State v. JohnsonState v. Johnson
Lead Opinion
Appellant, Marlow J. Johnson (“Defendant”), appeals from the judgment of the Circuit Court of the City of St. Louis, following a jury trial, finding him guilty of three counts of assault of a law enforcement officer in the first degree, section 565.081, RSMo 2000,
On August 26, 2004, at approximately 1:00 a.m., two City of St. Louis police officers, Officer Paul Piatchek (“Officer Piatchek”) and Officer Wilson, observed a Chevy Silverado truck (“truck”), which they believed to have been stolen. Officer Piatchek ran the license plate and learned that it had been stolen. They alerted other officers of their location and situation.
The truck pulled forward and to the right over the spike strips. The truck drove around the McDonald’s with its tires spinning and eventually spun around 180 degrees. As it did this, Officer Piatchek was able to observe the driver of the truck, whom he subsequently identified as Defendant. Officer Zipf chased the vehicle yelling, “stop, police!” The passenger of the truck, James King (“King”) leaned out of the window, pointed a semiautomatic handgun, and began firing at Officer Zipf. Officer Zipf drew his weapon and returned fire. Officer Bartlett also began firing on the truck.
Detective Dave Bonnenburger (“Detective Bonnenburger”) and Detective Dan Drago (“Detective Drago”) then arrived in an unmarked vehicle and pulled between the truck and Officer Zipf, allowing Officer Zipf to enter their vehicle. Defendant drove toward the exit and King ducked down in the truck. Meanwhile, two other officers who had arrived on the scene had placed a second set of spike strips down, which Defendant drove over.
Defendant exited the parking lot and was driving on Natural Bridge Road when the truck spun out again. Numerous officers approached the truck and Officer Bartlett yelled, “police!” They ordered Defendant and King to exit the truck and Detective Drago, with his gun drawn, yelled, “police ... let me see your hands.” Defendant put his hands out the window and, as Detective Drago approached, King popped up in the truck and began firing at him. Detective Drago returned fire and Defendant pulled his hands back into the truck, placed them on the steering wheel, and drove forward toward Officer Bartlett. During this time, King was still shooting out the window and Officer Bartlett was returning fire.
Defendant then drove the truck toward a business driveway while King continued to shoot, this time toward Officer Piatchek, who was firing back. Defendant drove the truck into a lot, through a fence, and over an embankment. Officers followed. The occupants of the truck, Defendant, King, and another individual, exited the truck and fled on foot. Officer Zipf and Detective Bonnenburger arrested Defendant on a front lawn, as he attempted to hide. Defendant suffered gunshot wounds to the back and shoulder and officers later learned that King had been also shot. Officers retrieved a .45 caliber semiautomatic handgun, covered with King’s blood, and several nine millimeter, and .45 caliber shell casings, bullets, and copper jackets.
The trial court conducted a jury trial and the jury convicted Defendant. The trial court then entered judgment against Defendant, for three counts of assault of a law enforcement officer in the first degree, section 565.081, RSMo, three counts of armed criminal action, section 571.015, and one count of tampering in the first degree, section 569.080. The trial court sentenced Defendant as a persistent offender to six concurrent terms of twenty-five years’ imprisonment for the assault and armed criminal action convictions and one concurrent term of five years’ imprisonment for the tampering conviction. Defendant filed a motion for a judgment of acquittal or in the alternative a new trial, which the trial
In his first point on appeal, Defendant alleges that the trial court erred in denying his Batson challenge to one of the State’s peremptory strikes because the prosecutor’s reasons for the strike were discriminatory.
The United States Supreme Court held that a defendant makes a prima facie case of discriminatory jury selection by looking at “the totality of the relevant facts” of the prosecutor’s behavior during trial. Batson v. Kentucky,
In order for a defendant to prove that the proffered explanation by the State was pretextual, the defendant can present comparisons of veniremen allegedly struck for racially discriminatory reasons with veniremen who served on the jury. State v. McFadden,
In the instant case, the State peremptorily struck five African-American veniremen on the panel. The racial composition of the panel is unclear from the record, but the State alleges in its brief that after strikes for cause there were 28 veniremen remaining and more than half were African-American. (The racial composition of the seated jury is also unclear from the record.)
