221 Conn. 447 | Conn. | 1992
Lead Opinion
After a jury trial, the defendant, Everald Howard, was found guilty of the following crimes: robbery in the first degree, General Statutes § 53a-134 (a) (4);
The jury could reasonably have found the following facts. On January 11,1989, Dennis Crosswell, Charlyene Holmes, another person identified only as Jasper and the defendant agreed to steal $15,000 that Jasper believed was hidden in an apartment in a three-family house in Hartford.
That evening, Crosswell, Holmes, Jasper and the defendant drove to the house as agreed. Holmes checked the rear door of the first floor apartment and, finding it locked, returned to the car, where the defendant handed her a loaded revolver. Approximately one-half hour later, Holmes, accompanied by CrossweU, who was wearing a mask, and the defendant, who was not, knocked on the door of the first floor apartment. Suzette Hutchinson came to the door and asked who was there. She opened the door after Holmes had falsely identified herself as “Tuesday,” Hutchinson's sister. Crosswell, Holmes and the defendant then pushed the door wide open and entered the kitchen of the apartment where Hutchinson had been watching television with Chesley Smith, her cousin, and Hilda Edwards, their grandmother. Holmes gave the revolver to the defendant, who pointed it at Hutchinson, Smith and Edwards and ordered them into the bedroom. Hutch
While these events were unfolding, Edwards, the grandmother, was screaming from the kitchen. Cross-well hit Edwards on the head to silence her, causing her to cry out louder. When Smith attempted to come to her aid, the defendant prevented him from doing so. The search for money continued throughout the apartment until Holmes noticed a small basement room in which she discovered a pouch containing $15,000. Holmes, Crosswell and the defendant then ran from the house and later divided the money, the defendant receiving $5000, Holmes receiving $4000, Crosswell receiving $2000 and Jasper receiving $4000.
I
In his first claim on appeal, the defendant maintains that identifications of him made from an impermissibly suggestive photographic array and again at trial should have been suppressed as unreliable and viola
Some background information is necessary for the proper analysis of this claim. Shortly after the crimes were committed, the victims, according to a police report, described the assailants “as one being a Jamaican male . . . five feet eleven in height, a hundred and seventy pounds in weight, dark complexion, having [dreadlocks] and having a tan scarf on the lower portion of his face. The other Jamaican male was described as being five foot nine in height, a hundred and sixty pounds in weight, having [dreadlocks], a mustache and beard, and bearing a handgun.” From these descriptions as well as information obtained from other sources, the police suspected the defendant and Cross-well of having committed the crimes. They placed pictures of the two men in an array containing photographs of a total of twelve black males, only three of whom wore their hair in dreadlocks. The only two men who had beards, mustaches and dreadlocks were the defendant and Crosswell. About two and one-half months after the incident, Hutchinson and Smith chose the photographs of the defendant and Crosswell as those of their assailants. Hester was able to identify only the defendant from the photographic array.
Before trial, the defendant moved to suppress the identifications made from the photographic array and
To determine whether a pretrial identification procedure, such as the photographic array in this case, violated a defendant’s due process rights, “the required inquiry is made on an ad hoc basis and is two-pronged: first, it must be determined whether the identification procedure was unnecessarily suggestive; and second, if it is found to have been so, it must be determined whether the identification was nevertheless reliable based on an examination of the ‘totality of the circumstances.’ ” State v. Theriault, 182 Conn. 366, 371-72, 438 A.2d 432 (1980). At issue in this case is the second prong of the above test, since the state has not challenged the trial court’s finding with respect to the first prong, that the photographic array was unnecessarily suggestive. To determine whether an identification resulting from an unduly suggestive procedure is nevertheless reliable, a court must weigh the corrupting effect of the suggestive procedure in light of the following factors: “the opportunity of the witness to view the criminal at the time of the crime, the witness’ degree of attention, the accuracy of his prior description of the criminal, the level of certainty demonstrated at the confrontation, and the time between the crime and the confrontation.” Manson v. Brathwaite, 432 U.S. 98, 114, 97 S. Ct. 2243, 53 L. Ed. 2d 140 (1977); State v. Ramsundar, 204 Conn. 4, 10-11, 526 A.2d 1311, cert. denied, 484 U.S. 955, 108 S. Ct. 348, 98 L. Ed. 2d 374 (1987).
