State v. Johnson, TerenceState v. Johnson, Terence
Lead Opinion
delivered the opinion of the Court in which Johnson, Keasler, Hervey, Alcala, and Richardson, JJ., joined.
■ Twenty-six years ago, the United States Supreme Court held that the prosecution of Gregory Lee Johnson under the Texas flag-desecration statute for .burning an American flag violated the First Amendment.
A person commits an offense if the person intentionally or knowingly damages, defaces, mutilates, or burns the flag of the United States or the State of Texas.
We hold that the statute is invalid on its face because it is,unconstitutionally over-broad in violation of the First Amendment.
I. BACKGROUND
A. The Incident
Video-camera surveillance showed two men and one woman walking on a covered sidewalk next to a building. One man jumped towards a hanging United States flag. Then the second man — appellee— reached and jumped for the flag and caused the flag and its staff to come off its post into his hand. Appellee then threw the flag and its staff into the street. At almost the same time that appellee threw the flag into the street, the other man knocked over flower pots along the sidewalk, Upon approaching the surveillance camera, appellee made various hand gestures and walked out of view.
In a recorded interview that occurred later, appellee explained that he threw the flag because he was “mad.” He claimed that he was upset because of racial remarks made -about his mother by a local merchant.
B. Trial Proceedings
As a result of this incident, appellee was charged by information with violating the Texas flag-destruction statute, Texas Penal Code § 42.11. The information alleged that, on or about April 29, 2012, appellee did “[ijntentionally or knowingly damage, deface, or mutilate a flag of the United States by throwing the flag onto the ground/roadway of Highway 19.” The information further alleged that this act was not done in conformity with statutes relating to the proper disposal of damaged flags.
The trial judge ultimately granted the motion to dismiss. - In her order, the trial judge observed' that appellee eouid have been charged with criminal mischief under. Texas Penal Code § 28.03, but, because his actions involved the United States flag,officers charged him under § 42.11. Citing Texas v. Johnson
C. Appeal
The State appealed. It contended that the statute was constitutional both on its face and as applied to appellee. With respect to appellee’s facial challenge, the State contended that appellee had the burden to establish the statute’s unconstitutionality, and failed to meet that burden. The State contended that appellee had “not presented any evidence, cases,, or arguments establishing [the statute’s] unconstitutionality, with the exception of cases that never reached the issue of whether the statute in question was unconstitutional on its face.” With respect to appellee’s as-applied challenge, the State contended that appellee’s conduct was not expressive because anyone observing his actions would believe merely that he was vandalizing the hardware store that displayed the flag and because nothing suggested that appellee was communicating any message at all. Part of the reason the State believed appellee’s conduct was not expressive was that he told the police that he was angry at a merchant from a different store from the one whose flag he vandalized.
The court of appeals rejected appellee’s claim that the flag-destruction statute was unconstitutional as applied. It concluded that appellee’s conduct was not sufficiently imbued with elements of communication so as to implicate the First Amendment.
II. ANALYSIS
A, The Overbreadth Doctrine
The First Amendment protects, among other things, the freedom of speech.
With respect to constitutional provisions other than the First Amendment, a facial challenge to the constitutionality of a statute can succeed only when it is shown that the statute is unconstitutionT al in all -of its applications.
The overbreadth doctrine is “strong medicine” that is used “sparingly and only as a last resort.
Judge Yeary’s dissenting opinion suggests that, as a matter of state law, we might be free to refuse to entertain over-breadth' claims. We do not agree.' The dissent relies upon the United States Supreme Court case of Virginia v. Hicks
[T]he .Secretary urges that Munson should not have standing to challenge the statute as overbroad because it has not demonstrated, that the statute’s overbreadth is “substantial.” The Secretary raises a point of valid concern. ... The Secretary’^ concern, however, is one that is more properly reserved for the determination of Mun-son’s First Amendment challenge on the merits. The requirement that a statute be “substantially overbroad” before it will be struck down on its face is a “standing” question only to the extent that if the plaintiff does not prevail on the merits of its facial challenge and cannot demonstrate that,, as applied to it, the statute is unconstitutional, it has no “standing” to allege that, as applied to others, the statute might be unconstitutional.27
Moreover, New York v. Ferber contains what appears to be an explicit statement that state courts are bound to apply the First Amendment overbreadth doctrine: “A state court is not free to avoid a proper facial attack on federal constitutional grounds.... By the same token, it should not be compelled to entertain an over-breadth attack when not required to do so by the Constitution.”
The dissent relies on the following passage in Hicks for the proposition that states may adopt their own standing requirements for overbreadth challenges: “Whfether Virginia’s courts should have entertained this overbreadth challenge is entirely a matter of state law.”
The dissent also relies on a passage from Willden
In Jaynes v. Commonwealth, the Supreme Court of Virginia addressed' and rejected the exact argument made in Judge Yeary’s dissent.
QUESTION: The' issue is whether— whether [Virginia} adopted a broader interpretation under- State law than Federal law would require.
[ANSWER]:- That is correct. A — a State may well be able to adopt a broader interpretation of standing than this Court requires, but it cannot adopt a narrower interpretation. It cannot disregard this Comi’s direction that you give ovérbreadth standing according to the Federal constitutional standards.