One of the African-Americans struck by the State was venireman Belinda Lockhart (“Lockhart”). Defendant made a Batson challenge to the State’s use of that strike. When the trial court asked the prosecutor why he struck Lockhart, he responded:
Prosecutor: ... Miss Lockhart had a situation where she believed police bungled her car burglary. And she was very flippant about, well, a number of answers. But I believe that she had some negative impressions of the police based upon her response to that question and the manner when she responded. I think she said a family — is it a family member arrested for the car burglary[?]
Court: Well, there have been a number of — I think my notes indicate a number of car burglaries, but why would that be of concern to you?
Prosecutor: I thought that perhaps my notes indicated, in reading it, Your Hon- or, looks like they were victims. Sometimes I mistake [sic] when I write down the crimes that they were participants.
Court: What was the record here? Now what are you trying to show the record? I don’t understand.
*381 Prosecutor: The first part of my response, Your Honor, which was that she indicated that the police had bungled — I think that’s the term that she used — a matter, a criminal matter that she was involved in. And she was rather flippant about it. Makes me think that she still holds somewhat of a negative impression about the police.
Court: I will allow the strike. It’s race and gender neutral.
Defense Counsel: I would like to object, Judge. It’s not what she said. She said someone stole something from her. She got it back and it was a family member, so she didn’t prosecute. She doesn’t mention anything about the police bungling it.
Court: Now I do recall that. That’s right. That’s right.
Prosecutor: She said she had to do the work instead of the police. And that she was very negative about the police.
Court: Yes. I understand. I understand. I recall the whole scenario now. All right. I’ll allow the strike. All right.
We note that the prosecutor gave two reasons for striking Lockhart: her statement that the police “bungled” a car burglary investigation and her perceived “flippant” attitude revealed in many of her answers. Defendant objected to the prosecutor’s first reason, but not the second. Defendant never objected to or contradicted the prosecutor’s statement that Lock-hart was flippant, and it was that attitude that led him to believe that Lockhart possessed a negative attitude about the police.
Regarding the State’s first reason for exercising the challenge against Lock-hart — that the police “bungled” a car burglary investigation — Defendant objected that that was not what Lockhart stated. This was what actually transpired during voir dire:
Q: Miss Lockhart?
A: Yes.
Q: Do you work — you said you work for Wal-Mart?
A: Yeah.
Q: Okay. How long have you been working there?
A: Five years.
Q: As a cashier?
A: Cashier stacker.
Q: You ever have the opportunity to stop a shop lifter?
A: No. I just call for whoever you are supposed to call.
Q: Okay. You let them handle it?
A: Yeah.
Q: All right. Fair enough. Have you ever served on a criminal jury or a civil jury?
A: Uh-huh.
Q: Which one?
A: I don’t remember. That was three years ago.
Q: Three years ago. Do you remember if this case came to a verdict or verdict or a finding?
A: Yes, we did.
Q: And you marked down that you were a victim of a crime. What did that have to do with?
A: Somebody had stole my van.
Q: Did you get it back?
A: Uh-huh. Yes.
Q: Police get it for you?
A: Yes.
Q: Did they catch the guy that stole it?
A: Yes.
Q: Did you prosecute him?
A: No. He was a family member.
Q: Thanks, Miss Lockhart.
But the accuracy of the given reason is not dispositive. State v. Bass,
Defense counsel argued on appeal that the reason given by the State was not accurate because it was not what the struck venireman actually said and, in fact, the venireman never even responded to the question at issue. Id. at 610. But the Western District held that
[t]he fact that [the venireman] never actually gave the voir dire response on which the State relied for its strike is not determinative of the issue that we must decide[.] ... The issue ... is not whether the reason given for a strike is true in fact, but whether the striking party believes it to be true, even if only a hunch, and the strike is not inherently racial on its face. Id. at 611.
Thus, the demeanor of the attorney exercising the strike is more determinative on this issue than the accuracy of the proffered reason. Id. Additionally, the court stated that there was no evidence that the State had intentionally misrepresented the record in order to give a race-neutral reason for the strike. Id.
In addition, it is important that reviewing courts give great deference to trial courts on this issue. Rice v. Collins,
[T]he case before us makes clear that ordinary mechanisms of judicial review cannot assure Batson’s effectiveness. The reasons are structural. The trial judge is best placed to consider the factors that underlie credibility: demeanor, context, and atmosphere. And the trial judge is best placed to determine whether, in a borderline case, a prosecutor’s hesitation or contradiction reflect (a) deception, or (b) the difficulty of providing a rational reason for an instinctive decision. Appellate judges cannot on the basis of a cold record easily second-guess a trial judge’s decision about likely motivation. These circumstances mean that appellate courts will, and must, grant the trial courts considerable leeway in applying Batson. Id. at 976-77.
