State v. Illig-RennState v. Illig-Renn
This case concerns the constitutionality of
Defendant was charged with violating
“A person commits the crime of interfering with a peace officer if the person, knowing that another person is a peace officer
"* * * * *
“(b) Refuses to obey a lawful order by the peace officer.” 1
Defendant demurred to the charging instrument,
2
arguing that
Ultimately, this court reversed the Court of Appeals decision in
Ausmus:
We held that the “refusal to disperse” provision in
The Court of Appeals then issued a second opinion in
Illig-Renn,
this time holding that
“The disorderly conduct statute prohibits failure to obey a particular kind of lawful order: a lawful order to disperse directed to those who are congregated with others in a public place, intending to cause public inconvenience, annoyance, or alarm, or recklessly creating a risk thereof. The statute violates Article I, sections 8 and 26, of the Oregon Constitution because it prohibits a significant amount of constitutionally protected behavior. The statute at issue in the present case,ORS 162.247(l)(b) , contains a much more general prohibition: it proscribes any refusal to obey a peace officer, as long as the refuser knows that the person issuing the order is, in fact, a peace officer. Thus, the ‘interfering with a peace officer’ statute reaches at least all — or nearly all — of the same protected speech and assembly that the ‘disorderly conduct’ statute reaches.”
Illig-Renn III,
Shortly thereafter, the Court of Appeals issued yet another
Illig-Renn
opinion, this time on the state’s petition for reconsideration. The court reaffirmed its holding in
Illig-Renn III
and specifically rejected the state’s objection that, according to the analysis used in Article I, section 8, cases,
The state sought review of the Court of Appeals decisions in
Illig-Renn III
and
Illig-Renn IV,
arguing that this court’s cases clearly establish that only statutes that expressly proscribe expression are subject to facial over-breadth challenges under Article I, section 8, and that, logically, a parallel rule should apply to right of assembly analysis under Article I, section 26. The state also argued that what it described as the Court of Appeals’ “novel” approach to overbreadth in
Illig-Renn III
and
IV
had no basis in the law
We turn first to the issue of overbreadth. In general parlance, a statute is said to be “overbroad” if, by its terms, it reaches conduct that is constitutionally protected and the statute is not susceptible to a narrowing construction.
See, e.g.,Ausmus,
Defendant argues that
The state contends, however, that the Court of Appeals’ facial overbreadth analysis is misplaced because
Notably, when the state raised that same argument before the Court of Appeals, that court acknowledged that both
Robertson
and
Miller
contained statements suggesting that statutes that do not by their terms forbid particular forms of expression (called “speech-neutral” statutes by the Court of Appeals) are to be analyzed to determine whether they violate the constitution “as applied.” However, the court ultimately concluded that none of those statements from
Robertson
and
Miller
foreclosed the possibility of a facial challenge to such statutes. The court also suggested that the
statements pertained specifically to free expression challenges and arguably were inapplicable to challenges invoking the free assembly guarantee of Article I, section 26.
Illig-Renn IV,
We respond to that invitation by stating outright that we already have “said so.” First, our prior cases
do
foreclose the possibility of a facial challenge under Article I, section 8, to a “speech-neutral” statute. In
Robertson,
this court repeatedly signaled that a statute is subject to a facial challenge
“In State v. Robertson * * * this court established a framework for evaluating whether a law violates Article I, section 8. First, the court recognized a distinction between laws that focus on the content of speech or writing and laws that focus on the pursuit or accomplishment of forbidden results. This court reasoned that a law of the former type, a law ‘written in terms directed to the substance of any “opinion” or any “subject” of communication,’ violates Article I, section 8 [unless the statute falls within a historical exception].
“Laws of the latter type, which focus on forbidden results, can be divided further into two categories. The first category focuses on forbidden effects, but expressly prohibits expression used to achieve those effects. * * * Such laws are analyzed for overbreadth:
“The second kind of law also focuses on forbidden effects, but without referring to expression at all. Of that category, this court wrote:
“ ‘If [a] statute [is] directed only against causing the forbidden effects, a person accused of causing such effects by language or gestures would be left to assert * * * that the statute could not constitutionally be applied to his particular words or other expression, not that it was drawn and enacted contrary to article I, section 8.’ ”
Plowman,
Finally, in
Miller,
this court used the limitation on facial challenges to which
Robertson
and
Plowman
had alluded: We declined to analyze the city ordinances at issue in that case for facial overbreadth because they did not, “by their terms, purport to proscribe speech or writing as a means to avoid a forbidden effect.”
Miller,
The foregoing does not mean that we will ignore a clear case of facial unconstitutionality or overbreadth merely because the statute manages to avoid any direct reference to speech or expression. As this court acknowledged in
State v. Moyle,
As we have explained, the Court of Appeals, in its opinion on reconsideration, also suggested that, to the extent that our Article I, section 8, cases may express the
In summary, the state is correct that only statutes that by their terms proscribe the exercise of the constitutionally protected rights of assembly or expression are susceptible to a facial overbreadth challenge under Article I, sections 8 and 26. Of course, the state may apply statutes that do not expressly or obviously refer to assembly or expression in a way that restricts the rights guaranteed by sections 8 and 26 in some circumstances, but challengers must attack those applications of the statutes, and not the statutes themselves.
