State v. JacksonState v. Jackson
This case affords the Court an opportunity to decide whether notice to an accused before trial must precede any attempted application of either of the two firearm use penalty enhancement statutes,
David Jackson was charged with second degree murder in the November 3, 1982 shooting death of Tyrone Scott.1 At the hearing on Motion for Preliminary Examination and Bond Reduction, Judge John S. Covington ruled that there was probable cause as to the charge of manslaughter only. The attorney for the accused thereupon waived his client‘s right to trial by
The judge found Jackson guilty of manslaughter, a violation of
Jackson asserts that the lower courts erred in holding that notice is not required before imposition of sentence under
Consideration of the complaints central to defendant‘s assignment requires a close examination of
In an effort to deter felony offenders from using firearms,4 the Louisiana Legislature in 19775 and again in 19816 enacted legislation which more severely penalized felony offenses committed with firearms. The enactment in 1977 provided additional penalties for the possession of a firearm in the commission of certain enumerated crimes. 1977 La.Act No. 622 § 1, now
§ 95.2. Additional penalties for possession of a firearm or explosive device in the commission of certain crimes.
Notwithstanding any other provisions of law to the contrary, any person who uses a firearm or explosive device at the time he commits or attempts to commit the crime of second degree murder, manslaughter, aggravated battery, simple kidnapping, aggravated escape, aggravated burglary, or aggravated arson or attempted aggravated rape, attempted first degree murder or attempted aggravated kidnapping shall upon conviction
serve a term of two years imprisonment for the first conviction and upon conviction for each second and subsequent offense listed in this Section, he shall serve a term of five years imprisonment. The penalty provided herein shall be in addition to any other penalty imposed under the provisions of this Title and such person shall serve the additional term of imprisonment without benefit of parole, probation, suspension of sentence or credit for good time and any adjudication of guilt or imposition of sentence shall not be suspended. The prison terms provided under the provisions of this Section, shall run consecutively to any other penalty imposed upon conviction of any of the crimes listed in this Section.
Section 2. If any provision or item of this Act or the application thereof is held invalid, such invalidity shall not affect other provisions, items or applications of this Act which can be given effect without the invalid provisions, items or applications, and to this end the provisions of this Act are hereby declared severable.
Section 3. All laws or parts of laws in conflict herewith are hereby repealed.
An amendment in 1984 simply clarified that the additional term of imprisonment imposed under this provision was to be served “in the same manner as provided in the offense for which he was convicted.”7
The 1981 provision,
Art. 893.1. Use of firearm in commission of a felony; sentencing
When the court makes a finding that a firearm was used in the commission of a felony and when suspension of sentence is not otherwise prohibited, the court shall impose a sentence which is not less than:
(a) The maximum sentence provided by law, in the same manner as provided in the offense, if the maximum sentence is less than five years, or
(b) Five years, in the same manner as provided in the offense, if the maximum sentence is five years or more.
Imposition or execution of sentence shall not be suspended and the offender shall not be eligible for probation or parole.
Section 2. If any provision or item of this Act or the application thereof is held invalid, such invalidity shall not affect other provisions, items, or applications of this Act which can be given effect without the invalid provisions, items, or applications, and to this end the provisions of this Act are hereby declared severable.
Section 3. The provisions of this Act shall apply to offenses committed on or after the effective date of this Act.
Section 4. All laws or parts of laws in conflict herewith are hereby repealed.
Before discussing defendant‘s assertion that notice is required before imposition of sentence under the respective firearm enhancement statutes, and as a prelude to the resolution of legal issues addressed hereinafter in this opinion, it is appropriate for us to consider State v. Coleman, 465 So.2d 709 (La.1985) in connection with whether § 14:95.2 and art. 893.1 are mandatory in application.