In this case, it is undisputed that one of the prosecutor’s proffered reasons for the strike was not borne out by the record. Lockhart did not say that the police could not find her stolen vehicle so she did it herself; she did not say that the police “bungled” the investigation; and she did not say that she had negative feelings toward the police. But that is not disposi-tive as to whether the State discriminated in its use of the peremptory challenge.
Tone of voice and demeanor cannot be gleaned from a transcript, so appellate courts defer to the trial court’s findings. See Bass,
Moreover, it is Defendant’s burden to show that the reasons proffered by the State were merely pretextual. Defendant made no attempt to show that either of the State’s race-neutral reasons were mere pretext. Therefore, because the State provided a race-neutral reason for striking Lockhart we conclude that the trial court did not clearly err in denying Defendant’s Batson challenge.
We note that the dissent relies on Defendant’s argument that there were similarly situated white veniremen who were not struck by the State, but Defendant did not raise that argument in order to show pretext in either the Batson hearing or his motion for a new trial. Thus, because Defendant raised that argument for the first time on appeal, we decline to consider it. See State v. Winfield,
In his second point on appeal, Defendant alleges that the trial court plainly erred in sentencing Defendant as a persistent offender when the court previously announced that Defendant was a prior offender. Thus, Defendant contends that his sentence is void because it is outside of the lawful range of punishment permitted for his offenses.
Defendant concedes that because he neither objected to his sentence at trial nor raised this issue in his motion for a new trial our review of this point is for plain-error. Under the plain-error standard, in order to reverse there must be plain error affecting a substantial right that results in manifest injustice or miscarriage of justice. Rule 30.20. Plain errors are evident, obvious, and clear and the existence of such errors are determined by the facts and circumstances of each case. State v. Johnson,
Under section 558.016.1,
“[t]he court may sentence a person who has pleaded guilty to or has been found guilty of an offense ... to a term of imprisonment authorized by a statute governing the offense, if it finds the defendant is a prior offender ... or to an extended term of imprisonment if it finds the defendant is a persistent offender[J” Section 558.016.1.
“A ‘prior offender’ is one who has pleaded guilty to or has been found guilty of one felony.” Section 558.016.2. “A ‘persistent offender’ is one who has pleaded guilty to or has been found guilty of two or more felonies committed at different times.” Section 558.016.3.
Additionally,
[t]he court shall find the defendant to be a prior [or] persistent offender ... if: (1) The indictment or information, original or amended, ... pleads all essential facts warranting a finding that the defendant is a prior [or] persistent offender ...; and (2) Evidence is introduced that establishes sufficient facts pleaded to warrant a finding beyond a reasonable doubt that the defendant is a prior [or] persistent offender ...; and (3) The court makes findings of fact that warrant a finding beyond a reasonable doubt by the court that the defendant is a prior [or] persistent offender[.] Section 558.021.1.
In this case, Defendant was convicted on January 17, 2003 of three counts of felony
As a general rule, if there is a material discrepancy between the oral pronouncement of the trial court’s judgment and sentence and the written entry of judgment, the oral pronouncement controls. State v. Goodine,
“But where the formal oral pronouncement of sentence is ambiguous ... nothing prevents an appellate court from examining the entire record to determine if the oral sentence can be unambiguously ascertained.” Johnson v. State,
In this case, during a break in the trial, the court heard the State’s motion to have Defendant sentenced as a persistent offender. (The State had pled in the amended information that Defendant was a persistent offender.) The State presented certified copies Defendant’s four prior felony convictions to the court. The State moved to admit the certified copies into evidence and the trial court accepted them. The trial court then stated that “[D]efen-dant is determined by the Court to be a prior felony offender and [if] convicted subject to any potential sentencing in the case being within the jurisdiction of the Court and not the jury.” Neither the State nor Defendant corrected the trial court or asked for an explanation or clarification on whether the court found Defendant to be merely a prior offender or a persistent offender.
