95 Conn. App. 400 | Conn. App. Ct. | 2006
Opinion
This is an appeal by the defendant, Billy Jackson, who was convicted after a jury trial on four of the five counts against him. He was charged in a substitute information with two counts of attempt to commit murder, both in violation of General Statutes §§ 53a-49 and 53a-54a (a), one count of assault in the first degree in violation of General Statutes § 53a-59 (a) (5), one count of attempt to commit assault in the first degree in violation of General Statutes §§ 53a-49 and 53a-59 (a) (5), and one count of criminal possession of a firearm in violation of General Statutes § 53a-217 (a). The jury found the defendant not guilty of one count of attempt to commit murder and guilty of all of the other charges. He has appealed from the judgment of conviction rendered on the verdict.
On appeal, the defendant claims that the trial court improperly (1) denied his objection to the prosecutor’s peremptory challenges of minority venirepersons and
The juiy reasonably might have found the facts set out hereafter. On the evening of September 21, 2002, the defendant was at an establishment in Bridgeport called the Small Games Club (club). The victim, Terry Mooney, and his friend, Troy Robinson, were also at the club. Sometime during the course of the evening, the victim was carrying some drinks from the bar to rejoin his friends when he bumped into the defendant. The club’s bouncer noticed the incident and, later, when he heard the victim and the defendant arguing in the bathroom, escorted the defendant out of the club. The defendant remained outside the club. When the bar closed, the victim went outside to meet Robinson. The victim overheard the defendant, who was still outside the club, talking about him. The victim approached the defendant, whereupon an argument began. The victim saw the defendant reach into his pants and, thinking that the defendant was going to pull out a gun, punched the defendant. A fight developed between the two men, during which the victim was shot in the right thigh. The defendant then got up and shot Robinson. Robinson and the victim struggled with the defendant. The defendant fired again, and the bullet struck the victim in his right shoulder. At some point, it became apparent that the gun was no longer operable, whereupon the victim and Robinson left.
The defendant was char ged, and the matter was tried to the jury. lie was convicted of one count each of attempt to commit murder, assault in the first degree, attempt to commit assault in the first degree and criminal possession of a firearm and received a total effective sentence of twenty years imprisonment. The defendant now makes three claims on appeal, each of which will
I
The defendant, who is African-American, first claims that the prosecutor’s use of peremptory challenges to strike prospective jurors improperly discriminated against members of minority groups and deprived the defendant of a fair trial in violation of Batson v. Kentucky, 476 U.S. 79, 106 S. Ct. 1712, 90 L. Ed. 2d 69 (1986), and State v. Holloway, 209 Conn. 636, 553 A.2d 166, cert. denied, 490 U.S. 1071, 109 S. Ct. 2078, 104 L. Ed. 2d 643 (1989). We disagree.
Before addressing the merits of the defendant’s claim, we set forth the well established legal principles, recently reiterated by our Supreme Court, that govern our review. “Under Connecticut law, [o]nce a [party] asserts a Batson claim, the [opposing party] must advance a neutral explanation for the venireperson’s removal. . . . The [party asserting the Batson claim] is then afforded the opportunity to demonstrate that the [opposing party’s] articulated reasons are insufficient or pretextual. . . . [T]he trial court then [has] the duty to determine if the [party asserting the Batson claim] has established purposeful discrimination. . . . The [party asserting the Batson claim] carries the ultimate burden of persuading the trial court, by a preponderance of the evidence, that the jury selection process in his or her particular case was tainted by purposeful discrimination. . . .
“We have identified several specific factors that may indicate that [a party’s removal] of a venireperson through a peremptory challenge was . . . motivated [by race or gender]. [One of these factors is whether] the [party exercising the peremptory strike] used a disproportionate number of peremptory challenges to exclude members of one race [or gender], . . .
The following additional facts are relevant to our resolution of the defendant’s claim. The record shows that a jury of six persons with two alternates was selected for the defendant’s trial. The jury selection for the defendant’s trial took place over four days, during which forty-seven venirepersons were sworn. Of the forty-seven venirepersons sworn, twenty-seven were dismissed by the court for cause, leaving a pool of twenty eligible venirepersons. In total, the state exercised five of its peremptory challenges, four of which were challenged by the defendant as discriminatory under Batson. The court heard the parties’ arguments and considered the merits of the defendant’s Batson challenges as each was raised. The court determined that the first three Batson claims raised by the defendant were without merit. Regarding the fourth Batson challenge, the court made no explicit finding of discriminatory intent, but nevertheless rejected the state’s reasoning for challenging the prospective juror and sat her as an alternate.
