State v. HurbencaState v. Hurbenca
I. NATURE OF CASE
Vasile Hurbenca pled guilty to a charge of attempted escape, and the district court for Lancaster County found him to be a habitual criminal under
II. SCOPE OF REVIEW
Whether a statute is constitutional is a question of law; accordingly, the Nebraska Supreme Court is obligated to reach a conclusion independent of the decision reached by the court below.
State
v.
Faber,
Sentences within statutory limits will be disturbed by an appellate court only if the sentences complained of were an abuse of judicial discretion.
State v. Segura,
III. FACTS
Hurbenca was charged by amended information with attempted escape and with being a habitual criminal. At the plea hearing, the State provided a factual basis which established that Hurbenca was an inmate of the Nebraska Department of Correctional Services at the Nebraska State Penitentiary when on the morning of April 25, 2001, he and three other inmates entеred the prison chapel, where they taped and bound several inmates, prison employees, and a volunteer. Hurbenca and his cohorts then drove an all-terrain vehicle to the inner fence of the penitentiary and attempted to escape by climbing over the fences surrounding the penitentiary.
Hurbenca entered a plea of guilty to the charge of attempted escape, which was accepted by the district court. Hurbenca filed a motion to quash the amended information as it pertained to his habitual criminal stаtus and requested that the court find
Hurbenca timely filed this appeal, and we granted his petition to bypass the Nebraska Court of Appeals.
IV. ASSIGNMENTS OF ERROR
Hurbenca assigns, restated, that the district court (1) erred in overruling his motion to quash for the reason that
V. ANALYSIS
1. Motion to Quash
(a) Increase in Potential Punishment Without Finding of Fact by Jury
Hurbenca first argues that
Thus, the issue before us is whether a jury must determine the fact of prior convictions for purposes of sentence enhancement under Nebraska’s habitual criminal statute,
Whoever has been twice convicted of a crime, sentenced, and committed to prison, in this or any other state or by the United States or once in this state and once at least in any other state or by the United States, for terms of not less than one year each shall, upon conviction of a felony committed in this state, be deemed to be an habitual criminal and shall be punished by imprisonment in a Department of Correctional Services adult correctional facility for a mandatory minimum term of ten years and a maximum term of not more than sixty years ....
Hurbenca relies upon
Ring
v.
Arizona,
Apprendi said thаt any fact extending the defendant’s sentence beyond the maximum authorized by the jury’s verdictwould have been considered an element of an aggravated crime — and thus the domain of the jury — by those who framed the Bill of Rights. The same cannot be said of a fact increasing the mandatory minimum (but not extending the sentence beyond the statutory maximum), for the jury’s verdict has authorized the judge to impose the minimum with or without the finding.
In Apprendi, supra, the defendant was convicted pursuant to a guilty plea of possession of a firearm for an unlawful purpose and unlawful possession of a prohibited weapon. He was sentenced to an extended term under New Jersey’s “hate crime statute.” Both the Superior Court and the New Jersey Supreme Court affirmed. Upon certiorari, the U.S. Supreme Court reversed, and remanded, finding that the state hate crime statute violated the Due Process Clause. The hate crime statute authorized an increase in maximum prison sentence based on a judge’s finding by a preponderance of the evidence that the defendant acted with purpose to intimidate the victim based on the particular circumstances of the victim violated. However, the Court stated:
In sum, our reexamination of our cases in this area, and of the history upon which they rely, confirms the opinion that we expressed in Jones [v. United States,526 U.S. 227 ,119 S. Ct. 1215 ,143 L. Ed. 2d 311 (1999)]. Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt. With that exception, we endorse the statement of the rule set forth in the concurring opinions in that case: “[I]t is unconstitutional for a legislature to remove from the jury the assessment of facts that increase the prescribed range of penalties to which a criminal defendant is exposed. It is equally clear that such facts must be established by proof beyond a reasonable doubt.”
Apprendi
v.
New Jersey,
The Court set forth the rationale for treating prior convictions differently than elements of the offense when it noted in Apprendi that
recidivism “does not relate to the commission of the offense” itself .... [Tjhere is a vast difference between accepting the validity of a prior judgment of conviction entered in a proceeding in which the defendant had the right to a jury trial and the right to require the prosecutor to prove guilt beyond a reasonable doubt, and allowing the judge to find the required fact under a lesser standard of proof.
Apprendi
considered the determination of a prior conviction to be a narrow exception tо the general rule that it is unconstitutional for a legislature to remove from a jury the assessment of facts that increase the prescribed range of penalties to which a criminal defendant is exposed. In
U.S.
v.
Henderson,
We have consistently observed with a “regularity bordering on the monotonous,” that Apprendi does not apply to sentencing enhancements based on prior convictions. United States v. Moore, 286 F.3d 47 , 50 (1st Cir.2002); see also United States v. Bradshaw,281 F.3d 278 , 294 (1st Cir.2002); United States v. Gomez-Estrada,273 F.3d 400 , 402 (1st Cir.2001).
