Curtis Teason Johnson was found guilty by a jury of two counts of lewd conduct with a minor under sixteen years of age. I.C. § 18-1508. The court imposed two concurrent twenty-year sentences, with a minimum period of confinement of seven years. Johnson appealed and submitted a motion under I.C.R. 35 for reconsideration of his sentence. The motion was denied by the district court. On appeal, Johnson asserts two errors. First, he argues that the trial court erred when it overruled defense counsel’s objection to Dr. Little’s opinion testimony that the two children involved had been sexually molested. Second, he argues that the court abused its sentencing discretion. Because we hold that the trial court erred when it allowed Dr. Little to state his conclusion that the children had been sexually molested, we reverse the judgment of conviction and remand this case for a new trial. In view of our holding, we need not address the arguments regarding Johnson’s sentences.
Facts
The state presented evidence at trial that sometime around March 1, 1989, Johnson sexually abused his two ex-stepdaughters. The eldest, Child 1, was ten-years old at the time and the youngest, Child 2, was seven. At the time, Johnson was living at the home of his ex-wife and the children.
Approximately two weeks after the incident, the children brought Johnson’s alleged actions to the attention of school authorities. Soon thereafter, the girls were interviewed by Larry Armstrong, a Boise police officer with expertise in child sexual abuse cases. Armstrong also interviewed the mother and gave her the names of five pediatricians experienced in diagnosing child sexual abuse and asked that she have her daughters examined by one of them. The next day, the mother took the children to see Dr. Terry Little, a physician who was not on Armstrong’s list and who had little experience with child sexual abuse. Dr. Little interviewed the children and the mother and conducted physical examinations of the two children.
At trial, the children testified that on the night in question Johnson entered their bedroom and sexually abused them by rubbing his penis against their vaginas and buttocks and stroking their pubic areas. The mother, who was not home at the time
Dr. Little testified that when the mother brought the children to him, he asked about the children’s histories and physically examined them for signs of abuse, an examination which turned out negative. He said the histories he gained from interviewing the children and their mother helped him form his opinion that the children had been molested. The testimony at issue went as follows:
Prosecutor: What is your opinion?
Dr. Little: My opinion is that generally you do not find signs of abuse.
Prosecutor: Where there’s been no penetration?
Dr. Little: That’s exactly right.
Prosecutor: Did you make any diagnosis regarding [Child 1]?
Dr. Little: The word “diagnosis” may not be the correct word to use here. It would be more in the form of an opinion. A diagnosis is usually — we usually like to have physical signs in order to make a diagnosis.
Prosecutor: What would your opinion be based upon?
Dr. Little: Well, based upon the histories by the mother, and more so even by the children, I concluded that they had been molested but not in a dramatic way.
Defense Counsel: Object to that foundation, for the opinion. Move to strike.
The Court: It’s in. I’ll allow it to stand at this point.
On cross-examination, counsel for the defense asked “Dr. Little, as I understand it, you’re no expert in the area of child sexual abuse as a doctor, are you?” Dr. Little answered, “That’s correct.” The jury returned a verdict of guilty on both counts and the court imposed its sentence. Johnson appealed.
Arguments on Appeal
Johnson’s counsel objected to the foundation for Dr. Little’s opinion that the children had been molested. The objection was “fleshed out” in Johnson’s appellate brief in which counsel specified that the testimony was improperly admitted because the doctor was not qualified as an expert in child sexual abuse as required in I.R.E. 702. On appeal, counsel also asserts that the testimony constituted an impermissible vouching for the credibility of the children and was an opinion on an ultimate issue. The state, on the other hand, asserts that the doctor’s opinion was admissible as that of a lay witness because the doctor was not presented as an expert. We find that the doctor’s opinion was erroneously admitted and that the error requires reversal.
Standard of Review
Generally, appellate review of trial court rulings on evidence is governed by I.R.E. 103.
State v. Koch,
However, plain error affecting substantial rights, although not properly brought to the attention of the trial court, may serve as the basis for review on appeal. I.R.E. 103;
Koch,
Opinions by Expert and Lay Witnesses
Before discussing the merits of the arguments in this case, we will first discuss the criteria for allowing the introduction of opinion testimony at trial. I.R.E. 702 states that if specialized knowledge will assist the jury to understand the evidence or determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may offer his opinion. Whether a child has been sexually abused has been held to be a question beyond common experience, and allowing an expert to testify on this issue will assist the trier of fact. State
v. Hester,
On the other hand, I.R.E. 701 allows the court to admit opinion testimony of a non-expert or lay witness when that opinion is rationally based on the witness’ perception and is helpful to a clear understanding of his testimony or the determination of a fact in issue. Idaho appellate courts have held that a trial court may, in its discretion, permit a lay witness to state an impression or conclusion about a matter of fact within his knowledge.
