Appellant Sarah Marie Johnson was convicted of two counts of first-degree murder. Johnson appeals her conviction. We affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
On September 2, 2003, Alan and Diane Johnson (the Johnsons) were shot and died in their home. Subsequently, the Johnsons’ sixteen year old daughter, Sarah Johnson (Johnson), was charged with two counts of first-degree murder. A jury found Johnson guilty of first-degree murder of both Alan and Diane Johnson. The district court sentenced Johnson to concurrent life sentences, plus fifteen years under I.C. § 19-2520 for a firearm enhancement.
II. ANALYSIS
Johnson raises four issues on appeal. Johnson argues that because aiding and abetting was not charged in the charging document, the district court’s instruction to the jury on aiding and abetting constructively amended the charging document and resulted in a fatal variance. Johnson also argues she was deprived of her constitutional right to a unanimous jury verdict because the district court did not instruct the jury it must unanimously agree on whether Johnson actually killed the Johnsons or whether she aided and abetted in the killing of the Johnsons. Finally, Johnson argues her constitutional rights were violated when the district court failed to remove a certain juror from the jury pool or obtain an unequivocal commitment that the juror would follow all of the court’s instructions. We address each issue in turn.
A. Constructive Amendment and Variance
Johnson asserts that the charging document did not support a jury instruction on aiding and abetting, and that consequently, the jury instruction constituted an impermissible variance or a constructive amendment.
1
Whether there is a variance or constructive amendment is a question of law over which this Court exercises free review.
See State v. Colwell,
A variance between the charging document and the verdict is fatal when “the record suggests the possibility that the defendant was misled or embarrassed in the preparation or presentation of his defense.”
State v. Windsor,
A constructive amendment occurs when the charging terms of the charging document have been altered literally or in effect.
United States v. Dipentino,
Johnson argues that in Idaho the charging document must contain facts showing the defendant aided and abetted, and that the failure to charge aiding and abetting in the indictment was a violation of due process.
1. Idaho Code § 19-1430 and I.C.R. 7(b) are not in conflict.
Johnson asserts there was a constructive amendment because the jury was asked to determine whether the State proved an element not charged in the indictment. Johnson argues that aiding and abetting contains a separate mens rea element — a community of purpose in the unlawful undertaking — and a separate actus reus element— proof that the defendant participated in or assisted, encouraged, solicited, or counseled the crime. However, this argument overlooks Idaho’s statutory abolition of the distinction between accessories and principals.
Idaho Code § 19-1430 provides:
Distinction between accessories and principals abolished. — The distinction between an accessory before the fact and a principal and between principals in the first and second degree, in cases of felony, is abrogated; and all persons concerned in the commission of a felony, whether they directly commit the act constituting the offense, or aid and abet in its commission, though not present, shall hereafter be prosecuted, tried, and punished as principals, and no other facts need be alleged in any indictment against such an accessory than are required in an indictment against his principal.
Idaho, consistent with many Thus, other jurisdictions, has abolished the distinction between principals and aiders and abettors, and instead treats aiding and abetting as a theory under which first-degree murder can be proved and not as a separate offense or a crime of a different nature.
See State v. Ayres,
However, Johnson argues the last clause of I.C. § 19-1430, which states that it is unnecessary to allege facts other than what is required in a charging document against a principal, is procedural, is in conflict with I.C.R. 7, and thus, is of no effect. Idaho Criminal Rule 7(b) provides that “[t]he indictment or the information shall be a plain, concise and definite written statement of the essential facts constituting the offense charged.”
When a statute and rule “can be reasonably interpreted so that there is no conflict between them, they should be so interpreted rather than interpreted in a way that results in a conflict.”
See State v. Currington,
Here, the statute and the rule, I.C. § 19-1430 and I.C.R. 7, can be reasonably interpreted so that there is no conflict between them. Idaho Criminal Rule 7(b) requires the charging document be “a plain, concise and definite written statement of the essential facts constituting the offense charged.” Idaho Code § 19-1430 then provides that in the case of aiding and abetting, the “essential facts” are only those facts that are required in charging the principal. Thus, the rule and the statute can be reasonably interpreted so that there is no conflict between them.
Furthermore, even if a conflict did exist between I.C.R. 7 and I.C. § 19-1430, the statute would prevail. When there is a conflict between a statute and a criminal rule, this Court must determine whether the conflict is one of procedure or one of substance; if the conflict is procedural, the criminal rule will prevail.
State v. Beam,
Although a clear line of demarcation cannot always be delineated between what is substantive and what is procedural, the following general guidelines provide a useful framework for analysis. Substantive law prescribes norms for societal conduct and punishments for violations thereof. It thus creates, defines, and regulates primary rights. In contrast, practice and procedure pertain to the essentially mechanical operations of the courts by which substantive law, rights, and remedies are effectuated.
