State v. HortonState v. Horton
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¶ 1 William Charles Horton Jr. appeals his conviction for unlawful possession of a firearm in the first degree and murder in the first degree. In the published portion of this opinion, we conclude that article I, section 9 of the Washington Constitution does not afford greater protections than the United States Constitution regarding waiver of counsel and thus, the trial court did not err by admitting Horton’s statements. Additionally, we conclude that a Florida “withheld adjudication” properly served as the predicate offense for Horton’s unlawful possession of a firearm conviction.
¶2 In the unpublished portion of this opinion, we conclude that the trial court did not abuse its discretion by excluding evidence of the victim’s gang affiliation or by declining to instruct the jury on manslaughter. We also conclude that Horton cannot establish his prosecutorial misconduct claim, and as a result, his ineffective assistance of counsel claim also fails. Finally, we conclude that Horton’s cumulative error claim is unsupported because he received a fair trial.
¶3 We affirm the trial court.
FACTS
I. The Crime
¶4 In the early morning of October 24, 2012, police responded to a dispatch call. Dispatch reported that shots were fired and that a witness saw a black male dragging another black male toward the street. When Sergeant Matt Brown and Officers Ryan Moody, Timothy Borchardt, and Noah Dier arrived, they observed what they later discovered to be the dead body of Charles Pitts in the middle of the parking lot.
¶5 Before the officers could approach the body, a man, later identified as Horton, ran into the parking lot carrying a gun and yelling.
¶6 While officers placed Horton in handcuffs, Horton said to an officer, “They’re not involved. I’m the only suspect.” 4 RP at 237. Horton appeared to be referring to people standing outside nearby apartments. Horton also looked at the deceased, while laughing and stated, “That m*****f***er is dead.” 4 RP at 238.
¶7 Horton was put in Officer Mark Holthaus’s patrol car because it had an in-car video camera. Before Holthaus could advise Horton of his Miranda
¶8 Holthaus transported Horton to the police station where Investigator Sean Conlon took custody of him. At the station, Conlon read Horton his Miranda rights a second time and then conducted a video recorded interview after Horton indicated he understood his rights and was willing to waive his rights and talk. Horton admitted to shooting Pitts, but at times throughout the interview he indicated it was in self-defense.
¶9 Officers identified the apartment tied to the events of the night and secured it, along with the tenant, Baron Johnson, who was standing nearby or inside the apartment. Officer Moody noted blood on the floor by the entryway. He also smelled a “fairly strong” odor of marijuana. 5 RP at 330. The blood indicated something had been dragged from inside the apartment to the outside. Two spent shell casings were located inside the apartment. Officers also recovered a black bag from the parking lot near where Pitts’s body was found and where Horton had been taken into custody. The bag contained marijuana and 10 blue tablets, which appeared to be ecstasy.
¶10 In events leading up to the shooting, Horton, Johnson, Gregory Borja, Anthony Ross, and Alonza Williams gathered at Johnson’s apartment. After drinking and barbecuing at the apartment, the group went to a night club. Johnson and Boija saw Pitts outside of the club. Johnson and Ross also saw Horton with a gun at some point that day.
¶11 The group drank and stayed at the club until about 1:30 am, when they returned to Johnson’s apartment. Horton, Ross, Boija, and Williams rode in a car together. Pitts also showed up at the apartment shortly after the group arrived.
¶12 According to Johnson, Horton wanted to “slap box” with Pitts. 5 RP at 397. Boija said that everyone was having a good time, and Horton and Pitts were briefly slap boxing but were playing around. Boija thought that Pitts “got the better hand” of Horton once. 9 RP at 1085. Ross said that Horton and Pitts were in each other’s faces and “smack talking.” 8 RP at 1006.
¶13 Horton and Pitts were intoxicated. Johnson described Horton’s level of intoxication at the club earlier as “pretty up there,” and confirmed that meant drunk. 5 RP at 492. He had heard that Horton was on Ecstasy but did not see him take it.
¶15 Johnson went into his bedroom. At some point shortly thereafter, Borja got a bad feeling when Horton began talking about being a Black Gangster Disciple from Chicago and thought it was time to go. Boija, Ross, and Williams left the apartment.
¶16 While Johnson was in his bedroom, Horton shot Pitts in the living room. Johnson did not see the first shot but said he ran into the living room to see smoke coming out of Pitts’s abdomen and Horton shooting Pitts again. Johnson believed Horton said, “You can’t do nothing to me now. You’re dead,” before shooting Pitts again three more times. 5 RP at 431. Horton was not wearing shoes or a shirt.
