*1
STATE Appellant,
Timothy HULLINGER, Defendant Appellee.
No. 22132.
Supreme Dakota. Court April
Considered on Briefs 2002. July
Decided *2 lane, oncoming
the Camaro traveled jerked then back to the lane and fog Ludwig crossed the line. activated his emergency lights and the driver increased speed his as he traveled southward on Highway approximately 83. He continued pulling 1 to miles before to the road- 1-1/2 stopping. side and vehicle, [¶ 3.] driver of Timo- thy Hullinger, provided his driver’s license registration Ludwig’s request. Ludwig Hullinger’s eyes noted were blood- watery shot and and the odor of alcohol Hullinger emitted from his vehicle. When spoke, speech Ludwig noted his Ludwig exрlained stopped slurred. he Hullinger for erratic and asked patrol him to have a seat vehicle and General, Barnett, Attorney Gary Mark perform then to some field tests. General, Campbell, Attorney R. Assistant Ludwig Hullinger staggered noted that Maher, Stanley County Thomas P. States he walked. Pierre, Dakota, At- Attorney, Fort South torneys plaintiff appellant. for Hullinger correctly al- recited the phabet Ludwig again noted his slurred Adam, May, Brent A. Gerdes Wilbur speech. Ludwig next administered the Pierre, Dakota, Attor- Thompson, & (HGN) horizontal gaze nystagmus neys appellee. for defendant required Hullinger keep eyes which his object, in pen, on an this case a while GILBERTSON, Chief Justice. Ludwig slowly through space. moved it 23A-32-5, Pursuant to SDCL Ludwig Hullinger noted could not smooth- petitioned interlocutory the State for ly object. eyes follow this His showed appeal sup- magistrate from a court order nystagmus at maximum deviation and an gaze of a horizontal pressing nystagmus prior degrees. onset of to 45 (HGN) granted test. We Hullinger was then asked to count back- petition. impression raises first wards from 1988 to 1969. He was able to admission of the HGN issues years correctly, recite these but slurred test in for under the prosecutions speech again noted. in this state. We reverse and influence remand. performed All of these were patrol
inside the Ludwig vehicle. When FACTS AND PROCEDURE Hullinger perform asked outside some tests, Stanley Hullinger March field [¶ 2.] On stated County deputy Ludwig problem sheriff David ob- he had a with one of legs driving slowly why perform served a red out of asked he Camaro needed to more Fort Ludwig Ludwig Pierre. noticed its driver tests. then (PBT) touch breathalyzer registered the curb and cross the center line over (BAC). several bridge, times. At the Bad River .10 blood alcohol content under suits and blood alcohol concentration. Hullinger He arrested addition, copies introduced Hullinger pro- refused to the influence. these test studies into evidence. sample transported and was vide a blood objection had no to their admis- license was con- jail where his driver’s sion. 30-day tem- fiscated and he was issued *3 permit.
porary driving Following hearing, the court excluding entered an order evidence of the charged Hullinger with at trial on that it grounds HGN test was in under the influence violation of probative irrelevant and -that its value was 32-23-1(2) and careless SDCL substantially outweighed'by danger SDCL 32-24-8. It later violation of prejudice unfair to the defendant or that it complaint charge to add a amended its would confuse the issues or mislead the driving in 32- reckless violation SDCL jury. large part, the court based its Following charges, the initial Hul- 24-1. conclusion on the fact that linger filed a motion to exclude evidence charged with under the influence test, claiming Deputy Lud- 32-23-1(2) in violation of and not SDCL expert pre- was not an and should be wig percent charged having with a BAC of .10 testifying opinions about his cluded from 32-23-1(1). greater or violation of SDCL regard to his adminis- or conclusions suppression claims the order tration of this test. the trial abuse of court’s discretion ruled that no witness The court specifically three raises issues: tеstify Hul- permitted would be about magistrate 1. Whether the court was performance on the test un- linger’s clearly finding erroneous in that a presented til the sufficient founda- positive HGN test indicates the justify tional evidence to introduction of presence of .10 alcohol pretrial testimony. hearing, such At the Hullinger’s blood but does not indi- 1) presented the State three witnesses: cate whether he is under the influ- Farnsworth, Monte director for ence alcohol. Highway Safety at the Divi- the Office of 2. ad- Whethеr evidence of Investigation sion of Law En- Criminal ministered HGN the results of 2) Deputy Training Academy; forcement presence nys- which indicate the 3) Ludwig; Larry Menning, op- Dr. tagmus, is relevant to whether a expert tometrist and witness. Farnsworth person is under the influence of alco- testified that he is a standardized field hol. sobriety test instructor who has instructed
approximately police officers in admin- magistrate 3. court was Whether istering analyzing the HGN test and its clearly finding pro- erroneous in results. He further testified these positive bative value of a HGN test methods, their standardization and relia- by unfair substantially outweighed issues, ad- bility. Ludwig regarding testified prejudice, confusion of the ministering Hullinger, the test its re- misleading jury.
sults, experience in and his AND ANALYSIS DECISION
administering Menning the test. Dr. testi- of review regarding fied the effects of alcohol on the Our standard system, grant for a trial court’s or denial of a recognized central nervous studies scoring suppress motion to is abuse of discretion. HGN test and its ¶ 8, Anderson, criteria, 1996 SD and correlation of HGN test re- State v. peated eye. By An abusе of discretion is with the other observ- 42.
