*1 Wisconsin, State Plaintiff-Appellant-Cross-Respondent,
Mark D. Jensen, Defendant-Respondent-Cross-Appellant.
Supreme Court 11, argument January No. Oral 2004AP2481-CR. February
Decided
on a
(2005-06).
(Rule)
§
The State
809.60
Stat.
Wis.
County
appealed
Kenosha
an order
Wisconsin
denying
Judge,
Schroeder,
E.
Court, Bruce
Circuit
*5
(Julie)
admissibility
police
of Julie Jensen's
letter to the
message
and her voicemail
and other oral statements to
(Kosman).
Officer Ron Kosman
The defendant, Mark D.
(Jensen), cross-appealed
Jensen
the same order of the
denying
circuit court
his motion to exclude statements
neighbor,
Wojt (Wojt),
Julie made to her
Tadeusz
and
(DeFazio).
teacher,
her son's
Theresa DeFazio
¶ 2. We affirm the order of the circuit court as to
rulings
admissibility
its initial
on the
of the various
Washington,
statements under
HH complaint charging 3. A criminal Jensen with first-degree intentional homicide in the 3, December poisoning 1998, death of his wife was filed in Kenosha County on 19, March preliminary hearing 4. At Jensen's conducted April May
on 23, 2002, 2002, before the Honor- able Carl Greco, M. Court Commissioner, the State including testimony presented from several witnesses (Ratzburg). Ratzburg Wojt, Paul Kosman, and Detective *6 just prior Wojt death, to Julie's ¶ testified anything envelope gave if him that an and told him she Wojt give envelope happened to the should her, to during Wojt police. the three weeks stated that also upset prior scared, and she and death, she was to Julie's inject trying poison her or her to feared that Jensen was trying get something to her to because Jensen was syringes drink in a Julie drawer. and she found wine allegedly not think she would him that she did also told through particular weekend because she one make it suspicious her and written husband
riorated polite superficial. I know he's never forgiven me for the brief I affair had with that creep years ago. kids; seven Mark lives for [and] work he's an avid surfer of the Internet....
Anyway do not My smoke or drink. mother was an —I alcoholic, my I limit drinking so to one or two a week. Mark wants me to drink more—with him in the eve- nings. my I don't. I would my never take life because of they everything are regularly Tyle- to me! I take kids— nol multi-vitamins; [and] occasionally take OTC stuff colds, Zantac, Immodium; for have one prescription migraine tablets, for use[s] which Mark more than I. 1 I'm pray wrong nothing happens [and] ... but I am suspicious of suspicious Mark's [and] behaviors fear for my early However, I demise. will not leave [and] David Douglas. My greatest love, life's accomplishment and "My Daddy (Mark), wish: [and] David Dou- D's"— glas. comparing After the letter writing samples to known from Julie, a document examiner with the State Crime Lab con cluded that the letter was written Julie. hearing, Following preliminary Jensen charging information and an trial, for over
was bound first-degree filed. homicide was intentional Jensen with guilty plea subsequently at his of not entered Jensen arraignment 19, 2002. on June Among pretrial filed were motions Jensen admissibility challenging letter re-
motions
alleg-
Ratzburg
Julie
the oral statements
and
ceived
edly
challenged
Wojt
Jensen also
and Kosman.
made to
purportedly
admissibility
oral statements Julie
(Borman),
physician, Dr. Richard Borman
made to her
These motions were
teacher, DeFazio.3
her son's
and
argued
extensively
court. The
and
before
briefed
disputed state-
each of Julie's
court evaluated
circuit
admissibility
independently
determine its
to
ments
then-governing
hearsay
test of
rules and the
under
(1980).
ruled that
Roberts,
The court
was explained happen, thing going she thought a serious such things buy paper listing in her husband's why. had found a She drugs syringes it. Then she names of on it listed stuff. She said drug might try overdose thought kill her with a he that she said why thought he her she like a suicide. I asked it look and make *8 things she couldn't other said that there were do this. She would himself, drugs but explain. if were for wondered aloud the She also taking drugs that was she didn't think him so didn't ever see she that she had mentioned list. ... One other time reason for the her every into the room when time she walked her how it bothered always or covered it computer, turned it off he husband was on doing once, why but he said he was quickly. him She asked stuff, he was done. and business The State conceded the voicemails were inadmissible hearsay. May
¶
10. On
2004, Jensen moved for recon-
admissibility
sideration on the
of Julie's statements in
light
Supreme
ruling
of the United States
Court's
hearing
Crawford,
r*H 1—4 appeal 12. Reduced to their essence, the cross-appeal concern the circuit court's determinations on the testimonial or nontestimonial nature of various attorney The district conceded that the statements Julie made to during Kosman 24, 1998, conversation on November were testimonial. With respect statements, to these the State is arguing only they are admissible under the forfeiture doctrine, wrongdoing which is discussed Section IV *9 to introd the State seeks of Julie's statements "Although admit decision to a circuit court's uce.5 ordinarily discre matter for the court's evidence violates of evidence the admission tion, whether question right is a of law confrontation defendant's subject independent appellate v. Will review." State ¶ 919 99, 7, 2d 644 N.W.2d iams, 58, 253 Wis. 2002 WI (citing Bollos, 495, 504, 2d 602 N.W.2d 230 Wis. State v. 1999)). (Ct. purposes App. review, the of that For 117 findings accept appellate court's the circuit court must clearly they v. erroneous. State are of fact unless (1998). 475 Jackson, 646, 2d 575 N.W.2d 216 Wis. hH rHI—I " Clause ¶ 'The Confrontation Constitutions and Wisconsin States United guarantee criminal defendants against Manuel, v. them.'" State witnesses confront 554, 2d 697 N.W.2d 75, 36, 281 Wis. 2005 WI (quoting ¶ 43, Hale, 7, 277 v. 2005 WI State 811 637); VI;6 amend. U.S. Const. 593, 2d 691 N.W.2d Wis. 5 554, Manuel, 75, 60, 281 2d Wis. 2005 WI State still that nontestimonial statements this court held N.W.2d purposes under Clause be evaluated for Confrontation should (1980). Roberts, The circuit 448 U.S. test of Ohio v. admitting statements findings Roberts some under court's they to a written order and not reduced excluding others were or Jensen's appeal either the State's subject are not cross-appeal. United States Constitution Amendment The Sixth the accused shall prosecutions, "[i]n all criminal
provides with the witnesses right... to be confronted enjoy the him[.]" Const, § generally apply I,
Wis. art. 7.7 We United Supreme precedents interpreting States Court when *10 Hale, these clauses. 2dWis. Supreme
¶ 14.
In 2004 the U.S.
Court fundamen-
tally changed
analysis
the Confrontation
Clause
charged
Crawford, 541 U.S 36. Michael Crawford was
attempted
and convicted of assault and
murder for
stabbing
allegedly
rape
man,
who
tried to
Crawford's
Sylvia.
played
wife,
trial,
Id. at 38. At
the State
for the
jury Sylvia's tape-recorded
police
statement to the
de-
scribing
stabbing.
Sylvia
testify
Id.
did not
at trial
Washington's
privilege;
privilege,
due to
marital
spouse's
however, did not extend to a
out-of-court
hearsay exception.
statements admissible under a
Id. at
procedure
40. Crawford contended that this
violated his.
rights
Relying
under the Confrontation Clause. Id.
on
Roberts, the trial court concluded that the admission of
Sylvia's
constitutionally permissible.
statement was
Id.
Roberts,
Under
an
when
out-of-court declarant is un-
available, his or her statement is admissible if it bears
adequate
reliability,
an
indicia of
which could be satis-
firmly
hearsay
if
fied the statement fell within a
rooted
exception
particularized guarantees
or bore
of trust-
Roberts,
worthiness.
¶ 15. certiorari, On the U.S. Court de- termined that Crawford's constitutional to con- frontation was violated, and his conviction was re- I, Article Section 7 of the Wisconsin Constitution states "[i]n all prosecutions criminal enjoy accused shall right... to meet the face witnesses to face." writing versed. Id. at Scalia, 68-69. Justice for the majority, major announced a shift Confrontation jurisprudence away reliability Clause from the Roberts standard: involved,
Where testimonial statements are we do not think the Framers meant to leave the Sixth protection Amendment's vagaries of the rules of evidence, much less to amorphous notions of "reliabil- ity." sure, ... To be goal the Clause's ultimate is to reliability evidence, ensure but it procedural is a guarantee. rather than a commands, substantive It rehable, that evidence be reliability but that be assessed in a particular manner: testing in the crucible of cross-examination.