Id.
at 863-64,
Johnson argues that although the first part of I.C. § 19-1430 is substantive, the last clause stating “no other facts need be alleged in any indictment against such an accessory than are required in an indictment against his principal,” is procedural. However, the last clause pertains more than to the essentially mechanical operations of the courts; it is defining and regulating the mechanism for giving the defendant notice when that defendant committed a felony as an accessory. The statute abrogates the distinction between principals and accessories and mandates the defendant “be prosecuted, tried, and punished as [a] principal]____” I.C. § 19-1430. A conclusion that the entire statute is substantive is further supported by I.C. § 18-204, which defines principals as: “[a]ll persons concerned in the commission of a crime ... whether they directly commit the act constituting the offense or aid and abet in its commission____” Together, I.C. § 18-204 and I.C. § 19-1430 show a legislative intent to consider defendants as principals whether they directly committed the crime or aided and abetted in the commission of the crime. The Legislature’s definition of principal and abolishment of the distinction between principal and accessories does not pertain to me
ehanical
In conclusion, we hold that there is no conflict between I.C. § 19-1430 and I.C.R. 7(b), that I.C. § 19-1430 is substantive, and that in Idaho, it is unnecessary to allege any facts in the charging document other than what is required in a charging document against a principal.
2. Idaho Code § 19-1430 does not violate due process.
Johnson also asserts her due process rights were violated by the lack of reference to aiding and abetting in the charging document.
First, relying on
Gautt v. Lewis,
Moreover, in
Gautt,
the Ninth Circuit was looking at notice of the actual underlying charge and not a theory of liability; the Ninth Circuit observed that a court can look to sources outside the charging document to determine whether a defendant had adequate notice of a particular theory of the case.
Id.
at 1009 (citing
Murtishaw v. Woodford,
Second, Johnson argues the facts constituting the crime of aiding and abetting are elements, and thus, must be charged in the charging document in order to meet due process requirements. Johnson asserts the charging document must contain the elements of the offense and that a defendant must be put on notice of all of the elements of the crime essential to the punishment sought to be inflicted. For support Johnson cites to
Apprendi v. New Jersey,
The Tenth Circuit considered and rejected the same argument Johnson makes here.
See United States v. Alexander,
In Idaho there is no distinction between principals and aiders and abettors, and it is unnecessary the charging document allege any facts other than what is necessary to convict a principal. I.C. § 19-1430. Johnson contends that in light of Fourteenth Amendment jurisprudence, Ayres and its progeny should be overruled because Ayres, which bases its ruling on I.C. § 19-1430, “in essence, holds that the Idaho Legislature can legislate away the rights of individuals protected by the Fourteenth Amendment.”
Many jurisdictions have held that it is unnecessary to charge aiding and abetting in the charging document and that there is no due process violation when a court gives an aiding and abetting jury instruction even when aiding and abetting is not charged in the charging document.
See, e.g., United States v. Garcia,
Therefore, because Idaho has abolished the distinction between principals and aiders and abettors, and because it is well-established in Idaho that it is unnecessary to charge the defendant with aiding and abetting, we hold there was no variance, constructive amendment, or due process violation. Moreover, even if there were a variance, Johnson was not prejudiced in the preparation of her defense. First, the State did not introduce evidence of a possible third party shooter; rather, it was Johnson who argued that she could not have been the actual shooter. Second, the State’s proposed jury instructions submitted before trial included a jury instruction on aiding and abetting. Thus, Johnson was not misled or embarrassed in the preparation of her defense.
B. Unanimity Instruction
Johnson contends the district court erred in failing to give an instruction requiring the basis for the jury’s verdict (aider and abettor or principal) be a unanimous decision. 4 Johnson acknowledges she did not request this instruction below but contends the issue can be raised on appeal because the absence of the instruction was fundamental error.
Though I.C.R. 30(b) requires objections to jury instructions be made below, this Court reviews fundamental errors in jury instructions even in the absence of an objection below.
State v. Anderson,
“When reviewing jury instructions, this Court must determine whether ‘the instructions, as a whole, fairly and adequately present the issues and state the law.’ ”
State v. Sheahan,
In all felony cases, the jury’s verdict must be a unanimous verdict. Idaho Const, art I, § 8;
State v. Scheminisky,
Johnson relies on a line of eases from the Idaho Court of Appeals which hold that “[a] specific unanimity instruction is required ... when it appears ... that a conviction may occur as the result of different jurors concluding that the defendant committed different acts.”
State v. Gain,
Schad v. Arizona,
[W]e are not free to substitute our own interpretations of state statutes for those of a State’s courts. If a State’s courts have determined that certain statutory alternatives are mere means of committing a single offense, rather than independent elements of the crime, we simply are not at liberty to ignore that determination and conclude that the alternatives are, in fact, independent elements under state law.
Id.
at 636,
Likewise, several other jurisdictions have held that it is unnecessary to provide a specific unanimity instruction when a defendant can be convicted of an offense based on actions as a principal or as an aider and abettor.
