96 Wash. App. 167 | Wash. Ct. App. | 1999
In this consolidated appeal, we consider whether the 1997 amendments to the juvenile justice code have made juvenile proceedings so similar to adult criminal proceedings that juvenile offenders are now entitled to a jury trial under either the United States or Washington constitution. Applying Washington case precedent, we find that the amendments do not render juvenile proceedings so much less rehabilitative and more punitive that the right to a jury trial must attach. Some of the juveniles raise additional arguments based on the facts of their particular cases. We find no reversible error with respect to these issues. Accordingly, we affirm in each of the cases
I. Sixth and Fourteenth Amendments
The federal constitution guarantees an adult criminal defendant the right to an impartial jury in all criminal prosecutions.
In McKeiver v. Pennsylvania, the United States Supreme Court held that “trial by jury in the juvenile court’s adjudicative stage is not a constitutional requirement.”
After Schaaf was decided, the JJA was again amended to allow a juvenile offender who is determined to be a continuing and serious threat to the safety of others in the institution to be transferred from a juvenile detention facility to the department of corrections.
The distinctions between the adult and juvenile systems that have been found to have constitutional consequence on this question lie in the rehabilitative purposes and lesser penalties of the Juvenile Justice Act, which stand in contrast to the punitive purpose and much more serious penalties of the adult criminal system. Our Supreme Court described the dichotomy thusly:
The purpose of the juvenile justice system is ostensibly to establish a system having primary responsibility for, and responding to, the needs of offenders, as well as to hold juveniles responsible for their offenses. The critical distinction between the two systems lies in the Juvenile Justice Act of 1977’s (JJA) policy of responding to the needs of juvenile offenders. We have in the past found such a policy as rehabilitative in nature, whereas the criminal system is punitive. Such differences have led us to consistently conclude the right to a jury trial does not extend to juveniles adjudicated in juvenile proceedings.[
II. 1997 Amendments to Juvenile Justice Act
A. Purpose and Intent
We first note that the legislature’s statement of intent and purpose
This statement differs markedly from the legislature’s statement of purpose in enacting the Sentencing Reform Act of 1981 (SRA), applicable to adult criminal proceedings. The SRA focuses primarily on punishment, not rehabilitation; only one of six purposes addresses rehabilitation.
B. “Conviction” of Juveniles
Significant to the Schaaf court’s analysis was the fact that under the juvenile code, an adjudication does not constitute conviction of a crime. RCW 13.04.240 provides: “An order of court adjudging a child delinquent or dependent under the provisions of [RCW 13.04] shall in no case be deemed a conviction of crime.” Thus, “an act which would be a crime if committed by an adult is not a crime, and thus not a felony, if committed by a juvenile.”
RCW 13.04.240 was not changed by the 1997 amendments. But Appellants argue it was repealed by implication, because the 1997 amendments added a separate provision to the juvenile code, which gives the term “adjudication” the same meaning as the term “conviction” under the SRA.
The amendments seem to have imparted some confusion as to terminology. But we find the issue not pertinent to the question before us. The fact that a juvenile adjudication will be considered as criminal history in a later adult prosecution is not new,
C. Other Amendments
Appellants contend that certain other specific 1997 amendments, taken together, compel the conclusion that the differences are indeed overwhelmed by the similarities. These cited changes fall into three general categories: privacy of records, public stigma, and severity of penalty.
1. Records
Before the 1997 amendments, a juvenile could have his or her record sealed after two years, and destroyed when the juvenile reached 23 years of age.
The statutes allow for the destruction of records only if the juvenile’s criminal history consists of only one referral for diversion.
Although the standards for sealing juvenile records have changed, the amendments have not eliminated the differences between the two systems. While sealing and destruction of a juvenile offender’s records are now more restricted, the possibility remains in many circumstances, while the possibility of vacation of an adult offender’s record of conviction is much more narrowly circumscribed.
2. Stigma
Appellants argue that such stigma now attaches to a juvenile adjudication that a jury trial is required. They point to RCW 9.41.040, defining the crime of unlawful possession of a firearm by a felon, under which a “conviction” is
The fact that the 1997 amendments may have increased the stigma of a juvenile adjudication does not by itself compel the conclusion that the juvenile system is no longer more rehabilitative in its treatment of offenders or more responsive to the needs of offenders than the adult criminal system. We thus turn to a review of the effect of the amendments on the critical penalty aspect.