QUESTION: And if they were correct about what-our standing rules are, they would have to follow those standing rules, wouldn’t they? They could not apply a narrower ... basis for standing, could they?- -
[ANSWER]:- That is Absolutely correct, Your Honor. The State supreme court has no discretion to disregard this Court’s application of the First" Amendment through its overbreadth doctrine.38
The Supreme Court of Virginia further observed that the overbreadth doctrine is a matter of substantive First Amendment law, and as such, it is “a constitutional exception to state and federal rules of standing that would otherwise limit a party to an as applied’' challenge to a statute.”
Moreover, it is difficult to understand how the overbreadth doctrine could ever be applied by any court to invalidate a state law in its entirety if the doctrine is not itself a federal constitutional doctrine that the state courts have to follow.
Judge Yearns dissent attempts to draw a distinction between the substantive rule of overbreadth and a procedural rule of overbreadth that accords liberalized standing. He claims that he would not change the substantive rule but would merely restrict which litigants could successfully bring a First Amendment overbreadth claim in state court. But we are not confronted with the question of whether a claim confers standing sufficient to allow the individual to appear in court. This is not a civil lawsuit filed by a person seeking to invoke a court’s jurisdiction on a First Amendment claim.
The dissent also contends that allowing an overbreadth claim by a person who cannot show that the statute is unconstitutional as to him invites us to assume the power to issue advisory opinions and that we are without power to do that. The United States Supreme Court, which recognizes overbreadth claims, is also — under Article III of the United States Constitution — without power to render advisory opinions.
B. The State’s Arguments
The State contends that appellee has failed to meet his burden to show that the flag-destruction statute is substantially overbroad by its text and has a substantial number of unconstitutional .applications in actual fact. With respect- to the text, the State contends that, the statute is a legitimate content-neutral law because it does not expressly restrict speech and because it punishes any kind of damage or destruction to a United States or Texas flag, regardless of the actor’s motive. The State further contends that the amount of protected speech covered by § 42.11 is “minimal when compared to the non-expressive conduct lawfully prohibited” and that any risk of a chilling effect is “dwarfed by the number of lawful applications” of the statute.
With respect to whether the statute has a substantial number of unconstitutional applications in actual fact, the State contends that appellee has failed to “provide examples of actual people who have been deterred from engaging in protected speech or conduct.” The State further contends that the court of appeals conceded that the absence of evidence of prosecution under this statute-arguably shows a pattern of non-enforcement.
The State also contends that appellee’s conduct was not protected by the First Amendment because it was not expressive:
Appellee’s conduct instead constituted an act of criminal mischief with no intent to convey any particularized message. Indeed, according to appellee, he did not even expect the flag to come off-its staff and into his hand when he jumped and reached for it. Appellee- attempted to explain his conduct by claiming he was mad [at] a local merchant. However, in no way did his actions relay that he was ’angry with a local, merchant. In fact, the flag that he threw onto the highway was in front of a different store than the one appellee claimed to be angry with. Further, there was no element of speech in his conduct. The very way appellee committed his crime was random in nature.55
During oral argument, the State' suggested that the flag-destruction statute was “really just criminal mischief in relation to the flag.” The State argued that a punishment provision with respect to conduct directed against the flag — similar to current provisions that enhance punishment for damage to churches and public monuments — could have been included in the criminal-mischief statute.
C. The Statute
1. The Text
“The first step in overbreadth analysis is to construe the challenged statute; it is impossible t.o determine whether a statute reaches too far without first knowing what the statute covers.”
(a) A person commits an offense if- the person intentionally or knowingly damages, defaces,- mutilates, or burns the flag of the United States or the State of Texas. ■■■ >
(b) In this section, “flag” means an emblem, banner, or other standard or a copy of an emblem, standard, or banner that is an offidal or commonly recognized depiction of the flag of the United States or of this state and is capable ’of being flown from a staff of any character or size. The term does not include a representation of a flag on a written or printed document, a periodical, stationery, a painting or photograph, or an article of clothing or jewelry.
(c) It is an exception to the application of this section that the act that would otherwise constitute an offense is done in conformity with-statutes of the United States-or of-this state relating to the proper disposal of damaged flags.59
Unlike its predecessor,
The current Texas statute also circumscribes the type of conduct toward a flag that is proscribed. The statute prohibits only physical mistreatment that alters or damages a flag The statute does not apply to words spoken that are critical of the United States or Texas flag,
The federal constitution affords the states broad authority to construe a statute narrowly to avoid a constitutional violation.
The State argues tfyat the statute may be construed to apply only to conduct that would otherwise constitute criminal mischief, that is, conduct that damages someone else’s flag, (without consent).
Although a Texas ¡.court has a duty to employ, if possible, a reasonable narrowing construction to avoid a constitutional violation, such a construction should be employed only if the statute is readily susceptible to one.
1. Unconstitutional Applications
The Supreme Court has recognized that the conduct of intentionally or knowingly damaging a United States flag is- not inherently expressive.
It is clear that the Texas flag-destruction statute violates the First Amendment when applied to some circumstances. In Texas v. Johnson, the Supreme Court found that the former flag-desecration statute was applied in violation of the First Amendment when the State punished a person who burned a United States flag as part of a protest against the Reagan Administration.
The Court then considered the State’s asserted interest in “preserving the flag as a symbol of nationhood and national unity.”