On appeal, the defendant asserts that the court’s denial of his objection to the state’s three peremptory
A
We first address the propriety of the state’s exercise of each of the three peremptory challenges that gives rise to the defendant’s Batson claims. We conclude that, with respect to each challenge, the court’s rejection of the defendant’s Batson claim was not clearly erroneous.
1
Venireperson R
On the first day of jury selection, the state exercised its first peremptory challenge to remove R, an African-American female, from the venire panel. The defendant asked for the expression of a race neutral reason for the challenge, whereupon the state proffered several concerns. The prosecutor noted that R (1) had difficulties understanding the burden of proof, initially indicating that she would require absolute certainty to convict for a serious crime, (2) thought she had been unfairly treated by police when she had been arrested in New York for operating under a suspended license and (3) had a nephew who had stabbed somebody in New York. The defendant then sought to rebut the state’s proffered
We agree with the state that the record supports the court’s finding that the reasons given by the prosecutor for excusing venireperson R were legitimate. The state’s first reason for exercising its peremptory challenge, which was that R had difficulty understanding the state’s burden of proof, has been recognized by our courts as a valid, nondiscriminatory reason for excusing a venireperson. See State v. Hodge, 248 Conn. 207, 232-33, 726 A.2d 531, cert. denied, 528 U.S. 969, 120 S. Ct. 409, 145 L. Ed. 2d 319 (1999). Regarding the state’s second and third bases for challenging R, we note that “[prosecutors commonly seek to exclude from juries all individuals, whatever their race, who have had negative encounters with the police because they fear that such people will be biased against the government. . . . [Tjhis concern constitutes a neutral ground for the state’s exercise of a peremptory challenge . . . .” State v. Smith, 222 Conn. 1, 14, 608 A.2d 63, cert. denied, 506 U.S. 942, 113 S. Ct. 383, 121 L. Ed. 2d 293 (1992). The court determined that the reasons proffered by the prosecutor were not pretextual. “Cognizant of our inability to consider [the venireperson’s] credibility in the calculus on appeal, we give great deference to the ruling of the trial court in this regard.” Id., 15.
2
Venireperson G
The state’s second peremptoiy challenge was to G, an African-American male, on the second day of voir dire. The defendant moved to have the prospective juror seated under Batson. When asked to proffer a nondis
The court, in ruling on the Batson challenge, considered G’s testimony
3
Venireperson A
The third venireperson peremptorily excused by the state was A, a Hispanic female. The defendant moved to have her seated under Batson. The prosecutor expressed his concern over A’s ability to judge fairly the credibility of the police officers who would be testifying at trial, on the basis of her statement that she had a family member who she believed had been treated unfairly by the police, and the troubling laugh she had made during that response. In rebuttal, defense counsel did not dispute the fact of A’s statement to that effect, but argued that despite that statement, she had stated that she was satisfied with the way in which the family member’s case was resolved.
B
The defendant raised a fourth Batson challenge to the state’s exercise of its fifth
The following additional facts are relevant to the defendant’s claim. In response to the defendant’s motion to seat M under Batson, the prosecutor proffered a nondiscriminatory reason for the challenge. He stated that his problem with M was solely due to her limited education and inability to understand and communicate in the English language.
In response to the defendant’s motion to seat M as an alternate, the court made the following ruling: “The mere fact of [her] seventh grade education in itself is certainly not a per se disabling circumstance. She . . .
The defendant claims that the court’s ruling to seat M constituted a finding of pretext for discrimination because it was made in response to his Batson challenge. The state argues that the court did not make a finding of discrimination when it sat M but treated the state’s challenge as one for cause. Even if we assume arguendo that the court did make a finding of pretext when it sat M as an alternate juror and that such a finding was proper,
Our Supreme Court has made clear that a court, after seating a juror in response to a motion under Batson, is not required to revisit, sua sponte, its prior Batson rulings. “[T]he defendant, not the trial court, properly bears the burden of raising the issue of whether the court’s subsequent finding of pretext calls into question the validity of the court’s earlier rulingfs] upholding the state’s use of a peremptory challenge against a previous venireperson. Of course, if warranted under the circumstances, the trial court may, sua sponte, reconsider its previous ruling rejecting the defendant’s earlier Batson challenge. Moreover, the defendant is free to seek reconsideration of any such ruling at any time prior to the conclusion of jury selection. See State v. Robinson, [237 Conn. 238, 250, 676 A.2d 384 (1996)]. In light of the significant period of time that it often takes to select a jury and the large number of potential jurors frequently involved in that process, however, it would be unfair to require the court to undertake a sua sponte review of its prior Batson ruling or rulings solely because the court thereafter determines that, with respect to a subsequent venireperson, the prosecutor’s explanation for exercising a peremptory challenge does not pass muster under Batson.” (Emphasis in original.) State v. Mukhtaar, 253 Conn. 280, 292, 750 A.2d 1059 (2000).
