Lead Opinion
Opinion
General Statutes § 53a-72a (a) (2) criminalizes sexual intercourse between kindred persons. The jury found the defendant guilty under that statute and judgment of conviction was rendered, from which he now appeals. We reverse the judgment of the trial court.
The relevant facts are undisputed. On April 22, 2002, the victim was seventeen years old and lived with J and the defendant. The victim, a junior in high school, stayed
On August 7, 2002, the defendant was arrested and charged with one count of sexual assault in the second degree in violation of General Statutes § 53a-71. By long form information dated November 12, 2003, the defendant was accused of sexual assault in the third degree in violation of § 53a-72a (a) (2). The defendant pleaded not guilty to both charges and a trial ensued. At the conclusion of the evidentiary phase of the trial, the defendant moved for a judgment of acquittal on both charges. The court granted the motion in part, and the defendant was acquitted of sexual assault in the second degree. Trial proceeded on the charge of sexual assault in the third degree, of which the jury found the defendant guilty. The court thereafter sentenced the defendant to five years imprisonment, execution suspended after three years, with ten years probation pursuant to special conditions that included registration as a sex offender. This appeal followed.
I
The defendant first alleges that the evidence was insufficient to establish, beyond a reasonable doubt, that he was the stepfather of the victim. It is axiomatic that the jury must find every element proven beyond a reasonable doubt in order to find a defendant guilty of the charged offense. See, e.g., State v. Ledbetter,
“While . . . every element [must be] proven beyond a reasonable doubt in order to find the defendant guilty of the charged offense [s], each of the basic and inferred facts underlying those conclusions need not be proved beyond a reasonable doubt. . . . [I]n determining whether the evidence supports a particular inference, we ask whether that inference is so unreasonable as to be unjustifiable. . . . [A]n inference need not be compelled by the evidence; rather, the evidence need only be reasonably susceptible of such an inference. . . . Moreover, [i]n evaluating evidence that could yield contrary inferences, the trier of fact is not required to accept as dispositive those inferences that are consistent with the defendant’s innocence. . . . Finally, we must remember that it is the jurors who are the arbiters of fact. [W]e do not sit as the seventh juror when we review the sufficiency of the evidence . . . rather, we must determine, in the light most favorable to sustaining the verdict, whether the totality of the evidence, including reasonable inferences therefrom, supports the jury’s verdict of guilt beyond a reasonable doubt.” (Citations omitted; internal quotation marks omitted.) State v. Glasper,
To establish guilt of sexual assault in the third degree, the state was required to prove that the defendant was the stepfather of the victim. See General Statutes § 53a-
A
The defendant first claims that there was insufficient evidence in the record of his husband-wife relationship with J. We disagree.
The following evidence was before the jury. Alter the sexual assault was reported to the police, the defendant provided an oral statement at the police department concerning the events of April 22, 2002. The statement was recorded, and the defendant signed a voluntary interview form.
In Roswell, the defendant was charged with and convicted of the crime of incest with his daughter. Prior to trial, the defendant confessed that the victim was his daughter and that he was married to the victim’s mother. Our Supreme Court held that the admission of the defendant’s statement was improper: “[T]his testimony was from its nature inadmissible, because if accompanied with proof of a marriage in fact, unnecessary, and if not so accompanied, as was the case here, then wholly insufficient: and that, therefore, a new trial should be granted.”
The present case is distinguishable from Roswell. In Roswell, there was no “testimony of a witness who was present at [the marriage] celebration . . . .” Id., 449. Here the jury reasonably could credit the testimony of L that a marriage ceremony had occurred in a church in Texas. That testimony is consistent with the defendant’s admission. We conclude that the cumulative effect of the evidence, including reasonable inferences drawn therefrom, viewed in the light most favorable to sustaining the verdict, was sufficient to justify the jury’s conclusion that the defendant and J were married.