Nebraska’s recently amended capital sentencing scheme requires a jury to determine aggravating circumstances when the death penalty is sought. See 2002 Neb. Laws, 3d Special Sess.,
L.B. 1. In
State v. Gales,
Based on the foregoing, we conclude that the determination of whether a defendant has prior convictions that may increase the penalty for a crime beyond the prescribed statutory maximum is not a determination that must be made by a jury. Thus, Hurbenca’s argument that
(b) Burden of Proof
Hurbenca next argues that
In
State
v.
Orduna,
In a proceeding for an enhanced penalty, the state has the burden to show that the record of a defendant’s prior conviction, based on a plea of guilty, affirmatively demonstrates that the defendant was represented by counsel, or that the defendant, having been informed of the right to counsel, voluntarily, intelligently, and knowingly waived that right. . . . Moreover, a checklist docket entry is sufficient to establish that a defendant has been advised of his rights and has waived them.
(Citations omitted.) The record here shows that Hurbenca was represented by counsel for each of his prior convictions. He does not claim that any of his convictions were uncounseled, and the validity of the convictions on that basis is not before us.
In
U.S.
v.
Williams,
United States
v.
Davis,
Williams,
We adopt the following holdings from
Williams:
(1) The State has the burden to prove the fact of prior convictions by a preponderance of the evidence, and (2) the trial court determines the fact of prior convictions based upon the preponderance of the evidеnce standard. Thus, the narrow exception set forth in
Apprendi
remains the applicable law. “Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to
a jury, and proved beyond a reasonable doubt.” See
Apprendi,
We conclude that neither the state nor the federal Constitution requires the State to prove the fact of prior convictions beyond a reasonable doubt for purposes of sentence enhancement under
(c) Cruel and Unusual Punishment
Hurbenca next argues that
Hurbenca notes a number of problems with
The State argues that Hurbenca’s sentence is not disproportionate to the number of offenses he has committed. It argues that the sentence he received was at the low end of the habitual criminal range, which allows for a maximum sentence of 60 years. See
In addition, the State argues that the enhanced punishment imposed for Hurbenca’s most recent offense should not be viewed as an additional penalty for his earlier crimes, but, rather, should be viewed as a greater penalty for the most recent offense, which is considered to be an aggravated offense as a result of Hurbenca’s prior convictions.
Again we are presented with a question of law and are, therefore, obligated to reaсh a conclusion independent of the decision reached by the court below. See
State v. Faber,
In 1984, Hurbenca was convicted of possession of a forged certificate of title and theft by receiving stolen property, and he was sentenced to 18 months to 2 years in prison. In 1986, he was convicted of theft by receiving stolen property and attempting to procure fraudulent title, and he was sentenced to consecutive terms of 6 to 20 years’ and 4 years’ imprisonment. In 1987, he was convicted of attempted escape and sentenced to 1 yeаr in prison. In 1991, Hurbenca was convicted of fraudulent application for a motor vehicle title and was sentenced to 19 months’ to 5 years’ imprisonment. In 1996, he was convicted of possession of a firearm by a felon, and he was sentenced as a habitual criminal to 10 to 15 years in prison. Hurbenca was serving this sentence when he was convicted of attempted escape in the case before us.
“[W]ith reference to cruel and unusual punishment, the Nebraska Constitution does not require more than does the [Eighth Amendment to the] U.S. Constitution.”
State
v.
Moore,
In Fowler, supra, the defendant was convicted of embezzling approximately $433 and was sentenced as a habitual criminal to 10 to 15 years in prison. The defendant had previously been convicted of issuing an insufficient funds check in the amount of $40 and possession of a forged instrument in the amount of $100. The defendant challenged his 10- to 15-year habitual criminal sentence as being violative of the Eighth Amendment protection against cruel and unusual punishment because it was disproportionate to the severity of the crimes involved. The Eighth Circuit affirmed the sentence as not in violation of the Eighth Amendment.
■
The U.S. Supreme Court recently addressed whether the Eighth Amendment
Gary Ewing was on parole from a 9-year prison term when he walked out of a shop with three golf clubs, priced at $399 each, concealed in his pants. He was convicted of one count of felony grand theft of personal property in excess of $400. Ewing had previously been convicted of, among other crimes, three burglaries and a robbery. The trial court sentenced Ewing to 25 years to life in prison under the three-strikes law as a newly convicted felon with two or more “serious” or “violent” felony convictions in his past. The California Court of Appeal affirmed, and the Supreme Court of California denied Ewing’s petition for review. The U.S. Supreme Court subsequently granted certiorari.
In analyzing whether Ewing’s sentence of 25 years to life in prison wаs unconstitutionally disproportionate to his offense, the Court stated:
In weighing the gravity of Ewing’s offense, we must place on the scales not only his current felony, but also his long history of felony recidivism. Any other approach would fail to accord proper deference to the policy judgments that find expression in the legislature’s choice of sanctions. In imposing a three strikes sentence, the State’s interest is not merely punishing the offense of conviction, or the “triggering” offense: “[I]t is in addition the interest ... in dealing in a harsher manner with those who by repeаted criminal acts have shown that they are simply incapable of conforming to the norms of society as established by its criminal law.” ...
