*1 Utah, Plaintiff The STATE Appellant, HUTCHINSON, Defendant
William L. Respondent.
No. 16087.
Supreme of Utah.
Dec.
H17 Hansen, L. Phil Hansen of Hansen & Salt City, respondent. for defendant and Lake STEWART, Justice: Defendant, for office a candidate Commissioner, County Lake Salt was having charged with violated Re- County, vised Ordinances of Salt Lake requires filing campaign state- of campaign ments and the disclosure con- provides: That tributions. section Campaign Statements. his Every candidate election secretary shall file
designated committee furnished with the clerk on forms clerk, full, and itemized correct things all statements of monies and expended value received and monetary candidacy ac- the furtherance of said set forth in cordance with schedule this section.
[*] [*] [*] [*] [*] [*] 5. All shall be dated and statements commit- signed by the candidate secretary. tee provisions is a comply Failure to those misdemeanor. in two complaint charged
A defendant the name and report (1) counts: failure $6,000 his elec- contributor to address of a supple- to file (2) failure campaign, tion the dis- disclosures of campaign mental obligations. charge campaign debts court filed a motion Defendant ground that complaint on the to dismiss the of the Utah was in violation the ordinance the mo- The court Constitution. County Lake was tion and held Salt authori- statutory without constitutional which de- ordinance under to enact the ty charged and dismissed fendant was complaint. court appeal taken to district
An
was
court
That
which affirmed
dismissal.
observing
decision
a memorandum
wrote
“...
true that our
completely
been
not
Supreme Court
issue,
Gen.,
Hansen,
on this
Robert B.
R. Paul
case
Atty.
consistent
[but]
Supreme
Dam,
Atty.,
majority
Court]
Van
former
[Utah
grants
City,
plaintiff
appellant.
Salt Lake
cases have indicated
preserve
health,
for the
strictly
or counties are to be
to cities
implied
strued to the exclusion of
promote
prosperity, improve
the mor-
carrying
out
reasonably necessary
als,
order,
peace
good
comfort
powers grant-
of the expressed
convenience of the
and the inhab-
*3
that,
ed.” The court noted
on the other
thereof,
may
and
obe-
itants
...
enforce
hand,
Kusse,
Lake
Salt
by
dience to such ordinances ...
fine
(1938),
IQ11
away
1868.3
was soon swept
Rule.
was first enunciated
Dillon
governments,
during
peri-
widely adopted
rule
was
rule
in an
was formulated
era when
municipal govern-
mistrust of
great
od of
were
legislatures
jealous
farm-dominated
only
and has been viewed as
ments4
“the
of their
and when
scandals
gov-
by which extensive
possible alternative
were notorious.
has been
authori-
be conferred
powers may
ernmental
it,
critical
for liter-
ty,
analysis
without
limit
with a measurable
municipalities,
our
ally
subsequent
hundreds of
cases.
upon their abuse.”5
arose,
doc-
As it
the strict construction
courts,
the Dillon Rule to
applying
corporations
applied
trine
clauses,
viewed
have not
local govern-
but it has been extended to
pow
source of
independent
the latter as an
ment
and must be faced
generally
*4
enu
er,
by specific,
but rather as limited
liberalizing
powers.
local
approach to
any
See,
g.,
authority.
e.
grants
merated
rule
sends
Robinson, 77 Utah
City
American Fork
seeking
of additional
legislatures
grants
168,
the rule grants of construction that all instance, guish it or it. For overrule of are to be interpreted Doran, 401, 131 Lake 42 P. 636 City v. Utah light Carta, Magna the maxims of Crossman, (1913), City of v. Ogden City rather development of English rights (1898), specific grants P. governmental Utah powers prior time; is, that given interpretation the common law of broad were
H21
Young,
court;
enfeeble
governments
v.
Court to
local
on the
Hargraves
and in
(1955),
up
unjustified assumption
2d
In view of all correc- it will be governing body these restraints and more measures, it for this appropriate tive is not to control. popular [Id] XI, 1 gives
The wide
encoun-
constitutional
diversity
problems
status
§
by county
municipal governments
tered
existed
they
counties as
the time of
all,
be,
realistically
are not
and cannot
ef-
Constitution,
they
are
adoption of the
legislature
fectively
dealt with
a state
“recognized
legal
subdivisions
this
”
sixty days every
years
sits for
two
....
2 and 3 of that arti-
Sections
importance.
deal
general
with matters of
respect to
Legislature
cle restrict
Thus the manner in which the
changing
county
seats
rule of
operates militates in favor of a
addition,
lines.
it should be noted
judicial
permits
construction
locali-
charter cities have been endowed with even
ties to deal with
problems by
their
XI,
wide-ranging powers by
more
Article
§
legislative action.