It follows from the foregoing that the Court of Appeals erred in its analysis of defendant’s overbreadth challenge under the Oregon Constitution in the present case. A person charged with violating that statute is left to challenge the constitutionality of its application to his or her particular conduct.
Before this court, defendant argues in the alternative that
We turn, next, to defendant’s claim that the statute is facially overbroad under the First Amendment to the United States Constitution. That discussion need not detain us long. For purposes of the First Amendment, courts may invalidate a statute for facial overbreadth only if the statute proscribes a substantial amount of protected conduct in relation to its legitimate sweep.
See Broadrick v. Oklahoma,
The problem with defendant’s argument is that it fails to acknowledge that the statute pertains only when a person refuses to obey a police officer’s “lawful” order. The inclusion of that word removes from the statute’s sweep any refusal to follow an order that is inconsistent with the substantive law, including constitutional provisions guaranteeing the right of free expression and assembly. It may be true that the statute still might literally apply to some instances of constitutionally protected conduct, even when the “lawful order” requirement is taken into account (including a refusal to obey an order to disperse under circumstances like those discussed in this court’s opinion in
Ausmus,
We turn to defendant’s contention that
We turn, first, to the related issues of arbitrary or unequal application and uncontrolled discretion. In
State v. Graves,
“[A] criminal statute must not be so vague as to permit a judge or jury to exercise uncontrolled discretion in punishing defendants, because this offends the principle against ex post facto laws embodied in Article I, section 21, of the Oregon Constitution. The equal privileges and immunities clause is also implicated when vague laws give unbridled discretion to judges and jurors to decide what is prohibited in a given case, for this results in the unequal application of criminal laws. A criminal statute need not define an offense with such precision that a person in every case can determine in advance that specific conduct will be within the statute’s reach. However, a reasonable degree of certainty is required by Article I, sections 20 and 21.”
(Citations omitted.)
Defendant contends that
The term is similar to the one that this court considered in
State v. Florea,
“The statute does not leave a judge or, under proper instructions, a jury with unconstrained discretion to define a crime. Even though a question of a public servant’s authority may be one of first impression in a court, it is governed by sources of law and delegated authorization outside the criminal code itself, sources to which a public official in any event must turn in order properly to understand his job. If there is vagueness, it does not lie in [the official misconduct statute].”
Id. at 504.
For the same reason, the term “lawful order” in
Neither does the phrase “lawful order” create an unlawful delegation issue under the Due Process Clause of the Fourteenth Amendment. For due process purposes, a statute is vague in that sense if it either contains no identifiable standard,
Kolender v. Lawson,
That leaves us to consider whether
Defendant contends that
“To know what this law requires, a person must necessarily conduct sophisticated legal analysis to determine whether an order was lawful. Specifically, the person must (1) possess substantive knowledge of statutoryand constitutional law, (2) apply that knowledge during an ongoing encounter with an officer, and (3) determine whether the order is constitutional. Although ignorance of the law is not a cognizable defense against criminal liability, comprehending the law here is a task more suited to a constitutional scholar than a person of ordinary intelligence untutored in the law.”
That argument, however, merely expands on an old saw — that the common man cannot reasonably be expected to know and understand the complexities of the law. We generally have rejected such arguments, instead presuming that publication and dissemination of a substantive law is sufficient to inform the public of its import.
See, e.g., Bartz v. State
of Oregon,
Defendant argues, finally, that
“This section does not apply in situations in which the person is engaging in
“(a) Activity that would constitute resisting arrest underORS 162.315 ; or
“(b) Passive resistance.”
That is, paragraph (3)(b) of the statute defines conduct that is
not
a violation of its substantive prohibition. Defendant notes, however, that the term “passive resistance” is undefined and argues that it is unclear whether the term encompasses only nonviolent resistance to arrest or any nonviolent refusal to obey an order. Defendant contends that the inclusion of such a vague exception to the prohibition at
Assuming that a statutory prohibition that is clear on its face can be deemed unconstitutionally vague on the ground that another provision that lessens the statute’s sweep is unclear, defendant has not demonstrated that
We hold that
The decision of the Court of Appeals is reversed. The judgment of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.
Notes
In 2005, the legislature amended
Because the case comes to us on a demurrer, the particular facts underlying the charge are irrelevant.
We do not deny that the term “refuse” sometimes is used to convey a primarily expressive act. According to Webster’s Third New Inti Dictionary (unabridged ed 2002) at 1910, one definition of the term “refuse,” is to “show or express a positive unwillingness to do or comply with [something asked, demanded or expected].” (Emphasis supplied.) But the same dictionary offers other definitions that have no overtly expressive content, e.g., “decline” and “deny.”Id.
It is clear that when
The “fair notice” component of the vagueness analysis is not an issue under the Oregon Constitution.
See generally Delgado v. Souders,
Of course, police officers may have discretion in deciding not to arrest a person who literally has violated