Ewing’s sentence is justified by the State’s public-safety interest in incapacitating and deterring recidivist felons, and amply supported by his own long, serious criminal record.
Ewing,
We conclude that Hurbenca’s sentence is not grossly disproportionate and therefore does not violate the Eighth Amendment’s prohibition against cruel and unusual punishment. Hurbenca’s assignment of error concerning cruel and unusual punishment is without merit.
2. Excessive Sentence
Hurbenca argues that the district court abused its discretion by imposing an excessive sentence. He asserts that the only fair and just sentence would be a lesser term of imprisonment. While he
Attempted escape is a Class IV felony carrying a maximum 5 years’ imprisonment, a $10,000 fine, or both. See
Hurbenca’s sentence for attempted escape as a habitual criminal was within the statutory limits. Sentences within statutory limits will be disturbed by an appellate court only if the sentences complained of were an abuse of judicial discretion.
State
v. Segura,
We conclude that Hurbenca’s sentence does not demonstrate that the district court abused its discretion. Therefore, this assignment of error has no merit.
3. Exhibits 2 Through 6
Hurbenca argues that the district court erred in admitting exhibits 2 through 6 at his sentencing and enhancement hearing and in finding him to be a habitual criminal. In proceedings where the Nebraska Evidencé Rules apply, the admissibility of evidence is controlled by the Nebraska Evidence Rules; judicial discretion is involved only when the rules make such discretion a factor in determining admissibility.
State
v.
Lotter, ante
p. 245,
Specifically, Hurbenca argues that exhibit 2 did not contain a signed judgment, as required by
We initially point out that
At the hearing of any person charged with being an habitual criminal, a duly authenticated copy of the former judgment and commitment, from any court in which such judgment and commitment was had, for any of such crimes formerly committed by the party so charged, shall be competent and prima facie evidence of such former judgment and commitment.
In
State
v. Coffman,
In
Bundy,
the State offered authenticated copies of two prior judgments. Instead of the actual commitment papers, the State offered certified copies of the sheriff’s return and the warden’s receipt, which evidenced the defendant’s commitment to the Nebraska Penal and Correctional Complex. Despite the defendant’s argument that
(1) A judgment is the final determination of the rights of the parties in an action.
(2) Rendition of a judgment is the act of the court, or a judge thereof, in pronouncing judgment, accompanied by the making of a notation on the trial docket, or one made at the direction of the court or judge thereof, of the rеlief granted or denied in an action.
(3) Entry of a judgment is the act of the clerk of the court in spreading the proceedings had and the relief granted or denied on the journal of the court.
The judgments reflected in exhibits 2 through 6 were rendered before the 1999 amendment to
Exhibit 2, received over Hurbenca’s objection, contained an amended information filed January 5, 1984, charging Hurbenca with possession of a forged certificate of title and theft by receiving stоlen property, a commitment signed by the deputy clerk indicating Hurbenca was sentenced for a period of imprisonment of 18 months to 2 years, and a sheriff’s return indicating that Hurbenca was delivered to the Department of Correctional Services in March 1984. The exhibit also contained the judge’s minutes indicating that Hurbenca was sentenced to 18 months’ to 2 years’ imprisonment.
Exhibit 3 contained an information filed September 28, 1987, charging Hurbenca with attempted escape, a commitment signed by the deputy clerk indicating he was sentenced to a period оf 1 year’s imprisonment, and a sheriff’s return indicating that Hurbenca was delivered to a representative of the Department of Correctional Services. The exhibit also contained the judge’s minutes indicating Hurbenca’s 1-year sentence.
Exhibit 4 contained an information filed July 11,1986, charging Hurbenca with theft by receiving stolen property and attempting to procure fraudulent title. The exhibit also contained a “Judgment and Sentence” indicating that Hurbenca was sentenced to 6 to 20 years’ imprisonment and that commitment was ordered accordingly. Hurbenca’s sentеnce was further evidenced by a copy of the judge’s minutes. The exhibit established that Hurbenca was delivered to the Nebraska Penal and Correctional Complex in September 1986.
Exhibit 5 contained an information filed May 8, 1991, charging Hurbenca with false application for a motor vehicle title, a “Judgment and Sentence.” and the judge’s minutes, which indicate that Hurbenca was sentenced to 19 months to 5 years in prison
Exhibit 6 contained an amended information filed September 8, 1995, charging Hurbenca with possession of a firearm by a felon and asserting habitual criminal status, as well as a “Judgment and Sentence” indicating that Hurbenca was sentenced to a period of 10 to 15 years’ imprisonment and that commitment was ordered accordingly. The exhibit contains the judge’s minutes, which reflect Hurbenca’s sentence and show that he was delivered to the Nebraska Penal and Correctional Complex in March 1996.
Exhibits 2 through 6 each include a statement of authentication signed by a clerk of the district court and a district court judge.
Proof of Hurbenca’s prior convictions is not confined to the requirements of
VI. CONCLUSION
For the reasons set forth herein, the judgment of the district court is affirmed.
Affirmed.