STATE OF NORTH CAROLINA v. DERRICK AUNDRA HUEY
No. 355PA15
IN THE SUPREME COURT OF NORTH CAROLINA
Filed 29 September 2017
777 S.E.2d 303 (2015)
BEASLEY, Justice.
On discretionary review pursuant to N.C.G.S. § 7A-31 of a unanimous decision of the Court of Appeals, ___ N.C. App. ___, 777 S.E.2d 303 (2015), finding prejudicial error after appeal from a judgment entered on 18 July 2014 by Judge Eric L. Levinson in Superior Court, Mecklenburg County, and ordering that defendant receive a new trial. Heard in the Supreme Court on 29 August 2017.
Sarah Holladay for defendant-appellee.
BEASLEY, Justice.
In this appeal we consider whether statements made by the prosecutor in his closing argument were improper and prejudicial, such that the trial court should have intervened ex mero motu. The Court of Appeals concluded that the prosecutor‘s insinuations that defendant was a liar and lied on the stand in cahoots with defense counsel and his expert witness were improper, and had the cumulative effect of resulting in unfair prejudice to defendant. The unanimous panel of the Court of
On 24 October 2011, defendant was indicted for first-degree murder. Defendant pleaded not guilty, and his trial commenced on 7 July 2014 before Judge Eric L. Levinson in Superior Court, Mecklenburg County. At trial the State‘s evidence tended to show that on 13 October 2011, at approximately 11:00 p.m., defendant Derrick Aundra Huey retrieved his gun from his truck, put the gun in his pocket, and told an unidentified person to ask James Love to come outside and talk about an earlier disagreement. Defendant then shot Love while they stood in the street. After the shooting defendant called 911 and, without identifying himself, stated, “I shot the motherfucker.” A neighbor saw defendant‘s truck leave the scene after the shooting, but then returned shortly thereafter. Defendant initially denied shooting Love and told the police an unidentified man shot the victim. After listening to the 911 call, defendant admitted that he shot Love. Before trial defendant changed his account of the events in question numerous times. Then four months preceding trial, after communications with his attorney and expert witness, psychiatrist George Patrick Corvin, M.D., defendant changed his story once again and decided to admit to shooting Love, arguing that Love was shot in self-defense.
During closing arguments, the assistant district attorney opened by saying, “Innocent men don‘t lie.” Over the course of his argument, the prosecutor used some variation of the verb “to lie” at least thirteen times. Referring to defendant, the prosecutor said:
The defendant is not going to give you the truth. He‘s spent
years planning to come in here to tell you he didn‘t do it, and then in the past four months he‘s come up with another story, and he‘s decided to go with that instead. But he‘s going to stick to that story, that story that he developed after he sat down with his attorney and his defense experts and decided on what he wanted to tell you. You‘re not going to find the truth there.
The prosecutor continued:
[Dr. Corvin] sat down with Mr. Smith and the defendant and made sure the defendant understood the law, understood what he was charged with, what the elements were, and understood the defenses and what they meant and the law about the defenses. As he sits there on the stand, as he sits there right now, it has been explained to the defendant you‘re supposed to consider the fierceness of the assault that he was victim to. So isn‘t it interesting that four months ago it went from a grab to it went to a punch, a slash, a hack, not just at me but at everybody. All of a sudden a grab went to a wild-armed (phonetic) handle. Now that the law has been explained to him, now that he‘s been talked out of claiming I didn‘t do it.
. . . But when the defendant was given a chance to just tell you the truth, he decided he‘s going to tell you whatever version he thought would get you to vote not guilty.
Referring to defense counsel, the prosecutor said:
Mr. Smith tells you all we‘re trying to hide from this. All the evidence shows the box cutter was involved, the box cutter was involved, all the evidence. Do you know who‘s not a witness in this case? Mr. Smith. He wasn‘t there. He‘s paid to defend the defendant.