Although the current flag-destruction statute differs somewhat from the' flag-desecration statute considered in Texas v. Johnson, it is similar to the statute considered in United States v. Eichman. In Eichman, the federal flag-protection statute made it a crime if a person “knowingly mutilates, defaces, physically defiles, bums, maintains on the floor or ground, or tramples upon any flag of the United States” unless the conduct consists of “the disposal of a flag when it has become worn or soiled.”
“Although the Flag Protection Act contains no explicit content-based limitation on the scope of the prohibited conduct, it is nevertheless clear that the Government’s asserted interest is related to the suppression of free expression.”
Though the flag-destruction statute before us is not limited solely to expressive conduct, Eiehman teaches that, when this type of statute does apply to expressive conduct, it is an impermissible content-based restriction. As in Eichman,' the present Texas statute contains an exemption for conduct associated with the proper disposal of a flag. So, as in Eichman, the present statute, distinguishes between disrespectful and respectful conduct that damages a flag.
2. Expressive Applications Predominate
The State contends that the number of lawful applications of the flag-destruction statute dwarfs its unlawful applications, but, aside from the present case, the State does not attempt to describe the lawful applications to which the statute theoretically applies. We are aware of two types of situations suggested by the caselaw'that might involve lawful applications to conduct that is non-expressive, but the nature of both situations suggests that prosecutions for them will be uncommon, which in turn suggests that the legitimate reach,of the statute is narrow.
The first is conduct toward a flag that is hidden or secretive.
The second type of situation involving potentially non-expressive conduct involves the person who acts disrespectfully toward a flag with a casual or cavalier attitude but without intending to communicate a message. The hypothetical described by the Supreme Court was that of “a tired person” who might “drag a flag through the mud, knowing that his conduct is likely to offend others, and yet have no thought of expressing any -idea.”
Most conduct that falls within the provisions of the statute and that would come to the attention of the authorities would constitute protected expression.
3. Criminal Mischief Not Relevant
The State argues that the flag-destruction statute essentially penalizes criminal mischief in relation to the flag, but we disagree. Criminal mischief, as defined in Texas, occurs when a person intentionally or knowingly damages, destroys, tampers with, or makes markings' on- property “without the effective consent of the owner.”
However, even if we assumed that the flag-destruction statute could legitimately be applied to conduct that amounted to criminal mischief (whether expressive or not), the statute would still cover a wide swath of expressive conduct that does not amount to criminal mischief. Even under that assumption, then, the unconstitutional applications of the statute would, by its text, be substantial in relation to its plainly legitimate sweep.
É. Sweep of the Statute irt Actual Fact
As for whether the application of the flag-destruction statute to expressive activity is significant in actual fact, we need look only to the numerous prosecutions of flag desecration involving physical alteration or damage to a flag that are documented by judicial decisions.
F. Pattern of Non-Enforcement
We turn now to the State’s contention that the Texas flag-destruction statute will not be unconstitutionally applied in a significant number of instances because there is currently a pattern of non-enforcement. Essentially, the. State’s argument is that the Supreme Court’s opinions in Texas v. Johnson and United States v. Eichman have deterred and will continue to deter prosecutors from bringing flag-destruction prosecutions that would violate the First Amendment. .. Concomitantly, the State contends, these eases have caused the average-citizen to understand that the United States Constitution-protects the right to burn the United States flag to express an idea, so the average citizen will not feel constrained by the státute from engaging in such conduct.
The State’s argument involves a sort' of bootstrapping. • In effect, the State is "arguing that certain applications of the flag-destruction statute are so obviously unconstitutional that prosecutors will steer clear of them, and because of that, the.actual unconstitutional applications of the statute will not be substantial in relation to the statute’s legitimate sweep. The State also suggests that there will be no chilling effect from these unconstitutional applications because the public understands that the courts will not enforce them. The State’s argument is somewhat like .an argument advanced in a capital murder appeal a decade ago. The defense argued that the court should find the evidence to be insufficient to show future dangerousness because the defendant was so obviously dangerous that the prison authorities would place him in lockdown to prevent him from hurting anyone.
liloreover, the Supreme Court has clearly stated that it will not uphold a statute “merely because the Government promised to use it responsibly.”
Arguably, people are always “on notice” that constitutionally protected conduct is exempt from prosecution, and law enforcement officials could always look to the First Amendment to determine when a law should not be enforced because it would interfere with constitutionally protected activity.... Because First Amendment doctrines are often intricate and/or amorphous, people should not be charged with notice of First Amendment' jurisprudence_ Moreover, an attempt to charge people with notice of First Amendment caselaw would undoubtedly serve to chill free expression.120
Further, in explaining why it believes appellee’s conduct in this case was not expressive, the State offers rationales that could readily lend themselves to the harassment of persons engaging in protected expression.
III. CONCLUSION
“The case is made difficult not because the principles of its decision are obscure but because the flag involved is our own.”
Notes
. Texas v. Johnson,
. Tex. Penal .Code § 42.11(a).
. See supra n.1.
.
. State v. Johnson,
. Id. at 550-54.
. Id. at 551-52.
. Id. at 553,
. U.S. Const. amend. I (‘‘Congress shall make no law ... abridging the freedom of speech.”).
. West Virginia Board of Education v. Barnette,
. Washington State Grange v. Washington State Republican Party,
. County Court of Ulster, N.Y. v. Allen,
. Stevens,
. Board of Trustees v. Fox,
. New York State Club Ass’n v. City of New York,
. United States v. Williams,
. Ashcroft v. Free Speech Coalition,
. Regan v. Time,
. See Stevens,
. New York State Club Ass’n,
. Washington State Grange,
. Virginia v. Hicks,
. Id.