State v. Fenley,
Dr. Little was not Qualified to Testify as an Expert Witness
On direct examination, Dr. Little testified that he was a licensed general practitioner employed by Doctor’s Immediate Medical Care. He had been a physician for five years and employed by his current employer for three years. The doctor said he that he did not specialize as a physician and had no specific training in the area of child sexual abuse. He stated that he was not a member of any professional organiza
tion
Dr. Little’s testimony clearly indicates that he was not properly qualified as an expert to speak in that capacity regarding whether the children had been molested. He stated that he had no expertise in the area of child sexual abuse. When the prosecutor asked if he had any specialty or specific area of practice, the doctor stated, “Not at all. Pretty much general practice.” Moreover, on cross-examination the doctor denied that he was an expert.
Therefore, defense, counsel’s objection to the foundation for Dr. Little’s testimony was effective insofar as he was presented as an expert. However, the state contends that he was presented as a lay witness, that is, as someone without special skills or knowledge in the area of child sexual abuse. See BLACK’S LAW DICTIONARY p. 888 (6th ed. 1990). Though Dr. Little denied any special knowledge or experience in the field of child sexual abuse, he did possess skill and training in the medical field beyond that of the ordinary juror. In this regard, our concern is whether the jury would not view him as a layman but as someone with elevated skills to whose opinion the jury would defer.
We find several decisions from other jurisdictions helpful in our evaluation of this case. The first case is
Goodson v. State,
No doubt there are occasions when one who by profession possesses expertise may properly offer a lay opinion. Here, Dr. Chidester was proceeding in her professional capacity. The record falls far short of establishing that Dr. Chidester had the professional competence to give the opinion at issue with the level of reliability our law demands of evidence offered at trial.
Goodson,
In
State v. Bressman,
There was a conflict between the testimony of the [victim] and the defendant as to what happened ... It was up to the jury to resolve the conflict. Their deci sioncould have been affected by the doctor’s opinion.
Bressman,
We consider the facts in the instant case to parallel those in Goodson and Bressman and reach the same conclusions found in those cases. Here, Dr. Little should not have been allowed to offer his opinion that the children had been sexually molested. He had little if any experience with child sexual abuse. The only information available to support his opinion was gleaned from one visit with the children in which he found no physical evidence of molestation. He relied solely on the histories provided by the children and the mother that the children had been molested. The basis for the doctor’s opinion is limited even more by the fact that the mother, who supplied some of the information the doctor relied on in forming his opinion, could only tell him what the children had told her.
Essentially, Dr. Little’s opinion was a judgment on the children’s credibility, that is, he believed they were telling the truth. In a jury trial, it is for the jury to determine the credibility of a witness, not another witness.
See State v. Batangan,
The Doctor’s Opinion Violated I.R.E. 701
Although we have determined that Dr. Little was not qualified to speak as an expert witness, our decision would be incomplete if we did not discuss his opinion as that of a lay witness, as the state argues it was presented. Initially, we conclude that counsel’s objection to the doctor’s opinion as a lay witness was, by itself, insufficient to preserve the issue for appeal. Counsel objected that no foundation had been laid for Dr. Little’s opinion. Reviewing the testimony, it is apparent that the proper objection should have been that the doctor’s answer was unresponsive to the question asked. Here, the state asked the doctor what his opinion was based upon, concerning the alleged abuse of the children. Dr. Little responded by actually stating his opinion that the children had been molested. His opinion was irrelevant to the question asked and thus was unresponsive.
See State v. Bair,
In this case, Dr. Little’s opinion was based on the histories provided by the children and the mother. The opinion was not based upon his own perception but instead was based on what others had related to him, violating the first requirement of I.R.E. 701. Further, we are not persuaded that his opinion was necessarily helpful to the jury’s understanding of his testimony or a fact in issue. The jury was presented with the children’s testimony that they had been abused. To the contrary, Johnson denied the allegation. The mother and Officer Armstrong essentially testified to what the children told them. There was no physical evidence of abuse. The case rested on the jury’s weighing of the children’s testimony against Johnson’s. In view of these circumstances, we conclude that the doctor’s testimony vouched for the credibility of the children without a sufficiently reliable factual basis to do so, thereby impinging on Johnson’s right to a fair trial.
Although decisions involving sexual crimes and the opinions of lay witnesses are sparse, we find support for our conclusion in
State v. Bowman,
almost totally dependent on the credibility of the victim. Due to these circumstances, the court concluded that the officer’s testimony about the child’s ability to fantasize demonstrated a reasonable possibility that a different result would have been reached at trial had the error not been committed, thus the error required reversal. 1 We reach the same conclusion in the present case.
Dr. Little’s Opinion Embraced an Ultimate Issue
Next, Johnson argues that Dr. Little’s opinion should have been stricken because it embraced an ultimate issue. The state argues that because the doctor only gave his opinion that the children had been molested and not that Johnson was the molester, the doctor’s opinion did not embrace an ultimate issue. We disagree.
Opinion testimony regarding an ultimate issue is allowed if it will assist the trier of fact. I.R.E. 704. In
State v. Hester,
The Error was not Harmless
Finally, we hold that the court’s error in admitting Dr. Little’s opinion was not harmless in that, after reviewing the record, we are left with a reasonable doubt as to whether the jury would have reached the same result had the opinion not been allowed into evidence.
See State v. Hall,
Consequently, we reverse the judgment of conviction and remand the cause for a new trial.
Notes
.
Compare Farley
v.
People,