I,
5 of the Constitution.7 See also Article
§
provides
rights
25 which
that those
enumer-
provision,
welfare
general
The
§
ated in the
“shall
Constitution
not be
grants county
commissioners of each
strued
impair
deny
others retained
two
types
authority.
distinct
In the first
people.”
instance, power
given
implement spe-
Second,
grants
cific
of authority.
the coun-
grant
general
welfare
ties,
are
independent
an
source of
duplicated by
counties is
a similar
general
to act for the
welfare of its
cities,
has on several
this Court
citizens. Thus
provides authority
17-5-77
§
squarely
occasions
sustained
ordinances
“pass
all
and make
ordinances
rules
solely
on the basis of the
welfare
regulations,
law,
all
repugnant
neces-
Glines,
Layton City
clause.
v.
sary for carrying
discharging
into effect or
Allred,
(1980);
Lake
v.
Utah 2d
Salt
and duties conferred
437 P.2d
”
title ....
part
second
of that section
Kusse,
own
and not assume those of the
H25
health, morals,
good
peace and
order of
of
clause.
general
or
grant
fare
promote
which
in
community,
its welfare
may
passed
be
it ordinances
Under
commerce,
trade,
and manufac-
beneficial,
they
industry,
and
necessary and
courts,
ture,
pro-
carry
appropriate
and to
out
valid
adjudged
will be
object
of the
contemplated
consonant
in the creation
they are reasonable and
vided
of
omit-
municipal corporation.
general powers
with the
and
[Footnotes
and
inconsistent
corporation,
not
ted.]
Constitution, trea-
the United States
with
nec-
not
be construed
power is
statutes,
ties,
and
and
and
laws
delegated
light
specifically
in
of
essarily
of the state.
Biswell, supra,
In
of
powers.
City Hobbs
aby
of power
The exercise
conferred
upheld a
of
of New Mexico
Appeals
the Court
pow-
grant of
general
general
welfare or
pawnbrokers under
city
regulating
ordinance
aby
er
must be exercised
munici-
clause
similar to Utah’s.
general
provision
a
welfare
rule,
pal corporation,
general
as
(1953)
14-16-1
Compare
§
N.M.Stat.Ann.
of
or
form
through an ordinance
other
In
with Utah Code Ann.
10-8-84
enactment.
legislative
municipality
authority
of
referring
[*]
[*]
[*]
[*]
[*]
[*]
under the
general
welfare
provision, the
adopting au-
court
“The ordinance
stated:
clause,
general
A
welfare
similar
B,
to as
thority of subsection
often referred
a mu-
granting
extremely
clause,
of
independent
liberally construed
nicipal corporation,
au-
adopting
and in addition to ordinance
wide
municipality
accord to a
discre-
statutes.”
thority
by specific
conferred
police power.
in
tion
the exercise
at
[473
919.]
increasing
cases, indeed, reveal an
judicial
Pennsylvania
a clause
Supreme
inclination under such
in
wider dis-
Adams
municipal
adopted
position
accord to
authorities
a similar
Pa.
55 A.2d
Kensington,
nondiscrimi-
of New
cretion
the reasonable and
case,
exercise,
faith,
plaintiff
po-
In that
natory
good
enforcement of
enjoin
brought
interest. While
an action
public
lice
it,
the licens-
clause,
required
guise
city
or under the
under
boxes,
boxes,
me-
juke
personal
rights recognized
ing of music
property
ground
on the
by organ-
vending machines
guaranteed
law and
chanical
authority
unreasonably
city
re-
not have
ic
cannot
be
did
provisions
strained,
upholding
ordi-
regard
pass the ordinance.12
uniformly
courts
nance,
once obvi-
“It is at
authority
as
for a reasona-
the court stated:
ample
clause
exercise,
faith,
good
of broad
this
constitutes
provision
ble
ous that
powers,
‘gen-
and such
extremely broad
municipal activity
protect
varied
inflicting penal-
McQuillin,Municipal Corporations
24.-
to enforce all ordinances
11.
§§
(3d
1969).
persons
43-.44
rev’d ed.
or other
inhabitants
ties
thereof,
exceeding three hun-
violations
not
statutory grant
The court referred to
offense,
any
recoverable
dred dollars for
one
authority
follows:
as
costs,
judgment
impris-
together
with
with
authority
“In addition to the
ninety days,
onment,
exceeding
if the
not
city by
provisions
vested
act,
each
judgment
not
and costs shall
amount of said
be
city
pow-
council of each
shall have
[the
Provided, however,
paid:
no
That
ordi-
ordinances,
adopt
all
make
such
er]
*
* *
passed
be
made
nance
contravenes or
shall
*
* *
inconsistent
or restrained
provisions
violates
the Constitution and laws of this Common-
States or of
of the United
the Constitution
wealth, may
expedient
necessary
be
as
Commonwealth,
any act of Assem-
or of
this
bly
proper management,
the
the
peace,
care and control
be hereafter
or that
heretofore
* * *
maintenance of
[Jd.,
city.”
passed
and in force in said
good
government, safety and welfare
394, quoting
Third Class
A.2d
* * *
city,
and also all such ordinances
23, 1931,
cl.
sec.
