Lead Opinion
By the Court,
This case arises from an untimely post-conviction petition for a writ of habeas corpus stemming from a conviction, pursuant to a guilty plea, of lewdness with a child under 14 years of age. In his petition, respondent Charles Huebler alleged that he had good cause for his delay in filing the petition because the State improperly withheld surveillance videotapes that were exculpatory, which rendered his guilty plea involuntary. The district court granted relief to Huebler, and the State appeals.
In this appeal, we consider whether the State is required under Brady v. Maryland,
FACTS
A fellow resident of Huebler’s apartment complex viewed Hue-bler swimming with children in the complex’s pool, believed Hue-bler was acting inappropriately with the children, and called the police. A seven-year-old girl who resided at the complex told the police that Huebler touched her buttocks and vagina while they were swimming. The child victim also stated that Huebler touched her inappropriately on multiple occasions while in the swimming pool and that the touching occurred underwater. The police collected surveillance videotapes that showed Huebler and the girl together in the pool on three days.
Huebler was arrested and charged with lewdness with a child under the age of 14. Counsel was appointed to represent Huebler, and counsel filed a motion for discovery. Counsel also asked the district attorney’s office if it would provide access to the surveillance videotapes; the prosecutor had not yet received a copy from the police but told defense counsel that the videotapes would be sent to the public defender’s office when the district attorney’s office received them. Soon after the request for the surveillance videotapes, and only one month after his arrest, Huebler entered a guilty plea to lewdness with a child under the age of 14. Huebler did not file a direct appeal.
More than two years after entry of the judgment of conviction, Huebler, with the aid of counsel, filed a post-conviction petition for a writ of habeas corpus in the district court. In his petition, Huebler alleged that, among other things, he had good cause for the delay in filing his petition because the State had violated Brady by withholding the surveillance videotapes. He alleged that, but for the State’s failure to disclose the evidence, he would have refused to plead guilty arid proceeded to trial. The State opposed the petition, arguing that Huebler failed to demonstrate cause and prejudice. The district court conducted an evidentiary hearing and granted Huebler relief, determining that the evidence was exculpatory, had been withheld by the State, and was material to Hue-bler’s defense because the lack of access diminished his counsel’s “ability to provide a sound defense.”
On appeal, the State argues that the district court did not use the appropriate materiality standard in deciding that Huebler’s Brady claim was sufficient to demonstrate good cause for his delay and to warrant the relief granted. We agree and reverse.
DISCUSSION
The relationship between good cause for delay in filing a petition and the test for a Brady violation
NRS 34.726 limits the time in which a post-conviction petition for a writ of habeas corpus that challenges a judgment of conviction or sentence may be filed. Such a petition must be filed within one year after entry of the judgment of conviction or, if a timely appeal is taken from the judgment, within one year after this court issues its remittitur, absent a showing of good cause for the delay. NRS 34.726(1); Dickerson v. State,
To show good cause for delay under NRS 34.726(1), a petitioner must demonstrate
To demonstrate good cause for his delay, Huebler claimed below that the State violated Brady by withholding exculpatory evidence, that the State’s withholding of the exculpatory evidence caused the delay, and that the withholding of the exculpatory evidence prejudiced him by making his guilty plea involuntary. Huebler’s good-cause showing therefore is intertwined with the merits of his Brady claim.