Id. at 61. The Court determined that the Confrontation
*11
Clause bars admission of an out-of-court-testimonial
statement unless the declarant is unavailable and the
prior opportunity
defendant has had a
to examine the
respect
declarant with
to the statement. Id. at 68-69.
The Roberts test remains when nontestimonial state-
ments
Manuel,
are at
issue. See
281 Wis. 2d
¶¶ 54-55; Crawford,
¶ Court, 16. The did not out a comprehensive definition of what "testimonial" means. "[wjhatever What we do know that is else the term applies prior testimony covers, it at a minimum to at a preliminary hearing, grand jury, before a at a or former police interrogations." trial; and to Crawford, U.S. "testimony" typically at 68. The Court also noted that "a 'solemn declaration or affirmation made for the purpose establishing proving of or some fact.1" Id. at 51 (quoting Dictionary English An American Lan- of (1828)). guage "An accuser who makes a formal state- government testimony ment to officers bears in a sense ac- person remark to an makes a casual who quaintance Id. does not." various formulations mentioned Court proposed "core class to define the had been among choose but did not statements"
'testimonial' words, In the Court's Id. at 51-52. formulations. these a common nucleus "all share these formulations coverage levels of at various define the Clause's then around it." Id. 52: abstraction functional testimony its parte in-court [E]x affidavits, is, as custo- material such equivalent —that examinations, testimony that the defendant prior dial cross-examine, state- pretrial or similar unable to reasonably expect to be ments that declarants would prosecutorially. used contained formalized
[E]xtrajudicial statements ... affidavits, materials, depositions, such as testimonial prior testimony, or confessions. circumstances that were made under
[Statements reasonably objective lead an witness which would available for use at that the would be believe statement trial. a later
Id. at 51-52. subsequently adopted all three This court *12 formulations, and reserved for another
the Crawford perhaps day a different formulations or whether these Manuel, rule. 281 become the formulation would Applying formulation 554, this third 2d 39. Wis. to his Manuel, that a witness's statements we concluded (Rhodes), girlfriend, were nontestimonial. Anna Rhodes
280 Stamps (Stamps), Derrick witness, told Rhodes that Stamps Id., ¶ had Manuel shot the victim. 9. When was subsequently custody, po taken into Rhodes informed lice that Manuel had shot the victim. Id. At trial, the sought Stamps State to introduce the statements made Stamps to Rhodes that incriminated However, Manuel. testify, refused to so the State was forced to admit the through arresting statements Id., ¶ officer. argued Manuel this violated his to confrontation. " Id., ¶ 35. reasoned We that statements 'made to loved acquaintances ones or . . . are kind of memori judicial-process-created alized, evidence of which speaks.'" (quoting Id., ¶ 53 United States v. Crawford (8th 2004)). 832, 368 Manfre, F.3d 838 n.1 Cir. More Stamps' girlfriend over, we reasoned that not a government agent, and there was no reason to believe Stamps expected girlfriend report that police his (citing People
what he told her. Id. Cervantes, v. (Cal. 2004)). Rptr. App. 774, Cal. 3d Ct. Because private eye the conversation was with no towards litigation, we determined the statements were nontes- subject timonial and thus to Roberts to determine whether there was a Confrontation Clause violation. Id., ¶¶ 53, 60. deciding subsequent involving cases Supreme
Confrontation Clause, the U.S. Court retained position its from that it would not define the beyond term "nontestimonial" the three formulations the classes of testimonial statements. Davis v. (2006)(also Washington, deciding 126 S. Ct. Indiana). necessary Hammon The Court did find it slightly expand previous its discussion of what consti- pre- tutes testimonial statements to resolve the cases police interrogations. sented, which involved It held as follows: "Statements are nontestimonial when made police interrogation in the course of under circum- *13 indicating primary purpose objectively that the stances police interrogation assistance is to enable of ongoing emergency." Id. at 2273. meet an again deciding left with ¶ case, we are this 20. from of testimonial statements formations the three only Manuel, formulation the third Like Crawford. applicable in at issue to the statements is listed above parte statements ex in-court was no case, this as there extrajudicial in formalized testimo- made statements hold that follow, that we For the reasons nial materials. facts and formulation and the third under the properly case, the circuit court of this circumstances law, that Julie's statements concluded, as a matter of police and Julie's the letter are testimonial and Wojt, neighbor, teacher, and her son's her statements to DeFazio, are nontestimonial. argues Generally stated, the that State
determining
"made under
a statement was
whether
objective witness
lead an
which would
circumstances
reasonably
be
the statement would
to believe that
matters is the
at a later trial" what
available for use
expectation
person
in the declarant's
a reasonable
of
subjective purpose
position
rather
than the
particular
that
further contends
The State
declarant.
creating
government
an
statement
involvement
indispensable
Alter-
of a testimonial statement.
feature
natively,
state-
thrust is
testimonial
Jensen's basic
accusatory
police,
and
need not be elicited
ments
police
are testimonial.
statements directed
positions represent
opposing
parties'
thought
intended
the standard schools
Crawford's
scope
See State
of testimonial statements.
breadth
2005).
(S.C. App.
Davis,
760, 767-68
Ct.
613 S.E.2d
championed by
Akhil
Professor
The narrow definition
suggests
Clause
the Confrontation
Reed Amar
"
only
testify
'encompasses
who
those "witnesses"
either
taking
person
government-
the stand in
or via
prepared
deposition, videotapes,
affidavits,
and the
*14
(quoting
Amar,
like.'" Id. at 767
A.
Confrontation
Principles: Reply
Friedman,
A
Clause First
to Professor
(1998)).
Amar's focus is "what was the
86 Geo. L.J.
understanding
being
against
common
of
a witness
during
Founding Era[,]" and he contends
someone
implicated only
is
when the circum-
surrounding the statement are formal. Id.
stances
championed by
The
definition is
broader
Professor Richard Friedman. Under this school of
acting
thought," 'a
to
declarant should be deemed
be
as
if
a witness when she makes a statement
she antici-
prosecution
pates
will be used in the
that the statement
(quoting
investigation
a crime.'"
Richard D.
or
of
Id.
Friedman,
The Search
Basic Prin-
Confrontation:
for
(1998)).
ciples,
1011,
L.J.
1040-43
86 Geo.
support
propo-
for the
24. We note that there is
sition that the hallmark of testimonial statements is
they
request
suggestion
are made at the
or
whether
(Me.
police.
Barnes,
A.2d
See State v.
2004).
however,
view,
our
the Sixth Circuit's decision
(6th
2004),
Cromer,
in United States v.
Indeed, might greater danger to a defendant well be trial, right a if the statement introduced at without confrontation, police to is a statement volunteered through rather than a elicited formalized statement imagine interrogation. temptation One can police grudge might a have to volun- that someone who bears not, police, truthfully teer information crime, especially person of a when that is commission subject If assured he will not be to confrontation.... judicial system only requires cross-examination formally against a when someone has served as witness defendant, and then witnesses those who deal with every testimony them to ensure that will have incentive then, given informally. proper inquiry, is is whether testimony against the declarant intends to bear intent, turn, may That be determined accused. querying person a reasonable in the declarant's whether being used position anticipate would his statement investigating prosecuting the accused crime. Thus,
Id. at believe a broad definition of we required guarantee testimonial is that the preserved. agree is, That we do not confrontation position government that the needs to State's in the creation of the be involved statement.8 Webelieve such narrow definition of testimonial could create *15 nefariously situations where a declarant could incrimi- nate a defendant. recently in Hemphill, App We note that State v. 2005 WI 600, 313, 287 Wis. 2d the court of held appeals 707 N.W.2d spontaneous responding police
that a declarant's statement to the in a crime deemed implicating officers defendants reasoned, The in part nontestimonial. as follows: by [the declarant] The statement made in the case instant does not any categories fall into of the identified of "testimonial" statements. by police This was not a statement extracted the intent interrogation it be later at It would used trial. was not an any [The declarant] situation. offered the statement without solici- police. spontaneous tation from It was statement made to a responding police foreign by officer. Like the cases cited the State in brief, by [declarant's] its statement was offered unsolicited witness, generated victim or and was not the desire of the prosecution police particular subject. or seek evidence Id., light. do in We not read such a restrictive ¶ today Under the adopted definition of testimonial we must Hemphill. overrule Summers, The cites to United States State (10th 2005), Cir. for its contention that F.3d important subjective purpose is not of the declarant interpre- analysis. However, this is not a correct The Tenth Circuit of the Summers decision.