B
We next consider whether there was sufficient evidence in the record of a mother-daughter relationship between J and the victim. The defendant again refers to Roswell in support of his claim.
Besides the defendant’s admission, the only evidence presented to the jury concerning the mother-daughter relationship was the testimony of the victim. She testified that she was bom in the Virgin Islands in 1984. From approximately three weeks of age until after the age of sixteen, the victim was raised there by C and A, whom she considered to be her aunt and uncle. In that period, she twice visited J. In 2001, the victim moved
The jury, thus, was presented with declarations by both the victim and the defendant that J was her mother. It is therefore not surprising that the juiy, in the face of such uncontested unanimity, found the testimony persuasive. It remains insufficient nonetheless.
The Roswell court noted the “special” nature of allegations regarding parentage and stated that “such an allegation must be proved, or the prisoner must be acquitted.” Id., 450. Just as a person may suppose and confess to a marriage that in actuality is invalid, so, too, may a person suppose and confess to equally invalid parentage. The respective assertions of the defendant and the victim, although in agreement, remain mere allegation. Roswell requires more. Yet, no documentation, such as a birth certificate, was introduced at trial.
II
Even were we not constrained by the Roswell precedent, the defendant’s conviction remains untenable. Independent of his claim of evidential insufficiency, the defendant alleges that § 53a-72a (a) (2) violates his right to equal protection under the law.
The defendant’s appeal centers on two related statutes, General Statutes §§ 53a-72a (a) (2) and 46b-21. Section 53a-72a (a) provides in relevant part that “[a] person is guilty of sexual assault in the third degree when such person ... (2) engages in sexual intercourse with another person whom the actor knows to be related to him or her within any of the degrees of kindred specified in section 46b-21.” Section § 46b-21
A
Similarly Situated
We first consider the nature of the classification created by § 53a-72a (a) (2). “[T]o implicate the equal protection [clause] ... it is necessary that the state statute ... in question, either on its face or in practice, treat persons standing in the same relation to it differently. . . . Thus, the analytical predicate [of consideration of an equal protection claim] is a determination of who are the persons similarly situated.” (Internal quotation marks omitted.) City Recycling, Inc. v. State,
In Singh v. Singh,
Section 46b-21 specifies numerous kindred relationships. None among them are homosexual. Moreover, the statute concerns marriage. Today, as in 1875, homosexuals cannot many under Connecticut law. It follows, then, that homosexual relationships are beyond the purview of the degrees of kindred specified in § 46b-21.
We note further that unlike in 1875, Connecticut law today recognizes civil unions. See Public Acts 2005, No. 05-10 (P.A. 05-10). Section three of P.A. 05-10 largely replicates the language of § 46b-21. Public Acts 2005, No. 05-10, § 3, provides: “(a) A woman shall not enter into a civil union with her mother, grandmother, daughter, granddaughter, sister, brother’s daughter, sister’s daughter, father’s sister or mother’s sister, (b) A man shall not enter into a civil union with his father, grandfather, son, grandson, brother, brother’s son, sister’s son, father’s brother or mother’s brother, (c) A civil union between persons prohibited from entering into a civil union pursuant to subsection (a) or (b) of this section is void.” That § 53a-72a (a) (2) has not been amended to encompass those relationships informs our consideration of whether it contemplates same sex relations.
Significantly, § 3 of P.A. 05-10 does not prohibit a stepparent from entering into a civil union with a stepchild.
B
Standard of Review
When confronted with an equal protection challenge, a reviewing court must ascertain the standard by which the challenged statute’s constitutional validity will be resolved. “If, in distinguishing between classes, the statute either intrudes on the exercise of a fundamental right or burdens a suspect class of persons, the court will apply a strict scrutiny standard wherein the state must demonstrate that the challenged statute is necessary to the achievement of a compelling state interest. ... If the statute does not touch upon either a fundamental right or a suspect class, its classification need only be rationally related to some legitimate government purpose in order to withstand an equal protection challenge.” (Internal quotation marks omitted.) Ramos v. Vernon,
The defendant alleges that § 53a-72a (a) (2) discriminates against persons on the basis of sexual orientation.