Referring to the defense‘s expert witness, Dr. Corvin, the prosecutor stated:
Now, I want to talk a little bit about Dr. Corvin,
some of his opinions. But before we do that, we‘ve got to make something clear. Make no mistake. Dr. Corvin has a client here. He works for the defendant. He is not an impartial mental-health expert. . . . Dr. Corvin is a part of the defense team, he has a specific purpose, and he‘s paid for it. You heard Dr. Corvin makes over $300,000 a year just working for criminal defendants. He is not impartial. In fact, I‘d suggest to you he‘s just a $6,000 excuse man. That‘s what he is. . . . Dr. Corvin came in here and did exactly what he was paid to do[.]
The prosecutor repeated the theme of “innocent men don‘t lie” once more in the opening of his rebuttal argument, stating: “I‘m going to say this again, innocent men don‘t lie, they simply don‘t have to. The truth shall set you free unless, of course, you‘re on trial for a murder that you committed.” Defense counsel did not object at any of these points during the prosecutor‘s closing arguments. The trial court did not intervene ex meru moto at any time during the prosecutor‘s closing arguments.
On 18 July 2014, the jury found defendant guilty of voluntary manslaughter. Defendant appealed the conviction to the Court of Appeals, arguing “the trial court erred by failing to intervene ex mero motu when the State made improper statements during closing arguments.”1 State v. Huey, ___ N.C. App. ___, 777 S.E.2d 303, 305 (2015). The Court of Appeals agreed with defendant, relying heavily on State v. Hembree, in which this Court held the prosecutor‘s statements in closing argument
In an attempt to strike a balance between allowing attorneys appropriate latitude to argue heated cases and enforcing proper boundaries to maintain professionalism, this Court has considered prosecutors’ closing arguments at length.
The standard of review for assessing alleged improper closing arguments that fail to provoke timely objection from opposing counsel is whether the remarks were so grossly improper that the trial court committed reversible error by failing to intervene ex mero motu. In other words, the reviewing court must determine whether the argument in question strayed far enough from the parameters of propriety that the trial court, in order to protect the rights of the parties and the sanctity of the proceedings, should have intervened on its own accord . . . .
State v. Jones, 355 N.C. 117, 133, 558 S.E.2d 97, 107 (2002) (citing State v. Trull, 349 N.C. 428, 451, 509 S.E.2d 178, 193 (1998), cert. denied, 528 U.S. 835, 145 L. Ed. 2d 80 (1999)). Thus, when defense counsel fails to object to the prosecutor‘s improper argument and the trial court fails to intervene, the standard of review requires a two-
First, although control of jury argument is left to the discretion of the trial judge, trial counsel must nevertheless conduct themselves within certain statutory parameters. State v. Wiley, 355 N.C. 592, 632, 565 S.E.2d 22, 50 (2002), cert. denied 537 U.S. 1117, 154 L. Ed. 2d 795 (2003). It is improper for lawyers in their closing arguments to “become abusive, inject [their] personal experiences, express [their] personal belief as to the truth or falsity of the evidence or as to the guilt or innocence of the defendant, or make arguments on the basis of matters outside the record.”
If an argument is improper, and opposing counsel fails to object to it, the second step of the analysis requires a showing that the argument is so grossly improper that a defendant‘s right to a fair trial was prejudiced by the trial court‘s failure to intervene. Jones, 355 N.C. at 133, 558 S.E.2d at 107. Our standard of review dictates that “[o]nly an extreme impropriety on the part of the prosecutor will compel this Court to hold that the trial judge abused his discretion in not recognizing and correcting ex mero motu an argument that defense counsel apparently did not believe was prejudicial when originally spoken.” State v. Anthony, 354 N.C. 372, 427, 555 S.E.2d 557, 592 (2001) (quoting State v. Richardson, 342 N.C. 772, 786, 467 S.E.2d 685, 693, cert. denied, 519 U.S. 890, 136 L. Ed. 2d 160 (1996)). ” ‘[I]t is not enough that the prosecutors’ remarks were undesirable or even universally condemned.’ ” Darden, 477 U.S. at 181, 91 L. Ed. 2d at 157 (quoting Darden v. Wainwright, 699 F.2d 1031, 1036 (11th Cir. 1983)). For an appellate court to order a new trial, the “relevant question is whether the prosecutors’ comments ‘so infected the trial with unfairness as to make the resulting conviction a denial of due process.’ ” Id. at 181, 91 L. Ed. 2d at 157 (quoting Donnelly v. DeChristoforo, 416 U.S. 637, 643 (1974)); State v. Mann, 355 N.C. 294, 307-08, 560 S.E.2d 776, 785 (2002) (“[T]o warrant a new trial, the prosecutor‘s remarks must have perverted or contaminated the trial such that they rendered the proceedings fundamentally unfair.“), cert. denied, 537 U.S. 1005, 154 L. Ed. 2d 403 (2002). In determining whether a prosecutor‘s statements reached this level of gross impropriety, we consider the statements “in context and in light of the overall factual circumstances to which they refer.” State v. Alston, 341 N.C. 198, 239, 461 S.E.2d 687, 709 (1995) (citing State v. Pinch, 306 N.C. 1, 24, 292 S.E.2d 203, 221, cert. denied, 459 U.S. 1056, 74 L. Ed. 2d 622 (1982), and overruled on other grounds by, inter alia, State v. Benson, 323 N.C. 318, 372 S.E.2d 517 (1988)). When this Court has found the existence of overwhelming evidence against a defendant, we have not found statements that are improper to amount to prejudice and reversible error. State v. Sexton, 336 N.C. 321, 363-64, 444 S.E.2d 879, 903 (1994) (concluding the trial court was not required to intervene ex mero motu when prosecutor directly called the defendant a liar), cert. denied, 513 U.S. 1006, 130 L. Ed. 2d 429 (1994), grant of postconviction relief aff‘d, 352 N.C. 336, 532 S.E.2d 179 (2000).
Despite this deferential standard, this Court has held that improper arguments amount to prejudice when the circumstances required. In Jones this Court held that it was reversible error when the trial court failed to intervene in the closing argument of a sentencing hearing after the prosecutor‘s comment “You got this quitter, this loser, this worthless piece of—who‘s mean. . . . He‘s as mean as they come. He‘s lower than the dirt on a snake‘s belly.” 355 N.C. at 133, 558 S.E.2d at 107. In the context of a sentencing proceeding in a capital case, which involves evidence specifically geared towards a defendant‘s character, past behavior, and personal qualities, “personal conclusions that . . . amount[] to little more than name-
Turning to the prosecutor‘s closing argument in this case, we consider whether his statements were first, improper, and then, so grossly improper as to prejudice defendant‘s right to due process.
First, defendant argues the prosecutor‘s repeated statements insinuating that defendant lied were improper. Over the course of his argument, the prosecutor used some variation of “lie” at least thirteen times, though never directly calling defendant a liar. “Innocent men don‘t lie” appeared to be the State‘s theme: the prosecutor used it at the beginning of his closing argument and again when beginning his rebuttal. The prosecutor also referred to defendant‘s claim of self-defense as “just not a true statement.” The prosecutor commented that the unidentified man involved in the shooting scenario was “imaginary” and “simply made up.” The prosecutor also
A prosecutor is not permitted to insult a defendant or assert the defendant is a liar. See Jones, 355 N.C. at 133-34, 558 S.E.2d at 107; Miller, 271 N.C. at 659, 157 S.E.2d at 345 (“[A prosecutor] can argue to the jury that they should not believe a witness, but he should not call him a liar.“). A prosecutor is permitted to address a defendant‘s multiple accounts of the events at issue to suggest that the “defendant had not told the truth on several occasions and the jury could find from this that he had not told the truth at his trial.” State v. Bunning, 338 N.C. 483, 489, 450 S.E.2d 462, 465 (1994). In this case there is no doubt the prosecutor‘s statements directed at defendant‘s credibility are improper. Statutorily, the prosecutor is not permitted to inject his opinion as to the truth or falsity of the evidence or comment on a defendant‘s guilt or innocence during his argument.
Nonetheless, even though the statements are improper, we do not find them to be so grossly improper that they amount to prejudice. Unlike the argument at issue in Miller, which this Court found prejudicial, the evidence in this case does support a permissible inference that defendant‘s testimony lacked credibility. Defendant gave six alternating versions of the shooting, five to police and one to the jury.2 Accordingly, this was evidence from which the prosecutor could argue defendant had not told the truth on several occasions, from which, the jury could find that defendant had not told the truth at his trial. While we do not approve of the prosecutor‘s repetitive and dominant insinuations that defendant was a liar, we do believe sufficient evidence to supported the premise that defendant‘s contradictory statements were untruthful. Further, the evidence supporting defendant‘s voluntary manslaughter conviction is overwhelming, as discussed below.