“ ‘Brady and its progeny require a prosecutor to disclose evidence favorable to the defense when that evidence is material either to guilt or to punishment.’ ” State v. Bennett,
Guilty pleas and Brady violations
Before addressing the substance of Huebler’s Brady claim, we must address a threshold issue: may a defendant challenging the validity of a guilty plea assert a Brady claim? This issue arises because Brady evolved from the due process guarantee of a fair trial, Brady,
Several federal circuit courts of appeals have held that a Brady violation may be asserted to challenge the validity of a guilty plea. E.g., Sanchez v. U.S.,
The validity of those decisions allowing a challenge to a guilty plea based on a Brady violation have been called into question following the United States Supreme Court’s decision in United States v. Ruiz,
In holding that the Constitution does not require the prosecution to disclose impeachment information before a guilty plea is entered, the Ruiz Court focused on the nature of impeachment information and its limited value in deciding whether to plead guilty. The Court first looked to the requirements for a knowing and voluntary plea. The Court explained that “[i]t is particularly difficult to characterize impeachment information as critical information of which the defendant must always be aware prior to pleading guilty given the random way in which such information may, or may not, help a particular defendant” because the value of impeachment information “will depend upon the defendant’s own independent knowledge of the prosecution’s potential case—a matter that the Constitution does not require prosecutors to disclose.’ ’ Ruiz,
The Ruiz Court then turned to the due process considerations that led to its decision in Brady, weighing the nature of the private interest at stake, the value of the additional safeguard, and any adverse impact that the additional safeguard would have on the government’s interests. Id. at 631. Specifically, the Court repeated that the nature of impeachment information limited the added value of a right to that information before pleading guilty. And the Court rejected the idea that the additional right would have added value in reducing the chance that innocent individuals would plead guilty, in part because the plea agreement in that case stated that the prosecution would “provide ‘any information establishing the factual innocence of the defendant.’ ” Id. Against the limited private interest and added value, the Court determined that an obligation to provide impeachment information before entry of a guilty plea “could seriously interfere with the Government’s interest in securing those guilty pleas that are factually justified, desired by defendants, and help to secure the efficient administration of justice.” Id. Given these considerations, the Court held that “the Constitution does not require the Government to disclose material impeachment evidence prior to entering a plea agreement with a criminal defendant.” Id. at 633.
In our opinion, the considerations that led to the decision in Ruiz do not lead to the same conclusion when it comes to material exculpatory information. While the value of
It is not every day that an innocent person accused of a crime pleads guilty, but a right to exculpatory information before entering a guilty plea diminishes the possibility that innocent persons accused of crimes will plead guilty. See Kevin C. McMunigal, Guilty Pleas, Brady Disclosure, and Wrongful Convictions, 57 Case W. Res. L. Rev. 651 (2007) (discussing reasons that innocent defendant might plead guilty and how Brady disclosure in the guilty-plea context helps reduce risk of such pleas). The distinction between exculpatory and impeachment information in this respect is implicitly recognized in the Ruiz Court’s focus on the disclosure requirement in the plea agreement in that case, which provided that the prosecution would disclose “any information establishing the factual innocence of the defendant.”
The guilty-plea context, however, requires a different approach to the prejudice component of a Brady violation. Prejudice for purposes of a Brady violation requires a showing that the withheld evidence is “material.” Normally, evidence is material if it “creates a reasonable doubt.”
Other courts considering this issue have applied a standard of materiality that is based on the relevance of the withheld evidence to the defendant’s decision to plead guilty: “whether there is a reasonable probability that but for the failure to disclose the Brady material, the defendant would have refused to plead and would have gone to trial.” Sanchez,
The materiality test is a high bar, cf. Padilla v. Kentucky,
Cases from other jurisdictions provide useful guidance for evaluating whether there is a reasonable probability/possibility that, but for the failure to disclose exculpatory evidence, the defendant would have refused to plead guilty and would have insisted on going to trial. In particular, the Wisconsin Court of Appeals, which has adopted the same materiality inquiry for Brady claims based on withheld exculpatory evidence in the guilty-plea context, has developed the following list of factors to consider in applying the materiality test:
(1) the relative strength and weakness of the State’s case and the defendant’s case; (2) the persuasiveness of the withheld evidence; (3) the reasons, if any, expressed by the defendant for choosing to plead guilty; (4) the benefits obtained by the defendant in exchange for the plea; and (5) the thoroughness of the plea colloquy.
State v. Sturgeon,
The district court’s ruling in this case
The district court concluded that the State withheld exculpatory evidence (the surveillance tapes) and that the evidence was material because its absence adversely affected trial counsel’s “ability to provide a sound defense.”