In Romer v. Evans,
In 2003, the court expressly overruled Bowers m Lawrence v. Texas,
In the wake of Lawrence, other courts have considered the appropriate standard of review for assessing sexual orientation challenges. See Muth v. Frank,
Particularly noteworthy is the recent decision of the Supreme Court of Kansas in State v. Limon,
The foregoing precedents reflect that the United States Supreme Court has not recognized homosexuals as a suspect classification, nor has it deemed same sex relations a fundamental right. The appropriate test, therefore, by which to determine whether the classification contained in § 53a-72a (a) (2) is constitutional is to inquire whether the legislative classification is founded on a rational basis.
Under that deferential standard of review, a legislative classification must be rationally related to a legitimate government interest. Cleburne v. Cleburne Living Center, Inc., supra,
C
The State’s Proffered Basis
In an attempt to satisfy this deferential standard, the state proffers only one ground to justify the prohibition of heterosexual, rather than homosexual, intercourse between kindred persons contained in § 53a-72a (a) (2): the prevention of genetic defects due to inbreeding. Citing the Encyclopedia Britannica, the state argues that “[n]umerous deleterious effects appear to be associated with genetic inbreeding, such as hereditary diseases and malformations, along with decreased vigour, size and fertility of the offspring . . . .” (Internal quotation marks omitted.)
Although the legislature need not articulate the basis for the classification relied on by the state; see Nordlinger v. Hahn, 505 U.S. 1, 15,
The General Assembly amended § 53a-72a in 1980 to add subdivision (a) (2). See Public Acts 1980, No. 80-
A review of the legislative history of P.A. 80-346 indicates that its sole purpose was to protect victims of incest. Senator Alfred Santaniello, Jr., introduced the bill before the Senate by explaining that “[t]his bill would really just change the title. Crimes that are now classified as incest would be classified as sexual assault in the third degree and the reason for that is to try to remove some of the stigma of the victims of the crime. . . . [T]he important part about the bill is the changing of the title and the protection of the victim.” 23 S. Proc., Pt. 9, 1980 Sess., p. 2934. Representative Richard D. Tulisano summarized the amendment before the House of Representatives as follows: “[The bill] maintains that marriage without sexual intercourse would still be incest under the existing statute. In effect, what this legislation does is maintain as a Class B felony incest and the title of incest for one who marries within the degrees of kindred already prohibited in law but shifts to the sexual assault statutes as Class B felonies as existing law that of sexual intercourse, because it has been felt by many people interested in this legislation that children whose parent might be arrested, might be better served if no one would know that they were the object of an incestuous relationship.” 23 H.R. Proc., Pt. 11, 1980 Sess., p. 3107.
