State v. Jason B.State v. Jason B.
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- Before:
- Borden
Lead Opinion
The principal issue in this certified appeal is whether the defendant was “more than two years older” than the victim within the meaning of
The Appellate Court’s opinion states the following facts that the jury reasonably could have found. “Both the victim and the defendant were students at Enfield High School. The victim was the manager of the school football team, and the defendant was a player on the team.
“On September 21,1994, the victim attended football practice and performed her usual duties. The defendant also attended practice, but did not participate because of an injury. At the end of practice, the defendant offered the victim a ride to her home, and she accepted. The defendant also agreed to drive another player on the football team to his home.
“The defendant drove toward the home of the other player, who occupied a rear seat of the car, and the victim sat in the front passenger seat. During the ride, the defendant and the other player made some remarks about the victim’s breasts. The defendant also said he intended to have the victim perform oral sex on him.
“On the date of the incident, September 21, 1994, the victim was fourteen years old, her birthday being August 16, 1980. The defendant was sixteen years of age, his birthday being May 9, 1978. The difference between their birthdays is two years, three months and seven days.” State v. Jason B., 47 Conn. App. 68, 70-71, 702 A.2d 895 (1997). The defendant was charged in an original information with sexual assault in the first degree in violation of
The defendant appealed from the judgment of the trial court to the Appellate Court, which affirmed the trial court’s judgment. State v. Jason B., supra, 47 Conn. App. 70. This certified appeal followed.6
The defendant first claims that he was not “more than two years older” than the victim as is required for a conviction under
“The process of statutory interpretation involves a reasoned search for the intention of the legislature. ... In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of this case, including the question of whether the language actually does apply. In seeking to determine that meaning, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Citation omitted; internal quotation marks omitted.) United Illuminating Co. v. New Haven, 240 Conn. 422, 431, 692 A.2d 742 (1997). Moreover, “[p]enal statutes must be strictly construed . . . but such construction must accord with common sense and commonly approved usage of the language.” (Citations omitted.) State v. Edwards, 201 Conn. 125, 132, 513 A.2d 669 (1986); see also
We start with the language of the statute, which must be read contextually.
Although in other comparative contexts, for example, a comparison of the increase in population growth
The legislative history supports this commonsense interpretation of determining who is “more than two years older” than another for the purposes of criminal liability under
The general purpose of
The defendant’s attempt to import the statutory definition of “year” in
II
The defendant next claims that, even if he was two years older than the victim for the purposes of
“In our assessment of whether the statute passes constitutional muster, we proceed from the well recognized jurisprudential principle that [t]he party attacking a validly enacted statute . . . bears the heavy burden of proving its unconstitutionality beyond a reasonable doubt and we indulge in every presumption in favor of the statute’s constitutionality. State v. Ross, 230 Conn. 183, 236, 646 A.2d 1318 (1994), cert. denied, 513 U.S. 1165, 115 S. Ct. 1133, 130 L. Ed. 2d 1095 (1995). The constitutional injunction that is commonly referred to as the void for vagueness doctrine embodies two central precepts: the right to fair warning of the effect of a governing statute or regulation and the guarantee against standardless law enforcement. Smith v. Goguen, 415 U.S. 566, 572-73, 94 S. Ct. 1242, 39 L. Ed. 2d 605 (1974); Mitchell v. King, 169 Conn. 140, 142-43, 363 A.2d 68 (1975). State v. Schriver, [207 Conn. 456, 459-60, 542 A.2d 686 (1988)]. Thus, [i]n order to surmount a vagueness challenge, a statute [must] afford a person of ordinary intelligence a reasonable opportunity to know what is permitted or prohibited.” (Internal quotation marks omitted.) State v. Payne, 240 Conn. 766, 777, 695 A.2d 525 (1997). Furthermore, “[i]f the meaning of a statute can be fairly ascertained a statute will not be void for vagueness since [m]any statutes will have some inherent vagueness, for [i]n most English words and phrases there lurk uncertainties. . . . References to judicial opinions involving the statute, the common law, legal dictionaries, or treatises may be necessary to ascertain a statute’s meaning to determine if it gives fair warning.” (Internal quotation marks omitted.) Id., 778.
