STATE of Florida, Petitioner,
v.
James Anthony JEFFERSON, Respondent.
Supreme Court of Florida.
*662 Robert A. Butterworth, Attorney General, James W. Rogers, Assistant Attorney General, Tallahassee, Florida, and Terri Leon-Benner, Assistant Attorney General, Fort Lauderdale, Florida, for Petitioner.
Bennett H. Brummer, Public Defender, and Andrew Stanton, Assistant Public Defender, Eleventh Judicial Circuit, Miami, Florida, for Respondent.
PARIENTE, J.
The issue presented in this case is whether section 924.051(3), Florida Statutes (Supp.1996), enacted as part of the Criminal Appeal Reform Act of 1996 ("the Act"), operates as a jurisdictional bar to appellate review of criminal appeals that do not present either preserved or fundamental error. The Third District in Jefferson v. State,
[1] UNDER SECTION 924.051(3), FLORIDA STATUTES (SUPP.1996), IS THE FAILURE TO PRESERVE *663 FOR APPEAL AN ALLEGED SENTENCING ERROR THAT IS NOT FUNDAMENTAL A JURISDICTIONAL IMPEDIMENT TO AN APPEAL THAT SHOULD RESULT IN A DISMISSAL OF THE APPEAL, OR [2] IS IT A NONJURISDICTIONAL BAR TO REVIEW THAT SHOULD RESULT IN AN AFFIRMANCE?
Jefferson v. State,
At oral argument in this case, the State conceded that section 924.051(3) is not a limitation on the appellate courts' subject matter jurisdiction. We agree with this concession. However, because this jurisdictional question has been raised in the appellate courts since the passage of the Criminal Appeals Reform Act, we write to explain why we agree with the State's concession of error.
In 1996, the Legislature enacted section 924.051 as part of the Criminal Appeal Reform Act. The statute provides in pertinent part:
(3) An appeal may not be taken from a judgment or order of a trial court unless a prejudicial error is alleged and is properly preserved or, if not properly preserved, would constitute fundamental error. A judgment or sentence may be reversed on appeal only when an appellate court determines after a review of the complete record that prejudicial error occurred and was properly preserved in the trial court or, if not properly preserved, would constitute fundamental error.
(4) If a defendant pleads nolo contendere without expressly reserving the right to appeal a legally dispositive issue, or if a defendant pleads guilty without expressly reserving the right to appeal a legally dispositive issue, the defendant may not appeal the judgment or sentence.
§ 924.051(3)-(4) (emphasis supplied).
The question before the Court is whether the first sentence of section 924.051(3) operates as a jurisdictional bar to review "unless a prejudicial error is alleged and is properly preserved or, if not properly preserved, would constitute fundamental error." In Amendments to the Florida Rules of Appellate Procedure,
Of the district courts that have subsequently confronted this issue, both the First and Fourth Districts have concluded that the preservation requirements of section 924.051 do not pose a jurisdictional bar to appellate review but instead codify existing procedural bars to appellate review. See Thompson v. State,
In contrast, the Second District has concluded that these provisions constitute a *664 jurisdictional bar to review if the appeal does not present a preserved error that is prejudicial or an unpreserved error that is fundamental. See Bain v. State,
Finally, the Fifth District has not directly passed on the jurisdictional question; however, it has focused directly on unpreserved sentencing errors, affirming sentences in all appeals presenting unpreserved sentencing errors for appellate review. See, e.g., Maddox v. State,
We find it is clear from the language of section 924.051(3) that the Legislature intended to condition reversal of a conviction on the existence of either an error that was preserved and prejudicial or an unpreserved error that constitutes fundamental error. However, we do not find from the statutory language utilized that the Legislature clearly intended to limit the appellate courts' subject matter jurisdiction in the area of criminal appeals.
Wherever possible, statutes should be construed in such a manner so as to avoid an unconstitutional result. See, e.g., State v. Mitro,
Article V, section 4(b), which grants the district courts' jurisdiction to hear criminal appeals, also grants criminal defendants a constitutional right to an appeal. See id.; Amendments,
we believe that the legislature may implement this constitutional right and place reasonable conditions upon it so long as they do not thwart the litigants' legitimate appellate rights. Of course, this Court continues to have jurisdiction over the practice and procedure relating to appeals.
Id. at 1104-05 (emphasis supplied) (footnote omitted). Because the Florida Constitution does not give the Legislature the authority to restrict the subject matter *665 jurisdiction of the appellate courts to hear criminal appeals, to the extent that section 924.051(3) could be read as an attempt to restrict the subject matter jurisdiction of the appellate courts in a manner not authorized by the constitution, the provisions would be unconstitutional. See South Atlantic,
Further, in construing a statute that is susceptible to more than one interpretation, it is often helpful to refer to legislative history in order to ascertain the Legislature's intent. See Magaw v. State,
Florida courts have traditionally held that questions not timely raised and ruled upon in the trial court will not be considered on appeal. This policy, often cited as the "contemporaneous objection rule," is intended to give trial judges an opportunity to address objections made by counsel in trial proceedings and to correct errors accordingly. The primary purpose of the rule is to ensure that objections are made when the recollections of witnesses are freshest and not years later in a subsequent trial or a post-conviction relief proceeding. "Delay and unnecessary use of the appellate process result from a failure to cure early that which must be cured eventually."