¶17 According to Horton, Johnson told him to get Pitts out of the house. Horton told Johnson he would take care of it and began to drag Pitts outside. Horton came back to the apartment to get his shoes and jacket, and when he ran back to Pitts in the parking lot, the police had arrived.
II. The First Trial
¶18 On October 25, 2012, the State charged Horton by information with murder in the first degree with a firearm enhancement and unlawful possession of a firearm in the first degree.
A. Hearing on Admissibility of Defendant’s Statements
¶19 On March 18, 2014, prior to the start of trial, the trial court conducted a hearing pursuant to CrR 3.5. The State presented testimony from Sergeant Brown and Officers James Syler, Dier, Holthaus, and Conlon. The trial court ruled that the statements Horton made during his arrest and while speaking with Conlon were admissible in the State’s case in chief. The court entered written findings of fact.
¶20 In pertinent part, the trial court found that Horton was advised of his Miranda rights, and that Horton understood his rights and waived them. The court also found that after being transported to the police station, the police put Horton in a recorded interview room. They provided notice to Horton about the recording, and again advised him of his Miranda rights. Horton stated he understood his rights and was willing to waive them and speak with Conlon. Horton signed the advisement of rights form. The court further found,
Shortly after being advised of his Miranda rights, [Horton] made a comment, “I do have a lawyer.” The investigator asked what the defendant meant and he responded, “I don’t have a lawyer.” The investigator asked “What did you have a lawyer for?” The defendant responded “why would I have a lawyer?”
The investigator asked if the defendant was referring to aprevious case and the defendant responded, “naw, naw, I didn’t have no lawyer for a previous case. But I do have lawyers . . . but I’m just saying, this guy right here man [referencing the victim] . . . fuck shit man.” The defendant then proceeded to talk about the events that transpired that night. At no other point did the defendant reference an attorney or otherwise suggest that he was invoking his right to an attorney or his right to remain silent.
Clerk’s Papers (CP) at 205.
¶21 From its findings, the trial court concluded that Horton’s statements on October 24, 2012, were admissible. The court also concluded that Horton’s statements made to Conlon after arriving at the station followed two full advisements of his Miranda rights and that Horton knowingly, voluntarily, and intelligently waived his rights and spoke with officers. The court further concluded that the comments regarding a lawyer “were not . . . unequivocal requests for an attorney that invoked the right to counsel.” CP at 206. Instead, the comments were
unclear, contradictory, and required clarification. The court reach [ed] this conclusion based on the entire context and totality of [Horton’s] actions. This include [ed] but [was] not limited to his repeated eagerness to talk to law enforcement that night, his express statement to Investigator Conlon that he knew he could “shut up” and not talk about what happened, and the fact that he could not be referring to an attorney he had secured on this matter since he did not have an opportunity from the time of the shooting to retain counsel.
CP at 206-07.
B. Pretrial Motions in Limine
¶22 Pretrial, the State provided Horton notice of its intent to use Horton’s prior armed robbery conviction in Florida. The State said it would use the Florida robbery conviction as the predicate offense for the unlawful possession of a firearm charge. Horton filed a motion to exclude it.
¶23 At the pretrial hearing on this motion, the State argued that the defense was really arguing a Knapstad
¶24 The trial court denied Horton’s motion to exclude. It found that “a plea of guilty combined with adjudication withheld in the state of Florida would be considered a conviction for purposes of a predicate offense for the unlawful possession of a firearm statute in the state of Washington.” RP (Mar. 25, 2014) at 4.
C. Trial
¶25 The case proceeded to trial. Horton stipulated that exhibit 10-B was a certified copy of his withheld adjudication from Florida. At trial, the court admitted exhibit 10-B. The document established that Horton pleaded guilty to armed robbery and that the Florida court entered a withheld adjudication.
¶26 The trial court instructed the jury as follows: “You have heard evidence that the defendant pled guilty to Armed Robbery and that the court imposed a sentence of ‘adjudication withheld.’You may consider
¶27 The “to convict” instruction for unlawful possession of a firearm stated,
To convict the defendant of the crime of Unlawful Possession of a Firearm in the First Degree as charged in count II, each of the following elements of the crime must be proved beyond a reasonable doubt:
(1) That on or about the 24th day of October, 2012, the defendant knowingly owned a firearm or had a firearm in his possession or control;
(2) That the defendant had previously been adjudicated guilty as a juvenile of a serious offense; and
(3) That the ownership, or possession or control of the firearm occurred in the State of Washington.