The defendant’s contention that our vagueness analysis should focus on the warning provided to the average sixteen year old lacks merit. First, the scope of the statute is not confined to defendants of teenage years. Second, vagueness analysis ordinarily does not depend on the individual or categorical capabilities of the defendant. It focuses on the warning that is afforded by the language and its gloss to persons of ordinary intelligence. Although the knowledge possessed by a particular defendant may undermine a vagueness challenge; see State v. DeFrancesco, 235 Conn. 426, 446, 668 A.2d 348 (1995) (defendant’s specific knowledge of dangerous propensities of her felidae contributed to defeat of vagueness challenge); the converse is not true. Lack of knowledge, either by the individual defendant or a person in his particular age category, does not enhance a vagueness challenge.
The defendant also maintains that “§ 53a-71 (a) (1) violates [his] right to equal protection under the state11 and federal constitutions in that it treats a single class of individuals, namely [sixteen year old] minors, differently with respect to their fundamental right to privacy. Absent a compelling state interest in such a discriminatory classification, the statute violates the defendant’s (and other similarly situated sixteen year olds’) right
“In order to analyze the [defendant’s claim], we first must detail the principles applicable to equal protection analysis. State v. Morales, [240 Conn. 727, 738, 694 A.2d 758 (1997)]. First, in general, as in any constitutional challenge to the validity of a statutory scheme, the statutory scheme] is presumed constitutional . . . and [t]he burden is on the one attacking the legislative arrangement to negative every conceivable basis which might support it... . Heller v. Doe, 509 U.S. 312, 320, 113 S. Ct. 2637, 125 L. Ed. 2d 257 (1993).
“More specifically, [t]o implicate the equal protection [clause] under the . . . federal [constitution] . . . it is necessary that the state statute [or statutory scheme] in question, either on its face or in practice, treat persons standing in the same relation to it differently. . . . State v. Morales, supra, 240 Conn. 738-39. Thus, the analytical predicate [of consideration of an equal protection claim] is a determination of who are the persons
“The equal protection clause does not require absolute equality or precisely equal advantages [between such similarly situated persons] .... Ross v. Moffitt, 417 U.S. 600, 612, 94 S. Ct. 2437, 41 L. Ed. 2d 341 (1974); Daily v. New Britain Machine Co., [200 Conn. 562, 577-78, 512 A.2d 893 (1986)]. ... To determine whether a particular classification violates the guarantees of equal protection, the court must consider the character of the classification; the individual interests affected by the classification; and the governmental interests asserted in support of the classification. Dunn v. Blumstein, 405 U.S. 330, 335, 92 S. Ct. 995, 31 L. Ed. 2d 274 (1972). . . . Franklin v. Berger, 211 Conn. 591, 595, 560 A.2d 444 (1989). Where . . . the classification at issue neither impinges upon a fundamental right nor affects a suspect group13 it will withstand constitutional attack if the distinction is founded on a rational basis. Laden v. Warden, [169 Conn. 540, 543, 363 A.2d 1063 (1975)]; see also McGinnis v. Royster, 410 U.S. 263, 270, 93 S. Ct. 1055, 35 L. Ed. 2d 282 (1972); Dandridge v. Williams, 397 U.S. 471, 485, 90 S. Ct. 1153, 25 L. Ed. 2d 491 (1970); Franklin v. Berger, [supra] 595. Rational basis review is satisfied so long as there is a plausible policy reason for the classification .... Johnson v. Meehan, [225 Conn. 528, 536, 626 A.2d 244 (1993)]. [I]t is irrelevant whether the conceivable basis for the challenged distinction actually motivated the legislature. D.A. Pincus & Co. v. Meehan, 235 Conn. 865, 877, 670 A.2d 1278 (1996).” (Internal quotation marks omitted.) State v. Wright, 246 Conn. 132, 138-40, 716 A.2d 870 (1998).
The “analytical predicate” of an equal protection claim is a “determination of who are the persons similarly situated.” Id., 141. According to the defendant, the
Furthermore, with respect to the defendant’s argument that there is no legally significant difference between a person who is sixteen and a person who is sixteen and three months, we agree with the Appellate Court that “the same claim can be raised against any statute that draws a precise line based on age. We are not aware of any authority that has invalidated a statute simply because it makes no allowance for persons who exceed the statutory limit by only a few months.” State v. Jason B., supra, 47 Conn. App. 81.