Following the court’s seating of M, defense counsel did not ask the court to revisit its rulings regarding the three prior Batson challenges. Defense counsel was obligated to make known to the court his new claim under Batson, which was predicated on additional facts that were unavailable at the time the court made its prior rulings. A defendant waives his right to make a
II
During his case-in-chief, the defendant offered the opinion testimony of Terry Rankin, an acquaintance of the defendant and frequent patron of the club, for the purpose of establishing that the victim had been the aggressor in the altercation. The court determined that the -witness was not qualified to give an opinion as to the victim’s character. The defendant, in his second claim on appeal, contends that the court abused its discretion in excluding the testimony. We do not agree.
The following additional facts assist us in resolving the defendant’s claim. The court held a hearing outside the presence of the jury to determine whether there was an adequate foundation for Rankin to state his opinion as to whether the victim had a propensity for violence. At the hearing, Rankin testified that he knew the victim only by sight, having seen him at least six times at the club. He stated that each time he had observed the victim at the club, the victim appeared intoxicated and argumentative and that on two occasions he had seen the victim escorted out of the club for behaving aggressively toward other patrons. Rankin
Following this testimony, the court determined that the defendant had laid an adequate foundation that he had acted in self-defense with respect to the victim.
Section 4-4 (a) (2) of the Connecticut Code of Evidence permits the accused in a homicide or criminal assault case, after laying a foundation that he acted in self-defense, to offer evidence of the violent character of the victim to prove that the victim was the aggressor.
“A party seeking to present opinion testimony must demonstrate that its witness has had sufficient contact with the [person] who is the subject of the opinion and, on the basis of such contact, has formed an opinion with regard to that person’s [character].” State v. Holley, 90 Conn. App. 350, 368, 877 A.2d 872, cert. denied, 275 Conn. 929, 883 A.2d 1249 (2005); see also State v. Egan, 9 Conn. App. 59, 63, 514 A.2d 394 (“[t]o lay an appropriate foundation for the introduction of opinion testimony, a party must show that the witness providing the testimony has a deliberate opinion formed as the result of personal contact and experience” [internal quotation marks omitted]), cert. denied, 201 Conn. 811, 516 A.2d 886 (1986). “Whether a witness has had sufficient contact with a person to be qualified to testify as to a particular character trait is a matter peculiarly within the discretion of the trial court and its ruling will be disturbed only in a clear case of abuse or of some error in law.” (Internal quotation marks omitted.) State v. Holley, supra, 368.
“Even when a trial court’s evidentiary ruling is deemed to be improper, we must determine whether that ruling was so harmful as to require a new trial. ... In other words, an evidentiary ruling will result in a
We conclude that the court did not abuse its discretion in determining that Rankin had not had sufficient contact with the victim to form the basis for an opinion as to his violent character. Compare State v. Holley, supra, 90 Conn. App. 369 (held that court did not abuse discretion in disallowing opinion evidence for lack of sufficient foundation when witness had had only two instances of contact with victim). Even if the proposed testimony had been sufficient to demonstrate Rankin’s knowledge of the victim’s character, however, the defendant has not shown that the exclusion of the evidence caused him harm. See State v. Gonzalez, supra, 272 Conn. 527. Rankin’s testimony regarding the victim’s propensity for violence was simply not necessary because both parties agreed that the victim had been the aggressor. The victim himself admitted numerous times throughout his testimony at trial that he had thrown the first punch during his fight with the defendant, based on his belief that the defendant was reaching in his pants for a gun. The defendant also had the opportunity to testify that the victim had been the aggressor. The defendant testified that he was not reaching for a gun and that the victim had approached him outside of the club without provocation. Given the foregoing testimony elicited at trial, the jury was free to conclude that the victim had been the aggressor and that the defendant had acted in self-defense when he
Ill
The defendant’s final claim is that during the course of final argument to the jury, the prosecutor engaged in repeated and strident misconduct by misstating the evidence and expressing a personal opinion as to the defendant’s credibility. The defendant claims that prosecutorial misconduct deprived him of a fair trial under the state and federal constitutions. We do not agree.