P.L.
Law June
* * * may
necessary
and to
54.]
exercise of the
* *
affairs;
self-governments
in all
*10
county
always been lib-
and city
have
to city,
changed
welfare clauses’
eral
since
municipalities
the Dillon
construed to accord to
Rule was
erally
formulated. Sev-
eral
of the
discretion in the exercise
counties in
State,
a wide
for example,
power.” [Id.,
currently
55 A.2d at
confront
police
large
395.]
prob-
serious
lems
caused
accelerated urban growth.
of the
facts
Closely
point
with the
The
problems
same
however, are not so acute
N.J
Lehrhaupt
Flynn,
case is
instant
in many other counties. Some counties are
which dealt
(1976),
needs local It is statute unconstitutionality Rule strict construction is antithetical entire preempted and state Utah has effective efficient the State of government. do not regulating elections. We complexities matter of confronting governments, on argument is not based degree agree. to which the nature of and a those between the ordinance problems direct conflict varies from
H27 health, Rather, promote public statute, for the ar- morals there is none. welfare; preempted by state or are state upon the existence of gument rests an attempt regulate or to campaign disclosures otherwise legislation requiring subject the nature of the for certain state of- area running candidates requires regula- uniform state does not evi- matter itself legislation But that fices. delegated Legis- specific power part an on the tion. Of course dence intention municipalities imply to a restriction preempt dealing to local ordinances lature power, of that Thorpe v. the manner of exercise with local candidates.13 See Co., 265, 153 P.2d but on the exercise of such Bamberger R. 107 Utah the restriction Kusse, reason- to to permit 97 is be construed (1944); 541 Salt Lake attaining the (1938); Battey v. and latitude in able discretion Utah 93 Ritchie, 320, 273 969 to be achieved. purpose 73 P. Utah P. Howe, to contrary defendant’s Finally, contentions, au grant general welfare to con- pertain only The state restrictions Article does not violate thority counties for state requirements tribution disclosure XI, I, 4 of or Article § § sec- governor, for the offices of candidates I, requires the Constitution. Article § state, attorney general, retary laws. The operation uniform Corrupt Practices 20-14-7. The State § clause, applies general welfare § governments to county Elections Act leaves that The fact uniformly to all counties. the cir- for themselves whether determine power differ county may exercise that each imposition of cumstances necessitate moment. In is of no constitutional ently require- contribution disclosure campaign not if im impracticable, deed it would county for or offices. ments concept of mockery possible, and re- disclosure subject campaign all counties self-government require quirements is not that reflects need one others. as all same ordinances have the uniformity. requires for With differences uni I, only Generally Article § of Utah laws, counties in the State jurisdiction nature within the formity wealth, and oth- Finally, the con respect population, with they operative. XI, relationship er factors which have a Article § mandate of stitutional sys is processes, a uniform integrity provide of the electoral Legislature reasonable, legisla- applicable not government, of state county in the absence tem of in 1973 with the was amended tion, county provision should deal that each because that op Legislature provide of its electoral problem integrity allow to be government The or- appropriate. deems tional forms processes as it provision is conflict, That directly approved by referendum. do not dinances in this case In any problem. and are relevant to the instant with state statute not impliedly, peradventure event, beyond it is clear not for that reason unconstitutional. does not system a uniform sum, strict construc- the Dillon Rule of various all the laws within uniform require not to restrict tion is to be used systems government. Legisla- by the of a under a wisdom, effective- judge do prevent We not ture of ness, practicality means using counties from reasonable the fac- concern ourselves authority. question, or grants of implement specific allegations which underlie they unless tual issues County ordinances are valid ruleWe law; in this case. rationally against defendant superior do conflict with reenacting in a re- contrary, negated enacted in 1971 an On Act, Corrupt 20- exclusively occupy § Practices in Elections vised an inference of intent U.C.A., seq., seq., repealing 14-1 et U.C.A. 20-14-1 et field only has, ordinance under which this police power fact, delegated been action brought is constitutional. specific under the circumstance. All exer- cise of police power govern- by local judgment of the lower court is re- derivative, ment is inherent, none is and it versed, and the case is remanded for a trial *12 is the exclusive prerogative of the State to on the merits. establish the conditions under which it will be exercised. If government local discerns CROCKETT, J., HALL, J., C. concur. a condition which merits through control police power, MAUGHAN, this matter should be sub- (dissenting): Justice legislature mitted to the representa- so that reasons, following For the I dissent. All tives of the entire state may resolve wheth- statutory references are to Utah Code An- problem er the should be addressed on a notated, 1953, as amended. local level. The analysis of majority opinion uti- It is foregoing within the context of the lizes the familiar technique erecting