.
.
.
.
.
.
. id.
. See Florida v. Powell,
.
. See id. at 456-57 (remarking on the "rather narrow standing doctrines developed by the federal courts” and quoting the Supreme Court’s recognition in New York State Club Ass'n,
. Willden,
.
. Id. at 455,
. Id.
. Id. at 456-57,
. Id. at 458,
. Id. at 457,
, Id.
See Dickerson v. United States,
.See Rakas v. Illinois,
. See Minnesota v. Olson,
. Nor is the present case even a habeas action, which might at least arguably be said to affirmatively invoke a court’s jurisdiction, although it might also be characterized as a vehicle for challenging the State's criminal action, especially when invoked at the pretrial stage. See Ex parte Rieck,
. See Tex.Code Crim.' Proc. arts. 44.01, 44.02. The Supreme Court has recognized thát the posture of the case before the court — -how the action came before it and which party is complaining — can affect the existence of standing. See Hicks,
. See Tex. Const. art. II, § 1.
. Ex parte Halsted,
. See Massachusetts v. Environmental Protection Agency,
. See supra n. 12.
. See also Federal Election Commission v. Akins,
. At oral argument, the State claimed that "almost all” of the conduct the statute covers is outside the First Amendment's protection.
. See Johnson,
. State’s brief quoting id. at 552 (quoting Roe v. Milligan,
. Citations' omitted, some capitalization changed,
. See Tex. Penal Code § 28.03(f) (state-jail felony punishment if criminal mischief involves "place of worship or human burial, a public monument, or a community center that provides medical, social, or educational programs").
. See id. § 28.03.
. Williams,
. Tex. Penal Code § 42.11(a)-(c). The statute also provides that the offense is a Class A misdemeanor. Id. § 42,11(d).
. See Tex. Penal Code § 42.09(a)(3) (West 1988), ("A person commits an offense if he intentionally or knowingly desecrates ... a state or national flag.”)
. See Smith v. Goguen,
. See Tex. Penal Code § 42.09(b) (West 1988) ("For purposes of this section, ‘desecrate’ means deface, damage, or otherwise physically mistreat in a way that the actor knows will seriously offend one or more persons likely to observe or discover his action”) (emphasis added).
. See Street v. New York,
. See People v. Meyers,
. Osborne v. Ohio,
. Although the current statute makes it an offense to, among other things, "deface” a flag, we will assume that the term "deface” can be narrowly construed to not apply to . temporary attachments to a flag. See Spence v. Washington,
. See Tex. Penal Code § 28.03(a).
. Thompson,
. Thompson,
. Thompson,
. See Wilson v. State,
. Thompson,
. See also Snider v. City of Cape Girardeau,
. Johnson,
.
. See id. at 400 n.1,
. Id. at 411,
. Id. at 412,
. Id. at 413,
. Id. at 414,
. Id. at 416,
. Id.
. Id.
. Id. at 416-17,
.
. Id. at 315, 110 S.Ct. 2404.
. Id. (internal quotation marks omitted).
. Id. at 315-16,
. Id. at 317,
. Id. at 317-19,
. Judge Yeary’s dissenting opinion says that the legislature enacted the flag-destruction statute in its current form after Texas v. Johnson in “an attempt to cure potential constitutional problems with that law.” But the Supreme Court issued its opinion in Eichman after the current statute was enacted, and it is Eichman,, more than any other case, that guides our decision today.
. Johnson,
. See Eichman, 496. U.S. at 315-16,
. See Carpenter v. State,
. But see Stanley v. Georgia,
. See Wayte v. United States,
. See Carpenter,
. Johnson,
. Id. The Court declined to address the constitutionality of such a prosecution because it could decide the case before it on narrower grounds. Id.
. Snider,
. Judge Yeary’s dissenting opinion contends that this conclusion is not a proper consideration in an overbreadth analysis because the doctrine "as it is currently enforced by the Supreme Court, requires an examination of the statute itself, and not merely the potential or hypothetical First Amendment uses” pf the conduct proscribed by the statute. But, as the dissent seems .to concede, an examination of the statute and of the possible uses of the conduct proscribed by the statute are not mutually exclusive inquiries. As we explained earlier, the overbreadth doctrine contemplates a showing, from the text and from actual fact, "that a substantial number of instances exist in which the Law cannot be applied constitutionally.” New York State Club Ass’n,
. State v. Janssen,
. Tex. Penal Code § 28.03(a).
. It is indisputably true that a person who damages someone else’s flag without consent could validly be punished' under a general criminal mischief statute such as Penal Code § 28.03. See Johnson, 49.
In any event, the Supreme Court has explicitly recognized the' government’s power to protect publicly owned flags. Eichman,
. See Johnson,
. See Cullen v. State,
We further note that the predecessor statute at issue in Cullen also penalized the desecration of public monuments and places of worship or burial. See Cullen,
. See R.A.V. v. City of St. Paul,
. See Snider,
. See Commonwealth v. Forrey,
. See Janssen,
. See supra nn.108-10; infra n.119. The State cites Milligan, a federal district court opinion, which found no First Amendment violation, but the opinion held that the statute was void for vagueness in violation of the Fourteenth Amendment.