tation present in "the 'common nucleus' concluded that on the which the Court considered centers formulations expectations the declarant." Id. at 1302 reasonable omitted). added) (citation (emphasis Tenth Circuit The rejected approach argued in narrow this case objective focusing test on the State, and held that "an expectations of the declarant under the reasonable safeguards adequately of the case more circumstances closely right and more the accused's confrontation underpinning Amend- the concerns the Sixth reflects (citing The Search Basic ment." Id. Confrontation: for 1040-43). supra, Principles, words, "a state- other posi- person in the if a reasonable ment is testimonial objectively that his declarant would foresee tion of the investigation pros- might in be used statement of a crime." Id.9 ecution mind, we turn 26. With these considerations begin and circumstances of this case. We
to the facts made in her letter. first with the statements Julie concluded that the letter was testimonial circuit court apparent purpose other than to "bear as it had no exclusively testimony" for accusa- and Julie intended it tory purposes. prosecutorial Furthermore, the cir- imagine any purpose stated, "I can't other cuit court *16 9 Summers, have created in other federal circuits As noted Summers, 414 F.3d United States v. similar standards. (10th 2005) Cromer, 389 (citing United States v. 1302 n.9 Cir. (6th Hendricks, 2004); 395 F.3d United States v. F.3d 662 Cir. (2d (3d Cir. 2005); Saget, 377 F.3d Cir. United States 2004)).
sending police opened only a letter to the that is to be in accusatory the event other death other than an to make given particular statement contents this letter." "suspect." Indeed, the letter even referred to Jensen aas light above, of the standard set out we conclude circumstances, that under the a reasonable person position anticipate in Julie's would a letter ad- police accusing dressed to the another of murder would be available for use at a later trial. The content surrounding and the circumstances the letter make it very clear that Julie intended the letter to be used to investigate prosecution further or aid in in the event of being her death. Rather than addressed to a casual acquaintance purposely friend, or the letter was directed agents. toward law enforcement The letter also describes alleged way Jensen's activities and conduct in a clearly implicates "anything happens" if Jensen to her. Furthermore, the State insists that letter any is nontestimonial because it was created before expectation crime had been committed so there was no potentially that the letter would be available for use at a adopt later trial. However,under the standard we here it already does not matter if a crime has been or committed inquiry not. The focus of the is whether a "reasonable person position objectively in the of the declarant would might foresee that his statement gation be used the investi- prosecution of a crime." Id. We conclude that clearly the letter fits within this rubric. Perhaps tellingly,
¶ 29. most Julie's letter also re- impheating sembles Lord Cobham's letter Sir Walter Raleigh of treason as discussed Crawford, 541 U.S. at Raleigh's prior trial, 44. At examination and letter of implicating Raleigh Cobham in treason were read to the *17 jury. Raleigh that Cobham be called to Id. demanded ultimately jury appear, he was refused. Id. The but Raleigh him Id. and sentenced to death. convicted types practices Supreme view, these Court's it was sought Id. at Clause to eliminate. 50. Confrontation a formal as Cobham's While Julie's letter not of nature clearly in was, still is testimonial nature as it letter implicates it If murder. we to conclude Jensen her were allowing nontestimonial, we was would be her letter clearly to make intended accusers the statements worry having prosecutorial purposes ever for without being the ac- or confronted about cross-examined firmly the Confronta- cused. believe and We support tion do not such result. Clause many reasons, For of the same we also to Kosman are testimo- determine that the voicemails message nial.10 was that Jensen had The crux Julie's strangely leaving acting and himself notes Julie been speak photographed had and that she wanted to person Jensen because she was afraid Kosman recording Again, phone circuit her conversations. other served no court determined that these statements entirely testimony purpose for and than to bear were prosecutorial purposes. accusatory Furthermore, emergency purposes made for voicemail was not Julie's perceived danger. escape from She instead or to sought relay in order to further the information investigation activities. This distinction of Jensen's
10Additionally, considered although circuit the Confron whether the admission of the voicemails violated already excluded Crawford, the court had tation Clause under Thus, if the voice- hearsay. even as inadmissible voicemails under nontestimonial, they must still be excluded mails are Roberts, 448 U.S.
convinces us that the voicemails are testimonial. See
(Ga. 2006) ("Where
State,
Pitts v.
¶ 31. we consider the statements Julie Wojt argues made to and DeFazio. Jensen that if the circumstances reveal that the declarant believed her nongovernmental passed statements to actors would be on to law officials, enforcement those statements are governmental testimonial. While we reiterate that in- necessary volvement is not a condition for testimonial statements, we conclude that under the circumstances Wojt case, this Julie's statements to and DeFazio Essentially, were nontestimonial. we are not convinced neighbor that statements to a and a child's teacher, unlike directly the letter and voicemails—which were police intended for the made under circum- —were person stances which would lead a reasonable in the position declarant's to conclude these statements would be available for later use at a trial.
¶ 32.
Manuel,
Our decision in
281 Wis. 2d 554,
guides us to this
In Manuel,
conclusion.
we determined
acquaintances
statements made to loved ones or
type
are not the memorialized
of statements that Craw-
Id., ¶
addressed.
Moreover,
we determined that
ford
girlfriend
governmental
agent,
witness's
was not a
and there was no reason to believe the declarant
expected
girlfriend
report
police
his
what he
Wojt
told her.
Here,
Id.
Julie confided in
and DeFazio
declining
about the
situation in the Jensen household
wholly
are
consistent
and her statements
person in fear for her life. As one court
of a
statements
neighbor
speaks
put
with her
it, "when
declarant
backyard
less of an
fence, she has much
across the
expectation
prosecuto-
government
will make
Mizenko,
v.
rial
statements." State
P.3d
use
those
(Mont. 2006);
Compan People, 121
P.3d
458,
see also
(Colo. 2005) (holding
state
that victim's
880-81
acquaintance made after an assault were
to an
ment
nontestimonial).
state-
essence,
conclude that Julie's
we
informally
neighbor
her
and her
made to
ments were
which would
and
under circumstances
son's teacher
objective
reasonably
they
conclude
lead an
witness to
trial,
as such are
available at a later
would be
("An
See
IV Essentially, by wrongdoing ¶ the forfeiture 35. complaint can have no that an accused doctrine states right the use confrontation about on the based Wojt Julie's statements we conclude that While nontestimonial, concluding as this is the same DeFazio were admissibility of considering the they that are admissible. When Roberts, 56, applies. evidence, 448 U.S. such the test from Manuel, 2d 281 Wis.
against him or her of a if declarant's statement it was wrongful any prevented the accused's conduct of the case, cross-examination declarant. this argues State statements, that Julie's even if testimo- prove, nial, preponderance if should be admitted can State evidence, Jensen murdered support argument, his wife. For of this the State contends we no further look than Crawford.
¶ 36. As discussed of con- Crawford, naturally frontation is right as a "most read reference to the admitting only law, at confrontation common exceptions those ing. established at the time of the found- English [] reveal, As the authorities the common admissibility law in 1791 conditioned of an absent unavailability prior witness's examination on and a opportunity to cross-examine." at Crawford, 541 U.S. recognized may 54. The Court that there have been exceptions general some to the rule of exclusion hearsay evidence, but "there is scant evidence that exceptions were invoked to admit testimonial state- ments the accused in a criminal case." Id. at Here, the noted Court that one such deviation for dying declarations; however, did not decide incorporated whether the Sixth Amendment an such exception dying for Instead, testimonial declarations. exception "[i]f the Court stated that this must be accepted grounds, generis." on historical it is sui Id. 56 n.6. exceptions 37. After this discussion of historical Clause, Confrontation the Court turned its focus *20 abrogation analysis to Roberts testimonial
statements. In this discussion, the Court made the following statement:
The jury evidence, Roberts test allows a to hear un- adversary tested process, the based on a mere reliability. replaces of It thus the judicial determination assessing constitutionally prescribed method reliabil- very one. this it is ity wholly foreign respect, In with a to from the Confrontation Clause exceptions different surrogate assessing means of no claim to be that make by wrong- the of forfeiture reliability. example, For rule (which doing accept) extinguishes we confrontation grounds; does essentially equitable it not claims on determining to be an alternative means purport States, Reynolds v. 98 U.S. reliability. See United (187[8]). 158-59
Id. at 62. Reynolds the federal deci- 38. was one of first by wrongdoing doc- on the forfeiture elaborate
sions
Reynolds,
George
Reynolds,
defendant,
trine.