principles specific delegation that the man, case, straw in this princi- abstract police power in Section 17-5-77 should be ple of law Rule, identified as Dillon’s interpreted in this case. throttling it with the evocative shibboleth of local control. majority The then inter- There are posed two basic issues in this prets Section 17-5-77 as a carte blanche case, County whether the had the authority delegation power of the state police to local ordinances, 1-10-4, to enact (Sections these government, unless there be a specific and 1-10-8, Revised Ordinances of Salt Lake direct conflict between state and local law. County) and whether the had occu- This interpretation is inconsistent with the pied the practices entire field of corrupt multiple statutes, legislature wherein the elections, Chapter Title 20 and Section confers specific powers duties on local 10-6-18, Annotated, Utah Code 1953. Both government, and distorts the nature of the argued issues were appeal. on police power. alone, Either standing opera- issue on the The State is the sole reposi- and exclusive here, tive facts against would be resolved tory of the police power, neither the federal the County. Consequently, we direct our government nor local has such inherent attention to each. power. police awesome, The power is for it right confers the The District to declare an act a Court in a de- crime memorandum deprive an individual of his cision liberty County stated the relied on Section property 17-5-35, in order to protect or advance the and particularly on 17-5- Section public health, morals, welfare. as its statutory grant authority The decision of whether problem should pass the ordinances. The District Court be deemed one of local concern and should observed, although this Court had not been be regulated police power under the should completely consistent in case on the initially be decided legislature repre- issue, the majority of the cases had indi- senting all the citizens of this state. The grants cated cities counties legislature may then delegate elect to the were strictly to be construed to the exclu- power to local to deal with the sion implied powers reasonably nec- specific area of concern. equally essary in carrying out the legislative judgment to deny delegating this expressed powers granted. The District power to government. expressed Court opinion was cer- there palliative
The suggested tainly express no majority authority enabling opinion that ordinances, citizens can enactment change and there was law by electing new officials provides nothing implied no from any express relief for the previously individual convict- that would justify the enactment of the ed and avoids the basic issue of whether the ordinances.
H29 17-4^1 provides it had con- tion several counties The District Court stated corporate political, v. Kusse1 and Salt state are bodies sidered Salt Lake relied specified Allred2 cases on powers “and as such have there was cer- County, acknowledged and it title and such other are nec- cases, suggest- in these language tain essarily implied.”5 fairly ed a had the view that advocates general welfare enact ordinances under the welfare clause of 17-5-77 Section clause of 17-5-77. District Section broad, general grant of the constitutes a considering those explained after police to counties. This sec- state’s cases, it difference discerned substantial tion similar Section of a to cities and grants same *13 influence and regulate driving under the interpreted on a number been this court wording gen- the prostitution under In Lark v. Whitehead6 the of occasions. 17-5-77, and welfare clause of eral Section welfare urged, general under the campaign financ- being regulate able to clause, legislative had a body The District Court ing county elections. matters. grant power in criminal concluded: alleged city was better It was also the meaning, “... Given its the broadest to would adverse- determine what qualified con- type Court fails to see how safety, peace good order ly affect the language regulated can be under duct legisla- state inhabitants than the of its was enabling neces- ordinances ‘such are responded: This ture. Court sary provide to for the proper (122 Ogden City “In v. Nasfell health, the preserve promote the 344, 346, (1952)) this court P.2d 507 249 morals, peace and improve the prosperity, prin- was stated that it committed order, convenience of good comfort and have none of the elements ciple cities thereof, and the inhabitants fair, reasona- sovereignty concerning ble, the ex- substantial doubt The was cor- ruling of District Court power is resolved istence of vires, and were ultra rect. ordinances (city) and against the corporation courts There no therefore void. constitutional denied; grants conferring provisions police to the exclu- are strictly cities construed non- matters counties or cerning local on rea- which are not implied powers sion of corporate political chartered cities. These out sonably necessary carrying have and none of bodies no inherent express powers grant- cannot sovereignty; they the elements of ed.”7 them and go beyond powers granted Corporations Municipal McQuillin 2 In powers in a must exercise such reasonable 801, 10.24, it is (1966 Rev.Vol.), p. Section police power manner.3 The exercise of the stated: por- sovereignty, is an attribute state “It has but not to been said in some cases may delegate,
tion
‘general
municipal powers
which have
relinquish,
municipalities,
do
in a
or statute
sovereignty.4
none of the elements of
Sec-
welfare’ clause
charter
1. 97 Utah
343, 346,
(1972).
