THE STATE OF NEW HAMPSHIRE v. DANIEL P. HYNES
No. 2008-371
THE STATE OF NEW HAMPSHIRE
August 5, 2009
Hillsborough-northern judicial district
Argued: March 12, 2009
159 N.H. 187
The magistrate could still have found probable cause even if the omitted information had been included in the affidavit. He could have done so by finding that Ferm‘s belief was mere speculation or that there was a substantial likelihood that even if the defendant did remove some incriminating objects from Ferm‘s residence, others remained.
We hold that the omissions are immaterial, and we therefore need not consider whether they were recklessly or intentionally made.
Affirmed.
BRODERICK, C.J., and DALIANIS and DUGGAN, JJ., concurred.
Christopher M. Johnson, chief appellate defender, of Concord, on the brief and orally, for the defendant.
HICKS, J. The defendant, Daniel P. Hynes, appeals his conviction after a jury trial in Superior Court (Barry, J.) of one count of theft by extortion. See
I. Background
The jury could have found the following facts. The defendant is an attorney who was admitted to the New Hampshire and Massachusetts Bars in 2006. In December of that year, he sent a “Cease and Desist/Demand Letter” to Claudia Lambert, the owner of Claudia‘s Signature Salon in Concord (the salon). The letter, written on “Daniel P. Hynes Esq.” letterhead and noting his admission to the New Hampshire Bar, stated:
I am writing in regards to your company‘s policy of pricing for different types of haircuts. It has been brought to my attention that your business charges $25 for haircuts but $18 for a Men‘s cut and $12 for a children [sic] haircut. Such a distinction in price based on gender and age is discrimination in violation of the law. Accordingly, I demand you immediately cease this unfair pricing and charge customers in a more appropriate manner, such as by the length of their hair or the amount of time it would take.
The letter claimed that the salon‘s practice was both unlawfully discriminatory in violation of
I demand that you immediately cease your unlawful practice of charging for haircuts based upon age and gender. Should you not comply I will be forced to file a complaint with the State Commission for Human Rights while reserving all rights to remove and file in Superior Court. In addition, I demand payment in the amount of $1000 in order to avoid litigation. . . . I believe $1000 is a fair amount as it is the minimum that would be awarded
for an unfair trade practice alone. You have ten (10) days to comply. . . . Should you fail to comply additional steps will be taken including filing with the State Commission for Human Rights and potential removal to Superior Court. If such action is necessary I will seek all remedies available including but not limited to an injunction, damages for discrimination, damages for the unfair trade practice, ill-gotten gains, punitive damages, attorney fees and costs. If you object or otherwise wish to discuss the above matter you may have your attorney contact me.
The letter was signed “Daniel P. Hynes Esq.”
At some point after receiving the letter, Lambert‘s husband, Bernard Nardi, called the defendant to see if they could “work out a settlement.” During the ensuing conversation, the defendant indicated he was not a client of the salon and had found it, along with its prices, on the Internet. Nardi offered, and the defendant accepted, $500 to settle the matter. The defendant then prepared settlement documents reflecting the agreement, which he faxed to Nardi‘s real estate business office. The documents indicated that, in consideration of five hundred dollars received, the defendant would discharge the salon from any claims and demands regarding its alleged discriminatory practice. A meeting was scheduled to execute the documents.