a witness was violated
claimed that his
to confront
testimony
into
court admitted
evidence
when
lower
given
offense with
was
at a former trial for
same
Rey-
parties
under another indictment.
same
but
the
nolds,
alleged
witness,
The
who was the
continued to
acknowledge
defendant
concept
can forfeit through misconduct his or her confrontation
See,
v.
e.g.,
States,
Diaz United
rights.12
442,
223 U.S.
(1912) (holding
451-53
that a
right
defendant waives13
12The
by wrongdoing
forfeiture
did
doctrine
not arise
Washington,
v
holding
Davis
related
the Court's
126 S. Ct.
2266,
(2006),
2273
but
it
Court addressed
because
States,
amici,
and their
Seemingly
dicta,
raised it as an issue.
as
following:
the Court stated the
"We reiterate what
we said
by
'the rule
wrongdoing
forfeiture
... extin
Crawford:
guishes
essentially
confrontation claims on
equitable grounds.'
is,
That
one who
of a
wrongdo
obtains
absence
witness
ing forfeits the
Id.
constitutional
confrontation."
(2004))
v. Washington, 541 U.S.
2280 (quoting
36,
62
(citations omitted).
States,
Diaz
United
v.
Although
442,
223 U.S.
451-53
(1912), and other
have
courts
used
term waiver
in this
hearsay
object
on confrontation
to a
statement
statement); Snyder
grounds
he or she offers the
when
(1934)
Massachusetts,
U.S.
overruled
*22
(1964) (holding
Hogan,
Malloy
1
that defen
378 U.S.
v.
going
permissibly excluded from
to view the
dant was
part
dicta,
his trial. In
Justice
the crime as
scene of
[afforded
privilege
"[n]o
that,
doubt the
Cardozo stated
may
by
Amendment]
be
consent or at
lost
the Sixth
misconduct");
Allen,
v.
and Illinois
times even
(1970) (holding that
defendant can lose
337, 343
a
U.S.
warning by
right
present
if
a
the
trial,
be
at
after
his
to
behavior).
disruptive
judge,
his
he continues
Eighth
appears
to
the
41. The
Circuit
be
first
apply
to
to a situa
federal court
the forfeiture doctrine
opportunity
prior
no
to
the defendant had
tion where
Carlson,
See United States v.
cross-examine the witness.
(8th
1976),
denied,
U.S. 914
Cir.
cert.
Sixth Amendment
chicanery." Id.
his own misconduct or
the accused from
context,
appropriate
the
forfeiture is more
we conclude
term
reflects
by wrongdoing1 better
phrase
'forfeiture
'because
v.
legal
underpin the doctrine." Commonwealth
principles that
2005).
(Mass.
is,
Edwards,
That
there
830 N.E.2d
168 n.16
concept of waiver and
an
distinction between the
important
waiver,
requires
knowing
and inten
which
forfeiture. "Unlike
right,
results
of a
forfeiture
relinquishment
tional
known
knowledge thereof
right regardless of the defendant's
loss of a
relinquish
defendant intended to
of whether the
irrespective
(3d
1092, 1100
Cir.
Goldberg,
67 F.3d
right."
United States
1995).
Reynolds,
(citing Diaz,
458;
at 1359
(6) wrongdoing. A offered statement Forfeiture engaged acquiesced a that has party did, to, procure intended wrongdoing that was a unavailability of decedent as witness. 804(b)(6). Advisory on Committee
Fed.
Evid.
R.
it
there was
rule because believed
enacted such
Rules
prophylactic
to deal with abhorrent
for "a
rule
a need
system
of
at the heart of
'which strikes
behavior
Advisory
justice
Committee on Rules
of
itself.1" Notes
of Evidence
to Federal Rules
—1997 Amendments
Mastrangelo,
(quoting
269,
693 F.2d
States v.
United
(1984)).
(2d
1982),
denied,
Id. held that forfeited his object hearsay grounds. to on both confrontation and juris many
¶ 45. Since the release of Crawford,
adopted
by wrongdo
dictions
either
have
the forfeiture
ing
they
they
doctrine if
before,
had not done so
have
expanded
encompass
the doctrine
more testimonial
example,
Meeks,
For
statements.
State v.
¶ 46. The Court, Kansas Reynolds, held that a defendant forfeits his any objections hearsay confrontation, and waives if the wrongdo- witness's absence ing. due to the defendant's fully recognized Id. at Meeks court underlying crime and the crime which Meeks rendered the same, witness unavailable were the but *25 immaterial to the analysis. concluded this was the court Meeks an amicus brief of quoted For support, Crawford ultimately law a number of professors authored by the following: concluded that court determines as a threshold matter
"If the trial testify trial that the cannot at is the reason victim her, then the accused should be accused murdered right, the confrontation even deemed to have forfeited is charged act which the accused is though the allegedly rendered the the one which he same as witness unavailable." Friedman, D.
Id. at 794 (citing Richard Confrontation Chutzpa, and the 31 Israel L. Rev. of Definition (1997) Chutzpa]). [hereinafter Friedman, a renowned Indeed, Professor law, was one of the first on Confrontation Clause expert doctrine. by wrongdoing a forfeiture for broad argue identity Friedman Chutzpa, argued Professor have victim and the declarant should not between the he as the phrased on whether to what any bearing apply principle." Chutzpa, supra, "reflexive forfeiture identity presents believe that this reason [] I do not identity principle. the forfeiture apply deciding importance us from the not distract should true, If the is evidentiary predicate. predicate inability to confront the defendant's then.. . if own misconduct. And
declarant is attributable his true, keep be able to the defendant should not by claim of out of evidence the declarant's statement right. decline to A court should not the confrontation evidentiary purposes, predicate question, for decide the must also be decided simply question the same because guilt. making the determination bottom-line Id. at 522. released, 48. After Friedman
again by wrongdo- reiterated his view on the forfeiture *26 ing exploring meaning doctrine in an article "testimonial" statements. See Richard D. Friedman, Grappling Meaning with "Testimonial", 71 Brook. (2005). discussing L. Rev. 241 whether a crime has to already have been committed in order for statement gave testimonial, to be considered Friedman the follow- ing example: necessarily: I "Not here in mind the have fearing cases in an victim, which eventual murder her assailant, tells a confidante information to be used in the event that he does fact her assault and render her testify... Again, probable unable to . forfeiture is in this Id. 250 situation." at n.27. post-Crawford
¶ 49. Other also decisions aid our analysis.14 persuasive purposes One of the most for our (6th Garcia-Meza, is United States v. 403 364 F.3d Cir. 2005). case, In that Garcia-Meza was on trial for the first-degree wife, murder of his Kathleen. Id. at 367. prior Five months to murder, her Garcia-Meza had permitted Kathleen, assaulted and the district court government testimony investigat- to introduce from the ing officers about what Kathleen told them. Id. at 369. argued After conviction, his Garcia-Meza that admis- sion of this evidence violated his Confrontation Clause rights. Id.
14Other cases in which courts
applied
have
the forfeiture
wrongdoing doctrine to situations where the defendant
is
charged with the same homicide that
rendered
declarant
Moore,
unavailable
following:
include the
People v.
1
117 P.3d
(Colo.
2004)
App.
Ct.
(applying
reasoning
similar
as State v.
(Kan.
Meeks,
2004));
State,
There no defendant who testifying against through him his own a witness from only forfeits his confront wrongdoing *27 where, in unavailabil- the witness's procuring witness testifying. from ity, prevent he intended the witness may Rules of Evidence contain Though the Federal by the Sixth the secured requirement, such a on, in the words of depend Amendment does not recent Court, of of vagaries "the the Rules Supreme the Court's recent affirmation Supreme Evidence." for- "essentially grounds" for the rule of equitable the strongly suggests applicability the rule's feiture wrongdoer's The Defen- hinge does on the motive. not dant, intended regardless prevent of whether he not, against him or would testifying from witness if through wrongdoing such a witness's benefit his own him, could be used which the statements forfeiture, equity, on does not principles rule of based permit. (internal omitted).