N.W.2d (1) purpose ing inability eye of each to track an end discretion “exercised (2) smoothly, pronounced movement clearly against reason justified by, and at maximum nystagmus deviation and Gesinger, 1997 SD and evidence.” State Further, angle at an it onset that, degrees than 45 in relation to the less well settled point, the center officer can estimate fact from a findings A trial court’s whether the driver’s blood con- alcohol suppression hearing upheld must be un- (BAC) legal tent exceeds the limit of .10 clearly less are erroneous. This percent.’ ago ... long as 1977 the [A]s clearly function under the erro- Court’s Traffic Highway Safety National Admin- standard is to determine whether neous istration, Department Transpor- U.S. the decision of the lower court lacks the *4 tation, along concluded that HGN evidence, support of substantial evolves one-leg walk-and-turn and stand tests applicable from an erroneous view of the testing were the most effective roadside whethеr, considering law or entire impaired Psychophy- to detect drivers. record, a we are left with definite and Arrest, sical Tests for DWI No. DOT- firm conviction that a mistake has been (June 1977). HS-802-424 determination, making made. In this light we review the in a State, 900, most Cooper v. 761 N.E.2d 902-03 favorable to the trial court’s decision. (Ind.Ct.App.2002). Belmontes, v. 2000 615
State
SD
previously
ap
We
decided an
(internal
634,
N.W.2d
637
citations omit-
peal which an HGN test was adminis
ted).
part
sobriety testing,
tered as
of field
how
admissibility
ever
its
issue.
Many
recently
state courts hаve
(S.D.
Meek,
48,
State v.
444 N.W.2d
50
admissibility
addressed
issue
1989).
Meek,
interlocutory appeal
an
HGN evidence in
under the influ-
State,
by the
we ruled that the verbal and
Appeals
ence cases. The Indiana Court of
dexterity
field
test results should
recently provided
explanation
this
of HGN
suppressed against
not have been
the de
testing procedures:
and its field
fendant’s claim of his Fifth Amendment
‘Nystagmus
involuntary jerking
is an
right against self-incrimination. Unlike
eyeball.
involuntariness differ-
[The
case,
present
the trial court in Meek
entiates it from other
field suppress testimony
did not
concerning the
jerking may
aggravated
be
tests.]
gaze nystagmus test or the officer’s obser
by
system depressants
central nervous
concerning
physical
vations
Meek’s
charac
barbiturates,
such as alcohol or
[citation
appeal
ruling.
teristics. Meek did not
this
gaze nystagmus
Horizontal
omitted].
notes,
As the State
the issues raised in the
inability
eyes
to maintain visu-
present appeal
impression
are first
issues
al fixation as
are turned to the side.
in South Dakota.
In the HGN test the driver is
asked
eye
cover one
overwhelming majority
focus
other on
object (usually pen)
by
jurisdictions
having
held
the officer
addressed the issue
eye
permit
the driver’s
level. As the officer
the admission of evidence of HGN
object gradually
moves the
involving charges
out of the
in criminal trials
ear,
driver’s field of
vision toward his
he
while intoxicated. Klentz v.
State,
eyeball
watches the driver’s
(TexCtApp, Apr.
detect
257
Forrest,
(Alaska
2002);
129,
State v.
Or.App.
174
Apr.10,
25 P.3d
Ct.Aрp.,
531136
State,
Krause,
(2001);
White v.
174,
v.
Ark.App.
392
73
State
309 Mont.
Decker,
(2001);
v.
264,
v.
State
Van
(2002);
42
584
State
2002 WL
S.W.3d
493
2002); Kirk,
(2001)
215,
(OhioCt.App., Apr.
306 Mont.
level of intоxication
Herring,
in an
ple
Ill.App.3d
cient for admission
administrative
Baue,
(2002) (re
hearing);1
Ill.Dec.
versed and remanded
Pittman,
Village
Plover v.
jurisdictions having approved
other state
638 N.W.2d
Bebb,
(Wisc.
2001);
Ct.App.
use of HGN
under the influence
*5
cases);
1,
Baity,
State v.
(Hawai’i.Ct.App., Aug.22,
953735
140 Wash.2d
991
2001 WL
Vanderlofske,
v.
648,
(2000);
Duffy,
People
v.
2001);
P.2d 1151
State
146 N.H.
778
(N.H.2001)
182,
re
186 Misc.2d
717
450
(reliability hearing
A.2d 415
N.Y.S.2d
(N.Y.Co.Ct.2000)
(administration
Tyler,
v.
admission);
State
proce
quired before
1009,
of
Wash.App.
generally
to establish evidence of driving under the
misrepresenta-
Our review shows this is a
influence);
Gleason,
State v.
