within which the trial proceeds, rather than simply an error in the trial process itself. . . . Such errors infect the entire trial process . . . and necessarily render a trial fundamentally unfair .... Put another way, these errors deprive defendants of basic protections without which a criminal trial cannot reliably serve its function as a vehicle for determination of guilt or innocence . . . and no criminal punishment may be regarded as fundamentally fair.” (Internal quotation marks omitted.) State v. Dalton,
In the alternative, the defendant contends that the court’s handling of the video should be analyzed under a harmless error analysis. Because we determine that the court did not abuse its discretion, we need not address whether the error was harmless. “When reviewing claims of error, we examine first whether the trial court abused its discretion, and, if so, we next inquire whether the error was harmless.” State v. Payne,
The defendant also argues that withholding recorded evidence from the jury deliberation room violated his constitutional rights to a fair trial and due process. These claims were not preserved at trial, so he seeks review under the familiar four prongs of State v. Golding,
The following colloquy is the full extent of any discussion pertaining to the jury’s access to the dashboard camera video prior to the entering of a verdict:
“[Defense Counsel]: Your Honor, just, if I may inquire? Is the — the video— this whole setup of the electronics going to be left in this courtroom or— or into the jury deliberation room?
“The Court: No, it’s just going to be left here. My — my view is, I don’t have anything to send into them for them to play the video. If they want to have the video replayed, they’re going to have to request it and we’ll play it in the courtroom. And, in fact, I can tell them that.
“[Defense Counsel]: Without us present?
“The Court: No, no. My view is, anything that’s done in the courtroom, counsel and [the defendant] and I should be present. So, basically, it’s just like a playback of testimony. If they want a replay of the video, I’ll have them come out here and we’ll replay the video.
“[Defense Counsel]: I — it seems to me, and I’m not trying to be difficult here, Your Honor, but for a free flow of — of conversation where they can stop and start and stop and start the video and actually deliberate about the video, shouldn’t it — shouldn’t they actually be alone when they’re looking at this video?
“The Court: I don’t think that’s necessary. I don’t have anything for them to play it on in the jury room. I don’t have anything to send it in with, so they’re just going to have to come out and ask for it.
“[Defense Counsel]: Couldn’t all this equipment be sent in?
“The Court: Well, my con — they need — they need — would need the laptop to play the video, is — right? I assume that’s right, correct?
“[The Prosecutor]: Uh, hum.
“The Court: Is — is the — and I — does the laptop have any — other stuff on it besides the video?
“[The Prosecutor]: Yes.
“The Court: Yes. That’s the problem. I can’t be sending anything into the jury room that has other documents or items on it that haven’t been made full exhibits. I’ll make it clear to them, if they want to re-see the video, then we can replay it — they can request it and we’ll play it in the courtroom.”
According to the testimony of Tilden, “[a] crush iryury is when there’s been a lot of weight on the — whatever part of the body has been affected, in this case, a foot.”
Tilden also testified that an X ray of Rodriguez’ foot showed no fracture, but it did show swelling that would support a diagnosis of a crush injury. The court sustained an objection to a question asking Tilden to speculate whether Nguyen-Tan’s diagnosis was consistent with Rodriguez’ injury on the ground that Tilden did not treat the patient. The court did allow, however, Tilden to testily that a car could cause a crush injury to a foot.
We note that Rodriguez’ statements within the medical record could not be subject to a confrontation clause argument because “Crawford makes clear . . . that, when the declarant appears for cross-examination at trial, the [c]onfrontation [c]lause places no constraints at all on the use of his prior testimonial statements.” (Internal quotation marks omitted.) State v. Simpson,
Rodriguez’ medical records were admitted pursuant to Connecticut Code of Evidence § 8-4, and the nontestimonial statements within the records were admitted pursuant to Connecticut Code of Evidence § 8-3 (5).