The language of both enactments, providing that the person “shall serve” an
The firearm penalty enhancement statutes do not authorize a court to ignore constitutional and statutory limits on its power simply because they are framed in mandatory terms. Virtually all criminal penalty provisions are stated in mandatory terms. Usually a statute states that “whoever commits the crime of ... shall be imprisoned” for a term as prescribed therein. See e.g.,
La.R.S. 14:31 ,La.R.S. 14:42 ,La.R.S. 14:44 . Such language, however, is not intended to authorize a court to correct a district attorney in the exercise of his constitutional and statutory discretion to proceed under a particular provision when an offender‘s conduct is criminal according to several statutes or to selectively enforce enhancement statutes. SeeLa.Const., Art. 5 § 26 ;La.R.S. 14:4 . Nor does such mandatory language require that a court exceed the bounds of its jurisdiction or authority to impose what it considers to be the correct punishment upon a person who committed but was not convicted of a particular crime. If this were not so, countless sentences based on plea bargains and verdicts of lesser included offenses could be called into question when the evidence in hindsight might be said to warrant a conviction of a more serious crime and hence a heavier penalty.
Thus, in Coleman we decided that the statutory provisions “shall serve” (§ 14:95.2) and “shall impose” (art. 893.1) are neither self operative nor imperative absent the district attorney‘s charging the defendant with the use of a firearm or timely moving for enhancement of the sentence.8 In concluding that
In the case under consideration, the bill of information did not charge use of a firearm in commission of the manslaughter offense, nor did the district attorney (or judge), prior to trial or sentencing, move the court to enhance the sentence or otherwise notify defendant that either § 14:95.2 or art. 893.1 would be applied. Nonetheless, the trial judge took note of the statutes, and aware of the evidence of firearm use presented at the preliminary hearing and stipulated at trial, specifically applied both statutes when he sentenced defendant to fifteen years without benefit of
Since this case involved a trial judge‘s outset or timely application of the enhancement statutes, Coleman‘s holding does not mandate invalidating the sentence, although the language employed in the decision and its underlying rationale does.
Furthermore, constitutional considerations, such as the right to be informed of the nature and cause of an accusation (
NOTICE RE USE OF LA.REV.STAT. § 14:95.2 AND/OR CODE CRIM.PRO. ART. 893.1 (ASSIGNMENT OF ERROR NO. 1)
Defendant complains that before he may be exposed to the punishments provided by art. 893.1 and/or § 14:95.2, a severe limitation on the judge‘s sentencing discretion as to the former, and a supplemental penalty plus denial of parole, probation, suspension of sentence and credit for time served on the latter, he must first have received adequate and fair notice. Notice permits, among other things, proper preparation to defend and specific knowledge about the penalty to which the defendant is exposed in the event he chooses to plead guilty.
La.Rev.Stat. § 14:95.2 and Notice
The statutes under consideration are conceptually different. Although § 14:95.2 does not define a fully independent crime, it does define criminal activity, use of a gun attending commission of ten specified felonies, and it does provide for an independent or supplemental penalty. Furthermore, it appears in the Criminal Code (Chapter 1 of Title 14) at Part VI “Offenses Affecting the Public Generally,” Subpart A “Offenses Affecting the Public Safety.” It is sufficiently an accusation as to require that the accused “be informed of the nature and cause” thereof (
In this case the defendant Jackson was not charged with firearm use, or, more specifically, violation of § 14:95.2. Nor did the jury convict him of same. Accordingly he may not be sentenced to the additional two years at hard labor under the provisions of § 14:95.2. We overrule our earlier decision in State v. Roussel, 424 So.2d 226 (La.1983), which held, to the contrary, that an accused need not be charged under § 14:95.2.