3. Punishment
a. Possible future consequences. Appellants first focus on the increased severity of possible future consequences regarding adult punishment. They argue that the way in which juvenile adjudications are now counted as prior offenses under the SRA in computing an adult’s sentence shows the similarity between the adult and juvenile systems. But as we have discussed above, the consideration of prior juvenile adjudications when sentencing an adult is nothing new. Even before enactment of the SRA, it was permissible to consider prior juvenile offenses at a subsequent adult sentencing. “The mere fact that such use is now mandatory in certain circumstances does not constitute any additional punishment for the prior behavior or
In a related argument, Appellants identify, as perhaps the “most ominous implication” of recent changes, the possibility that juvenile adjudications may be counted as “strikes” under the persistent offender statute, RCW 9.94A.030(27). We first note that a juvenile cannot be classified as a persistent offender. A “persistent offender” is defined as “an offender who: . . . [h]as . . . been convicted as an offender on at least two separate occasions.”
a person who has committed a felony established by state law and is eighteen years of age or older or is less than eighteen years of age but whose case is under superior court jurisdiction under RCW 13.04.030 or has been transferred by the appropriate juvenile court to a criminal court pursuant to RCW 13.40.110 J35 ]
Under this definition, a juvenile who is tried as a juvenile and not as an adult is not included in the definition of offender under the SRA, and therefore a juvenile offender is never eligible to be treated as a persistent offender, and juvenile adjudications do not qualify as “strikes.”
Similarly, Appellants also claim that juvenile adjudications will affect eligibility under the SRA for the drug offender sentencing option and work ethic camp. But the same definition of “offender” applicable to the persistent offender statute also applies to the SRA provisions
Next, Appellants point out that a juvenile felony record may render an adult ineligible for the first-time offender waiver under RCW 9.94A.120(5). The first-time offender waiver is available only to persons who have never previously been convicted of a felony in Washington.
In sum, the increased severity of the future consequences of a juvenile adjudication brought about by the 1997 amendments to the juvenile justice code does not constitute additional punishment of the juvenile
b. Immediate consequences. Appellants also point to other changes, however, which do affect the juveniles at the time of the juvenile adjudication: revision of the Option B
We disagree with Appellants’ view of the effect of these changes. While Appellants are correct that the changes may lessen the scope of discretion available to the juvenile court in fashioning a rehabilitative disposition for the most serious offenders, the juvenile court’s discretion for other offenders is enhanced under the amendments. A clearer emphasis is placed on “local sanctions”; the juvenile court retains discretion to determine whether treatment within the community is a more appropriate disposition than incarceration,
In contrast, the adult sentencing court ordinarily has no discretion to order an adult felon to participate in employment or educational programs,
Appellants urge that changes to the restitution provisions of the juvenile code illustrate the legislature’s decision to make the juvenile code more of a “just deserts”
Appellants also point to the community notification provisions now applicable to juveniles found to have committed a violent offense, a sex offense, or stalking.
We thus identify numerous provisions in the juvenile code remaining after the 1997 amendments that preserve the critical differences between the adult and juvenile systems. The juvenile code also provides for much more lenient penalties,
A telling illustration of the fact that juvenile proceedings remain more lenient and more rehabilitative than adult criminal proceedings is the fact that none of the juveniles involved in this appeal availed themselves of the opportunity, pursuant to RCW 13.40.110, to request the juve
While in the juvenile detention system, [the juvenile] would be eligible to receive both counseling and assistance from a number of programs only available through the JRA. In the event [he] was convicted and sentenced as an adult, he would simply serve out his sentence and receive nothing in the way of rehabilitative programs.
The penalties and procedures under the juvenile system thus remain significantly different from those under the adult criminal system after the 1997 amendments. While those amendments somewhat increased its punishment aspect, they also increased its rehabilitative scope. The juvenile system continues to focus to a greater degree on the needs of the offender and on the goal of rehabilitation, rather than on punishment, which is the primary focus of the adult system. The continued existence of these differences compels us to conclude that the right to a jury trial does not apply to juvenile proceedings.
It is noteworthy that the amendments to the juvenile justice provisions considered in Schaaf went farther towards making the juvenile system more of a “just deserts” system, similar to the adult system, than do the 1997 amendments under scrutiny here. The Schaaf Court rejected the arguments that the amendments created a constitutional right to a jury trial in juvenile adjudications. We cannot say that the 1997 amendments change the results of the analysis. The Schaaf court’s reasoning still applies:
*184 In sum, while juvenile proceedings are similar to adult criminal prosecutions, enough distinctions still exist to justify denying juvenile offenders the right to a trial by jury. Juvenile offenders are afforded special protections under the present system, and we perceive no valid reason to jeopardize those protections by making juvenile proceedings fully akin to adult proceedings.[59 ]
III. State Jury Trial Guarantee
The Washington constitution guarantees a jury trial in criminal prosecutions and also provides that the “right of trial by jury shall remain inviolate.”