. Carpenter,
. See Milligan,
. See Winsness v. Yocom,
. Masterson v. State,
. Id. at 174.
. Stevens,
. Id.
. See Phelps v. Powers,
. Long,
. Although the case is= before us on a facial challenge to the statute, ."we can look to the prosecution before us as evidence of the real danger posed by the statute.” Thompson,
. See Joyce, 454 F,2d at 980 ("When all this is added to the unexplained- tearing which marred, injured, and disfigured the flag, it was reasonable to conclude that Joyce intended thereby publicly to show his disrespect and scorn for the flag and that he esteemed it to be low and worthless.- That is the normal inference from an act of intentionally tearing an article. It is the conclusion that reason
. The Supreme Court has- suggested that its concerns are amplified when First and Fourth Amendments freedoms intersect. See Maryland v. Macon,
. Barnette,
Concurrence Opinion
CONCURRING OPINION
filed a concurring opinion.
I join this Court’s majority opinion that holds that the statute criminalizing the damage or destruction of the American flag is unconstitutionally overbroad. I write separately to make three observations that influence my decision in this case.
Fust, I love the American flag. It waves near the front entrance of my house almost all year long. On special national holiday^, my family places multiple smaller flags along the sidewalk. Pinwheels in my yard and the wreath on my door have a design similar to a flag. I just love it. I believe that; all- the judges of this Court and of every other court in this country feel the same way. So if I love the flag as much as I do, then why do I join this Court’s majority opinion that finds a law protective of the flag to be unconstitutional? To me, we best honor the flag by upholding the federal constitutional provisions that disallow any statute seeking to broadly criminalize its damage or destruction. It is precisely because the flag
It is ironic that, -in order to honor the constitutional principles underlying the flag, its destruction must be permitted. The fact that a person damages or destroys a flag in a disrespectful way should be viewed as a recognition that our constitutional right to freedom of speech includes allowing that kind of behavior, disgraceful as almost all of us may find it. The more a person loves the flag for its symbolic value, the more he will surely recognize that its damage and destruction must be permitted as a freedom of speech guaranteed by the Constitution.
No branch of government, howeyer well-intentioned or considered its work, is authorized to violate the federal constitutional right to freedom of speech. As a coequal branch. of government, this Court must enforce the federal Constitution as it is written, even when doing so may not be politically expedient. Although I suspect that most people in Texas would prefer that we uphold the flag-preservation statute because they love their flags'as much as I do mine, I must honor my duty to preserve, protect, and defend the Constitution of the United States.
Second, this statute is su broád that I suspect that the majority of homeowners in Texas have violated it ■ on numerous occasions and that they could be subject to prosecution by a government official acting under his lawful - authority. The statute states-, “A person commits an offense if the person intentionally or ■ knowingly damages, defaces, mutilates, or burns the flag of the United States or the State- of Tex-
as;” Tex. Penal Code § 42.11(a). The statute applies to all flags “capable of being flown from a staff of any character or size,” and the Only exception to .the statute is for the “proper disposal of damaged flags” done in “conformity with statutes of the United States- or of this state.” Id. § 42.11(b), (c). Thus,; if someone buys a dollar-store flag similar to the ones that line many sidewalks of numerous homes in honor of our country during national'holidays, with a staff that is a small stick' ten inches high, flying a flag that is six inches in' width, the person
Because this Court’s majority opinion applies Supreme Court precedent to this case to resolve most of the questions before us, and because we are bound to follow that precedent, I join this Court’s majority opinion.
. The former version of Penal Code Section 42.11, entitled “Desecration of a Venerated Object,” was repealed after the United States Supreme Court found it had been applied unconstitutionally against a protester in Texas v. Johnson
Dissenting Opinion
DISSENTING OPINION
filed a dissenting opinion.
I disagree that the destruction-of-a-flag statute is unconstitutionally overbroad. The statute is actually quite specific; “A person commits an offense if the person intentionally or knowingly damages, defaces, mutilates, or burns the flag of the United States or the State of Texas.” Tex. Penal Code § 42.11. It serves to keep people from destroying a symbol of our nation and state, which is exactly what Appellee did here. By all accounts, he was not attempting to make any type of statement, so his conduct is not protected under the First Amendment. Although it is the
Because it is overkill to declare this statute unconstitutional when the -real question is merely whether the State had sufficient evidence to convict Appellee of destruction of a flag, I respectfully dissent.
Dissenting Opinion
DISSENTING OPINION
filed a dissenting opinion,
Today, the Court declares Texas’ destruction of a flag statute facially unconstitutional- Six members of this Court’undo the considered work of our State’s House of Representatives, our Senate, and our Governor.
To be clear, .1 do not today contest the opinions of the United.. States Supreme Court, which have determined that laws similar to the one at issue here are capable of being applied in a manner that is inconsistent with the guarantees of the First Amendment. See, e.g., Texas v. Johnson,
Instead of assessing whether the statute was applied unconstitutionally in this case, the Court avoids that question and finds that the statute facially conflicts with the First Amendment due to its substantial overbreadth. In reaching that conclusion, the Court goes where no United States Supreme Court opinion has gone before it. Twice before, in Texas v. Johnson and again in United States v. Eichman, the United States Supreme Court has found statutes regulating the destruction or desecration of flags to have been unconstitutionally applied. Johnson,
I am persuaded that, in reaching the conclusion that the Texas destruction of a flag statute is facially unconstitutional, the Court has made two important mistakes. First, I am persuaded that the Court has made a mistake- in concluding that it (the Texas Court of Criminal Appeals) has both the ' power and the constitutional obligation, mandated by. no less than the First Amendment itself, to decide that the destruction of a flag statute is facially unconstitutional in this case, - even though the defendant cannot show the statute was unconstitutionally applied to him and to his own conduct. Second, I am persuaded that the Court has mistakenly concluded that the statute at issue here is substantially overbroad in relation to its otherwise plainly legitimate sweep, when it is not. For these two reasons, as more fully explained in this opinion, I respectfully dissent.
