— Defendant J.M. contends that a conviction of felony harassment pursuant to RCW 9A.46.020(1)(a)(i) requires that the State prove the defendant knew or reasonably should have known that his or her threat to cause bodily injury would be communicated to the proposed victim. Both the trial court and the Court of Appeals disagreed, reasoning that the defendant’s knowledge or intent that the threat be communicated to the proposed victim is irrelevant under the statute. We affirm.
FACTS
On April 28, 1999, approximately one week after the school shootings at Columbine High School in Littleton, Colorado, two Denny Middle School students, 14-year-old S.B. and 13-year-old J.T., were walking home from school.
J.T. testified he thought J.M. was “blowing off steam” and “just being a jerk.” RP at 40. When he first heard J.M.’s statements, S.B. did not “think that much of it” and also thought that J.M. was just “blowing off steam,” “being a jerk.” RP at 22, 31. However, later, after he thought about it, he thought “there was some possibility that that might happen.” RP at 22. The next day, a teacher overheard S.B. telling another student about what J.M. had said and asking if the other student thought he would do it; the teacher instructed S.B. to tell his counselor, who then told him to tell Mr. Hashiguchi. Mr. Hashiguchi was “shocked, and surprised and concerned” when told. RP at 45. Mr. Hashiguchi had had about 10 contacts with J.M. over the past school year, and was aware of J.M.’s disciplinary problems at school. He had seen J.M. angry, had known him to be emotional, and had seen him crying and noncompliant. Hashiguchi was afraid for his personal safety after hearing about J.M.’s threat. Hashiguchi had never seen J.M. in possession of any weapons, and the suspension at the time was not for any act of violence. He was unaware of any other threats made by J.M. Hashiguchi also testified that he would be concerned if he “heard through the grapevine a threat made by any student.” RP at 52-53.
Hashiguchi reported the incident to the police, and the State charged J.M. with felony harassment. At J.M.’s adjudicatory hearing, he moved for dismissal on the basis that the State had failed to present evidence that he knew his threat would be communicated to the principal. The court denied the motion, and adjudicated J.M. guilty of
ANALYSIS
J.M. was convicted of felony harassment under- RCW 9A.46.020(1)(a)(i), (b)
(1) A person is guilty of harassment if:
(a) Without lawful authority, the person knowingly threatens:
(i) To cause bodily injury immediately or in the future to the person threatened or to any other person;
....
...and
(b) The person by words or conduct places the person threatened in reasonable fear that the threat will be carried out.
(Emphasis added.) “Threat” is defined as, among other things, “to communicate, directly or indirectly the intent . . . [t]o cause bodily injury in the future to the person threatened or to any other person.” RCW 9A.04.110(25)(a).
J.M. maintains that the word “knowingly” means that the рerson making the threat must know, or should know,
J.M. raises a number of statutory construction arguments, as well as First Amendment concerns that he urges require his reading of the statute. Because some of the statutory argument depends in part upon the constitutional claim, we address the First Amendmеnt issue first.
As J.M. contends, RCW 9A.46.020 regulates pure speech. “[A] statute ... which makes criminal a form of pure speech, must be interpreted with the commands of the First Amendment clearly in mind.” Watts v. United States,
“True threats” are not protected speech. See, e.g., United States v. Fulmer,
This Court recently stated that “Washington’s criminal harassment statute clearly prohibits true threats,” citing and quoting former RCW 9A.46.020(1)(a)(i) (1992). Williams,
Orozco-Santillan is not sound authority for the propоsition that only a threat that the threatener knows or should know will be communicated to the victim is unprotected speech. First, the case involved threats made directly to the victims in person and by telephone and the court in Orozco-Santillan was not faced with the issue raised by J.M. in this case. Second, the opinion actually contains more than one formulation of the “true threat” standard, since it also recites the “true threat” standard set forth above. Orozco-Santillan,
A number of federal appellate courts have concluded that the defendant need not know or intend that a threat be communicated to the person threatened in order for the threat to constitute a true threat. Many cases involve threats against the President. E.g., United States v. Carrier,
The conclusions of these courts are consistent with the reasons why threats of violence are not protected speech. An individual who in fact learns of a serious threat of violence, not made in “ ‘jest, idle talk, or political argument,’ ” Hansen,
The weight of authority and the underрinnings of the “true threat” standard do not support J.M.’s position that “knowingly” in RCW 9A.46.020(1)(a) must be read to mean the person making the threat knows or should know the threat will be communicated to the threatened person in order to preserve the statute’s constitutionality.
