In this interlocutory transfer without ruling, the Superior Court (McHugh, J.) transferred, pursuant to Supreme Court Rule 9, the following question of law: Does the doctrine of collateral estoppel allow the State to introduce a specific finding of fact, made by a jury in a prior criminal trial against the defendant, аs a conclusive fact which cannot be relitigated by the defendant in a subsequent perjury prosecution? For the following reasons, we hold that collateral estoppel is inapplicable in this case.
We take the facts as they are presented to us in the interlocutory transfеr. On December 21,1989, the defendant was tried by a jury in the Superior Court (McGuire, J.) for the misdemeanor offense of operating a motor vehicle after his license had been revoked. RSA 263:64 (Supp. 1990). Prior to the trial, the parties stipulated to the prior revocation. Therefore, the central issue in the case was whether the defendant operated a motor vehicle on the day of the offense. Police Detective David Gunter testified that on April 28, 1989, as he was driving an unmarked cruiser, he recognized the defendant’s gold Mazda RX7 coming towards him. The detective testified that he recognized the defendant, whom he has known for ten years, as the operator of the car. He also testified that the defendant was alone in the car and wearing a brown leather jacket. Upon giving chase, the detective found the vehicle parked at a store, but could not find the driver.
The State also called a witness who was at the store where the vehicle was found. He testified that he observed a man, wearing a brown leather jacket, get out of the vehicle and quickly walk away from the store. In court, however, this witness could not identify the defendant as the man who got out оf the car.
The defendant was the only witness to testify on his behalf. He admitted that he had driven the vehicle in question on other occasions, but denied doing so on April 28,1989. He testified that on the day in question he was in the Scandia Trailer Park from 6:00 a.m. until 1:30 p.m., and that Greg Smith had driven the car on that particular day.
In its instruсtions, the trial court informed the jury that in order to find the defendant guilty they had to find that the defendant actually operated the vehicle on the day in question. See RSA 263:64 (Supp. 1990). The jury returned a verdict against the defendant, and the defendant did not appeal.
Subsequently, the defendant was indicted for perjury based upon his testimony at the trial that he was not operating the vehicle. On May 16, 1990, a jury trial on the perjury indictment was held. Just
A second trial on the perjury indictment was then scheduled. Prior to trial, the State filed a formal motion requesting the invocation of collateral estoppel to prevent the relitigation оf the findings of fact made in the operating-after-revocation proceedings. The defendant objected, and the Trial Court (McHugh, J.) ordered both counsel to file memoranda of law outlining their respective positions. The trial court recognized that allowing the State’s motion would significаntly affect how the second perjury trial would be conducted. Upon further determining that this issue has never been raised or addressed by this court, the trial court approved this interlocutory transfer without ruling on the State’s motion. See SUP. Ct. R. 9.
The State asserts that this case, in particular, presents an appropriate opportunity to apply collateral estoppel against a criminal defendant, because the issue on which the State seeks to estop him was the only issue seriously disputed by the defendant and the only issue deliberated by the jury in the prior trial. Therefore, according to the State, the jury finding in the prior trial meets the three preconditions, set forth in Daigle v. City of Portsmouth,
The State argues that a considerable amount of authority endorses the use of “offensive” collateral estoppel against criminal defendants and that relitigating the issues in this case would thwart judicial economy and could potentially create inconsistency. The State also contends that the defendant was afforded his сonstitutional right to a trial when he contested and fully litigated the issue of the driver’s identity during the operating-after-revocation proceeding. However,
Although the doctrine of collateral estoppel has been held applicable in criminal cases, it is not clear from the decided cases to what extent it may be applied offensively against a criminal defendant. Our own precedents recognize the general proposition that the doctrine mаy be applied in the criminal setting, but the instances where this court has actually barred a criminal defendant, by virtue of collateral estoppel, from contesting an issue resolved by a prior trial are extremely limited. For example, in State v. Fagan,
Similarly, State v. Arlin,
Simply stated, this court has never cоllaterally estopped a criminal defendant from contesting an essential element of the charge against him or her by virtue of a prior conviction for a separate offense. Our more recent decisions indicate the inherent difficulty involved in applying a tool which originated in the civil law to the criminal setting. See State v. Collins,
The State, however, also relies upon a number of federal cases, as well as cases from other States, which apply collateral estoppel in order to prevent a criminal defendant from relitigating a fact determined by an earlier criminal judgment. The most persuasive of these cases fall into two broad categories, the first of which is alienage cases. See United States v. Bejar-Matrecios,
The underlying rationale justifying the application of collaterаl estoppel in all of these cases appears to be the need to preserve judicial resources when an unchanging issue has been determined by a prior conviction. For instance, in People v. Majado supra, the court characterized the crime as a “continuing one,” which could result in “the expense of many trials before this . . . child reaches its majority, in
Moreover, we do not find the motivating principles underlying the application of collateral estoppel to be prеsent in the case before us. As we have noted on prior occasions, the question of whether collateral estoppel applies in criminal cases is determined by weighing competing policy considerations. State v. Kaplan,
Many courts that have confronted this issue have similarly found that policy considerations generally weigh in the defendant’s favor. For instance, in United States v. DeAngelo, the United States Court of Appeals for the Third Circuit considered the application оf collateral estoppel against a criminal defendant and reasoned that “[a]n accused is constitutionally entitled to a trial de novo of the facts al
The State asserts that the defendant was granted his constitutional right to a jury trial in the first trial where he allegedly perjured himself. However, “due process ... assure[s] an accused a jury trial on all issues relating to each element of a given criminal charge.” State v. Steifel supra; see also United States v. Panetta,
Accordingly, collateral estoppel does not apply in this instance, and the remaining issues are remanded to the trial court.
Remanded.