AUTHORITY TO DECIDE THE CASE
The. majority concludes in this case that Texas courts are bound — by no less than the First Amendment itself — to review Ap-pellee’s claim that the statute is unconstitutional because it violates the First Amendment, regardless of .whether he can show that his own First Amendment rights have been violated. I disagree. I believe Appellee’s complaint that the statute under which he was charged . violates the First Amendment should have been rejected because he cannot show that his own First' Amendment rights have been violated. For reasons grounded in the Texas Constitution and in Texas law, I believe we should find that we and the other courts in our state are -not authorized to address challenges to the constitutionality of statutes — even in cases alleging First Amendment overbreadth — brought by claimants who cannot show that the statute operated unconstitutionally in their own cases.
I must address my thoughts on this matter in two parts. First, I will explain why I believe Texas does indeed have the discretion to apply a stricter standard than the standard employed by the federal courts' when assessing which litigants have standing to bring an overbreadth claim.in our state courts. Second, I will explain why I believe our authority to address overbreadth claims is more limited than the authority of the federal courts.
A. State Discretion to Restrict Standing for OverbreadtK Claims
The United States Supreme Court observed, in Virginia v. Hicks, that “[w]hether Virgina’s courts should have entertained [an] overbreadth challenge is entirely a matter of state law.”
The Supreme Court of Utah appears to agree with the proposition that standing, as opposed to the merits of an overbreadth claim, is a state law matter. In Provo City Corporation v. Willden, that Court observed, “the federal rules on standing ... are not binding on "state courts, and the article III constitutional restrictions and federalists prudential considerations that have guided the evolution of federal court’ standing law are not necessarily relevant to the development of the standing rules that apply in Utah’s state courts.”
The majority seems to believe that the relaxed standing requirement applied by the federal courts .in First Amendment overbreadth cases is a part of the substan-five guarantee of the First Amendment, which the- states are not free to avoid. Majority Opinion at 865-68.
The majority correctly observes that'the Virginia Supreme Court has addressed and rejected my conclusion that Virginia v. Hicks stands for the proposition that who may bring a facial challenge alleging overbreadth is a matter of state law. Majority Opinion at 867-68; see also Jaynes v. Commonwealth,
Ah, but can it? I believe that it can. I believe it does, and I believe the' Supreme Court of Virginia probably reached the wrong conclusion because it made the same mistake this Court makes in failing to perceive a difference between the two aspects of the overbreadth doctrine applied by the United States Supreme Court; both courts (this Court and the Virginia Supreme Court) fail to distinguish between the standing aspect of the Supreme Court’s overbreadth doctrine and the aspect of its doctrine that addresses thé merits of ■ the constitutionality question: whether a statute’s overbréadth is sufficiently substantial to find that it violates the First Amendment.
The majority points to some United States Supreme Court cases that recite, in various ways, a rule that I do not contest. Those cases stand merely for the indisputable proposition that the overbreadth doctrine itself is a function of substantive First Amendment law.
The majority also sets up a false comparison between claims brought by litigants asserting First Amendment over-breadth .and claims brought by litigants asserting Fourth Amendment expectation-of-privacy issues. The majority observes that the latter issues (involving the Fourth Amendment) can also be characterized as involving “standing,” but are more accurately viewed as part of substantive
The majority observes that “[n]o one would claim ... that a state court can decline to entertain the Fourth Amendment claim of an overnight guest on the ground that overnight guests simply do not have standing in state court under state law.” Majority Opinion at 868. I agree. But that is because standing in that sense, under the .Fourth Amendment, addresses not whether the claimant has a sufficient personal interest to bring the claim at all, but rather, whether the claimant has a sufficient privacy interest in the place searched to invoke Fourth Amendment protection.
It is also important to recognize that the Supreme Court has not invoked prudential considerations to expand the concept of Fourth Amendment standing as it has in First Amendment overbreadth cases. If it ever did, I might disagree with the majority about Fourth Amendment standing. I believe we might indeed then — properly— question our right to entertain a Fourth Amendment claim brought by one claimant based only on the invasion of another person’s rights, even if the United States Supreme Court sanctioned it.
Rakas is also inapposite to the issue I have addressed. In Rakas, the Supreme Court was faced with a request to expand its traditional rules of standing in Fourth Amendment cases to allow criminal defendants to assert the Fourth Amendment rights of others when seeking to exclude evidence from their trials.