Id. at 370-71 citations 15 that he did not have Garcia-Meza's defense was he was necessary first-degree for murder because premeditation Garcia-Meza, F.3d intoxicated. United States too (6th 2005). Cir. general
¶ 51. The timeline of events in Garcia- substantially Specifi- and Meza this case are similar. cally, played in Garcia-Meza the events of the case out (1) (2) gave statement; as follows: the declarant rendering defendant commits a crime the declarant (3) charged unavailable; the defendant with the (4) government death; declarant's seeks to prior introduce the declarant's statement. The differ- dispute ence between these cases is that there was no responsible Garcia-Meza that the defendant was for the unavailability. However, declarant's we do not believe by wrongdo- that this distinction means the forfeiture ing apply. If doctrine cannot the circuit court deter- pre-trial by mines, in a court, decision that Jensen unavailability, by caused his wife's then forfeiture wrongdoing applies doctrine to Jensen's confrontation rights, may and otherwise testimonial evidence be admitted. post-
¶ 52. essence, we believe that in a by wrong world the broad view of forfeiture doing espoused by Friedman and utilized various jurisdictions since release is essential. In Crawford's "[njoting words, other after the broad embrace of the "recognizing doctrine" courts nationwide and compelling public policy interests behind its enact ment," Edwards, Commonwealth v. 158, 165 N.E.2d (Mass. 2005), adopt by wrong elect to we forfeiture doing doctrine in Wisconsin.
V Having by wrong- ¶ 53. concluded the forfeiture doing appropriate doctrine is in Confrontation Clause analyze appropriate cases, we now standard of apply for review the circuit court to on remand. 300 ¶ Prosser noted his concurrence 54. As Justice jurisdictions require proof Hale, most wrongdoing preponderance a of the evi defendant's (Prosser, 593, ¶ J., Hale, 277 2d 96 concur dence. Wis. Emery, ring) (citing 927; F3d at United States v. 186 (D.C. 1997); White, 903, v. F.3d 912 Cir. United States 1996); 116 (1st Houlihan, 1271, F.3d 1280 Cir. Steele v. 92 (6th 1982); Taylor, United States 1193, 1201 684 F.2d Cir. (E.D. 2003); Supp. Rivera, 827, F. 2d Va. State v. 292 831 (Iowa 2000)). Hallum, See 351, 606 N.W.2d 355-56 also v. cases). (collecting Edwards, 24, 25 172 nn. 830 N.E.2d at convincing "clear and courts, however, A use the few proof. Hale, ¶ 593, 277 2d 96 evidence" Wis. standard (5th (citing Thevis, F.2d 631 616, United States v. 665 Cir. (Cal. 1982);People Rptr. Giles, 843, Cal. 3d 848 Ct. 2004)). App. Citing view, to Professor Friedman's Jensen
argues "given importance of the confrontation that right, the that the accused has court should hold persuaded high to a rather forfeited unless the court it degree probability rendered the that accused has Chutzpa, supra, In other at 519. declarant unavailable." argues given the seriousness of the words, Jensen charges given presumption he him and proven guilty, higher of clear standard is innocent until convincing used. evidence should be "[rjequiring court, 56. As one noted very by preponderance of the evidence to decide may question seem, on trial which the defendant is for Mayhew, glance, States v. troublesome." United first 2005). (S.D. following Supp. Ohio For the F. 2d jurisdic- Mayhew court, reasons, however, like concurrence, in the Hale concluded that tions cited equitable a result. The considerations demand such "equitable principles on the court based its conclusion *29 the of Crawford, jury's ignorance outlined the court's evidentiary determination, threshold and the analogous evidentiary of paradigm Id. at 968. On this conspiracy." last point, Mayhew aptly describes the be- similarity tween and the conspiracy of the forfeiture application doctrine and the idea of wrongdoing why "bootstrapping" should not be worrisome to us: example,
For statements offered a defendant to prove charged participation his in a conspiracy are finds, by admissible if preponderance the court first a of evidence, the the for conspiracy which defendant States, Bourjaily on trial existed. v. United 483 U.S. (1987).... 175-76 principle applies same forfeiture doctrine when the preliminary court makes a determination toas whether the defendant committed for charged. [] the crime which he is Emery, See 186 F.3d (basing approach 926 its to the forfeiture doctrine on cases, co-conspirator noting "the functional similar White, ity questions involved...."); see also ("[T]he at 912 finding F.3d forfeiture is the functional equivalent of predicate finding factual a admitting hearsay must make before under the co- conspirator exception.").
Id. agree reasoning We of and the Mayhew, of jurisdictions multitude other adopt preponder- ance of the evidence standard.16 short, we a broad forfeiture adopt doctrine, and wrongdoing conclude that if the State can proper proof, Related burden the Court in Davis following: stated the 'We take position no on the standards necessary forfeiture, to demonstrate such but federal courts using 804(b)(6), Federal Rule of Evidence which codifies the doctrine, generally forfeiture have held the Government to preponderance-of-the-evidence Davis, standard." 126 S. Ct. at omitted). (citations prove by preponderance evidence that witness, the absence of the forfei- accused caused *30 by wrongdoing apply the doctrine will to confron- ture rights the defendant. tation of
VI conclude, affirm order the 58. To we the of rulings admissibility to its on the circuit as initial of the statements under U.S. Crawford, various made includ- is, Kosman, That the statements Julie to ing letter, testimonial, are while the statements the Wojt made and DeFazio are nontestimonial. Julie to to However, we reverse the circuit court's decision as by wrongdoing applicability of the forfeiture doc- the Today, explicitly adopt whereby a this doctrine trine. we right object on is deemed have lost the defendant admissibility grounds to the of out-of- confrontation unavailability aof declarant whose court statements such, cause must be the defendant has caused. As the of court for a determination remanded circuit preponderance evidence, of whether, Jensen forfeiting unavailability, thereby his caused Julie's to confrontation.
By order of the circuit court Court.—The part; part; in in and the cause is affirmed reversed remanded. (concurring in BUTLER, JR., B. J. 59. LOUIS dissenting part).
part,
of
The Confrontation Clause
Constitu-
Amendment to the United States
the Sixth
prosecutions,
provides:
"In all criminal
accused
tion
right...
enjoy
to be
shall
confronted
added).
(emphasis
I,
him"
Article
witnesses
similarly pro
section 7 of the Wisconsin Constitution
prosecutions
"In all criminal
vides:
the accused shall
right...
enjoy the
to meet the
face to
witnesses
face"
added).1
(emphasis
operative
word in each of these
provisions
pro
is the
constitutional
word "all".Neither
exception
vision creates a homicide
constitu
guarantee
majority's
Yet,
tional
misconception
of confrontation.
by wrongdo
doctrine
forfeiture
ing
precisely
defeating
that,
does
the confrontation
guarantee contained within the state and federal con
majority
properly
Moreover,
stitutions.
fails to
apply
Washington,
the recent
decision Davis v.
(2006),
ascertaining
HH
¶ 60. At issue in this case are numerous state-
by
ments made
the homicide victim, Julie Jensen
(Julie),
neighbor,
Wojt (Wojt), police
her
to
Tadeusz
(Kosman),
physician,
officer
Kosman
Ron
her
Dr. Rich-
(Borman),
ard Borman
and her
teacher,
son's
Theresa
(DeFazio),
DeFazio
as well as a
she
letter
wrote to
Ratzburg (Ratzburg).
Detective Paul
The circuit court
September 4,
on
2003, reviewed over 100 statements
by
reliability
made
Julie and evaluated the
of these
using
balancing
statements
the
test established in Ohio
(1980).