Representative Tulisano further commented that “the purpose of the bill is to shelter to some extent the victims of incestuous relationships. . . . [Something to shelter children from adverse publicity.” Id., p. 3110. Representative John N. DeMerell stated that “the thrust of this [bill is] to protect the victims of what is a most
The legislative record is silent as to the state’s proffered basis for the classification at issue in the present appeal. It reveals but one puipose for the amendment, the protection of incest victims. Inbreeding was not a concern addressed, nor its prevention a purpose discussed, in the legislative record. That legislative history informs our analysis of the defendant’s equal protection claim. See City Recycling, Inc. v. State, supra,
It does not, however, foreclose the possibility that inbreeding is a rational basis. As our Supreme Court has explained, “[t]he test ... is whether this court can conceive of a rational basis for sustaining the legislation; we need not have evidence that the legislature actually acted upon that basis.” (Internal quotation marks omitted.) Donahue v. Southington,
We therefore focus our attention on the basis provided by the state. “The question of classification is primarily one for the legislature, and the coruts will not interfere unless a classification presented by statute is clearly irrational and unreasonable.” State v. Rao,
Inbreeding is defined as “mating between organisms that are genetically more closely related than organisms selected at random from the population.” T. Stedman, Medical Dictionary (27th Ed. 2000) p. 886. It involves only persons related by consanguinity. Yet the degrees of kindred described in § 46b-21, by its express terms, plainly include persons related by affinity, and have for well over a century. See Singh v. Singh, supra,
The inescapable infirmity of the state’s proffered basis for the classification here involved is that it pertains to only a portion of those relationships governed by the statute. “The standard of what is arbitrary and unreasonable is not rigid. . . . [T]he question is usually one of degree.” (Internal quotation marks omitted.) Miller v. Heffernan,
D
Other Conceivable Bases
The state has not provided an alternative basis to justify the proscription of heterosexual, rather than homosexual, intercourse between kindred persons contained in § 53a-72a (a) (2). Although other jurisdictions seldom have addressed the issue of inbreeding, those which have note that moral disapprobation is closely intertwined with that issue. One half century ago, the New Hampshire Supreme Court stated that the purpose of that state’s incest statute “was not only to protect society against the evils of inbreeding but also against the socially and morally undesirable consequences of sexual relations under any circumstances between persons within the prohibited degrees of relationship.” State v. Geddes,
Society’s belief that certain forms of sexual behavior are “immoral and unacceptable” was found to be a rational basis in Bowers v. Hardwick, supra,
The moral disapprobation basis is further undermined by the facts of the present case. If sexual intercourse between a stepfather and stepdaughter is considered by society to be immoral and unacceptable, its repugnancy stems from the fact that the act involves related persons. See id.; Matter of Incuria, supra,
A final basis raised not by the state but by the decisional law of other jurisdictions merits attention. Whether termed the promotion of “domestic peace and purity”; Smith v. State,
The aforementioned cases recognize the legitimate state interest in prohibiting sexual acts between related persons. The respective statutes at issue in those decisions prohibit sexual acts between related persons without regard to heterosexual or homosexual relations.
E
Conclusion
This court is mindful that “ [t]he question of classification is primarily one for the legislature, and the courts will not interfere unless a classification presented by statute is clearly irrational and unreasonable.” State v. Rao, supra,
In this opinion HARPER, J., concurred.
Notes
It is undisputed that the acts occurred between consenting adults, as the defendant was acquitted of sexual assault in the second degree in violation of General Statutes § 53a-71.
General Statutes § 53a-72a (a) provides in relevant part: “A person is guilty of sexual assault in the third degree when such person ... (2) engages in sexual intercourse with another person whom the actor knows to be related to him or her within any of the degrees of kindred specified in [General Statutes §] 46b-21.”
Dated May 24,2002, and signed by the defendant, the voluntary interview form asked, inter alia, whether “we have told you that you can terminate this interview and leave at any time. You fully understand what we have told you and we will not stop you if you decide to leave. Do you understand this and you are voluntarily submitting to this interview?” It also stated: “No promises or threats have been made to get you to agree to this interview. Is that correct?” To both of these queries, the defendant wrote “yes.”
The state maintains that Roswell “has effectively been overruled sub silentio by our rules of evidence.” Connecticut Code of Evidence § 8-3 (1) (A) provides that a statement that is being offered against a party and is the party’s own statement is admissible as an exception to the hearsay rule. See also State v. Ferguson,
Hospital records and birth certificates normally make a further acknowledgment and formal proof of parentage unnecessary. See Miller v. Albright, 523 U.S. 420, 444,
We are mindful that “[ejstablished wisdom counsels us to exercise self-restraint so as to eschew unnecessary determinations of constitutional questions.” (Internal quotation marks omitted.) State v. Campbell,
Under Golding, “a defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt.” (Emphasis in original.) State v. Golding, supra,
Such a union is conceivable to the extent that our General Assembly envisioned that a stepfather could otherwise marry his stepdaughter were it not for the provisions of General Statutes § 46b-21.