Next, defendant argues that the prosecutor‘s assertion that defense expert witness Dr. Corvin was “just a $6,000 excuse man” was also improper. The statement
testimony. Id. at 130, 623 S.E.2d at 24. In this
Finally, defendant argues that the prosecutor improperly argued that defense counsel should not be believed because “[h]e‘s paid to defend the defendant.” Defendant also argues the prosecutor improperly insinuated that the defense attorney and the defense expert conspired to assist defendant in committing perjury before the jury by stating: “[H]e‘s going to stick to that story, that story that he developed after he sat down with his attorney and his defense experts and decided on what he wanted to tell you. You‘re not going to find the truth there.” We agree this language was improper. A prosecutor is not permitted to make “uncomplimentary” statements about defense counsel when “there is nothing in the record to justify it.” Miller, 271 N.C. at 658, 157 S.E.2d at 345.
In Hembree this Court considered a similar statement by a prosecutor: “defendant, along with his two attorneys, come together to try and create some sort of story.” 368 N.C. at 20, 770 S.E.2d at 89. In Hembree, as in the case sub judice, there was no evidence in the record to suggest either defendant committed perjury at the behest of his attorney. These arguments are improper because they not only allowed the prosecutor to inject his personal opinion about how defendant‘s trial strategy was formed, and thus insinuate the falsity of the testimony, but they also portray defense counsel in an “uncomplimentary” light by suggesting defense counsel
Though “we have found grossly improper the practice of flatly calling a witness or opposing counsel a liar when there has been no evidence to support the allegation,” id. at 19, 770 S.E.2d at 89 (quoting Rogers, 355 N.C. at 462, 562 S.E.2d at 885), the inquiry does not end there.3 Despite our agreement with defendant that each of the prosecutor‘s contested statements are improper, the applicable standard of review requires us to consider whether these improper arguments deprived defendant of a
Here, despite defendant‘s five conflicting stories before trial, it was undisputed at trial that defendant shot the victim after having previously argued with him. Defendant admitted to being upset because the victim had “cussed him out” before the shooting. Immediately after the shooting, defendant admitted to the 911 operator that he shot the victim. According to defendant‘s own testimony, despite believing the victim may have had a knife or box cutter in one of his hands, he did not see a
During its deliberations the jury asked to see a photo of the box cutter as it was found at the scene and the box cutter itself. The jury also asked to see the t-shirt defendant was wearing when he was arrested, which defendant testified had been torn during the altercation with the victim. Further, the jury asked to review the transcripts of the 911 call and Detective Sterrett‘s interrogation of defendant. Therefore, the jury considered the evidence during deliberations, rather than solely relying on the prosecutor‘s improper statements. Also, the jury‘s finding that defendant was guilty of voluntary manslaughter, rather than first-degree murder,
For the foregoing reasons, we hold it was not reversible error when the trial court failed to intervene ex mero motu in the prosecutor‘s closing arguments. Nonetheless, we are disturbed that some counsel may be purposefully crafting improper arguments, attempting to get away with as much as opposing counsel and
“The power and effectiveness of a closing argument is a vital part of the adversarial process that forms the basis of our justice system. A well-reasoned, well-articulated closing argument can be a critical part of winning a case.” Jones, 355 N.C. at 135, 558 S.E.2d at 108. Yet, arguments, no matter how effective, must avoid base tactics such as: (1) comments dominated by counsel‘s personal opinion; (2) insinuations of conspiracy to suborn perjury when there has been no evidence of such action; (3) name-calling; and (4) arguing a witness is lying solely on the basis that he will be compensated. Our holding here, and other similar holdings finding no prejudice in various closing arguments, must not be taken as an invitation to try similar arguments again. We, once again, instruct trial judges to be prepared to intervene ex mero motu when improper arguments are made.
Therefore, for the reasons stated above, we reverse the decision of the Court of Appeals as to the issue before us on appeal and instruct that court to reinstate the trial court‘s judgment.
REVERSED.