CP at 309 (Instr. 26).
¶28 The jury found Horton guilty of unlawful possession of a firearm in the first degree but did not reach a verdict on the murder charge. The jury also did not return an answer on the special verdict form for the gang aggravator.
III. The Second Trial
¶29 The State retried Horton on the murder in the first degree charge and the gang aggravator, and the jury returned a guilty verdict for murder in the first degree and found that Horton was armed with a firearm. The jury also found that the gang aggravator was proven. The court entered findings of fact and conclusions of law and imposed an exceptional sentence. It sentenced Horton to 481 months of confinement and 36 months of community custody.
¶30 Horton appeals.
ANALYSIS
I. Horton’s Out-of-Court Statements
¶31 Horton argues the trial court erred by admitting his statements to Conlon at the police station after Horton received his Miranda warnings.
A. Standard of Review
¶32 The Fifth Amendment to the United States Constitution protects a defendant against self-incrimination. Article I, section 9 of the Washington Constitution states, “No person shall be compelled in any criminal case to give evidence against himself.” “Miranda warnings were developed to protect a defendant’s constitutional right not to make incriminating confessions or admissions to police while in the coercive environment of police custody.” State v. Heritage,
¶33 The government bears the burden of showing, by a preponderance of the evidence, that the suspect understood his rights and voluntarily waived them. State v. Radcliffe,
¶34 We treat unchallenged findings of fact following a CrR 3.5 hearing as verities on appeal. State v. Lorenz,
B. Right to Counsel
¶35 Horton argues that under article I, section 9 of the Washington State Constitution, Conlon should have inquired further into his invocation of the right to counsel after he said the word “lawyer” and that as a result, the trial court erred by admitting his statements. Horton does not assign error to the trial court’s CrR 3.5 hearing findings of fact. Therefore, we consider the findings of fact as verities. Lorenz,
¶36 Here, the trial court found that when Horton stated in the interview room, “I do have a lawyer,” “I don’t have a lawyer,” “[W]hy would I have a lawyer?”, and “I do have lawyers,” he was neither invoking his right to counsel nor his right to remain silent. CP at 205. The court concluded the “unclear” and “contradictory” statements “were not an unequivocal request for an attorney.” CP at 206.
¶37 Horton does not argue that under the Fifth Amendment to the United States Constitution, his right to counsel was violated. Instead, Horton contends that article I, section 9 of the Washington State Constitution affords greater protections than the Fifth Amendment and therefore, the trial court should have applied the standard set forth in State v. Robtoy,
¶38 A Gunwall analysis is not appropriate in this case. Our Supreme Court recommended that courts analyze six, nonexclusive criteria to determine whether a particular provision of the Washington Constitution affords broader rights to its citizens than the United States Constitution does. Gunwall,
¶39 In Earls, our Supreme Court decided that the defendant “was repeatedly and clearly told of his right to have the assistance of an attorney. He freely, knowingly, and intelligently chose to give up that right and to confess to murder in exchange for a reduced charge.” Earls,
¶40 Horton’s arguments are contrary to how Washington courts have consistently ruled, i.e., that the state constitutional protections under article I, section 9 and the federal constitutional protections under the
II. Florida ‘Withheld Adjudication”
¶41 Horton argues that a Florida “withheld adjudication” does not constitute a predicate offense for the crime of unlawful possession of a firearm in the first degree and, therefore, insufficient evidence existed to convict him. We conclude that in this circumstance the proper standard of review is a de novo legal review, not sufficiency of the evidence. We hold the court did not err.
A. Standard of Review
¶42 Prior to the start of trial, a defendant may “move to dismiss a criminal charge due to insufficient evidence establishing a prima facie case of the crime charged.” CrR 8.3(c).
¶43 Whether or not a conviction can be a predicate offense is a question of law. State v. Chambers,
B. Reviewability
¶44 First, the State contends that if we look at this issue as a sufficiency of the evidence claim, Horton failed to designate the appropriate portions of verbatim report of proceedings from the first trial and therefore, we cannot review the issue. Specifically, the State argues that because we do not have the trial record, Horton’s conviction could have been based on a different prior conviction.
¶45 However, this argument is without merit. The State informed the court pretrial that the predicate offense for unlawful possession of a firearm “is a conviction out of Florida for robbery.” RP (Mar. 18, 2014) at 146. The jury instructions from the first trial also specify the predicate crime was the Florida offense.