Thus, the defendant’s argument “is ill-suited to the framework of equal protection analysis. In our view, as a matter of analytical categorization, it would have been brought more appropriately as a substantive due process claim. See State v. Matos, [240 Conn. 743, 749, 694 A.2d 775 (1997)] (‘[t]he guarantee of substantive due process requires that a law be reasonable, rather than arbitrary or capricious, and that its operation has a real and substantial relation to the object to be obtained’
This conclusion requires us to consider the defendant’s claim that he has a fundamental right of privacy to engage in consensual sexual relations. If he is correct, we must apply strict scrutiny analysis to the defendant’s claim; if he is incorrect, his claim must be accorded rational basis review. We conclude that rational basis review applies to the defendant’s claim.
Initially, we note that the defendant challenges the constitutionality of the statute as applied to him; he does not make a facial claim. See footnote 10 of this opinion. It borders on the frivolous, however, to say that one has a right of privacy to engage in consensual sexual intercourse in a cemetery driveway during the late afternoon or early evening, as occurred in this case. Cf.
Next, it is a dubious assertion at best that the constitution provides sixteen year olds the fundamental right to engage in consensual sexual relations. The defendant offers no authority for this proposition, and it cannot be drawn by analogy to those cases dealing with procreation or abortion. A pregnant minor female’s right to have an abortion, under certain circumstances, is hardly analogous to the purported “right” of a sixteen year old to engage in sexual intercourse.14
“Rational basis review is satisfied so long as there is a plausible policy reason for the classification .... [I]t is irrelevant whether the conceivable basis for the challenged distinction actually motivated the legislature.” (Citation omitted; internal quotation marks omitted.) State v. Wright, supra, 246 Conn. 139-40. The reasons cited by the Appellate Court, namely, the prevention of teenage pregnancy, and the limitation of the opportunity of the more sexually experienced adolescents to take advantage of those much younger; State v. Jason B., supra, 47 Conn. App. 81; provide a rational basis for a legislative distinction based on whether a person is more or less than two years older than the younger party for the purposes of determining the legality of sexual intercourse under § 53a-71 (a) (1).
Ill
The defendant next claims that the state failed to charge him adequately15 and prove him guilty of violating § 53-21. See footnote 3 of this opinion. The defendant asserts that, as a result of Public Act 93-340; see
As an initial matter, the state argues that because the defendant did not challenge the validity of the information prior to the trial court’s youthful offender adjudication, we must construe the information favorably to the state. We agree.16
The defendant claims, in effect, that when the legislature expressly amended
We have characterized legislative actions as implicitly amending a statute only when the legislative history contains a very strong showing of the legislators’ intent to do so. “When changes have been introduced by amendment to a statute, the presumed change does not go any further than that which is expressly declared or necessarily implied. . . . We cannot impute to the legislature ... in the absence of an intent clearly expressed in the act, [an intent] to enact [a statute] which involves a departure from existing statutory law.” (Citation omitted; internal quotation marks omitted.) Iovieno v. Commissioner of Correction, 242 Conn. 689, 699-700, 699 A.2d 1003 (1997). There is no indication in the legislative histoiy of Public Act 93-340 that in amending
We therefore consider whether the information was “so obviously defective that by no reasonable construction [could] it be said to charge the offense for which conviction was had.” (Internal quotation marks omitted.) State v. McMurray, supra, 217 Conn. 250. The third
IV
Finally, the defendant argues that
The state argues that the Appellate Court properly concluded that “at the time of the offense the defendant
We reiterate that, “[i]f the meaning of a statute can be fairly ascertained a statute will not be void for vagueness since [m]any statutes will have some inherent vagueness, for [i]n most English words and phrases there lurk uncertainties.” (Internal quotation marks omitted.) State v. Payne, supra, 240 Conn. 778. Moreover, when considering a “void for vagueness claim . . . our fundamental inquiry is whether a person of ordinary intelligence would comprehend that the defendant’s acts were prohibited . . . .” Id. As we concluded in part II of this opinion, although a particular defendant’s special knowledge may undermine his or her vagueness challenge, a particular individual or categorical defendant’s lack of knowledge may not be used to enhance such a challenge. Thus, the defendant’s reliance on what a sixteen year old actor would or would not believe is unavailing.
It is well settled that
As the Appellate Court noted, as a result of several Appellate Court decisions construing
We are not persuaded, moreover, by the defendant’s reliance on Perruccio for his vagueness challenge to
For the same reasons articulated in part III of this opinion, we similarly are unpersuaded by the defendant’s claim that the 1993 amendments to
The judgment of the Appellate Court is affirmed.