We turn to a review of the record to determine whether the trial court’s findings are adequately supported. In deciding that the suggestive photographic array had not corrupted the overall reliability of the identifications, the trial court noted that the witnesses had had a good opportunity to view the assailants at close range for a period of thirty-five to forty-five minutes, that their prior descriptions of the assailants accurately described the defendant and Crosswell, that they had displayed a high level of certainty upon identifying the defendant and that the two and one-half months that had transpired between the commission of the crimes and the photographic array identifications was a relatively short period of time. The record supports the court’s findings that the witnesses closely observed their assailants for thirty-five to forty-five minutes, that their prior descriptions matched the
The defendant contends that the identifications were unreliable in spite of the trial court’s findings because, due to the victims’ fright at being threatened at gunpoint, they probably focused more intently on the locus of the gun than on the physical appearance of the intruders. Although it is possible that the victims’ concentration on the features of their assailants was compromised because of the stress of the violent surrounding circumstances, such a possibility did not require exclusion of the identifications. Whether the victims’ terror rendered the identifications of the defendant of little or no value was a question properly left to the jury’s determination, after it had heard the cross-examination of the victims on that issue. State v. Perez, 198 Conn. 68, 76-77, 502 A.2d 368 (1985). Because the record adequately supports the trial court’s findings regarding the reliability of the identifications of the defendant and because none of the weaknesses
II
The defendant next claims that his rights to due process of law, to confront witnesses against him, to compulsory process and to present a defense, guaranteed by the fifth, sixth and fourteenth amendments to the United States constitution and article first, § 8 of the Connecticut constitution, were violated when the trial court refused to allow him access to certain privileged psychiatric and juvenile court records pertaining to Charlyene Holmes, who testified for the prosecution against the defendant and Crosswell. We believe the trial court acted properly in denying the defendant access to both sets of records and, therefore, conclude that the defendant’s constitutional rights were not abridged.
A
We first address the issue of whether the defendant was entitled to access to Holmes’ psychiatric records for the purpose of impeaching her credibility. The issue arose in the following context. Holmes testified for the state, providing a detailed description of the crimes committed and identifying the defendant as one of the perpetrators. She was cross-examined by the defendant, principally about her desire to obtain a favorable sentence in exchange for her testimony, about her felony convictions, and about her former romantic relationship with the defendant, with whom she had had a child. After Holmes had been excused, defense counsel represented to the trial court that he had recently learned of certain records relating to in-patient psychiatric treatment Holmes had received at the Cedar-crest Regional Hospital in Newington and that he had
A well established procedure exists for determining whether a defendant should be granted access to the psychiatric records of a witness. “If, for the purposes of cross-examination, a defendant believes that certain privileged records would disclose information especially probative of a witness’ ability to comprehend, know or correctly relate the truth, he may, out of the jury’s presence, attempt to make a preliminary showing that ‘there is a reasonable ground to believe’ that the failure to produce the records would likely impair his right to impeach the witness. . . . If in the trial court’s judgment the defendant successfully makes this showing, the state must then obtain the witness’ permission for the court to inspect the records in camera. A witness’ refusal to consent to such an in camera inspection entitles the defendant to have the witness’ testimony stricken. . . .
“Upon inspecting the records in camera, the trial court must determine whether the records are espe
Our review of the psychiatric records at issue leads us to conclude that the trial court did not abuse its discretion in denying the defendant access to them because they do not contain information that is especially probative of Holmes’ “ability to comprehend, know or correctly relate the truth . . . .” State v. D Ambrosio, supra, 58. We are convinced that nothing in the Cedar-crest records would have added weight to the defendant’s thorough cross-examination of Holmes and that the trial court properly exercised its discretion in denying the defendant access to those privileged records.
B
After the trial court had issued its ruling on the disclosure of the psychiatric records, it permitted the defendant to recall Holmes as a witness. Holmes testified that she did at times use cocaine, contradicting testimony she had given earlier. She stated that she had smoked cocaine during the week prior to the com
The defendant then moved for an in camera inspection by the trial court of juvenile court records pertaining to neglect proceedings involving DCYS, Holmes and the child, claiming that they might contain information bearing upon Holmes’ credibility.