Our decision that it is imperative that § 14:95.2 be charged, shall be applied in this case, the other consolidated cases being decided today, and in all cases which are still subject to direct review by this
This partially retroactive application of the decision is, by analogy, in accord with the approach first advocated by Justice Harlan in dissent in Desist v. United States, 394 U.S. 244, 256, 89 S.Ct. 1030, 1037, 22 L.Ed.2d 248 (1969) and recently adopted by a majority of the United States Supreme Court when construing the fourth amendment.9 United States v. Johnson, 457 U.S. 537, 102 S.Ct. 2579, 73 L.Ed.2d 202 (1982). In requiring that a new constitutional rule be applied to all judgments of conviction not yet final, Justice Harlan distinguished the judicial from the legislative rule-making function. He noted that the Court
announce[s] new constitutional rules ... only as a correlative of our dual duty to decide those cases over which we have jurisdiction and to apply the Federal Constitution as one source of the matrix of governing legal rules.... Simply fishing one case from the stream of appellate review, using it as a vehicle for pronouncing new constitutional standards, and then permitting a stream of similar cases subsequently to flow by unaffected by the new rule constitute an indefensible departure from this model of judicial review. Mackey v. United States, 401 U.S. 667, 678-79 [91 S.Ct. 1160, 1172-73, 28 L.Ed.2d 404] (1971) (Harlan, J., dissenting).
La.Code Crim.Pro. art. 893.1 and Notice
Art. 893.1, on the other hand, appears in the Louisiana Code of Criminal Procedure within Title XXX, “Sentence,” Chapter 2, “Suspended Sentence and Probation.” It is a sentencing statute (“Art. 893.1 — Use of firearm in commission of a felony; sentencing“). It does not define a crime, and it does not prescribe a penalty. It rather limits a judge‘s sentencing discretion when felonies (those where “suspension of sentence is not otherwise prohibited“) are committed with a firearm, by providing a minimum sentence, and restrictions thereon (without benefit of parole, etc.) within the penalty framework of the statutory crime committed.
It is evident that the Legislature did not perceive art. 893.1 as charging a crime, for it entrusted to “the court” alone10 the sentencing
For these reasons a defendant need not be charged in a bill of information or indictment with firearm use to trigger art. 893.1‘s penalty enhancement provisions.
Yet there are considerations which compel concern about an accused‘s not being advised prior to trial of a prospective art. 893.1 application.
If the judge in time is going to be called upon to “make a finding” that a firearm was used, should not an accused in defending against a criminal charge as to which firearm use is not an essential element be aware that in due course whether a firearm was used in commission of the crime or not will seriously affect sentencing alternatives of the judge?11 Furthermore, if the district attorney is in charge of every criminal prosecution by the state in his district, (
These questions and others have been part of the doubt and confusion surrounding art. 893.1 and § 14:95.2. Appropriate procedures for the utilization of the two statutes are wanting. In fact, the dual passage of these firearm enhancement statutes was not the result of a coordinated legislative plan, carefully designed and executed. Instead, there was an initial legislative proposal in 1977, which resulted in the enactment of § 14:95.2, a statute which was apparently not widely employed.12 It has been speculated that
An accused is entitled to know in advance of trial by receipt of a written notice from the prosecutor that the state intends to invoke art. 893.1 by calling on the trial judge prior to sentencing to make a finding that a firearm was used in the commission of the charged felony.14 Absent such pre-trial notice, the penalty enhancement provision contained in art. 893.1 shall not be applied.
This ruling, insofar as it precludes the judge‘s enhancing the sentence in a firearm use felony under art. 893.1 (at least prospectively) constitutes in part an extension of our Coleman holding, although it is entirely consistent with the language and rationale of that opinion.15 It is prompted by the need to respect both the judge‘s impartial role and the district attorney‘s constitutional right to control every prosecution in his district.16 And it serves to bring clarity and to facilitate more certain and fair administration of the criminal procedural laws.
We conclude that this pre-trial written notice from the district attorney that the state intends to invoke art. 893.1, discussed at some length in the preceding paragraphs, is not compelled by a need to vindicate the sixth amendment‘s right to be informed of the nature and cause of an accusation nor by the fourteenth amendment‘s due process clause. Accordingly, we choose to make this rule prospective only, that is, applicable only to cases which are tried after the date of this opinion. Such prospective application is consistent with this Court‘s formulation of other safeguards in criminal procedure, such as those set out in State v. Prieur, 277 So.2d 126, 130 (La.1973). State v. Jones, 332 So.2d 466 (La.1976); State v. Thomas, 290 So.2d 690 (La.1974); State v. Grant, 295 So.2d 168 (La.1973).