The jury convicted Defendant, and at his sentencing hearing the trial court stated: “[Defendant’s] been plead [sic] up as prior and persistent because I was just talking with [defense counsel].” That is the only mention during the entire sentencing hearing of the trial court sentencing Defendant as either a prior or a persistent offender. Therefore, we find that the trial court’s oral pronouncement of sentence is ambiguous and we will refer to the entire record to determine the proper sentence.
Although the trial court stated that it found Defendant to be a prior offender when it accepted the certified copies into evidence during trial, the facts and the record support a finding that Defendant was a persistent offender. The trial court stated at sentencing that the State had pleaded that Defendant was a prior and persistent offender. Thus, it appears that the trial court recognized that Defendant was a persistent offender and intended to impose sentence accordingly and its statement during trial was merely a misstatement and not a reflection of the court’s intent to sentence Defendant simply as a prior offender.
Therefore, because the State, in the amended information, pled that Defendant was a persistent offender, because Defendant was convicted of four prior felonies that he committed at different times, and because the State offered certified copies of those convictions at trial and the trial court accepted them into evidence, we find that the trial court’s intention was to sen
In his third point on appeal, Defendant alleges that the trial court erred in sentencing Defendant to twenty-five years’ imprisonment for Count I, one of the counts of assault of a law enforcement officer, because it was a count for which the jury acquitted him. The State concedes that the trial court erred in imposing sentence for this count and maintains that the court should have imposed the sentence for the lesser-included charge of assault in the first degree, the charge for which the jury convicted Defendant.
Defendant concedes that because he neither objected to his sentence at trial nor raised this issue in his motion for a new trial our review of this point is for plain-error. Under the plain-error standard, in order to reverse there must be plain error affecting a substantial right that results in manifest injustice or miscarriage of justice. Rule 30.20. Plain errors are evident, obvious, and clear and the existence of such errors are determined by the facts and circumstances of each case. Johnson,
Rule 29.12 provides for the correction of clerical mistakes in judgments arising from oversight or omission. Rule 29.12. A nunc pro tunc order may be used to correct clerical errors in a judgment. State v. Bibb,
In this case, Defendant was charged with one count of assault of a law enforcement officer as against Officer Zipf, but the court also submitted to the jury a lesser-included offense of assault in the first degree. The jury acquitted Defendant of assault of a law enforcement officer, but convicted him of the lesser-included offense. The trial court, however, imposed a twenty-five year sentence on Defendant on Count I, the assault of a law enforcement officer charge, not the lesser-included offense. Therefore, because the trial court erred in sentencing Defendant for the charge of assault of a law enforcement officer, we reverse and remand with instructions to the trial court to correct the sentence and judgment to properly reflect the accurate conviction.
We note, however, that this does not affect the term of sentence imposed by the trial court, as Defendant is a persistent offender, therefore, the term of twenty-five years’ imprisonment for the class B felony of assault in the first degree is not outside of the lawful range allowed. See section 558.016, RSMo 2004 (stating that the enhanced penalty for a class B felony is any sentence authorized for a class A felony); section 557.021.3 (stating that a class A felony is punishable by death, life imprisonment, or imprisonment for twenty years or more). Point granted.
Based upon the foregoing, we affirm in part and reverse and remand in part for further proceedings consistent with this opinion.
Notes
. All statutory references are to RSMo 2000 unless otherwise indicated.
Dissenting Opinion
dissenting.
I respectfully dissent from the majority’s opinion regarding its analysis of Mar-low Johnson’s (hereinafter, “Johnson”) Batson challenge. I would vote to reverse the trial court’s ruling regarding the first
In his first point on appeal, Johnson alleges the trial court erred in overruling his objection to the State’s peremptory strike of Venireperson Lockhart, an African-American. Johnson believes the State’s strike was motivated by race and thereby denied Venireperson Lockhart’s right to equal protection under the law. Johnson argues the State mischaracterized Venireperson Lockhart’s response, there were similarly situated white venireper-sons selected for the jury panel, and the State used five of its six peremptory strikes to strike African-Americans.