The court in Schaaf considered and rejected this argument. The court undertook a Gunwall
With respect to the state constitutional and common law history factor, the juveniles in Schaaf argued that because article I, section 21 preserves the right to a jury trial as that right existed at common law in the territory when section 21 was adopted, they are entitled to a jury trial under the state constitution because they would have been
overlooks the salient fact that territorial lawmakers did not anticipate the enactment of a separate juvenile justice system. Washington did not create a separate juvenile court system until 1905, and did not pass comprehensive legislation concerning the juvenile justice system until 1913. It does no violence to our state’s common law history to give credence to a 70-year-old legal system that was nonexistent in our territorial days.[63 ]
The 1997 amendments do nothing to diminish the validity of the Supreme Court’s reasoning.
With respect to the preexisting state law factor, the court noted that since the creation of the juvenile court system, “this state has been trying to avoid accusing and convicting juveniles of crimes.”
It is fair to say that the 1997 amendments increased the juvenile code’s emphasis on accountability for serious criminal activity. The amendments also, however, enhanced the court’s ability to address the needs of juvenile offenders. Emphasis is still placed on rehabilitation in the juvenile system, whereas the adult system focuses almost entirely on punishment. The court’s statements in Schaaf still apply. Thus, even after the 1997 amendments to the juvenile justice provisions, the state constitution still does not guarantee to juveniles the right to trial by jury.
Appellants also argue that the denial of a jury trial embodied in RCW 13.04.021(2) violates both the federal and state equal protection guarantees. The first step in an equal protection analysis is to determine the proper test under which to analyze this claim. “Juveniles are neither a suspect class nor a semi-suspect class.”
“The rational relationship test is the most relaxed and tolerant form of judicial scrutiny under the equal protection clause. Under this test, the legislative classification will be upheld unless it rests on grounds wholly irrelevant to achievement of legitimate state objectives.”[69 ]
The court in Schaaf applied the rational relationship test to RCW 13.04.021(2) and held that the statute did not violate the equal protection clause:
We conclude that the Legislature’s statutory denial of jury trials to juveniles is rationally related to its desire to preserve some of the unique aspects of the juvenile court system. Juveniles do have distinguishing characteristics—age and vulnerability—relevant to interests the state has authority to implement—rehabilitating and treating—and the unique features of the juvenile court system are rationally related to furthering those interests[70 ]
The absence of a jury trial remains an important example of the unique rehabilitative nature of juvenile proceed
The balance of this opinion has no precedential value and will not be published, but will be filed for public record pursuant to RCW 2.06.040.
Kennedy, C.J., and Agid, J., concur.
Review denied at 139 Wn.2d 1014 (1999).
U.S. Const. amends. VI, XIV
Wash. Const. art. I, §§ 21, 22.
403 U.S. 528, 545, 91 S. Ct. 1976, 29 L. Ed. 2d 647 (1971).
Id.
73 Wn.2d 263, 268, 438 P.2d 205 (1968).
91 Wn.2d 654, 655, 591 P.2d 772 (1979).
109 Wn.2d 1, 4, 743 P.2d 240 (1987).
RCW 13.40.280.
132 Wn.2d 414, 420, 939 P.2d 205 (1997).
Id.
Id. at 419-20 (emphasis added) (citations omitted).
See RCW 13.40.010.
See RCW 13.40.010(2)(k).
RCW 13.40.010(2).
RCW 13.40.010(2).
RCW 13.40.010(2)(a)-(k).
The emphasis on family involvement is found elsewhere in recent amendments. See RCW 5.60.060(2)(b) (attorney-client privilege protects parents from being compelled to disclose the juvenile’s communication with his or her attorney); RCW 13.40.130(2), (10) (parents must attend hearings and may be held in contempt for failing to attend).
The purposes of the SRA are to:
*174 (1) Ensure that the punishment for a criminal offense is proportionate to the seriousness of the offense and the offender’s criminal history;
(2) Promote respect for the law by providing punishment which is just;
(3) Be commensurate with the punishment imposed on others committing similar offenses;
(4) Protect the public;
(5) Offer the offender an opportunity to improve him or herself; and
(6) Make frugal use of the state’s resources.
RCW 9.94A.010.
Schaaf, 109 Wn.2d at 7-8 (citing State v. Bird, 95 Wn.2d 83, 91, 622 P.2d 1262 (1980) (Dolliver, J., dissenting)).