I believe that the question of whether the Texas Court of Criminal Appeals must entertain a First Améndment overbreadth claim by a person who cannot demonstrate first that his own constitutional rights have been violated is a matter of state law. I do not believe that the' relaxed standing requirement employed by the United States Supreme Court for overbreadth claims is a substantive guarantee- of the First Amendment. The Supreme'Court of the United States may no more compel this Court to hear such a claim by such a person than it may compel this Court to entertain .discretionary review- in civil cases. Prior to this time, I would have thought that the-latter issue (that Supreme Court could never compel us to hear civil cases because our state constitution forbids it) to -be beyond disphte. Compare Tex. Const. Art. V, § 3 (jurisdiction of the Texas Supreme Court) with Tex. Const. ART. V, § 5(a) (jurisdiction of the Texas Court'of Criminal Appeals).
Having concluded that the standing element of an overbreadth claim is a matter of state law, I next address whether there are reasons why this Court should refuse to adopt the Supreme Court’s relaxed standing requirements for overbreadth cases.' I conclude we' should not relax the standing requirements in Texas.
The Supreme Court of the United States derives its authority from Article III of the United States Constitution, which limits its jurisdiction to. “cases” and “controversies.”
To establish Article III standing, a claimant in federal court must show an “injury-in-fact” which “helps to ensure .that the plaintiff has a personal stake in the outcome of the controversy.” Susan B, Anthony List v. Driehaus, — U.S.-,
The United States Constitution does not expressly require that the powers of the three branches of the federal government be separated. It is the United States Supreme Court that has judicially enforced the federal doctrine of the separation of powers. See Miller v. French,
In fact, the author of today’s > majority opinion once wrote, “this Court has enforced the doctrine of separation of powers more aggressively than the United States Supreme Court has.” State v. Rhine,
Up to this point in time, this Court has simply assumed, that it has the same authority as the United States Supreme Court to disregard traditional notions of standing (or to alter them) to address facial-overbreadth constitutional challenges in the area of the First Amendment, regardless of a showing by the complaining party that his own constitutional rights have been violated. But we might not have the authority to do that, and we ought not simply to presume that we do without at least considering the. matter with some skepticism. It is simply not enough to conclude that, because United States Supreme Court has that power, we must have it as well. It would.also be a mistake to conclude that the United States Supreme Court has the power to confer or even mandate jurisdiction.or power to act upon this Court where the Texas Constitution and the Texas Legislature have not done so first. The Court of Criminal Appeals is not -merely a subsidiary of* the United States Supreme Court,‘‘or just a lesser federal court, even when it comes to questions of federal constitutional law.
For a court to.judge a law, to be. substantially overbroad -in violation of the First Amendment, prohibiting its future ehforce-' ment certainly frees the public from concern that, it might be enforced against them should they choose to communicate in a manner appearing to conflict with the terms of the law. It is also beyond dispute that the First Amendment .needs “breathing space,” and a statute that is unconstitutionally overbroad in violation of the First Amendment may have the effect of chilling some protected expression until it is declared unconstitutional. But when- a court judges a statute’s potential unconstitutional breadth without the benefit of a case in which its unconstitutional breadth
The majority’s decision in this case, to me, bears a striking resemblance to legislative action. Here, an individual who was not unconstitutionally affected by the destruction of a flag law at issue has, in effect, asked this Court to repeal the statute under which he was properly and constitutionally charged and convicted, not because his own constitutional rights were violated, but because the statute might be unconstitutionally applied against others, in the future, who are not before the Court today. This Court has obliged his request,
Consistent with the requirement-that a claimant demonstrate standing before being allowed to advance a claim,- the Supreme Court ordinarily requires adherence to the rule that, “a person to whom a statute may constitutionally be applied will not be heard to challenge [the] statute on the ground that it may conceivably be applied unconstitutionally to others, in other. situations not before the Court.” Broadrick v. Oklahoma,
THE COURT MISAPPLIES OVERBREADTH
Even assuming that we are authorized to address the facial constitutionality of the destruction of a flag statute in spite of Appellee’s failure to demonstrate that the statute is unconstitutional as applied to his own conduct, I still have serious concerns that Appellee has failed to meet the bare requirements of the overbreadth doctrine, even as that doctrine has been applied by the United States Supreme Court. In Broadrick, the'United States Supreme Court explained, “where 'conduct and not merely speech is involved, .:. thé' over-breadth of a statute must not only bé real, but substantial as well, judged in relation to the statute’s plainly legitimate sweep.” Broadrick, at 6Í5,
In isolation, then, the destruction of a flag statute is a pure conduct regulation. In that regard, it is really no different than our laws prohibiting disorderly conduct. See Tex. Pen, Code § 42.01 (providing that a person commits an offense if, among other things, the person intentionally or knowingly “(3) creates, by chemical means, a noxious and unreasonable odor in a public place;” or “(5) makes an unreasonable noise in a public place ... or in or near a private residence that he has no right to occupy”). Like the destruction of a flag statute, the disorderly conduct statute prohibits pure conduct. It is only when a discrete individual violates these laws with the additional self-initiated intent to communicate a message that any potential violation of the First Amendment — even arguably — might occur.
In many respects, the law at issue here is also comparable to the law at issue in Virginia v. Hicks. The Supreme Court explained that Hicks “was not arrested for leafleting or demonstrating without permission,” but rather, “[h]e violated [a] written rule that persons who receive a
It seems to me that a determination that a statute is unconstitutional’ on its face should not be entirely dependent on the motivations of individual violators who attack it. At that point, we are no longer truly addressing the facial constitutionality of the law itself, but the mere constitutionality of the application of the law against the individuals who violate it with an additional self-initiated intent to communicate a message.