113,
(1939).
28 Utah
6.
2d
502
granted,
fare
(Section 10-8-41) and to punish
prostitution
distinguishable
from
case
The instant
(Section 10-8-51). This
prostitutes
Court
relies,
others,
on which
insofar
authority
did not determine whether
municipal government
as in the others
under
welfare clause
general
conferred
solely
exclusively
its
rely
did not
sufficient,
State, by
ruled the
was
since it
general
on the
welfare
but
authority
complete laws
comprehensive and
enacting
on
express statutory
cited and relied
other
pre-empt-
had
sexual offenses
pertaining
grants
authority
generally
which dealt
rehearing the
Upon
that field.
case12
challenged
ed
subject
with the
matter of the
the prior
reversed
completely
this Court
ordinances.
accepted
the conten-
decision.
Court
Kusse,9 the
viz.,
city,
welfare
tion
authority
regulate
on both its
traf
relied
enact the ordi-
conferred
clause
clause, as
fic and
was,
the case
it is a
nance.
rationale of
prohib
an
basis to sustain
ordinance
pro-
police power
exercise
proper
while
influence of
driving
ited
under the
morals,
challenged
public
tect the
intoxicating liquor. This
stated there
bear a reasonable
appeared
whether the
might
question
be some
as to
protec-
relationship
preservation
en
*14
regulate
permitted
to
traffic
public
tion of
morals.
However,
actment of the ordinance.
the
definitely permitted
general welfare clause
in the 1968
thoughtful
In a
case note
It
pass
to
such
fur
city
the
an ordinance.
Preemption
Law
Review
person’s
prohibition
said the
of such
ther
General
Municipal
and the Exercise
Wel-
driving
was
propelling
definitely
or
a car
A
Anti-Prostitution Or-
City’s
fare Powers:
safety
related
of the
closely
and
to the
dinance,
con-
apparently
the author states
proper
preservation
inhabitants and the
test
flicting cases can
reconciled
This Court
the case of
ty.
distinguished
concerning
in some of the cases
suggested
Sutter,10
wherein
Salt Lake
there
gen-
under the
validity
the
an enactment
city
statutory authority
was no
for a
to
eral welfare clause:
prohibit
intoxicating liquors.
possession
is
“... Whether an ordinance
reason-
said:
pro-
related
ably
substantially
and
power
pass
“. .. There was
an ordi-
to
health,
interest
public
tection
sale,
and
prevent
disposition,
nance to
safety, or morals.
liquors;
intoxicating
manufacture of
but
explains
decisions
The author
this Court’s
posses-
power
prohibit
as there said the
to
reasonable rela-
compatible with a
appear
not be
sion could
inferred from
standard,
only those ordi-
tionship
since
sale
it was not neces-
prohibit
to
because
affecting general wel-
immediately
nances
sary
accomplish
prohibition
to
such
nor
upheld.
interests
fare
have been
implied
incident of
fairly
was
as an
power.”
such
influence of al-
Driving
“...
under the
cohol,
to
greater
for
threat
example, is
In Salt Lake
v. Allred11 the authori-
safety
merely possessing
than
alco-
public
ty
city
making
to enact an ordinance
authorization; maintaining
without
hol
person
one to
to
it a crime for
direct
and their
prostitutes
rendezvous
for
committing
for the
an
any place
purpose
public morals
injurious
is more
was chal-
clients
act of sexual intercourse for hire
playing
keeping pin
than
ball machines
lenged.
city
statutory
cited three
(1967).
Whitehead,
6, supra,
Utah 2d
is cited in
11. 19
8. Lark v.
note
supplement
supporting
principle.
as
2d
12. 20 Utah
supra.
9. Note 1
10. 61 Utah
pool.
legislature
the state
citing
implied
the sale
analysis by
principles
prohibit
municipalities
rizes
powers
and
include those neces-
incidental
alcohol,
place
to sell
the maintenance of
sary
give
expressly
effect
powers
clearly antagonistic
is
alcohol more
granted, and the “General Welfare Clause”
unlawful
than
state-sanctioned
enlarges
powers
neither
nor
con-
annuls
of alcohol.”13
possession
special grant.
ferred
17-6-77, provides:
Section
on
particularly
concentrated
county commissioners
“The board
provision
concerning
the contract
rules and
all ordinances
pass
a mini-
wage.
minimum
fix
repugnant
all regulations,
make
wage
prescribe
mum
and to
hours
effect
into
carrying
law, necessary
generally re-
day’s
constitute a
labor are
duties
powers and
discharging the
garded
police power.
an exercise of the
as
are neces-
title,
and such
by this
ferred
power was
explained
police
The Court
provide
sary
proper
state,
inherent
while
health, promote
preserve the
no
to enact
corporation has
inherent
morals, peace and
prosperity, improve
corporation de-
police regulations.