“We have found error in the refusal of a trial court to examine documents in camera where a sufficient foundation has been laid to indicate a reasonable likelihood that they contain material relevant to the case or useful for impeachment of a witness. State v. Hufford, 205 Conn. 386, 404-405, 533 A.2d 866 (1987); State v. Januszewski, 182 Conn. 142, 172-74, 438 A.2d 679 (1980), cert. denied, 453 U.S. 922, 101 S. Ct. 3159, 69 L. Ed. 2d 1005 (1981).” State v. James, 211 Conn. 555, 579, 560 A.2d 426 (1989). In this case the defendant made no showing that the records might contain anything relevant to the case or to the credibility of Holmes. He attempted to formulate a motive for Holmes to falsify her testimony by hypothesizing that she might have blamed the defendant, in whose presence she had used cocaine, for the commitment of their child to DCYS on account of her drug usage. Any correlation between these events and the credibility of Holmes was extremely attenuated. Even if the juvenile court records had revealed that the child was removed by DCYS because Holmes was abusing drugs, that fact has little or no relevance to the question of whether Holmes had a motive to incriminate the defendant falsely. The trial court, therefore, did not abuse its discretion when it refused to examine the juvenile court records because the defendant in this case failed to lay a sufficient foundation for the belief that the records likely contained relevant impeachment material. Id.
Ill
The defendant claims, finally, that his convictions of both conspiracy to commit robbery in the first degree
The double jeopardy clause of the fifth amendment to the United States constitution, which was made applicable to the states in Benton v. Maryland, 395 U.S. 784, 794, 89 S. Ct. 2056, 23 L. Ed. 2d 707 (1969), provides: “[N]or shall any person be subject for the same offense to be twice put in jeopardy of life or limb.” This provision has been regarded as serving three separate functions: “[1] It protects against a second prosecution for the same offense after acquittal. [2] It protects against a second prosecution for the same offense after conviction. [3] And it protects against multiple punishments for the same offense [in a single trial].” North Carolina v. Pearce, 395 U.S. 711, 717, 89 S. Ct. 2072, 23 L. Ed. 2d 656 (1969); State v. Lonergan, 213 Conn. 74, 78-79, 566 A.2d 677 (1989), cert. denied, 496 U.S. 905, 110 S. Ct. 2586, 110 L. Ed. 2d 267 (1990). The defendant’s claim that he was unconstitutionally convicted of two counts of conspiracy arising out of a
In a substitute information, the state charged the defendant, in one count, with having agreed with Cross-well and Holmes at a certain time and place to commit robbery and, in a separate count, with having agreed with Crosswell and Holmes at the same time and place to commit burglary. In essence, the state charged the defendant with having entered into a single unlawful agreement to accomplish two criminal purposes. “Whether the object of a single agreement is to commit one or many crimes, it is in either case that agreement which constitutes the conspiracy which the statute punishes. The one agreement cannot be taken to be several agreements and hence several conspiracies because it envisages the violation of several statutes rather than one. . . . The single agreement is the prohibited conspiracy, and however diverse its objects it violates but a single statute .... For such a violation, only the single penalty prescribed by the statute can be imposed.” Braverman v. United States, 317 U.S. 49, 53-54, 63 S. Ct. 99, 87 L. Ed. 23 (1942); see also State v. Hayes, 127 Conn. 543, 18 A.2d 895 (1941); State v. Kitt, 8 Conn. App. 478, 489-90, 513 A.2d 731 (1986), cert. denied, 202 Conn. 801, 518 A.2d 648 (1987). Accordingly, the defendant’s convictions for two separate conspiracies cannot stand.
Although the parties agree that a double jeopardy violation has occurred, they disagree about what the appropriate order of remand should be to remedy that violation. The defendant argues that we should remand the case to the trial court with direction that it exercise its discretion to render judgment and sentence on only one conspiracy conviction. The state maintains that the trial court should be directed to combine the two conspiracy convictions and to vacate the sentence
The judgment is reversed in part and the case is remanded to the trial court with direction to combine the defendant’s two conspiracy convictions and to vacate the sentence for one of the conspiracy convictions.
In this opinion Callahan, Covello and Borden, Js., concurred.
General Statutes § 53a-134 (a) (4) provides: “A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of immediate flight therefrom, he or another participant in the crime . . . displays or threatens the use of what he represents by his words or conduct to be a pistol, revolver, rifle, shotgun, machine gun or other firearm; except that in any prosecution under this subdivision, it is an affirmative defense that such pistol, revolver, rifle, shotgun, machine gun or other firearm was not a weapon from which a shot could be discharged. Nothing contained in this subdivision shall constitute a defense to a prosecution for, or preclude a conviction of, robbery in the second degree, robbery in the third degree or any other crime.”
General Statutes § 53a-48 provides: “(a) A person is guilty of conspiracy when, with intent that conduct constituting a crime be performed, he agrees with one or more persons to engage in or cause the performance of such conduct, and any one of them commits an overt act in pursuance of such conspiracy.