We next examine whether the language of the statute requires “knowingly” to mean that the person making the threat must know or should know that the threat will be communicated to the victim.
The meaning of a statute is a question of law that is reviewed de novo. Cockle v. Dep’t of Labor & Indus.,
The word “knowingly” is an adverb, and, as a grammatical matter, an adverb generally modifies the verb or verb phrase with which it is associated. See, e.g., State v. Myles,
“Knowingly” is also a statutorily defined term. RCW 9A.08.010(1)(b)(i) states in relevant part that a person “acts knowingly . . . when ... he [or she] is aware of a fact, facts, or circumstances or result described by a statute defining an offense,” that is, has subjective knowledge. Alternatively, “knowingly” also means that a trier of fact may, but is not required to, infer actual knowledge if a reasonable person in the same circumstances would believe that facts exist which are described by statute as defining an offense. RCW 9A.08.010(1)(b)(ii) (as construed to meet constitutional standards regarding presumptions in State v. Shipp,
From these two premises — the grammatical function of adverbs and the definition of “knowingly,” we conclude that the statute’s intent is expressеd in its plain language: under RCW 9A.46.020(1)(a)(i), the defendant must subjectively know that he or she is communicating a threat, and must know that the communication he or she imparts directly or indirectly is a threat of intent to cause bodily injury to the person threatened or to another person. That is, “knowingly” modifies “threaten,” and thus relates to each part of the applicable definition of “threat.” See Warfield,
J.M. maintains, however, that the Court’s analysis in X-Citement Video, in the end, requires that the word “knowingly” means that the defendant must or should know that the threat will be communiсated to the intended victim. After stating its agreement with the Ninth Circuit that the most grammatical reading of the word “knowingly” is as an adverb modifying the following verb, the Court in X-Citement then found for a number of reasons that the rule should not be followed. Essentially, the court engaged in an analysis of whether certain elements of the Protection of Children Against Sexual Exploitation Act, at issue in the case, were “strict liability” elements, or whether the scienter requirement of knowledge which clearly applied to other elements also applied to the elements in quеstion.
In X-Citement, the Court interpreted 18 U.S.C. § 2252, which makes it illegal for any person to “ ‘knowingly transport[] or ship [] . . . any visual depiction, if — (A) the producing of such visual depiction involves the use of a minor engaging in sexually explicit conduct; and (B) such visual depiction is of such conduct.’ ” X-Citement Video,
J.M. maintains that similаr concerns are raised in this case. First, J.M. says that there is nothing unlawful about uttering threatening words to others who do not take them seriously, and a threat is only unlawful when conveyed to a person who then is in reasonable fear. This contention misapprehends the Court’s analysis in X-Citement. The question is whether the activity is generally the sort of activity which citizens rightfully do not expect to be regulated. To the contrary, a threat of violence upon another person is not the kind of activity which citizens should expect will be unregulated.
J.M. also urges that thе knowledge requirement as construed by the Court of Appeals infringes on First Amendment rights, another consideration in X-Citement Video. As indicated above, however, the First Amendment does not require that the defendant know or should know the threat will be communicated to the victim, and serious threats made in private conversations can be unprotected speech.
J.M. also contends, though, that the Court of Appeals’ reading of RCW 9A.46.020 is not the most grammatical construction of the statute. He points out that the Court in X-Citement Video also observed that under the most natural grammаtical reading of 18 U.S.C. § 2252, “knowingly” would not apply to the minority of the performers because the age was set forth in an independent clause separated by interrupting punctuation from the clause in which “knowingly” appears. X-Citement Video,
J.M. also argues that the definition of “knowingly” in RCW 9A.08.010(1)(b) means that the defendant must have knowledge of all of the elements of the offense. Initially, this argument is undercut by X-Citement Video, because if a scienter element in one part of a statute necessarily applies to all elements, the Court wоuld not have needed to engage in any analysis to determine if knowingly applied to the age of the minor performers. Moreover, the definition of acting “knowingly” in RCW 9A.08.010(1)(b)(i), that a defendant is aware “of a fact, facts, or circumstances or result described by a statute defining an offense” contemplates that the knowledge requirement may apply to only part of a statute as, at the least, the reference to “result” shows. In addition, the structure of the harassment statute, RCW 9A.46.020(1), indicates the “knowingly” requirement applies to only subsection (1)(a), identifying threats within the statute’s purview, and does not apply to subsection (1)(b), setting forth the requirement that the defendant’s words or conduct places the person threatened in reasonable fear, since “knowingly” appears in the first section, but not in the second. Thus, the “knowingly” requirement in section(1)(a) does not apply to all elements of the crime.