The relevant factors support the conclusion that Huebler failed to demonstrate a reasonable possibility that he would have refused to plead guilty and would have gone to trial if the surveillance tapes had been delivered to counsel before entry of the guilty plea. First, there was substantial evidence of Huebler’s guilt given the victim’s statements and Huebler’s statements regarding touching the victim and past molestation allegations involving young girls. Second, the withheld evidence is not particularly persuasive; the surveillance tapes did not record any events underwater, and therefore, do not refute the victim’s claims. Thus, as noted in the margin above, it is questionable whether the tapes were exculpatory at all. Third, the testimony presented at the evidentiary hearing demonstrated that Huebler insisted on entering a guilty plea. Trial counsel’s testimony indicated that she told Huebler that they “needed to look at the discovery” before he pleaded guilty and that she told him why they needed to do that but that he insisted
Notes
We recognize that Colley v. State,
We note that a Brady claim still must be raised within a reasonable time after the withheld evidence was disclosed to or discovered by the defense. See Hathaway v. State,
The parties here agree that a Brady claim survives the entry of a guilty plea. In particular, the State observes in its opening brief that “[t]o rule otherwise could introduce an unacceptable level of gamesmanship into the litigation.”
“Exculpatory evidence” is defined as “[ejvidence tending to establish a criminal defendant’s innocence.” Black’s Law Dictionary 637 (9th ed. 2009). “Impeachment evidence” is defined as “[e]vidence used to undermine a witness’s credibility.” Id.
We recognize that the same piece of evidence may be characterized as both exculpatory and impeachment evidence. Cf. Strickler v. Greene,
We have explained that when there was no defense request or only a general defense request for evidence, withheld evidence “creates a reasonable doubt” when “there is a reasonable probability that the result would have been different if the evidence had been disclosed.” Mazzan,
Huebler’s petition summarily asserts that “[b]ut for the failure of the State to turn over this exculpatory evidence, [he] would not have pled guilty and proceeded to trial.” We have not been asked to determine whether this assertion as sufficient to warrant an evidentiary hearing. See Hargrove v. State,
Since Sturgeon, the Wisconsin Supreme Court has held, in light of the Supreme Court’s decision in Ruiz, that “due process does not require the disclosure of material exculpatory impeachment information before a defendant enters into a plea bargain.” State v. Harris,
Huebler suggests that the district court also granted relief based on the State’s alleged failure to disclose an audio-video recording of his police interview before entry of the plea. The district court’s order does not mention this recording, and we are not convinced that the alleged failure to disclose this recording provides an alternative ground to affirm the district court’s decision for three reasons. First, Huebler participated in the interview, and therefore, any Brady or ineffective-assistance-of-counsel claims related to the interview and the recording were reasonably available to be raised in a timely petition. Second, the interview was not exculpatory, and therefore, Huebler had no viable Brady claim or good-cause allegation based on the State’s alleged failure to disclose the recording. And finally, even assuming the recording had any exculpatory value, Huebler failed to demonstrate it was material.
Although the State’s appeal focuses primarily on the materiality component of the district court’s decision, a few observations are in order regarding the district court’s decision on the other two components of Huebler’s Brady claim: that the State withheld exculpatory evidence.
The district court determined that the evidence was exculpatory because it “fails to show the crime charged.” It is not entirely clear that the tapes tend to establish Huebler’s innocence because the victim indicated that Huebler touched her buttocks and vagina underwater and the tapes do not show what occurred underwater. The State questions the district court’s description of the evidence as exculpatory in the context of its argument that the evidence is not material but does not argue that the evidence is not exculpatory and therefore there was no duty to disclose it. Because the State has not challenged the district court’s decision that the evidence is exculpatory, that question is not presented here and we do not answer it.
The district court also determined that the evidence had been withheld by the State. It is not clear from the district court’s order that it considered whether the surveillance videotapes could have been uncovered through diligent investigation by the defense. See Steese v. State,
We note that there was little time for counsel to obtain the requested videotapes. The charging document alleged that the offense occurred on or between July 27 and 29 , 2003. The waiver of preliminary examination was filed approximately three weeks later, on August 19, 2003. Huebler was arraigned in district court and entered his guilty plea ten days later, on August 29, 2003. Thus, just more than four weeks elapsed between the last date on which the offense occurred and the entry of the guilty plea.