Roberts,
v.
until the how offered at trial. based on the evidence was in-person to and statements Kosman addition, Julie's entirety. Ratzburg admitted in their her letter to were (Jensen), defendant, ¶ Mark 61. Jensen admissibility on of Julie's for reconsideration moved light Supreme in Court statements of the United States (2004). Washington, ruling U.S. hearing, concluded Julie's After a the circuit court messages Ratzburg Kosman to and voicemail to letter inadmissible under were testimonial therefore The Julie's circuit court also determined that Crawford. statements Wojt nontestimonial, to and DeFazio were prior rulings therefore, on the admis- and, sibility the court's remained effect. of such statements majority concludes that statements prior Jensen made to to her death that Julie Kosman made her in her letter and the statements Ratzburg evidence, constitute testimonial while Wojt she and DeFazio constitute statements made major- Majority op., ¶ 2. The nontestimonial evidence.2 ity court's initial determination concludes that the Majority proper. admit the nontestimonial evidence was op., evidence, however, As to testimonial by wrongdoing majority adopts doc- forfeiture broad court to trine and the case to the circuit remands prove, prepon- determine whether the State can evidence, Mr. Jensen caused derance of *32 unavailability of Id. his wife. that part majority opinion the agree join I with and that of and letter to Kosman the
concludes the statements I do these statements Ratzburg were testimonial. not discuss agree by the made Julie further. I also statements nontestimonial, this for stated later DeFazio are reasons in. Wojt. made Julie to opinion. At issue are the statements disagree I that all of the statements made Wojt Julie to and to DeFazio are I nontestimonial. do agree majority adopt the that this court should by wrongdoing, of doctrine forfeiture that, and under a proper application placed doctrine, the burden be upon applicability the State to establish doctrine's by preponderance of the evidence. I conclude, Because contrary majority, to the that the forfeiture doctrine (1) applied should be where the defendant caused the (2) purpose absence of witness and did so for the of preventing testifying, respectfully I witness from part. dissent in
HH I—H previously, ¶ 64. As noted under Sixth "[i]n Constitution, Amendment United States all prosecutions, enjoy criminal the accused shall right... against to be with the confronted witnesses [or her]." properly interpret right him In order to this of original confrontation, we must understand the intent adopting of the Framers the Sixth Amendment. Supreme ¶ 65. Crawford, United States background Court examined the historical that culmi- nated in the creation of this Sixth Amendment of founding confrontation. Crawford, U.S. at 43. The fathers' immediate of source the Confrontation Clause English common law. Id. That common law tradi- testimony subject tion is one live in to adver- testing. sarial Id. explained Court that in 16th centuries,
17th witnesses' an statements ac- jury, cused be could read to the and the accused was opportunity offered no to cross-examine his or her "English cases, accuser. In reaction to some these law *33 limited these of confrontation right developed strict Id. at First, developed relatively courts abuses." Id. at 44-45. Second, recur- "[o]ne unavailability. rules of an un- admissibility whether the was ring question on depended examination witness's pretrial available cross- had had an opportunity the defendant whether in the Court him." Id. at 45. For 1696 example, examine was that "even witness though Bench ruled of King's where 'the not admissible dead, his examination was taken before Ayas] [it when being present defendant a cross- the benefit had lost mayor... " Paine, Id. v. 163, 5 Mod. King examination.' (quoting (1696)). mid-1700s, the By 165, 87 Eng. Rep. against witness any of an accused to confront right law, common rooted in firmly English accused was in declarations of included of confrontation was right of the colonies. original at least eight rights adopted included in the Sixth Id. at 48. This ultimately Id. Constitution. to the United States Amendment American re- flatly authorities Indeed, several 48-49. for the admis- that would allow status jected any special cross- made to a coroner absent of statements sibility Id. at 47 n.2. examination. first reviewed the court also Clause be- of the Confrontation
judicial interpretations under- original light upon cause these cases "shed Id. at 49. For ex- common-law rule." of the standing v. "that in State Webb concluded court ample, if only they read an accused could be depositions Id. (citing defendant's] in presence." [the were taken 1794)). Webb, Equ. L. & State v. (Super. N.C. 103 Carolina excluded Campbell, State South Similarly, the deposi- witness because of a deceased deposition Id. (quoting of the accused. tion was taken the absence 1844)). That L. Campbell, State v. (App. 30 S.C.L. concluded: court
[N]otwithstanding witness, the death of the and what- respectability taking ever the deposi- *34 tions, solemnity weight of the occasion and the of testimony, and, such depositions parte, are ex therefore, utterly incompetent. 124). (quoting Campbell,
Id.
30 S.C.L.
in
court
concluded that the
Crawford
history
supports
of the Confrontation Clause
two infer
principal purpose
at
First,
ences. Id.
parte
Confrontation Clause was to exclude the
of ex
use
examinations as evidence
the accused. Id. Sec
ond, "the Framers would not have allowed admission of
appear
testimonial
of a
statements
witness who did not
[or she]
testify,
at trial
he
unless
was unavailable to
and
prior opportunity
had had a
cross-
defendant
for
added).
(emphasis
examination." Id. at 53-54
The Craw
emphasized
right
that this
of confrontation
ford
naturally
under the Sixth Amendment "ismost
read as a
right
reference to the
of
law,
confrontation at common
admitting only
exceptions
those
established at the time of
"3
(citations omitted)
founding.
(emphasis
Id. at 54
added).
Supreme
Moreover, the United States
Court
recently
has
reaffirmed its reliance on
narrow,
this
interpretation
historical
of the Confrontation Clause as
Davis,
described in
3 This principle
totally
has been
majority
abandoned
in its adoption
application
by wrong
of a broad forfeiture
doing doctrine, as I
opinion.
will discuss later in this
previously
We have
recognized that Wisconsin follows the
reliability
Roberts,
standard established in
Ohio
. . . statements deemed rehable is fundamentally odds with the of confrontation. sure, goal to ensure To be the Clause's ultimate *35 evidence, reliability procedural of but it is a rather than commands, guarantee. It not that evidence a substantive rehable, reliability in a particular be but that be assessed by testing in the crucible of cross-examination. manner: evidence, un- jury Roberts allows a to hear The test a mere adversary process, based on tested reliability. It thus judicial replaces determination of constitutionally assessing of reli- prescribed method ability wholly foreign a one.
Crawford, 541 U.S. at 60-62. there although recognized court
¶
exclusion,
of
rule
exceptions
general
existed
invoked to
evidence that
were
exceptions
"there is scant
in a
testimonial statements
the accused
admit
evi
(1980),
evaluating
admissibility
of nontestimonial
for
Manuel,
554,
3,
2d
281 Wis.
dence. State v.
WI
N.W.2d 811.
(emphasis in
criminal case." explained original). court that this histori- The Crawford suggests requirement prior of a cal context opportunity "dispositive, and
for cross-examination reliability." merely ways one of several to establish unequivocally con- Id. at 55-56. The court Crawford cluded: thus remained faithful to the Framers'
Our cases have of witnesses understanding: Testimonial statements only from trial been admitted where absent have unavailable, only the defendant declarant where prior opportunity had a to cross-examine. has (footnote omitted). Id. at 59
H-IH-1 H-i statements cause the declarant 71. Testimonial meaning a within the of the Confronta- to be "witness" Davis, 126 Ct. at 2273. The court tion Clause. S. dictionary definition of did discuss historical
Crawford
"testimony."
at 51. The court noted
Crawford, 541 U.S.
"[a]
dictionary
"testimony"
defined
as
solemn
that the
purpose
for
of estab-
declaration or
made
affirmation
(quoting
lishing
proving
2 Webster,
fact." Id.
some
N.
Dictionary
English Language
An American
(1828)).
"testimony,"
Relying
on this definition
"testimony"
concluded that
constitutes
govern-
"[a]n
makes a formal statement to
accuser who
testimony
[and]
ment officers
bears
a sense that
*36
person
acquaintance
an
who makes a casual remark to
court, however,
not." Id. The
declined to
does
spell
comprehensive
out a
definition of "testimonial."5
cludes ex in-court or its functional
310 Davis, the United States Court Supreme recently shed some additional on the light difference between testimonial and nontestimonial evidence, the limited context of police questioning:
Statements are nontestimonial when made in the course of police interrogation under circumstances objectively indicating primary that the purpose of the interrogation is to enable police assistance to meet an ongoing emergency. They are testimonial when the objectively circumstances indicate that there is no such ongoing emergency, and primary pur- that pose interrogation is to or prove past establish potentially events relevant prosecu- later criminal tion.
Davis,
about events as were they actually rather happening, than events an describing past about emer- ongoing gency, consequently statements ques- Id. at 2276-77. The court tion were not testimonial. later clarified that the police officer's interrogation the witness in the Hammon6 matter was testimonial because it was clear that the interrogation was part (such affidavits, examinations, as custodial prior testimony not subject defendant, to cross-examination or pre- similar trial reasonably statements declarants would expect to be used prosecutorially), extrajudicial statements contained in formal- (such ized affidavits, testimonial materials as depositions, prior testimony, confessions), and statements made under circum- stances that objective reasonably would lead an witness believe that the statement would be available for use at a later Manuel, 37, trial. 281 Wis. 2d ¶¶ (2006) Indiana, Hammon v. U.S. _, S. Ct. 2266 (decided in opinion the same Washington). as Davis v. *37 investigation past there events and that of criminal
an progress." emergency Id. at 2278. "no was description inwas that this The court noted they interrogations the cases because of the context interrogations. examining ex involved were simply recognized is plicitly a statement that because any interrogation does of made in the absence necessarily "The nontestimonial. mean the statement willing exempt from cross- to were no more Framers open- testimony to or answers volunteered examination exempt they questions to answers than were ended (emphasis interrogation." n.1 Id. at 2274 detailed added). principles in constitutional It is with the above Wojt and I mind that examine statements DeFazio.