“As apreliminary matter, we set forth certain relevant legal principles that guide our resolution of this issue. Our Supreme Court has advised that [t]he touchstone of due process analysis in cases of alleged prosecutorial misconduct is the fairness of the trial, and not the culpability of the prosecutor. ... In analyzing claims of prosecutorial misconduct, we engage in a two step analytical process. The two steps are separate and distinct: (1) whether misconduct occurred in the first instance; and (2) whether that misconduct deprived a defendant of his due process right to a fair trial. . . .
With the foregoing in mind, we now turn to the defendant’s specific claims. The defendant refers to remarks made by the prosecutor on three occasions that the defendant claims deprived him of a fair trial. We read each of the defendant’s claims to allege the same type of misconduct, namely, that the prosecutor stated his opinion regarding the defendant’s credibility and motivation to lie. Accordingly, we initially set forth our rule of law with respect to this particular type of misconduct. “There is no rule that precludes a prosecutor from challenging a defendant’s testimony. The issue is whether the prosecutor’s argument took the form of a fair criticism of a defendant’s credibility on the basis of the evidence or if it reflected merely the prosecutor’s
A
The defendant first alleges that the prosecutor’s comments regarding the defendant’s demeanor and gait constituted misconduct. During the state’s closing argument, the prosecutor described the defendant’s physical demeanor, noting that the defendant, on his way to the witness stand, “walked with a very pronounced and deliberate limp.”
At trial, the defendant testified that he suffers from nerve damage in his right foot, which causes him to walk
B
The defendant next claims that the prosecutor engaged in misconduct by suggesting that the defendant tailored his testimony to fit the physical evidence of a tom shirt worn by Robinson on the night of the altercation.
C
Finally, the defendant complains that the prosecutor improperly expressed an opinion on the defendant’s credibility when arguing to the jury that the reason why the defendant had not claimed self-defense was because, as a convicted felon, he could not admit to possessing a weapon. Both parties were aware that the court was planning to instruct the jury on the issue of self-defense, and both parties addressed the issue in their closing arguments to the jury. The prosecutor cor
Under controlling case law, it is overwhelmingly clear that none of the complained of remarks was improper. As such, we need not inquire into whether these remarks were harmful to the defendant. See State v. Schiavo, supra, 93 Conn. App. 302.
The judgment is affirmed.
In this opinion the other judges concurred.
For each venireperson, we use that individual’s initial to protect his or her legitimate privacy interests. See, e.g., State v. Peeler, 267 Conn. 611, 620 n.9, 841 A.2d 181 (2004).
A review of the transcript indicates that during voir dire, the prosecutor asked G whether, given the seriousness of the crimes charged, he would need to be 100 percent convinced of the defendant’s guilt in order to convict. In response, G stated that, given the seriousness of the charges, he would expect that the state “would have its stuff together,” that a guilty verdict means that “you’re going to be putting someone away for a long time” and that he would assume that the state would not be coming at it “half-cocked . . . .” After an objection by the defense to the state’s continued questioning of G on the topic, the court intervened and asked G whether he would be able to follow the court’s instructions regarding the burden of proof despite the serious charges of the case. G answered that he would follow the instructions of the court.
Specifically, the court made the following ruling with respect to the challenge: “I found [G] to be quite good. I think he answered the questions very well, forthright. There was some difficulty with reasonable doubt. There was some difficulty, which I think eventually was straightened out, but questions revolving around that particular subject, while they were straightened out and would not put the state in a position where [it] could ask for the venireperson to be excused for cause. I think it is enough for the state to perhaps feel a little uncomfortable. And based on the prior rulings by this court and the choices made by the state, I feel that that is an adequate nonracial reason for exercising the peremptory challenge at this point.”
On the third day of voir dire, the state exercised its fourth peremptory challenge against J, a Caucasian female, which was not contested by the defendant.
To the extent that the defendant argues that the court, after seating M and observing that 80 percent of the peremptory challenges exercised by the state were against minority venirepersons, should have ordered a new trial, we have stated that “when a defendant is found to have sustained his burden of showing a Batson violation, the better practice is to leave it to the discretion of the trial court to fashion the appropriate remedy, depending on the circumstances of the particular case.” State v. Morales, 71 Conn. App. 790, 813 n.27, 804 A.2d 902, cert. denied, 262 Conn. 902, 810 A.2d 270 (2002).
Further, assuming that the court properly found that the state had committed a.Batson violation, the defendant cannot escape the fact that he received the exact remedy that he had requested at trial. See id. The defendant moved to seat M on the jury panel, and the court granted that motion. When the court asked defense counsel, “You want her to sit . . . ?” Defense counsel answered, “Yes, Your Honor.” Following that exchange, defense counsel made no motion pursuant to Batson to strike the entire jury panel and begin the process anew.