¶46 The State also argues that the motion to dismiss was a Knapstad, or CrR 8.3 motion,
¶47 In so doing, however, we must determine the appropriate standard of review. Under a sufficiency of the evidence standard, we determine if any rational trier of fact could find the essential elements of the crime beyond a reasonable doubt when viewing the evidence in the light most favorable to the State. State v. Ehrhardt,
C. Unlawful Possession of a Firearm
¶48 The issue of whether or not a Florida withheld adjudication qualifies as a predicate offense for unlawful possession of a firearm is an issue of first impression. The only Washington case addressing Florida’s withheld adjudication statute is State v. Heath,
¶49 Under
[A] person has been “convicted”, whether in an adult court or adjudicated in a juvenile court, at such time as a plea of guilty has been accepted, or a verdict of guilty has been filed, notwithstanding the pendency of any future proceedings including but not limited to sentencing or disposition, post-trial or post-fact-finding motions, and appeals. Conviction includes a dismissal entered after a period of probation, suspension or deferral of sentence, and also includes equivalent dispositions by courts in jurisdictions other than Washington [Sítate. A person shall not be precluded from possession of a firearm if the convictionhas been the subject of a pardon, annulment, certificate of rehabilitation, or other equivalent procedure based on a finding of the rehabilitation of the person convicted or the conviction or disposition has been the subject of a pardon, annulment, or other equivalent procedure based on a finding of innocence.
¶50 “[I]n Florida, a statute gives the court discretion either to ‘adjudge the defendant to be guilty or stay and withhold the adjudication of guilt.’ ” Heath,
¶51 Horton argues that because Florida does not consider a “withheld adjudication” a conviction for the purposes of possession of a firearm, Washington courts should do the same. Br. of Appellant at 30. Florida’s unlawful possession of a firearm statute,
¶52 However, Washington courts do not adopt a foreign jurisdiction’s interpretation of law. State v. Stevens,
¶53 Furthermore, the plain language of
¶54 There is no dispute that Horton pleaded guilty to the armed robbery in Florida. In 1994, Horton pleaded guilty and the court entered a sentence of “adjudication withheld.” Horton stipulated to the documents proving his Florida offense at trial. Therefore, we affirm Horton’s conviction.
¶55 A majority of the panel having determined that only the foregoing portion of this opinion will be printed in the Washington Appellate Reports and that the remainder shall be filed for public record in accordance with
Review denied at
Notes
In the published portion of this opinion, we include only the facts necessary to decide the published issues. Additional facts are included in the unpublished portion.
According to officers, the weapon malfunctioned and caused this occurrence. The weapon was a semiautomatic pistol.
Miranda v. Arizona,
Methylenedioxymethamphetamine.
Based on testimony at trial, this was a gang name reference. Conlon also testified that California Hoover Crips are sometimes confused for Chicago Gangster Disciples, which are entirely separate.
State v. Knapstad,
Horton does not contest the admission of his statements to the officers in the parking lot.
State v. Gunwall,
Subsequent to Knapstad, the Supreme Court adopted a court rule outlining the procedures to be employed. See CrR 8.3(c)(1). Nonetheless, these motions are often referred to as Knapstad motions. We will review this issue under CrR 8.3.
To properly file this type of motion, it must be in writing and supported by an affidavit or declaration alleging that there are no material disputed facts. CrR 8.3(c)(1). It must set out the agreed facts or be a stipulation to facts by both parties. CrR 8.3(c)(1).
Additionally, in the second trial, Horton filed a motion in limine to preclude the State from discussing his Florida offense, which “constitute [ed] a conviction for the purposes of Count 2.’’ CP at 325. It was an agreed motion, the trial court granted.
For all intents and purposes, Horton’s pretrial motion appears to have been a CrR 8.3(c) or a Knapstad motion. Defense counsel initially filed it as a motion in limine, but after the trial court stated the issue needed to be adequately briefed, defense counsel filed a brief seeking the dismissal of a charge, in writing, with an attached brief. Additionally, the State treated it as such, as did defense counsel and the court. Horton also did not take the opportunity in his reply brief to this court to refute the State’s treatment of the motion as a Knapstad motion.
The appellate court in Heath reviewed two of the trial court’s findings after a Florida prosecutor provided expert testimony about “withheld adjudication,’’ and then reviewed the trial court’s conclusion of law.
We also previously considered Texas “deferred adjudications’’ as convictions for the purposes of offender score calculations “because, despite not having ‘entered’ the [ ] adjudications, the Texas court had accepted [the defendant’s] guilty pleas to these charges.’’ State v. Cooper,