The defendant’s equal protection claim is predicated on the guarantees of our state constitution, as well as those of the federal constitution. He has not engaged in an analysis pursuant to State v. Geisler,
A search for a legitimate state interest typically signifies a rational basis analysis. See, e.g., Romer v. Evans, supra,
Although the target of harsh criticism; see, e.g., N. Lund & J. McGinnis, “Lawrence v. Texas and Judicial Hubris,” 102 Mich. L. Rev. 1555, 1557 (2004) (“The Lawrence opinion is a tissue of sophistries embroidered with a bit of sophomoric philosophizing” that “deserves to be condemned”); Lawrence remains the law of the land.
As Justice Scalia stated in his dissent in Lawrence, “[NJowhere does the Court’s opinion declare that homosexual sodomy is a ‘fundamental right’ under the Due Process Clause; nor does it subject the Texas law to the
Furthermore, it is worth noting that, prior to Lawrence, three justices of the United States Supreme Court wrote opinions arguing that private adult consensual conduct should be treated as a fundamental right under the due process clause. Hollenbaugh v. Carnegie Free Library,
In another dissent from the denial of certiorari concerning two heterosexual public employees who were discharged from their jobs due to their relationship, Justice Brennan opined that “petitioners’ lawful, off-duty sexual conduct clearly implicates the fundamental . . . right to be free, except in very limited circumstances, from unwanted governmental intrusions into one’s privacy.” (Internal quotation marks omitted.) Whisenhunt v. Spradlin,
Most significant is Bowers v. Hardwick, supra,
For a more detailed discussion of the equal protection analysis in Lawrence, see M. Peterson, “The Right Decision for the Wrong Reason: The Supreme Court Correctly Invalidates the Texas Homosexual Sodomy Statute, But Rather than Finding an Equal Protection Violation in Lawrence v. Texas, the Court Incorrectly and Unnecessarily Overrules Bowers v. Hardwick,” 37 Creighton L. Rev. 653 (2004). The commentator concludes that because “[i]n Lawrence, the Texas statute’s classification of homosexuals versus heterosexuals did not further a legitimate government interest; therefore, the Court should have invalidated the Texas statute on the basis of equal protection.” Id., 693.
At oral argument, the state insisted that there “must be a reason for the legislature to have added this language to the third degree assault statute.” Neither the state nor the defendant, discussed legislative history in their briefs.
In State v. Limon, supra,
As Justice Scalia noted in his dissent in Lawrence, society’s belief that certain forms of sexual behavior are immoral and unacceptable “is the same justification that supports many other laws regulating sexual behavior that make a distinction based upon the identity of the partner — for example, laws against adultery, fornication, and adult incest, and laws refusing to recognize homosexual marriage.” Lawrence v. Texas, supra,
Camp v. State, supra,
A classification is no less arbitrary because it is probable that the unequal operation of the statute was due to inadvertence rather than design. F.S. Royster Guano Co. v. Virginia,
Concurrence Opinion
concurring. Although I agree with and join fully in part I of the majority opinion, I write separately to note my disagreement with the necessity and propriety of addressing the defendant’s constitutional claim that General Statutes § 53a-72a (a) (2) violates his right to equal protection under the law. Whether I agree or disagree with the reasoning in part II of the majority’s opinion is not relevant. I believe that “[t]his court has a basic duty to avoid deciding a constitutional issue if a nonconstitutional ground exists that will dispose of the case.” Moore v. McNamara,
Our Supreme Court expressly has instructed that appellate courts should avoid deciding constitutional issues where possible. “It is axiomatic that courts do not engage in constitutional analysis if a nonconstitutional basis upon which to resolve an issue exists.” Shelton v. Statewide Grievance Committee,
For the foregoing reasons, I concur in the result reached in part I of the majority opinion.