Nardi subsequently contacted the New Hampshire Attorney General‘s Office, and it was determined that an investigator would attend the settlement meeting posing as Lambert‘s business partner. At the settlement meeting, the defendant again stated that he did not have a client. He further indicated that he, personally, would keep the $500 he received from Nardi, and that he was currently in negotiations with other attorneys in response to similar letters he had sent out. The investigator executed the settlement agreement, providing $500 to the defendant. After taking possession of the $500, the defendant was arrested and charged with theft by extortion. See
Prior to trial, the defendant moved to dismiss, arguing that his conduct is not prohibited by
On appeal, the defendant argues that
The defendant argues that
Resolution of this issue requires that we interpret
The defendant first asserts that we should interpret
At common law, “extortion consisted of the corrupt taking of a fee by a public officer, under color of his office, where no fee is due, or not so large a fee is due, or the fee is not yet due.” State v. O‘Flynn, 126 N.H. 706, 709 (1985) (quotation and brackets omitted). “Beginning in the 19th century,
Here, the defendant suggests that a threat to sue is inconsistent with the purpose of the statute in part because the “threat of civil litigation . . . does not give rise to the kind of intimidation that constitutes extortion.” While we agree that simply threatening to institute a lawsuit does not, standing alone, carry the inherent hallmarks of an extortionate act, our inquiry does not end there. Unlike the other provisions within
We recognize that several courts have drawn a contrary conclusion, finding that a threat to sue, even if baseless, does not constitute extortion. See United States v. Pendergraft, 297 F.3d 1198, 1207-08 (11th Cir. 2002); First Pacific Bancorp, Inc. v. Bro, 847 F.2d 542, 547 (9th Cir. 1988); I.S. Joseph Co., Inc. v. J. Lauritzen A/S, 751 F.2d 265, 267 (8th Cir. 1984); Rendelman, 927 A.2d at 483. The focus in the majority of these cases is whether the threat constitutes a wrongful means to achieve a wrongful objective, as defined by the Hobbs Act,
A wrongful purpose does not necessarily make the means threatened to accomplish it wrongful. The means threatened must be of a sort that will instill fear. . . . The threat of litigation, being a
lawful means in which a third party assigned by government to decide disputes will decide that very dispute, is not such a means.
Rendelman, 927 A.2d at 482. Similarly, in I.S. Joseph Co., the United States Court of Appeals for the Eighth Circuit noted that “only the most liberal construction of the word ‘fear’ in the extortion statute could make it apply to” the threat to file a civil action. I.S. Joseph Co., 751 F.2d at 267.
However, we find these cases distinguishable, because the courts’ analyses considered the wrongful means - the threat - independent from the wrongful objective - the taking of property. As such, the type of threat made is a determinative factor.
Further supporting our interpretation, other courts have held that an extortion conviction may be supported by the threat to bring a civil suit. The United States Court of Appeals for the First Circuit has indicated that, under federal law, an extortion charge may be based upon the threat of litigation if there is no basis for the threatened suit. See United States v. Sturm, 870 F.2d 769, 774 (1st Cir. 1989) (“It would be unjust to convict A of extortion unless she knew she had no claim to the property that she allegedly sought to extort.“). Additionally, in construing a statute almost identical to
We also disagree with the defendant‘s contention that this interpretation chills an individual‘s right of access to the courts. By no means does our holding imply that every demand for money, buttressed by a threat to sue, constitutes extortion. Rather, we are simply denying the defendant‘s contention that a threat to sue may never constitute extortion. Moreover, we decline to apply the rule of lenity in support of the defendant‘s interpretation. The rule of lenity “forbids interpretation of a federal statute so as to increase the statutory penalty” when legislative intent is unclear and “is applicable only where statutory ambiguity has been found.” State v. Ravell, 155 N.H. 280, 284 (2007) (quotation omitted). The statute at issue does not seek to increase a statutory penalty, and we have not found it ambiguous.
Under the defendant‘s interpretation of “benefit,” the extortion statute could be circumvented by any social injustice or generalized concern, regardless of how attenuated the connection between it and the defendant or whether he had sustained some actual injury to support the claim. In essence, any perceived bias would be sufficient to evade a charge of extortion. We do not believe the legislature intended such a result. We agree with the trial court that the phrase “substantially benefit” is not so broad as to encompass “an altruistic sense of accomplishment for ridding the world of a perceived injustice.” Indeed, as Roth explained, this type of conceptual interpretation “is far too abstract to constitute a substantial benefit under this statute; it bespeaks of a societal goal, not personal gain. Allowing such a tenuous advantage to fulfill the substantial benefit requirement would simply eviscerate the statute.” Roth, 673 A.2d at 288-89. We agree and similarly conclude that the defendant‘s asserted general interest in ending discrimination is insufficient to satisfy the “substantially benefit” element.
The defendant next argues that his standing to pursue a lawsuit under
We begin by noting that the defendant threatened the salon with a claim under the Consumer Protection Act (CPA),
Among other things,
The State Commission for Human Rights presumes that all participants in
If any doubt remained about the meaning of “aggrieved,” it is resolved after reviewing the monetary remedies available to an “aggrieved” person. If an “unlawful discriminatory practice” is found in a public accommodation action brought before the commission, the claimant may receive, within the discretion of the commission, only “compensatory damages.”