Nonetheless the absence of actual knowledge of evidence of firearm use, or impending application of art. 893.1, may in appropriate cases nullify a sentence imposed under the provisions of art. 893.1. For instance, note the decision being rendered this day in State v. Delcambre, 480 So.2d 294 (La.1985), where a guilty plea was entered, after advice on maximum sentence which did not include art. 893.1 enhancement, following which the art. 893.1 enhancement was applied. Another such case is the one under consideration here, State v. Jackson.
At first glance it might seem that Jackson was not prejudiced by the absence of notice pre-trial, inasmuch as he was aware before trial from evidence adduced at the preliminary hearing that the state‘s case of manslaughter rested upon evidence that the defendant killed Tyrone Scott by firing a pistol.
This, of course, is true. Defendant knew before trial of the state‘s evidence of firearm use; and in fact through counsel he stipulated for use at trial the entirety of the preliminary examination evidence. Nonetheless, defendant was not notified in any fashion of the state‘s or the judge‘s intention to invoke art. 893.1. Yet he virtually pled guilty to manslaughter when he so stipulated and presented no other evidence. This decision came immediately after the same trial judge had found the same evidence sufficient to establish probable cause and to hold defendant on a manslaughter charge.
Had defendant been advised of the forthcoming invocation of art. 893.1, with the potential of a sentence from five to twenty-one years, all without benefit of probation, parole or suspension of sentence (roughly comparable to a sentence from 15 to 63 years, without benefit of parole),17 his defense strategy might well have been different from that which he employed. Facing an effective 15 to 63 year sentence on conviction for manslaughter, and had he been so advised pre-trial by the district attorney, he quite likely would have tried his case to a jury, or even to a judge, more aggressively than he did. The fact situation was pregnant with the possibility of a self-defense acquittal or conviction of a lesser offense than manslaughter. (Defendant intervened in an argument between defendant‘s girl friend and the victim, was struck several times by the victim, whereupon he fired his pistol.)
Also noteworthy, defendant‘s virtual, although not actual, guilty plea was no doubt induced by his attorney‘s belief that pre-trial notification of art. 893.1 enhancement was imperative, a belief which, while not full vindicated, has upon urging, prompted this Court to adopt, for prospective use only, a formal pre-trial notification rule.
The peculiar posture of this case at the trial and appellate levels18 prompts our nullifying utilization of art. 893.1 in the sentencing of this defendant.
Each of defendant‘s four assignments of error relate to the sentence imposed under
Because the bill of information did not charge defendant with § 14:95.2, firearm use in commission of the manslaughter, and because we have determined that applying art. 893.1 unfairly prejudices defendant, neither § 14:95.2 nor art. 893.1 may be applied in sentencing him.
Decree
Defendant‘s conviction is affirmed, but his sentence reversed and the case remanded for re-sentencing in accordance with law.
AFFIRMED; SENTENCE REVERSED; REMAND FOR RE-SENTENCING.
DENNIS, J., concurs with reasons.
WATSON, J., dissents as to requiring notice.
DIXON, Chief Justice (concurring).
I respectfully concur in the result here, but believe Louisiana‘s long history of due process in notifying defendant in the bill of the cause with which he is charged would be better served by charging him with each statute he is accused of violating, including
Notes
... The penalty provided herein shall be in addition to any other penalty imposed under the provisions of this Title and such person shall serve the additional term of imprisonment in the same manner as provided in the offense for which he was convicted and without benefit of parole, probation, suspension of sentence or credit for good time and any adjudication of guilt or imposition of sentence shall not be suspended.... (emphasis provided)