Such
order,
and convenience
comfort
good
solely
legislature
rives its
from
thereof,
inhabitants
power as
only
police
and can exercise
such
there-
of property
protection
for the
fairly
powers.
of its
is
included
”
in; ...
oth-
distinguished
from
The Court
decisions
jurisdictions
the charter
er
where
question
The issue
thus reduced to the
comprehensive
municipalities are far more
challenged
of whether
ordinances are
than
the case
this state.
substantially
reasonably
related
no express
“There is
this state
promotion
improve-
prosperity
upon a munici-
implied
conferred
morals,
order,
peace
good
ment of the
*15
by implication
pality
directly
comfort
convenience
the
city to
to contractor
authorizes a
dictate
The
of this
its inhabitants.
circumstances
employ-
he
pay
the
shall
his
wages
answer;
compel
there is
negative
case
jurisdiction,
ees.
inasmuch
...
In this
rela-
neither a substantial nor reasonable
of the elements
municipalities have none
purposes
tionship between the aforecited
exerting
given
sovereignty
their
the
of elected
campaign
disclosures
provision
we think
powers,
the
county officials. This matter
is best illus-
the
respect
proposed contracts
by
trated
three cases: Bohn v. Salt Lake
wage
be ruled out.”17
minimum
must
Revene,15
Salt Lake
City,14
urged, an
case,
city
In
Revene
Tavern,
Mayflower
Inc.16
Nance
ordinance,
closing hours of bar-
setting the
In Bohn the issue concerned the authority
police
bershops,
of the
was a valid exercise
city
of the
provi-
include
special
certain
delegated by
sions in a contract
to construct storm sew-
safety
preserva-
regulate
ers. These provisions
solely
were included
community.
tion of health
purpose
of alleviating
unemploy-
as whether
the issue
Court characterized
situation,
ment
which this
described
Court
was a rea-
closing
of the
hours
fixing
wholly
as a
collateral condition to the ob-
of the
scope
regulation
sonable
within
jects and purposes sought
e.,
by
construc-
did it have
delegated
power, i.
police
16. 108 Utah
13. (1944).
p.
1968 U.L.R.
14. 79 Utah
reasonable
states, ‘indispens-
or as Dillon
poration,
public.
the health of
of the de-
accomplishment
able’ to the
of the
observed,
purpose
if the
The Court
objects. We therefore hold that
clared
working hours
limit the
ordinance were to
to enact such civil
cities have no
was too indi-
the method
operators,
of the
”
rights legislation...
.
results
far wider
accomplished
rect and
hand,
express
there is no
working hours.
In the matter at
limitation of
than mere
authority on
conferring
cases from
further examined
observed,
act con-
corrupt practices
in all of
enact a
jurisdictions
other
author-
fixing
cerning
of hours
local elected officials. Such
concerning the
those cases
wel-
of the courts
from the
barbershops,
ity
implied
all
cannot be
of business of
it does
relation-
17-5-77 since
reasonable
fare clause of Section
had
there was no
held
substantial,
direct,
sufficiently
public.
not have a
ship
protection
to the
specific general
immediate effect on the
relied on the
recited and
opinion
then
set forth therein.
welfare interests
fair, reasonable, substan-
principle
preemption,
concerning
regard
tial doubt
the existence
With
issue
against the
in a 1968 Utah Law Review
critique
is resolved
the courts
illuminating.
ante)
(cited
denied. The
and discussed
corporation,
issue.
begin
analysis
we
our
of that
ruling was:
With it
however,
standard,
municipality
“We find that the
was not
“The direct conflict
was
insofar as it
soundly grounded
to control
is not
delegated the
in which
jurisdiction
either under
from a
closing
barbershops,
extrapolated
hours of
municipali-
Section
the state constitution
general police power given
its
ordi-
15-8-61,
pow-
powers to enact
or under the
ties all residual
law.
nances not in conflict with state
regulate
er to
certain named businesses.