We respectfully disagree with the dissent‘s conclusion that the defendant had a good faith basis to argue for standing under
Scarborough centered upon an employment dispute and the defendant-employer‘s challenged misconduct was directly applied to the plaintiff. We looked to the Supreme Court‘s decision in Teamsters v. United States, 431 U.S. 324, 358 (1977), and rejected the contention that a plaintiff failed to establish a prima facie showing of employment discrimination. Scarborough, 120 N.H. at 710. We said that, in order to prove a violation of
Unlike the plaintiff in Scarborough who actually contacted the defendant employer and attended a job interview, Scarborough v. Arnold, 117 N.H. 803, 805 (1977), the defendant here had no preexisting relationship with the salon before threatening litigation and, furthermore, he
Turning to the circumstances of this case, we conclude that
III. Constitutionality of RSA 637:5, II(i)
The defendant next argues that, even if
We review questions of constitutional law de novo. State v. MacElman, 154 N.H. 304, 307 (2006). We first address the defendant‘s claims under the State Constitution, and cite federal opinions for guidance only. Id. In reviewing a legislative act, we presume it to be constitutional and will not declare it invalid except upon inescapable grounds. State v. Gubitosi, 157 N.H. 720, 727 (2008). In other words, we will not hold a statute to be unconstitutional unless a clear and substantial conflict exists between it and the constitution. Id.
A. Vagueness
“Where a defendant‘s vagueness claim does not involve a fundamental right, a facial attack on the challenged statutory scheme is unwarranted.” MacElman, 154 N.H. at 307. Here, the defendant argues that his claim involves fundamental rights because the statute implicates his rights to free speech and access to the courts under Part I,
A statute can be impermissibly vague for either of two independent reasons: (1) it fails to provide people of ordinary intelligence a reasonable opportunity to understand the conduct it prohibits; or (2) it authorizes or even encourages arbitrary and discriminatory enforcement. Id. “A statute is not unconstitutionally vague as long as its prohibitions are set out in terms that the ordinary person exercising ordinary common sense can sufficiently understand and comply with.” State v. Lamarche, 157 N.H. 337, 340 (2008) (quotation omitted). “In addition, mathematical exactness is not required in a penal statute, nor is a law invalid merely because it could have been drafted with greater precision.” MacElman, 154 N.H. at 307 (quotation and brackets omitted). A party challenging a statute as void for vagueness bears a heavy burden of proof in view of the strong presumption favoring a statute‘s constitutionality. Id.
The defendant argues that
We conclude that
Moreover, although “a scienter requirement in a statute ameliorates” a vagueness concern, MacElman, 154 N.H. at 308, the lack of such a requirement does not necessitate invalidating the statute as unconstitutionally vague. The defendant argues that the legislature could have provided an illustrative list to help demonstrate the type of interests encompassed in “benefit,” or at least used a more specific phrase than “substantially benefit.” A law is not invalid, however, merely because it could have been drafted with greater precision. Id. at 307. We conclude that the phrase “substantially benefit” is sufficiently clear, and it therefore is not unconstitutionally vague on its face.
Turning to the defendant‘s as-applied challenge, we conclude that the statute provided him with a reasonable opportunity to know that his conduct was proscribed by the statute. See Porelle, 149 N.H. at 424. The defendant asserts that it fails to give adequate notice that a threat to sue falls within the scope of extortion, arguing that the “disagreement [among courts] . . . evidences an ambiguity” in the statute as to whether it would apply under these circumstances. We find this argument unvailing. The plain language of the statute makes clear that it applies to a threat to “[d]o any act which would not in itself substantially benefit him but which would harm substantially” another person.
Because the defendant does not argue that the statute may be subject to arbitrary enforcement, we do not address it. Cf. Lamarche, 157 N.H. at 340. Further, because the Federal Constitution offers no greater protection than does the State Constitution under these circumstances, compare Gonzales v. Carhart, 550 U.S. 124, 148-49 (2007), with MacElman, 154 N.H. at 307, we reach the same result under the Federal Constitution as we do under the State Constitution.