A allegedly begin made I the statements with Wojt. During the week Jensen to Tadeusz Julie Wojt she told Mr. 9, 1998, Julie Jensen November marriage upset trouble, that she her was was because everything, argued that she about and the defendant having suspected affair, an and the defendant was problems of marital between about number talked Similarly, Julie had conversations of them. two Wojt Malgorzata 2, 1998, 1 and that were on December job, getting day Julie's school, care and Julie about appointment, took, and the medicine she some doctor "primary being good her. Because the defendant purpose" Julie and conversations between these poten- prove past Wojts events not "to establish agree prosecution[,]" tially I criminal relevant to later during majority made that the statements with the week of November on December and December majority op., 2, 1998, were nontestimonial. See *38 ¶¶ 31-33. analysis majority's
¶ 76. The hold does not true for the remainder of the statements made Julie to Wojt. Wojt Mr. 21, 1998, On November Julie told that going poison the defendant was past to her. She described potentially events that would be relevant to a prosecution, including leaving criminal syringes the defendant looking up something
in a drawer and on the computer having poison, finding to do with and her Wojt poison. him notes written which had to do with police. told her to the call very gave day, Wojt
¶ 77. Julie an next enve- lope give police anything with instructions to it to the if happened gave She him to her. also a roll of undevel- oped indicating photographs film, that these were things up referencing the defendant would look note poisoning. day, Wojt Earlier that she told that trying pressure defendant to her or drink, was to eat angry and that he would become when she refused. She Wojt they police, told called that she but that were sleep night, not did available. She that and did not think she would live out the weekend. Wojt
¶ 1998, 78. 24, On November she asked to going give her, return the roll of film to she as it police. repeated Wojt She her fears to between Wojt 28, 24 1998, November and November and to Ms. 29, on November Clearly, purpose primary
¶ 79. of each of these prove past conversations was to establish or events potentially prosecution, to a relevant later criminal husband, Indeed, of Julie's the defendant. as to the purpose recognized statements, of the circuit as much when it wrote: "Mrs. Jensen's statements to Wojts ... as remarks which were could be viewed police, viewed in for when
intended the ears conjunction had which she with the conversations The reason that the circuit court Officer Kossman." rejected that conclusion was twofold. August decision of First, the circuit court's part upon that the
4, 2004, was based in the fact United Supreme adopt in Court "did not States argument any statements' include 'testimonial made circumstances which 'statements that were reasonably objective lead an witness believe would be available for use at later that the statement would Manuel, Based on State v. trial.'" our decision 811, 3, 554, 2d we now WL Wis. N.W.2d in error, court's conclusion was as know that circuit *39 subsequently adopted for that standard Wisconsin tes timonial evidence. ruling in on that Second, the evidence would jury, available to the the circuit court believed it
be neutrality have to abandon and embrace the would by offered the defendant that Mrs. theme Jensen's Yet, were and motives suicidal malicious. circuit recognized could court that Julie's statements have by purposes, by as driven motivated those as well been many The other considerations. standard for determin- ing potential whether evidence is testimonial is its prosecution. to a that the relevance later Given circuit acknowledged multiple purposes that could be proffer from evidence, deduced based its ruling law, I on an erroneous view would conclude requisite question in the statements meet the for "testimonial." standard The were also relevant to estab- statements past prove potentially relevant lish or events were syringes prosecution to the of the defendant. The had already poi- in been left the drawer. notes about soning already by had been made the defendant. She already computer poison- had ing. viewed the in relation to already pictures
She had taken of a number of already pressure these items. He had tried to her to eat Wojt gave or drink. As she indicated to when him she envelope give police, police she wanted the anything happen to have that information should obviously prosecu- her. It is relevant to the defendant's attempt tion, or the State would not to use it. And it expressly identify purpose her her killer should anything happen given by statements, to her. These Wojts, simply they Julie to the were as testimonial as respectfully disagree majority's come. I with the conclu- contrary. sion to the
B ¶ 83. Whether the statements made Julie to presents tougher question. DeFazio are testimonial reviewing After from statements November 25 and 2,1998, I DeFazio, December made Julie to conclude majority in that the is correct its determination that these statements are nontestimonial nature. See majority op., ¶¶ reflect, 31-33. While these statements part, past potentially pros- events relevant to later seriously argued pur- ecution, it cannot be that Julie's pose making when these statements was to establish or prove past those events.
IV
right
¶ 84. The
of confrontation is not absolute.
explicitly recognized
The
ception
that one ex-
Crawford
inadmissibility
of
evidence
testimonial
by
under the Confrontation Clause is the forfeiture
wrongdoing exception. Crawford,
Court discussed the
of the forfeiture
application
rule to the Confrontation Clause:
wrongdoing
gives
The Constitution
the accused the
to a trial
at which he should be confronted with the witnesses
against him;
by
if
but
a witness is absent
his own
wrongful procurement,
complain
compe-
he cannot
if
supply
place
tent evidence is admitted to
of that
away.
which he has
The Constitution
kept
does
guarantee
against
legitimate
an
person
accused
consequences
wrongful
grants
acts. It
him
of his own
being
privilege
of
confronted with the witnesses
him;
voluntarily keeps
if he
but
witnesses
If, therefore,
away, he cannot
on
privilege.
insist
his
by
procurement,
when absent
his
their evidence is
supplied
way,
he
in no
some lawful
condition to
rights
assert that his constitutional
have been violated.
Reynolds,
Reynolds,
turn,
[I]n case should be who had been examined the coroner and was then absent, procurement the means or detained *41 judges opinion and the of the asked whether prisoner, read, answer, might we should such examination be by lordships if their were satisfied the evidence that they heard that the witness was detained means had then the examination procurement prisoner, or of the read; he detained means might be but whether fact, of the was matter of of procurement prisoner or judges, lordships. not the but their which we were added). Id. (emphasis in in Reynolds The court also noted that
¶ (17 Regina 242), Ad. & El. S. a unanimous N. Scaife a court determined thát "if the had resorted to prisoner a out of the way, contrivance witness keep witness, magistrate of the taken before deposition be read." Id. might in the presence prisoner, Reynolds The that the for- explained in feiture rule "has its foundation by wrongdoing no one to take advantage maxim that shall be permitted Id. at 159. this wrong." Applying principle of his own court, had the facts before the where the witness defendant had full testified at trial and the prior Reynolds in cross-examination, the court opportunity admissible, held the testimony explaining for opportunity accused ... had full account [t]he would, witness, deny if or to under the absence of the he enough kept away. Clearly, he had her had oath that showing upon to cast the burden him of proven been concealing that he had not been instrumental keeping away. the witness
Id. at 160.7 majority the fact that the doctrine does address by wrongdoing merely provided at common law
forfeiture
testimony,
away by
party,
"if
the adverse
his
kept
a witness is
the same
parties upon
on a
trial between the same
taken
former
89. The United States
Court
Supreme
again
Davis,
reaffirmed the forfeiture
exception
stating
*42
"one who
of a
obtains
absence
witness by wrongdo-
ing forfeits
constitutional
to confrontation."