7
Garcia,
Therefore, we conclude it is unnecessary to instruct the jury that it must be unanimous as to the theoretical basis for committing the offense (aider and abettor or principal) because aiding and abetting is not a separate offense from the substantive crime. Consequently, the district court’s failure to instruct the jury to the contrary was not error.
C. Juror 85
Johnson argues that the district court’s failure to remove Juror 85 from the jury pool or its failure to obtain an unequivocal assurance from Juror 85 that he would follow all of the district court’s instructions was error.
During voir dire, Juror 85 expressed a concern that “if evidence was presented by a specialist, and then for some reason [the court] would tell [the jury] to completely
The State argues Johnson has waived her right to raise this issue on appeal because she did not make a challenge below. Johnson responds that the information regarding Juror 85 did not come forth until after she had already passed the panel for cause and that, in any case, this Court can consider the issue because it constitutes fundamental error.
This Court has held that the failure to challenge a juror for cause “indicates a satisfaction with the jury as finally constituted.”
State v. Bitz,
Johnson argues she had passed the panel for cause before Juror 85 revealed he might have difficulty disregarding certain evidence. It is true that Johnson passed the panel for cause just prior to Juror 85’s statement. Nonetheless, after Johnson passed the panel for cause, the tidal court asked the potential jurors whether there was any reason they could not sit as fair and impartial jurors. Juror 85 then voiced his concern, as did several other jurors. The trial court communicated those jurors’ concerns with the attorneys and gave them the opportunity to again question the jurors who had voiced concerns. This questioning was to take place outside of the presence of the other jurors. Counsel for both sides stated that they did not wish to further question Juror 85. Counsel then questioned other jurors and after further questioning had the opportunity to object to those jurors remaining on the panel. Thus, both attorneys were given the opportunity to again challenge for cause those jurors who had expressed concern. Nonetheless, Johnson chose not to further question or challenge Juror 85 after he stated he was unsure whether he could disregard certain evidence.
However, this Court will consider issues raised for the first time
on
appeal if there is fundamental error.
State v. Haggard,
Error that is fundamental must be such error as goes to the foundation or basis of a defendant’s rights or must go to the foundation of the case or take from the defendant a right which was essential to his defense and which no court could or ought to permit him to waive. Each case will of necessity, under such a rule, stand on its own merits. Out of the facts in each case will arise the law.
State v. Lewis,
“The determination of whether a juror can render a fair and impartial verdict rests in the sound discretion of the trial court.”
State v. Luke,
Johnson first argues an expression of an inability to follow instructions is analogous to a juror expressing a bias towards a party and cites to
State v. Hauser,
In any case, the record does not show the judge acted erroneously in allowing Juror 85
We conclude that below there was no error, therefore there was no fundamental error. Hence, we hold Johnson has waived the right to object to Juror 85 remaining on the panel.
III. CONCLUSION
We hold there was no variance or constructive amendment. We also hold it was not necessary to give a specific unanimity instruction. Finally, we hold Johnson has waived the right to object to Juror 85 remaining on the panel. We affirm the decision of the district court.
Notes
. On appeal, Johnson does not argue there was insufficient evidence to support the giving of the aiding and abetting instruction.
. Article I, section 8 of the Idaho Constitution provides:
Prosecution only by indictment or information. — No person shall be held to answer for any felony or criminal offense of any grade, unless on presentment or indictment of a grand jury or on information of the public prosecutor, after a commitment by a magistrate, except in cases of impeachment, in cases cognizable by probate courts or by justices of the peace, and in cases arising in the militia when in actual service in time of war or public danger; provided, that a grand jury may be summoned upon the order of the district court in the manner provided by law, and provided further, that after a charge has been ignored by a grand jury, no person shall be held to answer, or for trial therefor, upon information of public prosecutor.
The Fifth Amendment to the U.S. Constitution provides:
No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger____
. Therefore, Johnson's reliance on
Cole v. Arkansas,
. The district court did instruct the jury that its verdict must be unanimous.
. The plurality noted this right can be analyzed under the Sixth Amendment right to a unanimous verdict or under the Fourteenth Amendment right to due process.
Id.
at 635 n. 5,
. In a majority opinion, the U.S. Supreme Court later cited
Schad
with approval to support the proposition that "a federal jury need not always decide unanimously which of several possible sets of underlying brute facts make up a particular element, say, which of several possible means the defendant used to commit an element of the crime.”
Richardson v. United States,
.Johnson argues cases from other jurisdictions are not persuasive because they do not analyze the right to a unanimous jury verdict provided by the Idaho Constitution. However, these cases reiterate the applicable principle in this case: aiding and abetting is an alternative means of committing the crime charged and whether the defendant committed the acts as a principal or as an aider and abettor, the defendant’s liability is the same.