The prosecutor cited, in particular, M’s statements that she could not understand parts of the juror orientation film and some of the judge’s comments. He expressed his concern that M would have difficulty understanding the technical testimony of the expert witnesses and communicating adequately with the other jurors during their deliberations.
Nonetheless, on this record it appears that the court’s decision to seat M was predicated on an improper application of Batson. See State v. Mukhtaar, 253 Conn. 280, 291 n.13, 750 A.2d 1059 (2000). It appears that the court decided to seat M because it disagreed with the prosecutor’s reasons for exercising the peremptory challenge. The record clearly indicates that M stated that she had difficulty understanding and communicating in English. The court acknowledged her testimony to that effect, yet decided to seat M, stating that it disagreed that she would be unable to participate adequately as a juror. The relevant inquiry, however, was not whether the court agreed with the state’s proffered reason, but whether the reason was legitimate and not a pretext for discrimination. See State v. Wright, 86 Conn. App. 86, 96-97, 860 A.2d 278 (2004). The court made no explicit finding of pretext, however, and its analysis regarding the absence of a Hispanic juror on the panel suggests that it was concerned more with seating a Hispanic venireperson than with preventing the state from improperly exercising a challenge.
Despite the defendant’s contention otherwise, the court expressly made this determination. It stated: “The exception in § 4.4 (a) (2) [of the Connecticut Code of Evidence], again, reads . . . [e]vidence offered by an accused in a homicide or criminal case . . . after laying a foundation that the accused acted in self-defense, which there has been such a foundation laid as to this particular victim ... of the violent character of the victim to prove that the victim was the aggressor . . . .” (Emphasis added.)
Connecticut Code of Evidence § 4-4 provides in relevant part: “(a) Character evidence generally. Evidence of a trait of character of a person is inadmissible for the purpose of proving that the person acted in conformity with the character trait on a particular occasion, except that the following is admissible . . .
“(2) Character of the victim in a homicide or criminal assault case. Evidence offered by an accused in a homicide or criminal assault case, after laying a foundation that the accused acted in self-defense, of the violent character of the victim to prove that the victim was the aggressor, or by the prosecution to rebut such evidence introduced by the accused. ...”
Connecticut Code of Evidence § 4-4 (b) provides: “Methods of proof, hi all cases in which evidence of a trait of character of a person is admissible to prove that the person acted in conformity with the character trait, proof may be made by testimony as to reputation or in the form of an opinion. In cases in which the accused in a homicide or criminal assault case may introduce evidence of the violent character of the victim, the victim’s character may also be proved by evidence of the victim’s conviction of a crime of violence.”
The state contends that the defendant cannot claim that he was deprived of the opportunity to present a defense because the defendant, when asked by the court whether he wanted the jury to be charged on the initial aggressor theory of self-defense, stated that he did not care either way. We do not agree that the defendant was prevented from presenting such evidence. A party is permitted to present multiple and inconsistent theories in support of its defense. The court clearly found that such a foundation existed when it informed the parties that it was inclined to charge on self-defense on the basis of the victim’s testimony that it was he who had first punched the defendant because of his fear that the defendant was reaching for a gun. Because the court had determined that an adequate foundation existed for the defendant to raise a self-defense claim, the defendant was free to introduce evidence in support of that claim. The fact that defense counsel had no opinion as to the charge is of no consequence.
The prosecutor further stated: “He walked with a very pronounced limp. He had to rest on the lectern here, on the podium. Every time he got up to support his weight, because he wants you to think that he’s not capable of engaging in this violent altercation that he claimed happened.”
Defense counsel objected to the prosecutor’s argument, and the court overruled the objection. Defense counsel then moved for a mistrial on the basis of the prosecutor’s characterization of the defendant’s disability, which the court also denied.
The following testimony was elicited by the state during its cross-examination of the defendant:
“[The Prosecutor]: Now, when you’ve been moving back and forth around these various demonstrations, you walk with a pronounced limp; isn’t that right?
“[The Defendant]: Yes.
“[The Prosecutor]: You have a hard time getting around?
“[The Defendant,]: Hard time. I’m wearing a brace, too.
“[The Prosecutor]: So, that leg does not interfere with your ability to engage in . . . physical activity, does it?
“[The Defendant]: Yes, it do[es], when it moves.”
Conflicting testimony had been presented regarding whether the defendant had danced with a woman named Sophie that evening at the club and whether the altercation between the defendant and the victim was motivated by competition over Sophie’s affections.
The defendant cites the following remarks by the prosecutor as improper: “And I especially love the physical evidence pertaining to the shirt and the story that was attempted to be told to you by the defendant,. The shirt that they continued to show you; first of all, they were very clear