“(b) It shall be a defense to a charge of conspiracy that the actor, after conspiring to commit a crime, thwarted the success of the conspiracy, under circumstances manifesting a complete and voluntary renunciation of his criminal purpose.”
See footnote 1, supra, for the text of General Statutes § 53a-134 (a) (4).
General Statutes § 53a-101 (a) (2) provides: “A person is guilty of burglary in the first degree when he enters or remains unlawfully in a building with intent to commit a crime therein and ... in the course of committing the offense, he intentionally, knowingly or recklessly inflicts or attempts to inflict bodily injury on anyone.”
See footnotes 2 and 3 for the text of General Statutes §§ 53a-48 and 53a-101 (a) (2).
General Statutes § 53a-60 (a) (2) provides: “A person is guilty of assault in the second degree when . . . with intent to cause physical injury to another person, he causes such injury to such person or to a third person by means of a deadly weapon or a dangerous instrument . . .
Jasper, a drug dealer, was involved in a dispute over drug money with someone living in the house and devised this plan to obtain the money.
The detective who testified at the suppression hearing did not believe that any of the other victims had been asked to view the photographic array, and he could not recall whether he had shown the array to anyone who had failed to make an identification.
The defendant claims that the descriptions given by the victims, although accurate, were too general to be considered reliable. We do not agree with this assertion. Not only were the victims’ descriptions of the general characteristics of the defendant, such as height, weight, race and facial hair, accurate, as the defendant admits, but they also included a reference to a specific and distinctive hairstyle known as dreadlocks. Such a description is sufficiently specific to justify admission of the identification testimony. The degree of specificity of a prior description is, rather, a factor for the trier of fact to consider in determining how much weight to assign to such an identification.
Such psychiatric records are privileged pursuant to General Statutes § 52-146e.
Juvenile court records pertaining to neglect proceedings and encompassing information from DCYS are confidential and subject to disclosure to third parties only upon court order. General Statutes §§ 17a-24 and 46M24.
Although the Connecticut constitution does not contain a specific provision regarding double jeopardy, the common law rule against double jeopardy has been adopted as necessary to the due process guaranteed by article first, § 8. Kohlfuss v. Warden, 149 Conn. 692, 695, 183 A.2d 626, cert. denied, 371 U.S. 928, 83 S. Ct. 298, 9 L. Ed. 2d 235 (1962).
Although this double jeopardy claim was not preserved at trial, this court has held that such a claim arising in the context of a single trial is nonetheless reviewable. State v. Chicano, 216 Conn. 699, 705, 584 A.2d 425 (1990), cert. denied, U.S. , 111 S. Ct. 2898, 115 L. Ed. 2d 1062 (1991); State v. Snook, 210 Conn. 244, 263, 555 A.2d 390, cert. denied, 492 U.S. 924, 109 S. Ct. 3258, 106 L. Ed. 2d 603 (1989); State v. Devino, 195 Conn. 70, 73, 485 A.2d 1302 (1985); see also State v. Golding, 213 Conn. 233, 238-42, 567 A.2d 823 (1989).
Adoption of either view will not affect the twenty-three year total effective sentence of the defendant because the trial court ordered the sentences on both conspiracy convictions to run concurrently with the eighteen year sentence on the robbery conviction.
Concurrence Opinion
concurring. While I agree with the majority that double jeopardy bars one of the two conspiracy convictions, I disagree with the procedure ordered on remand. Before this court’s holding in State v. Chicano, 216 Conn. 699, 584 A.2d 425 (1990), cert.
In Chicano, however, we adopted the remand procedure used by the United States Court of Appeals for the Second Circuit, whereby the trial court is directed to vacate only the sentence imposed for the impermissible conviction and leave the judgment of conviction intact by merging or combining it with the remaining conviction. State v. Chicano, supra, 725. The procedure was changed so that if the permissible conviction or sentence were invalidated later by collateral attack, then the impermissible conviction would be resuscitated and the defendant could be punished for that conviction rather than escaping all criminal liability. Id., 723. The rationale behind combining or merging the two convictions is to prevent the use of the impermissible conviction for any purpose except resuscitation. Id., 724.
I believe that Chicano was wrongly decided for the reasons expressed by the Appellate Court when it rejected the Second Circuit’s method in Napoleon. The Appellate Court agreed with the United States Supreme Court’s rationale in Ball v. United States, 470 U.S. 856, 105 S. Ct. 1668, 84 L. Ed. 2d 740 (1985), and recognized that keeping both convictions on the defendant’s record could have “ ‘potential adverse collateral
The defendant has not requested that we reconsider Chicano; therefore, I concur in the result.