123 Idaho
testimony.
tion of the
gave
The witness
(1992);
Superior
2. Baue is
departed
similar to
case
484
from the former
in that
States,
Baue failed the PBT and HGN
but
Frye
rule of
v. United
259
great
is an indicator of .10
or
differences be-
fled
Regarding the
physical
subdivisions,
er
and which demonstrates
recently
we
ob-
BAC
tween these
abnormalities,
relevant evidence to de
served:
was
whether a defendant
termine
32-23-1(1) the
mere-
state
Under SDCL
“Any evidence tend
under the influence.
prove that a
ly must
an accused with the commis
ing to connect
control of a vehicle
physical
in actual
or
probative.”
of a crime is relevant and
sion
concen-
blood-alcohol
prohibited
with a
¶
116, 10,
Bunger,
v.
2001 SD
State
percent.
0.10
Under SDCL
tration of
Anderson,
(citing
N.W.2d
State
32-23-1(2),
is whether
query
671).
45, 97,
N.W.2d
2000 SD
an alco-
‘under the influence of
person is
trial,
oppor
would havе the
At
a defendant
recognized
beverage.’ We have
holic
present re
tunity to cross-examine and to
only all well
phrase covers ‘not
that this
evidence,
any,
if
of other reasons for
buttal
conditions
easily recognized
known
apart
from
physical
those
abnormalities
intoxication,
any
ab-
degrees
trial court
ingestion.5
alcohol
condition
physical
mental or
normal
#
clearly
finding
erroneous in its
of fact
indulging
any
which is the result of
testimony.
on the witness’
More
based
liquor and which
dеgree in alcoholic
over,
test results
exclusion
that clearness of
deprive
tends to
him of
between the two
he based on
distinction
of himself which
intellect and control
statutory
“evolves from an er
v. Mas-
subdivisions
possess.’
otherwise
would
teller,
applicable
view of the
law.” Bel
198 N.W.2d
roneous
86 S.D.
montes,
(1972);
Vandergrift, supra.
supra;
3-10-3.
Intoxi-
See SDPJI
disorder which
temporary
cation is a
court,
findings
The trial
physical
symp-
itself
manifests
Deputy Ludwig
#
and #
found that
Frankel, Lawyers
Charles J.
toms. 3B
qualifi
not have sufficient
did
17.14(b)(1983).
§
Cycloрedia,
Medical
test or
cations to administer the HGN
(2),
82-23-1
Under SDCL
focus
The record shows
analyze its results.
this intoxi-
produced by
the condition
hours of formal train
Ludwig received six
cation [.]
Investiga
ing at the Division Criminal
¶5, 7, 558
Vandergrift,
1997 SD
the HGN test and addition
tion
added);
(emphasis
N.W.2d
by two law enforcement
al field
(S.D.1977).
Gerdes, enforcement
He has been a law
officers.
*7
administered the
per
officer since 1995 and has
Hullinger refused to
[¶ 15.]
fifty
along
times
provide
approximately
test
outside field
tests or
HGN
form
draw, however,
sobriety tеsts.
PBT
with other standard field
registered
a blood
tests, at
fifty
that of those
Certainly positive
a
He testified
percent
over .10
BAC.4
result,
persons passed and were not
Menning
thirty
Dr.
testi-
least
test
HGN
statute,
weight
by
of alcohol in the blood
By
percent
BAC based on a
Percent
.10
blood,
analysis
or other
upon milligrams
chemical
breath
of alcohol
shall be based
gives
presumption
bodily
rise to a
substances
per
cubic centimeters of whole blood or
1.0
being
SDCL 32-23-
under the influence.
deep lung breath.
2100 cubic centimeters of
7(3) provides:
added).
(emphasis
was at that time ten hundredths
If there
weight
percent
by
approximately
of alcohol in the
Menning
or more
that
5. Dr.
testified
blood,
presumed
it shall he
that
defendant's
percent
population
has
from
was under the
other causes.
influence of
defendant
intoxicating liquor.
testing
years
violation of SDCL 32-23-1.
for five
and trains them ac-
arrested for
that he has not observed
cording
Highway
He also testified
to National
Traffic Safe-
(NHTSA)
registered
who
with
anyone
ty
fail the test
Administration
standards.
percent
Ludwig
.10
BAC.
ex- Although Ludwig may
less than
not be “highly
presence
four of six
plained
experienced,”
that
skilled or
there was no evi-
of at least four
points,
presented
or the failure
training
dence
that his
did not
test, indicates a
level
parts
comply
six
BAC
with NHTSA standards or that his
Here,
greater.
Hullinger
or
of .10
Hullinger
administration of the test on
part of the test and scored six
failed each
in
accordance with those standards.
points
jurisdictions
out of six.
Some state court
that have
issue,
above,
examined this
as noted
have
findings
The trial court’s
concluded that HGN evidence is admissi-
Ludwig
did not have sufficient
or
ble if the officer has
adequately
been
administering
in
experience
the test
trained to administer the
test
the test
erroneous,
comport
does not
clearly
was administered in accordance with that
for admission of HGN test
standard
Zivcic,
training. State v.
229 Wis.2d
majority
juris-
court
results in the
state
(Ct.App.1999);
causation should be allowed to causation; rather,
to its should have
their testimony limited to observations
only.