In re Weaver, 84 Wn. App. 290, 294, 929 P.2d 445 (1996); see also State v. Cheatham, 80 Wn. App. 269, 273, 908 P.2d 381 (1996) (noting that juvenile cannot be convicted of a crime or a felony).
RCW 13.04.011(1).
RCW 9.94A.030(9).
See State v. Randle, 47 Wn. App. 232, 734 P.2d 51 (1987).
Schaaf, 109 Wn.2d at 8.
Former RCW 13.50.050(ll)(a), (17).
RCW 13.50.050(18).
RCW 13.50.050(ll)(a).
RCW 13.50.050(ll)(d).
RCW 13.50.050(16).
RCW 13.50.050(21).
For example, an adult offender may not have his or her record of conviction cleared if: (1) there are criminal charges against the offender pending in a court of this or any other state, or a federal court; (2) the offense was a violent offense; (3) the offense was a crime against persons; (4) the offender was convicted of another offense since discharge from prison; (5) the offense was a class B felony and less than 10 years have passed since discharge; or (6) the offense was a class C felony and less than 5 years have passed since discharge. RCW 9.94A.230(2).
RCW 9.41.040(3); see also State v. McKinley, 84 Wn. App. 677, 929 P.2d 1145 (1997).
State v. Randle, 47 Wn. App. 232, 242, 734 P.2d 51 (1987).
RCW 9.94A.030(27) (emphasis added).
RCW 9.94A.030(25).
RCW 9.94A.120(6)(a)(ii).
RCW 9.94A.137(l)(a)(ii).
RCW 9.94A.030(22).
RCW 9.94A.030(9).
RCW 13.04.011(1).
Randle, 47 Wn. App. at 241.
RCW 13.40.0357 (Option A).
RCW 13.40.020(4).
RCW 13.40.020(1).
RCW 13.40.160(2).
See ROW 13.40.070, 080.
See e.g., RCW 9.94A.130 (abolishing the power to defer or suspend the imposition or execution of a sentence for felonies committed after June 30, 1984, except for offenders sentenced under the special sex offender sentencing alternative); RCW 10.05 (allowing, under specified circumstances, a person charged with a misdemeanor or gross misdemeanor to petition a court of limited jurisdiction to be considered for a deferred prosecution program).
RCW 9.94A.030(11).
RCW 9.94A.120(20).
RCW 9.94A.120(5).
RCW 9.94A. 120(6).
RCW 9.94A. 120(8).
State v. Estrella, 115 Wn.2d 350, 358, 798 P.2d 289 (1990).
State v. Hartke, 89 Wn. App. 143, 147, 948 P.2d 402 (1997).
RCW 13.40.215.
State v. Ward, 123 Wn.2d 488, 510, 869 P.2d 1062 (1994).
As the State points out, E.S. was committed to the Division of Juvenile Rehabilitation for 5 to 7 months for the commission of the offense of indecent liberties, while an adult convicted of the same offense would face a standard range of 57 to 75 months. T.M. was convicted of possession of cocaine with intent to deliver and faced a commitment of 19 to 23 months. Had he been convicted of this offense as an adult, his standard range, considering his history of three prior felony offenses, would have been 154 to 254 months. R.G. was ordered to serve two days of confinement for residential burglary; as an adult, he would have faced a standard range of three to nine months. J.H. was found guilty of making threats to bomb or injure property and was ordered to serve five days of confinement. An adult convicted of the same crime would face a standard range of three to nine months.
State v. Schaaf, 109 Wn.2d 1, 7-8, 743 P.2d 240 (1987).
Id. at 22.
Wash. Const. art. I, §§ 21, 22.
State v. Gunwall, 106 Wn.2d 54, 61-62, 720 P.2d 808, 76 A.L.R.4th 517 (1986).
(1) The textual language of the state constitution; (2) a comparison of the texts of parallel provisions of the state and federal constitutions; (3) state constitutional and common law history relating to the provisions at issue; (4) preexisting state law; (5) the structural difference between the federal and state constitutions; and (6) whether the matter is of state interest or local concern.
Schaaf, 109 Wn.2d at 14 (footnote omitted).
Id. at 15.
Id
In re Boot, 130 Wn.2d 553, 572-73, 925 P.2d 964 (1996).
Schaaf,109 Wn.2d at 21.
Id.
In re Boot, 130 Wn.2d at 573 (quoting State v. Shawn P., 122 Wn.2d 553, 561, 859 P.2d 1220 (1993)).
Schaaf, 109 Wn.2d at 22.
Id.