Utah’s un-
specific legislative
jurisdiction,
In the absence of a
contrast
to this
no power
have
providing
municipal-
municipalities
enactment so
for the
chartered
made
act,
express grants
ity
opinion
independent
we are of the
Therefore, municipali-
closing
legislature.
of barber-
requiring
from en-
police
logically
prohibited
could
shops
ty
is an invalid exercise
by a state statute
power.”18
acting an ordinance
evidencing an intent to restrict
challenged
ordi-
In the Nance case
lan-
although the statute’s
legislation,
concerning
provided
rights
nance
for civil
*16
directly
guage
plain meaning
or
did
restaurants. The
said cities had no
A more ten-
with the ordinance.
conflict
original legislative power.
inherent or
in the second
approach
able
for the court
power to enact an
is determined
Allred,
note
City v.
opinion
[Salt
legislative
the
of
by
re-
expressly
supra] would have been to
If there be a reason-
Constitution
Utah.
stan-
on the direct conflict
ject reliance
concerning
able doubt
the existence of a
preemption
expressly
dard and
hold
doubt
is resolved
particular power,
ap-
conflict is
occurs when either direct
is denied.
against
city,
through
legislature,
or the state
parent
The Court held:
enactments, oc-
statutory
comprehensive
rights
“. .. The power to enact civil
cupies the field.
express
legislation
is not
been
“Preemption by occupation has
by
or
stat-
either
constitution
by
words
jurisdictions
in other
widely adopted
ute,
implied
necessarily
fairly
nor is it
or
court’s re-
consistent with
is
expressly
in or incident
to the powers
powers....”19
municipal
stricted view of
granted.
it cannot be held to be
Likewise
accomplishment
essential
of the
concluded:
The author
424.
18.
19. p.
U.L.R.
511 of 101
H33 Management Corp. In Overlook Terrace preemption, “In its treatment recognized expressly Board,22 have court should v. Rent Control the Court ex- doctrine preemption-by-occupation was a created plained preemption judicially statutory policy, the state’s and evaluated proposition on the a munici- principle based re- scheme, uniformity to interest in State, agent an can- pality, is Absent such preemption solve the issue. preemp- In a contrary not act to the State. direct- only an those ordinances approach, initial analysis tion there must be an deter- or language with ly conflict either subject or mination as to whether the field clearly are plain meaning of the statutes in- operates, matter which the ordinance preempted.”20 effects, cluding its is the same in which Corporations McQuillin Municipal In 6 be has acted. If the answer 268-270, 21.34, pp. (1969 Rev.Vol.), Section affirmative, following questions then it is stated: pertinent to the determination “A state concern may matter be of applicability preemption: treat- an it calls for statewide extent that with 1. Does the ordinance conflict beyond ment and is the control of a mu- law, conflicting either because state case, nicipality. In such a law a state is, (that field of or does occupy policies operational effect may lawfully particular a legislation so that is no room for Legislature there forbid the ordinance what Indeed, super- regulation. statutes permitted per- or does the ordinance has nonconflicting sede or over even prevail forbidden)? mit what the has instances, some where ordinances in [Citations] regulation calls for exclusive matter intended, or expressly 2. Was the law ex- legislative virtue of intention the field? be exclusive in impliedly, to implied; and pressed necessarily [Citations] implication may arise from nature subject 3. Does the matter reflect words, a subject regulated. In other over municipal prevail uniformity? ordinance cannot need for ... statute, supersede and the ordinance pervasive Is state so scheme invalid, is stat- where ordinance and coexist- it comprehensive precludes exclu- fully, ute relate to a matter that is regulation? ence [Citations] sively validly covered statute. ‘as ob- 5. Does the ordinance stand an events, legisla- “. .. In all ‘whether the and execu- accomplishment stacle to the occupy exclusively ture undertaken to objectives’ tion the full given legislation is be deter- field Legislature? [Citation] analysis mined in case an upon statute, and circum- the facts by occupa- preemption principle
stances was intended to it both sound reasons. tion is based on otherwise, in operate.’ determin- Stated may that an ordinance logical necessary ing legislature whether the intended rea- statute found to conflict to the exclusion occupy particular field contrary a state son that of all court look regulation, *17 Legislature. the by established scope of the purpose whole and the first enactment to legislative required is not scheme and a sworn make requiring candidate to language find intent in the solely such an campaign and used in of all his election the statute.”21 statement Lane, 99, 857, Cal.Rptr. In re 22 372 20. 1968 428. 58 Cal.2d U.L.R. 897, Mirin, (1962); v. 90 899-900 Lamb Beverly 329, 80, Municipal (1974); 21. Lancaster v. for 82 Summer Nev. 526 P.2d Hills, 805, 609, 548, Cal.Rptr. Teaneck, 6 100 Township Cal.3d 494 P.2d 53 251 A.2d N.J. of 681, Court, (1972); Superior 761, 682 70 Galvan v. (1969). 764-765 642, 930, 851, Cal.Rptr. Cal.2d 76 452 P.2d Hubbard, 119, (1969); 935-940 In re 62 Cal.2d 321, 451, A.2d 22. 