B. Overbreadth
“The purpose of the overbreadth doctrine is to protect those persons who, although their speech or conduct is constitutionally protected, may well refrain from exercising their rights for fear of criminal sanctions by a statute susceptible of application to protected expression.” Gubitosi, 157 N.H. at 726-27 (quotation omitted). In other words, “[a] statute is void for overbreadth if it attempts to control conduct by means which invade areas of protected freedom.” MacElman, 154 N.H. at 310 (quotation omitted). “While the Constitution gives significant protection from overbroad laws that chill speech within the First Amendment‘s vast and privileged sphere, the application of the overbreadth doctrine is strong medicine to be employed only as a last resort.” Gubitosi, 157 N.H. at 727 (quotation omitted).
If a statute is found to be substantially overbroad, the statute must be invalidated unless the court can supply a limiting construction or partial invalidation that narrows the scope of the statute to constitutionally acceptable applications. If, on the other hand, a statute is not substantially overbroad, then whatever overbreadth may exist should be cured through case-by-case analysis of the fact situations to which its sanctions, assertedly, may not be applied.
Id. at 727 (quotation omitted).
The defendant argues that
The defendant‘s arguments can be collectively disposed of by simply recognizing that, although we have never addressed this issue, we are not inclined to find the defendant‘s action protected under the State Constitution. It is well established that the
The first amendment interests involved in private litigation - compensation for violated rights and interests, the psychological benefits of vindication, public airing of disputed facts - are not advanced when the litigation is based on intentional falsehoods or on knowingly frivolous claims. Furthermore, since sham litigation by definition does not involve a bona fide grievance, it does not come within the first amendment right to petition.
Bill Johnson‘s Restaurants, 461 U.S. at 743 (quotation omitted).
Litigation is objectively baseless if “no reasonable litigant could realistically expect success on the merits.” Professional Real Estate Investors, Inc. v. Columbia Pictures Industries, Inc., 508 U.S. 49, 60 (1993). As discussed, the defendant could not have realistically expected success on the merits of the threatened suit where he had neither standing nor a good faith argument to pursue the threatened claim.
Not only was the threatened litigation objectively baseless, but in threatening such litigation the defendant was motivated by an “unlawful purpose.” BE&K Constr. Co. v. NLRB, 536 U.S. 516, 531 (2002). The jury concluded that the defendant “obtain[ed] or exercise[d] control over the property of another by extortion and with a purpose to deprive him thereof,”
Because application of
The defendant next argues
Simply put, the term “extortion,” as illustrated by the eight particular examples and the language within O‘Flynn, impliedly excludes legitimate claims to property through threats. See State v. Pauling, 69 P.3d 331,
Because the Federal Constitution offers the defendant no greater protection under these circumstances, compare Broadrick v. Oklahoma, 413 U.S. 601, 615 (1973) (setting out substantial overbreadth doctrine), with Brobst, 151 N.H. at 422-25 (applying substantial overbreadth doctrine under State Constitution), we reach the same result under the Federal Constitution as we do under the State Constitution.
IV. Jury Instructions
The defendant asserts that the trial court inadequately instructed the jury as to the mental state elements of theft by extortion. Specifically, he argues that the court‘s instruction was flawed in that it “did not require the jury to make a finding as to whether [he] actually knew the [threatened] suit lacked a basis.” This issue, however, was not preserved for appeal.
As a general rule, we will not consider grounds of objections not specified or called to the court‘s attention at the trial. This requirement, grounded in common sense and judicial economy, affords the trial court an opportunity to correct an error it may have made and is particularly appropriate where an alleged error involves a jury instruction.
State v. Eldredge, 135 N.H. 562, 564 (1992) (quotation omitted). Here, the defendant made no objection to the court‘s jury instruction in this regard. In fact, the jury instruction proposed by the defendant on the elements of the crime charged does not raise the issue of the defendant‘s knowledge. Therefore, we conclude this issue has not been preserved for appeal, and we decline to address it.
Affirmed.
DUGGAN, J., concurred; DALIANIS, J., dissented.
DALIANIS, J., dissenting. The majority concludes that
The majority concludes that the threatened suit is objectively baseless because the defendant “could not have realistically expected success on the merits of the threatened suit where he had no standing to pursue it.” In my
Given these two factors, I would conclude that it was not objectively baseless for the defendant to believe he possessed standing to pursue a claim under