In this opinion CALLAHAN, C. J., and KATZ and PETERS, Js., concurred.
Notes
The statute was amended in 1995, but the amendments are not relevant to this appeal. Hereafter, all references to
“(b) Upon the termination of such examinations, investigation and questioning, the court, in its discretion based on the severity of the crime, which shall also take into consideration whether or not the defendant took advantage of the victim because of the victim’s advanced age or physical incapacity, and the results of the examinations, investigation and questioning, shall determine whether such defendant is eligible to be adjudged a youthful offender. If the court determines that the defendant is eligible to be so adjudged, no further action shall be taken on the information or complaint and the defendant shall be required to enter a plea of ‘guilty’ or ‘not guilty’ to the charge of being a youthful offender. If the court determines the defendant ineligible to be so adjudged, it shall order the information or complaint to be unsealed and the defendant shall be prosecuted as though the proceeding hereunder had not been had.”
We granted the defendant’s petition for certification to appeal, limited to the following questions: “1. Did the Appellate Court properly conclude that the defendant was ‘more than two years older’ than the complainant within the meaning of
“2. Did the Appellate Court properly conclude that the meaning of the term ‘year’ in
“3. Did the Appellate Court properly conclude that the state adequately charged the defendant with a violation of
“4. Assuming the state properly charged the defendant with a violation of
Public Acts 1993, No. 93-340, § 2, amended
This interpretation of
The defendant expressly “makes no facial challenge to the statute here, but instead asserts that, as a [sixteen year old] youth, the statute is unconstitutionally vague as to him under the facts of this case.” (Emphasis in original.)
The issue certified for appeal addresses the constitutionality of
We note that, because
The defendant does not claim that sixteen year olds are a suspect group.
The dissimilarities between the right to have an abortion and the right to engage in sexual intercourse in a public place are obvious. We therefore need not address whether the defendant is accurate in his characterization of United States Supreme Court precedent, but do note that, in Planned Parenthood of Missouri v. Danforth, 428 U.S. 52, 75, 96 S. Ct. 2831, 49 L. Ed. 2d 788 (1976), cited by the defendant for the proposition that minors have been granted the right to have abortions, the court stated: “We emphasize that our holding . . . does not suggest that every minor, regardless of age or maturity, may give effective consent for termination of her pregnancy.” Thus, to the extent that Danforth recognized certain minors’ right to an abortion, the right is not absolute.
In the third count of its information, the state accused the defendant of “having committed the crime of INJURY OR RISK OF INJURY TO A MINOR in violation of [General Statutes (Rev. to 1993)]
On April 19,1995, the defendant challenged the information with regard to the charge under
Indeed, the record discloses that, with regard to the charge under
The defendant does not address the discrepancy between his interpretation and the plain language of
By this limited conclusion, we do not suggest that the same information would not also meet a more exacting standard required by a timely challenge to it.
The defendant expressly disclaims any facial vagueness claim.
The defendant also attempts to revive, under this claim, variations on his earlier theme that
At the time the crimes in Perruccio occurred,
Concurrence Opinion
concurring in part and dissenting in part. I disagree with the majority’s conclusion that the defendant is “more than two years older” than the victim in this case. Thus, I would reverse the defendant’s conviction of sexual assault in the second degree under
The legislature has liberalized this state’s statutory rape law by exempting from prosecution those whose age is within two years of the age of the younger victim. In seeking to exempt older teenagers from criminal liability for sexual relations with children from thirteen up to sixteen years of age, the legislature exempted from liability teenagers who are not two years older than their partners. Whether it was wise or unwise to exempt from criminal liability sexual relations with a thirteen year old, that policy determination is made by the legislature as the representative of the people and not by this court. See In re Baby Z., 247 Conn. 474, 533, 724 A.2d 1035 (1999) (McDonald, J., concurring).
Under the majority’s reading of the exemption, it applies only to those whose birthdays are not more than two years apart chronologically; thus, the hour and perhaps minute or second of one’s birth could result in criminal liability for teenage sex. If the victim and the defendant share the same birth date, two years
I would reverse the defendant’s conviction of sexual assault in the second degree.11 concur in parts III and IV of the majority opinion, however, and would uphold the defendant’s conviction of risk of injury to a child.
In doing so, I need not address part II of the majority opinion.