71 N.J. 393, 809, Cal.Rptr. 396 P.2d 812-815 1973, legislature funds were In the in appeared, whom such its expenses and Utah, 1911, of wisdom, was in Laws reporting contributed to determine either that 125, requirement This Chapter Section 213. particularly all not a candidates was officers of cities of applied only elective prevent corruption efficacious means or substantially A the first and second class. candidates, was an undue burden on other in today is Section similar statute in effect offices, state principal than those the U.C.A., Legis- In the 1953. pro- still and the other enactments would passed prevention lature an act for the egregious corruption. hibit acts of of elec- punishment corrupt practices of of the nature history From a review the tions, 1917, Chapter Laws of Utah comprehensive enactments legislative of the emerges a intent legislative there clear 1(2) this act term Under Section of practices corrupt the entire of every per- occupy field meant and included “candidate” is, once, process. in the elective or contemplated son for whom it de- was logical and facts. any political votes more consistent sired that be cast at election, convention, and who primary concerning requirement A some reporting expressly to be so con- tacitly consented (10-6-18), governments local was retained sidered, except president candidates for supports concept which inferentially Under vice-president the United States. reporting in other units of local act, Section candidate was Additionally, was government rejected. required to make a detailed disclosure all legislation expressly was no there receipts and disbursements. impliedly any units authorized Sjostrom In v. Bishop23 this Court ruled regulations concerning enact apparent objective both of the afore- process. corrupt practices legislative against safeguard cited enactments towas foregoing, From the the conclusion by requiring corrupt practices in elections County ordinances compelling Salt Lake sources elected officials to disclose in conflict con- with the state expenditures funds. process, corrupt practices trol in the elective Utah, Chapter Laws means exclusively and to determine and the reporting- definition of a candidate objective. accomplish this requirements contributions and concerning one which merits aspect There is other gover- expenditures were confined to e., consideration, inconsistency i. the total nor, state, gener- secretary attorney position majority opinion 20-14-1(2) al. Sections [See 20-14-7.] cerning the Attor- However, there a series of remains prosecute appeal and the action ney this comprehensive enactments Section Loddy, of this Court pro- through 20-14-24 20-14—47 to Section case, in this Particularly pro- corrupt practices hibit in elections whether there is a issue of where serious viding punishment violation. The any statutory regulating cor- complex scheme legislation many years indi- period over preempted rupt practices elections on legislative cates a to insure intent Attorney General regulations, of the electives statewide basis the purity appeal. The prosecuted should have this process corrupt practices. by prohibiting approach County Attorney’s interest objective accomplish means to this validity sustaining are directed to long so subject legislative discretion ordinance, provincial position provi- does not violate constitutional interests completely antagonistic sion. From 1917 one of until objec- majority state. The accomplish legislative people means to jealously-guarded tive was the all requirement for candidates further attenuates *18 delegate po- report prerogative their and legislative contributions disburse- ments. The conse- government. lice to local 373, 376, 23. 15 2d
H35 are of in this case opinion quences people are enti- magnitude that
such a argued the issues briefed
tled to have representative, statutory legal their
Attorney General.
WILKINS, (dissenting): Justice
I concur in dissenting opinion Mr.
Justice MAUGHAN on the first issue he
addresses, namely, that Salt Lake
lacks authority to enact the ordinances in
question. HARRIS, Plaintiff, Defendant
William B. Appellant,
in Intervention TANNER, McPhie, H. Grace
Genave H. Durfee, H. Grant Har-
Bannie H. Respondents,
ris, Defendants and Harris, Plaintiff Intervention
James H. Respondent. the ESTATE of James
In the Matter
Henry HARRIS, known as James also H; Harris, Deceased. HARRIS, Plaintiff B.
William Appellant, McPHIE, and Genave Harris
Grace Harris
Tanner, of the Estate of Co-Executrixes Deceased, Harris, Henry
James Harris McPhie Genave
Grace Harris
Tanner, individuals, Defendants and
Respondents. No. 16810. Skeen, Lake Salt E. J. & Skeen Skeen of Utah.
Supreme Court in interven- defendant City, plaintiff, Jan. appellant. tion and Larew,
Hollis Hunt and Melvin G. S. Hunt, Kinateder, City, Larew & respondents. defendants and TUCKETT, Retired Justice: appeal This is an from decision County in case District Court of Tooele notes refused omitted.] in such measure as the legislative agents of the people for If were once there valid reasons being time determine. rule, [Footnotes supporting they we think have [Id. omitted.] 1113-14.] largely lost force their effective important local self-government, as an part system government, stituent our The Utah territorial court referred to the must have sufficient to deal effec- Dillon early Rule as Levy 1881 in v. Salt