The outer boundaries and reach of the overbreadth doctriné have not yet been defined by the United States Supreme Court. We know that before a court may strike down a law “where conduct and not merely speech is involved, ... the over-breadth of a statute must not only be real, but substantial as well, judged in relation to the.statute’s plainly legitimate sweep.” Broadrick, at 615,
What is certain is that the overbreadth doctrine, as it is currently enforced by the Supreme Court, requires an examination of the statute itself, and not merely the potential or hypothetical First Amendment uses that violators of the statute might intend for it by their, acts taken in violation of its provisions. See United States v. Stevens,
This Court has not been asked to consider here, and it does not address, whether the flag destruction statute might be unconstitutionally vague or whether it might operate unconstitutionally for any other reason, such as in violation of a right to liberty generally. The Court’s limitation of its- opinion to the issue actually presented is, I believe, appropriate. Such questions should be reserved for cases in which those issues are clearly before us.
CONCLUSION
Appellee in this case has failed to demonstrate that his own conduct — that violated the provisions of the destruction of a flag statute — was protected by the First Amendment. In cases where the destruction of a flag statute operates unconstitutionally in violation of an individual’s First Amendment rights as applied, I would agree that such an individual would deserve relief.
. The majority suggests that whether the statute was applied constitutionally in this case is not self-evident. -Majority Opinion at 863 n,5. But the court of appeals resolved this question. State v. Johnson,
. See also Adam M. Samaha, Litigant Sensitivity in First Amendment Law, 98 Nw. U.L.Rev. 1291, 1292 (Summer 2004) ("State and federal courts must abide by the same First Amendment law, but they need not use the same rules for standing. Different judiciaries might now provide overbreadth challenges to different categories of litigants.”).
. The majority argues; "Judge Yeary’s dissent suggests that, as a matter of state law, we might be free to refuse to entertain over-breadth claims." Majority Opinion at 865. But the majority is mistaken. I. do not believe we are free to refuse to entertain overbreadth claims generally. I do believe we ought to refuse to address them when they are presented by individuals who have suffered no constitutional deprivation.
. The majority cites and relies on cases that support this general proposition, such as: Sabri v. United States,
. U.S. Const. Art.- Ill § 2 .(extending "judicial power” to "cases” and “controversies”).
. Tex Const. Art. II, § 1 (providing the following: "The powers of the Government of the
. To be sure, there have been times in history when the courts have been more quick than other branches of government to address unconstitutional laws that were popular, such as when the courts addressed the Jim Crow laws. But in a rush to declare statutes facially unconstitutional to protect the public from what we judges consider to be overbroad laws, we might also on occasion forget that we live in a somewhat cloistered world. We basically talk to ourselves, and our staff, and perhaps we read a book from time to time. The other two branches of government have far greater input on matters that directly affect the public than we do. The executive and legislative branches of government natu- ' rally have opportunities to áccess and interact both with those" officials who apply our _ ■ laws and, with the citizens who are most directly affected by them. We in the judiciary Have nowhere near the same level of contact with the thoughts and opinions of real people. This cloistering that affects the judiciary unlike the other branches of government puts us at a disadvantage when -measuring the . true breadth of any law passed by the Legislature and-approved by .the Governor. It also raises the specter that the court might, being called upon to speculate about the possible applications of a law, declare a statute unconstitutionally overbroad — a statute that would never have been enforced in a manner inconsistent with the First Amendment and would never have been understood by ordinary citizens to reach. constitutionally protected expression — by imagining a perfectly fine law into a dangerous monster that threatens the very fabric of our nation. We should guard ourselves against that.
, Allowing a litigant to bring a claim in our state courts that a statute is unconstitutional when he cannot show that it was unconstitutionally applied to him in his own case also invites us to assume the power to issue advisory opinions. But we are without power to do that. See Pfeiffer v. State,
. The Texas Penal Code contains a defense to prosecution for cases in which a defendant engages in conduct that would violate Section 42.01(a)(5) whenever that conduct “consists of speech or other communication/’ unless the defendant has disobeyed a reasonable order "to move, disperse, or otherwise remedy the violation prior to his arrest[.]” Tex. Penal Code § 42.04(a), (c).
. It seems to me that the chances that law enforcement officials would attempt to apply this statute against an individual in violation of the First Amendment as construed By the United States Supreme Court have been substantially diminished as a result of that Court’s opinions in Texas v. Johnson and United States v. Eichman. The constitutional ‘right to burn and/or otherwise destroy the flag of the United States is now well and broadly known to the people of this country and beyond.. I would be surprised if even people commonly interviewed by Jesse Wat-ters (host of Watters’ World on the t’elevisibn show The O’Reilly Factor) would not know that the Supreme Court has protected their , right to, express dissatisfaction by destroying the flag. In fact — perhaps because of those opinions — flag burning and flag destruction appear ⅛ have become somewhat of a rite of passage and even a badge of honor for domestic protesters of federal legislative and executive actions. It is incredibly common today to hear stories of people dishonoring this revered symbol of our nation. What has become much less common and almost nonexistent since the United States Supreme Court opinions in Johnson and, Eichman is stories of people being arrested and prosecuted for destroying a flag in the exercise of their First Amendment right of free speech. Consequently, the urgency of striking down this law, even if its language does allow for the potential to reach some constitutionally protected speech, is diminished as well.