“Under the Equal Protection Clause, a party may not exercise a peremptory challenge to remove a potential juror solely on the basis of the juror’s gender, ethnic origin, or race.” State v. Hampton,
This Court will reverse the trial court’s determination on a Batson challenge only upon a showing of clear error. State v. Williams,
The majority’s opinion rests upon the Western District’s opinion in State v. Bass,
In this case, the State used five of its six peremptory challenges to remove African-Americans. The majority refers to the fact that the racial composition of the entire panel and selected jury is unclear from
The majority opinion argues Johnson’s claim of pretext in his Batson challenge should not be reviewed because it was not raised in his motion for new trial. I disagree. Johnson’s motion for new trial states, “The [trial court] further erred in overruling [Johnson’s] Batson challenges to the State[’s] peremptory strikes of ... [Venireperson] Lockhart 452 in that the strikes were racially and gender motivated. The State’s reasons were pretextual. This violated the equal protection rights of the jurors to serve on a jury.” Clearly, Johnson preserved his argument that the State’s reasons were pretextual by raising it in his motion for new trial. I would find the trial court erred in not analyzing the issue of pretext. Such analysis should have included a review of the court reporter’s transcript. In this case, such review would have revealed the comments the State attributed to Venireperson Lockhart were in fact attributable to another venire-person.
There are four factors to consider when determining whether the State’s proffered reasons were pretextual. “The first factor is the presence of ‘similarly situated white jurors who were not struck.’ ” Id. (quoting Marlowe,
The second factor in determining pretext is the “degree of logical relevance between the proffered explanation and the case to be tried.” Marlowe,
The peremptory challenge brings up a tension between two of a prosecuting attorney’s ethical duties — the duty zealously to represent the client and the duty to seek justice, not merely to convict. If the enforcement of Batson is lax, then it is fairly easy for the prosecuting attorney to let the duty zealously to represent the client override the duty to seek justice. Preventing racial discrimination in jury selection is part of seeing that justice is done. But this part of justice may not be done where the prosecutor believes that justice requires conviction of the defendant, although this belief should not trump other ethical norms.
Smulls v. State,
The third factor is “the prosecutor’s credibility based on his or her demeanor or statements during voir dire and the court’s past experiences with that prosecutor.” Strong,
The final factor in determining pretext “is the demeanor of the excluded venire-person.” Id. “The nature of peremptory strikes is necessarily subjective, and where the evidence before a court is amenable to two competing views, the fact-finder's choice between them cannot be clearly erroneous.” McFadden,
“[I]t suffices to say that racial profiling, while not exactly invented by trial lawyers, is alive and well in the jury selection process .... Once the civil rights movement resulted in elimination of Jim Crow laws enforcing segregation ... the peremptory challenge continued to serve as an efficient final racial filter to ensure all-white juries.” Smulls,
We do not believe, however, that Batson is satisfied by “neutral explanations” which are no more than facially legitimate, reasonably specific and clear. Were facially neutral explanations sufficient without more, Batson would be meaningless. It would take little effort*389 for prosecutors who are of such a mind to adopt rote “neutral explanations” which bear facial legitimacy but conceal a discriminatory motive. We do not believe the Supreme Court intended a charade when it announced Batson.
State v. Antwine,
Further, in cases such as this, an improper strike infringes upon the right of the venireperson to perform his or her civic duty of sitting on a jury. Powers v. Ohio,
“In evaluating a Batson challenge, the trial court’s ‘chief consideration should be the plausibility of the prosecutor’s explanations in light of the totality of the facts and circumstances surrounding the case.’ ” State v. McFadden,191 S.W.3d 648 , 651 (Mo. banc 2006)(quoting Parker,836 S.W.2d at 939 ). In light of the totality of the facts and circumstances in this case, I believe the State’s peremptory challenge was in error. “The survival of [the peremptory strike] procedure in a constitutionally permissible manner need be neither offensive nor unduly burdensome to our courts and lawyers. Whatever complications that may result are a small price to make citizen participation in our judicial process free from the taint of racial, gender-based, religious, or ethnic discrimination.” Parker,836 S.W.2d at 942 (Price, J., concurring).
Accordingly, I would reverse and remand for a new trial.
. The majority notes Johnson did not raise the argument that similarly situated white venire-persons were not struck by the State in his brief and thereby declined to address this issue. However, the majority fails to comprehend the complete Batson analysis. In analyzing whether the State’s proffered reasons for a peremptory strike are pretextual, our Court must engage in a four factor scrutiny of the proffered reasons, one of which is whether similarly situated white venirepersons were struck.
. This has further implications than just the instant case. The majority opinion states this Court must defer to the trial court’s decision regarding demeanor even when the State argues the demeanor of another venireperson rather than the venireperson at issue. This effectively would allow the State to mislead the trial court regarding a venireperson’s answers to skirt the effectiveness and rationale of Batson.