Huebler suggests that the district court’s decision can be affirmed based on a meritorious ineffective-assistance claim—that trial counsel was ineffective for failing to investigate and obtain a copy of the surveillance tapes. We disagree for two reasons. First, this claim could have been raised in a timely petition and Huebler failed to explain his delay. Second, even assuming that the claim was not reasonably available to be raised in a timely petition, Huebler cannot demonstrate prejudice. In this instance, the inquiry is the same as the materiality prong of the Brady claim: whether Huebler would not have pleaded guilty and would have insisted on going to trial. Hill v. Lockhart,
Dissenting Opinion
with whom Gibbons, J., agrees, dissenting:
The district court held that respondent Charles Huebler had demonstrated cause and prejudice to excuse the untimely filing of his post-conviction petition for a writ of habeas corpus based on a violation of Brady v. Maryland,
I agree with the court that a Brady claim survives the entry of a guilty plea in that the State has a constitutional duty to disclose material exculpatory information that is within the State’s possession before entering a plea agreement with a defendant. See, e.g., McCann v. Mangialardi,
-The starting point is whether the evidence at issue is exculpatory. The court suggests in the margin of its decision that the surveillance videotapes may not be exculpatory because the victim described the lewd acts as occurring underwater and the videotapes do not depict what occurred underwater. I cannot agree with this suggestion that the videotapes
The next consideration is whether the State withheld the evidence. The court suggests, again in the margin of its decision, that certain facts in the record would support a conclusion that the evidence could have been uncovered by the defense through diligent investigation. While defense counsel may have been able to contact law enforcement to obtain the videotapes (the police report included the name of the detective who could be contacted with questions related to the collection of the videotapes), the duty under Brady is the prosecutor’s, and defense counsel had requested the videotapes and been told that the prosecutor would provide them to defense counsel (albeit at some later unspecified time after they had been provided to the prosecutor). Cf. Jimenez v. State,
The final consideration is whether the evidence is material. On this point it is clear that the district court did not apply the correct test for materiality, focusing instead on the impact that the videotapes’ absence had on defense counsel’s “ability to provide a sound defense.” Under the circumstances, I would remand for the district court to apply the correct test in the first instance. In my view, a remand is appropriate because many of the relevant factors involve factual and credibility determinations that should be made by the district court.
In sum, while I applaud the court’s recognition that the State has a constitutional duty to disclose material exculpatory information within its possession before entering a plea agreement with a defendant, I cannot agree with its application of the law to this case. Rather, I agree with the district court that the evidence at issue is exculpatory and was withheld by the State and would remand for the district court to apply the correct test for materiality.
I must also comment on footnote 13 and the discussion preceding footnote 12 in the majority opinion. I have reviewed the transcript of the evidentiary hearing in the court below and the testimony provided at the hearing and it demonstrates both factually and legally why Huebler should have been allowed to withdraw his guilty plea and that the district court was correct in its ruling.
Trial counsel had defended clients charged with misdemeanors for only two weeks, and then began representing clients charged with felonies. She had less than one year of experience when she represented Huebler. This case was the first time counsel had represented a defendant charged with a sexual offense and the first time one of her clients faced a possible life sentence. The record further reveals that Huebler had attempted suicide, was on suicide watch, and was incredibly depressed. Huebler waived a preliminary hearing to plead to one count of lewdness, and the second count would be dismissed. Counsel had requested discovery but did not receive either the video surveillance or video recording of Huebler’s interrogation. Counsel knew these videos existed, but had not received them.
Counsel testified at the evidentiary hearing that if she had received these videos, she could have stopped Huebler from entering a plea. Even more enlightening is counsel’s profound revelation that after she finally reviewed the tapes, she would have thrown herself into traffic to prevent Huebler’s guilty plea.