J.M. maintains that the Court of Appeals’ construction of the statute is erroneous because it renders the knowledge requirement superfluous.
J.M. also reasons that legislative intent is contrary to the Court of Appeals construction of “knowingly.” As noted, RCW 9A.46.010 states the Legislature’s finding that protection of persons from harassment can be accomplished without infringing on constitutionally protected speech. The constitutional arguments have been addressed. RCW 9A.46.010 also states that
[t]he legislature finds that the prevention of serious, personal harassment is an important governmental objective. Toward that end, this chapter is aimed at making unlawful the repeated invasions of a person’s privacy by acts and threats which show a pattern of harassment designed to coerce, intimidate, or humiliate the victim.
(Emphasis added.)
J.M. urges that the emphasized language must be read to mean thаt the defendant must have knowledge that the
The parties also debate the extent to which the decision in State v. Hansen,
J.M. maintains that because the Legislature did not include either “knowingly” or “intentionally” in the intimi
As to purpose, however, J.M. points out that the purpose of the harassment statute is not to protect the intended victim from actual threatened harm, in contrast to the statute at issue in Hansen which the court determined was intended to protect judges from retaliatory acts.
Neither the differences in the two statutes nor our analysis in Hansen supports J.M.’s argument.
J.M. contends that the rule of lenity should be applied because, even if the Court of Appeals’ reading of the statute is reasonable, so is his. This ambiguity should be resolved in the defendant’s favor, he contends.
Finally, J.M. submitted a statement of additional authority citing State v. G.S.,
We hold that RCW 9A.46.020(1)(a)(i) does not require that the person making a threat to cause bodily injury know or should know that the threat will be communicated to the victim of the threat. The Court of Appeals is affirmed.
Alexander, C.J., and Smith, Johnson, Sanders, Ireland, Bridge, Chambers, and Owens, JJ., concur.
Notes
The record indicates a third student was with them.
J.M. notes that the court found there was insufficiеnt evidence that the other two men were in reasonable fear that the threat would be carried out. See RCW 9A.46.020(1)(b). Mr. Boyd testified he was away at the time of the threat and learned of it only after J.M. had been arrested and placed in detention. Under these circumstances, the court determined that Boyd could not have been in reasonable fear that the threat would be carried out. Mr. Sharper did not appear as a witness and there was no evidence presented as to any fear on his part.
A conviction under this part оf the statute is a class C felony. RCW 9A.46.020(2).
We recognize that several definitions of “true threat” may be found in federal decisions, but find that the definition in Khorrami, which we adopted in Williams, best reflects the First Amendment considerations at issue where a threat is concerned.
He also says that the Court of Appeals reasoned that “knowingly” is not superfluous because it conveys a requirement that a threat be a “true threat.” The
He also cites State v. Cushing,
Federal courts addressing threats against the President have said that “knowingly” means that the threat must be made intentionally and “ ‘not be the result of mistake, duress, or coercion,’ ” United States v. Kosma,
J.M. properly complains that in trying to apply Hansen by analogy, the State erroneously suggests in a hypothetical that the harassment statute requires that the defendant intend to carry out the threat and the purpose of the statute is to protect the victim from the threatened harm. J.M. is correct that RCW 9A.46.020 does not require that the defendant intend to carry out his or her threat.
J.M. also makes much of the fact that the State’s brief to the Court of Appeals originally conceded that “knowingly” requires that the defendant know or should know that the threat will be communicated to the victim. The Court оf Appeals asked for supplemental briefing on this concession, as well as on other points. The State then withdrew that portion of its brief making the concession. J.M. urges
The meaning of the statute is a question of law. Whether a statute is ambiguous depends upon whether it is fairly susceptible to more than one reasonable interpretation, and not on whether a party’s attorney has made a concession as to its meaning.