. . . .
In an effort to enforce the contemporaneous objection rule, the bill expressly prohibits a court from reversing a judgment or sentence on appeal, unless the court determines that a prejudicial error occurred that was properly preserved in the trial court, but allows courts to reverse on the basis of "fundamental errors," despite the failure of defense counsel to object in the trial court.
Fla. H.R. Comm. on Crim. Just., CS for HB 211 (1996) Final Staff Analysis 3, 5 (March 26, 1996) (emphasis supplied) (citations omitted).
In addition, a comparison of the pre-filed version of the bill and various amendments of the bill to the version of section 924.051(3) ultimately enacted further supports the conclusion that interpreting the Act as a codification of the contemporaneous objection requirement, rather than a restriction on the subject matter jurisdiction, is consistent with the actual legislative intent. The original bill prefiled in the House and Senate provided:
(5) Jurisdiction of an appellate court over an appeal is substantive and must be satisfactorily demonstrated by the appellant before the court can consider the merits of the appeal. When appellate jurisdiction is challenged, all other appellate proceedings in the case are stayed until the challenge is resolved.
Fla. HB 211, § 4 (1995) (prefiled); Fla. SB 2, § 4 (1995) (prefiled). This language *666 would have created a two-step procedure whereby a defendant must demonstrate, before briefing on the merits, that the appeal presents a cognizable issue. The Legislature specifically struck this language from the bill.
In enacting the Act, the Legislature was attempting to streamline the appellate process and increase judicial efficiency. See Fla. S. Jud. Comm., CS for SB 2 (1995) Staff Analysis 4-5 (rev. Nov. 16, 1995); See also Denson v. State,
Further, section 924.051(3) provides that a defendant may not appeal "unless a prejudicial error is alleged and is properly preserved or, if not properly preserved, would constitute fundamental error." Outside of the sentencing context, the question of whether fundamental error exists generally requires an examination of the record as a whole. Cf. Crump v. State,
After considering the language of the Act and the legislative history of section 924.051(3), we conclude that construing this statute as merely codifying the existing procedural bars to appellate review both upholds the statute's constitutionality and is consistent with the actual legislative intent in passing the Act. Nothing in our opinion today circumvents the requirement codified in the Act that in order to constitute reversible error, the error must first either be preserved for review or amount to fundamental error.
Finally, we note that even though we do not interpret the Act as posing a jurisdictional bar to appellate review, the appellate courts still retain the power to summarily address appeals. For example, Rule of Appellate Procedure 9.315 provides that after service of the initial brief, or the answer brief if a cross-appeal has been filed, "the court may summarily affirm the order to be reviewed if the court finds that no preliminary basis for reversal has been demonstrated." Thus, in those appeals presenting unpreserved errors that are not considered fundamental, appellate courts have the authority to summarily affirm the conviction and sentence.[4]
Accordingly, we accept the State's concession of error and answer the first part of the rephrased certified question in Jefferson in the negative and the second part of the certified question in the affirmative.
It is so ordered.
HARDING, C.J., and SHAW, ANSTEAD, LEWIS and QUINCE, JJ., concur.
WELLS, J., concurs in result only.
NOTES
Notes
[1] However, a footnote in the opinion on review indicates that the Third District disagrees with these courts on the issue of "whether a defendant can appeal from a guilty plea in the absence of one of the limited exceptions necessary for such an appeal set forth in Robinson v. State,
[2] This constitutional provision contrasts with other provisions of the constitution that do provide the Legislature with the power to define the jurisdiction of the courts, such as the power to define the jurisdiction of the Supreme Court over appeals from bond validations and the actions of statewide agencies, see art. V, § 3(b)(2), Fla. Const., the district courts' appellate review of administrative actions, see art. V., § 4(b)(2), Fla. Const., the appellate jurisdiction of the circuit courts, see art. V, § 5(b), Fla. Const., and the general jurisdiction of the county courts, see art. V, § 6(b), Fla. Const.
[3] Further, language in the Staff Analysis suggests that the Legislature understood that appellate jurisdiction is defined by the Florida Constitution and the Florida Rules of Appellate Procedure, although the staff analysis also indicates the mistaken belief that the right to appeal was purely statutory, rather than protected by the Florida Constitution. See Fla. H.R. Comm. on Crim. Just., CS for HB 211 (1996) Staff Analysis 2 (March 26, 1996); Fla. S. Jud. Comm., CS for SB 2 (1996), Staff Analysis 2-3 (Nov. 16, 1995).
[4] For the reasons expressed in our opinion in Leonard v. State,