Davis Washington,
v.
issues, may States, given Reynolds be in evidence." v. United 98 (1879) added). 145, U.S. 158-59 (emphasis See also Adam Sleeter, Injecting Fairness into the Doctrine of Forfeiture Wrongdoing, Quarterly 1367, Thus, 83 Wash. U. Law 1370-71. the historical rule was limited to where the witness was corruptly wrongfully away, and kept only and the rule allowed former trial evidence between the parties upon same the same issues to be admitted. This case does not involve former testimony at an earlier trial. In v. 541 Washington, Crawford 36, (2004), U.S. 54 the court recognize "only stated that it would exceptions those established at the the founding," time which added). included the forfeiture (emphasis doctrine In Davis v. Washington, 2266, (2006), 547 U.S. 126 S. _, Ct. 2280 discussed, court then adopting, without the version of the 804(b)(6), doctrine codified in Federal Rule of Evidence which does not limit testimony the doctrine to cases which given at an earlier trial. Neither nor Davis answered Crawford scope whether the by wrongdoing of the forfeiture exception must be limited recognized to that which was founding. doctrine was law, the forfeiture At common wrongful applied defendant's where the in situations purpose preventing a with the were committed acts testifying, and see Hon. Paul W. Grimm from witness Hearsay, Jr., Diese, Confrontation, E. Professor Jerome Washing- by Wrongdoing: v. Forfeiture Clause, U. ton, a Reassessment of Confrontation (2004), modern and most 5, Forum 32-33 Balt. Law e.g. United States held to this rule. See courts have (1st 1996); United Houlihan, 1271, 1278 Cir. 92 F.3d 2002). (E.D. Supp. Lentz, 2d Va. F. States v. ap- exception has been words, the forfeiture other unavailable, plied made a an accused has witness when deny that witness's was to the accused's intent and when presence at trial. *43 804(b)(4), adopted Rule of Evidence 91. Federal codify requirement goes as this so far as to even is if the declarant It states that of the Rule.
an element hearsay does not rule witness, a unavailable as against party any has apply that offered "statement wrongdoing engaged acquiesced intended that was or unavailability procure of the declarant did, to, and added). e.g., (emphasis See, United States as a witness" 2001) (2d (requiring Dhinsa, Cir. 635, v. 243 F.3d (or party prove government defendant "the that offered) statement the out-of-court whom procuring un- declarant's the intent of acted with availability potential for a witness" as an actual forfeiture under to be admitted statement doctrine) (citations omitted); wrongdoing State ("The (2005) Alvarez-Lopez, elements 309, 136 N.M. 804(b)(6) apply for Rule must be shown that (1) expected witness; (3) to be are: the declarant (2) unavailable; the declarant became unavailability of the caused the misconduct defendant's (4) declarant; the defendant intended his mis- prevent testifying.") conduct to the declarant from (citations omitted). put A defendant that is on trial for person murder cannot be deemed to have killed that deny person's presence intent to that at the preponderance trial, witness's own murder unless a the evidence establishes that in testify- defendant fact possessed keep the intent to the witness from ing.8 majority's
¶ 92. The
discussion of United States v.
(8th
1999)
Emery,
¶ 93. The relies on recent cases from jurisdictions adopt other the broad forfeiture doc- majority employ trine the Majority seeks to in this case. op., ¶¶ newly 45-52. That doctrine is based on a principle" created "reflexive forfeiture first advocated by Professor Richard D. Friedman, in Confrontation Chutzpa, and the 31 Israel L. Rev. 506 Definition of 8 The court in Davis position took "no on the standards *44 necessary to by demonstrate" forfeiture wrongdoing, recog but nized courts, that federal relying on the Federal Rules of 804(b)(6) doctrine) § Evidence (codifying the forfeiture "have generally held the Government to the preponderance-of-the- Davis, evidence standard." 126 that, S. Ct. at 2280.1 accept for purposes of opinion, this majority the is not in in adopting error this standard. majority See op.,
320 (hereinafter (1997) however, doing so, Chutzpa).9 By that the doctrine abandons substantive majority the in favor of a far more by the founders was adopted or the founders contemplated by doctrine expansive Amendment, to Scalia's contrary Justice by the Sixth that at 54 (explaining U.S. Crawford, admonition.10 Amendment under the Sixth of confrontation to of read as a reference the right most naturally "is those law, admitting only common confrontation at at time the founding") established exceptions of added). (citations omitted) The Sixth (emphasis does not Constitution Amendment to the United States recognizes application that reflexive Professor Friedman controversial, "quite as as of is well the forfeiture doctrine Friedman, and far-reaching." Richard D. Confrontation (here (1997) 506, 508 31 Israel L. Rev. Chutzpa, of Definition declines, however, majority adopt to Chutzpa). The inafter that should "the court Professor Friedman's recommendation right] has confrontation [the that the accused forfeited not hold high degree rather of persuaded to a unless the unavail has the declarant probability that the accused rendered able[.]" Id. fully em far-reaching approach, if Professor Friedman's appli clearly lead to majority, would nonsensical
braced suggests prosecution "[t]he Friedman For example, cations. taking protect steps all reasonable should bear burden given the possible are aspects of confrontation whatever conduct, demonstrating that has done so." and of it defendant's Thus, principle under the reflexive forfeiture Chutzpa at 525. Officer by Friedman, once Julie left the voicemail to advocated thought trying Jensen that she indicated Kosman notify Julie her, obligation to Jensen that the State had an kill give cross- statement, opportunity him an made videotape deposition. Id. For obvious way her examine Yet, that view. this is reasons, majority does not advance forfeiture Friedman's reflexive application of Professor proper majority case. by the in this adopted doctrine *45 "[i]n prosecutions, that, state all criminal the accused enjoy right... shall to be confronted with the [or except witnesses him her], in homicide may disregard cases." While other courts feel free to very principles upon which the Confrontation Clause rests, our decision must be limited the Constitution Supreme and the United States Court decisions inter- preting Reynolds, it, i.e., and Davis.
¶ 94. In Crawford, Justice Scalia wrote that testimony with confrontation because "[dispensing obviously dispensing jury reliable is akin to trial obviously guilty." because a defendant is Crawford, 541 applying U.S. at 62. In a similar vein, the forfeiture doctrine to admit testimonial evidence when the defen- dant is on trial for the crime that rendered the witness any showing unavailable, absent that defendant's purpose procure was to the absence of the witness to keep testifying places him or her from trial, the cart before the horse. got right 95. The circuit court it when it noted
that the broad forfeiture doctrine advocated majority adopts, State, which the now would render superfluous dying the doctrine of declarations. See generally Dying Polelle, Michael J. The Death Decla- World, rations 2006 Mo. L. Rev.285. Post-Crawford The circuit court discerned that both doctrines coex- isted at common law at the time the Constitution was properly Thus, ratified. the circuit court reasoned that application may current of the forfeiture doctrine away dying do quote with the declaration doctrine. To judge: the circuit
If an accused forfeits or waives the of cross- examination merely by killing the victim "put her out way," of the then there would have been no reason for development Dying Rule, Declaration which the declarant's requirement added contains the believing been made "while have statement *46 death was imminent." existence of declarant's only in an Declaration Rule makes sense eviden- Dying in mere fact that defen- tiary framework which the convincingly judge to have can shown to dant be not, itself, justify exception killed the declarant does of the Confrontation Clause. requirements objection applying no the forfeiture I have not, in criminal trial. That doctrine does doctrine exception the Confronta- however, create a homicide adopt I the broad forfeiture tion Clause. would majority in case. I would set forth this doctrine apply the circuit court remand this matter to it at the time doctrine, forfeiture as existed common law majority's broad was ratified. The that the Constitution I rule, conclude, is unconstitutional. new foregoing respectfully I reasons, 97. For part part. concur dissent notes had found poisoning. computer pages about he received two voice- testified that 6. Kosman prior approximately to Julie's death. two weeks mails that she in the second voicemail Julie told Kosman trying thought her, kill and she asked to Jensen was him call and Kosman returned Julie's to call her back. subsequently her. Julie home to talk with went to her strange writings on Jensen's that she saw told Kosman strange looking day planner, and she said Jensen Kosman Julie also informed material on the Internet.1 day planner part photographed and of his that she had neighbor along gave pictures, letter, with a picture, (Wojt). not the but Julie then retrieved telling gave neighbor, it Kosman letter from the she did not commit dead, found him if she were suspect. Kosman also Jensen was her first suicide, and August September Julie told that in testified death, computer in the seized police After Julie's October dates between and found that on various Jensen's home 2, 2002, poisoning related several websites 15 and December Glycol." "Ethylene visited; including one entitled were him it had become "cold" in the very residence and that Jensen was not as affectionate he as used to be. She claimed that work, when Jensen came home from he would immediately go computer. testified at the Finally, Ratzburg preliminary hearing death, that on the after Julie's he day received a sealed from envelope Wojt. The contained a envelope letter,2 handwritten addressed to "Pleasant Prairie Po- lice Department, Ron Kosman or Detective Ratzen- burg" and Julie's bearing signature that read as follows: I took this picture writing Saturday [and] am this on 11-21-98 my at 7AM. This "list" was in husband's daily planner see, business meant for me to I don't —not means, it anything me, know what but if happens to he my would be suspect. relationship first Our has dete-
