State v. HopkinsState v. Hopkins
Lead Opinion
—Under former
On January 25, 1999, a Washington State Patrol officer arrested Kathryn Hopkins on suspicion of driving under the influence. She failed field sobriety tests. A breath alcohol test produced two readings averaging .157.
The State charged Hopkins with the crime of driving a motor vehicle with a breath alcohol content of .08 or greater, contrary to
At trial, Hopkins attempted to introduce expert testimony showing the margin of error of the DataMaster breath testing machine to be 10 percent. Such a margin of error would mean that Hopkins’ actual alcohol level could have been as high as .172 or as low as .141. The trial court excluded this testimony after deciding that the issue of whether the alcohol concentration was at least 0.15 was for the judge to decide at sentencing, not for the jury. Hopkins proposed jury instructions and a special interrogatory that would have allowed the jury to determine whether or not her alcohol measurement was below 0.15. The court refused these submissions, and instead instructed the jury in such a manner as to require a guilty verdict if they found her alcohol concentration was at least .08.
The jury convicted Hopkins. At sentencing, the trial judge considered the testimony about the DataMaster’s margin of error. But, persuaded that the particular machine used in Hopkins’ case was extremely accurate, the judge determined by a preponderance of the evidence that Hopkins’ alcohol concentration was at least 0.15.
The judge entered a form “Order of Judgment and Sentence for the Crime of: Driving Under the Influence,” and checked a box for “.15 or >” instead of the box for “.08 - .14.” The sentence imposed one year in jail, with all but two days suspended; and a $5,000 fine, with all but $925 suspended. The judge checked a box marked “Other,” and wrote, “Revocation of license for one year.”
Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the statutory maximum must be submitted to a jury and proved beyond a reasonable doubt. Apprendi v. New Jersey,
Apprendi applies to any situation in which a sentencing factor, other than a prior conviction, will increase the defendant’s sentence beyond the statutory maximum for the crime. In Apprendi, the trial judge accepted the defendant’s plea of guilty to charges based on his shooting into the home of an African-American family that had recently moved into an all-white neighborhood. The judge found by a preponderance of the evidence that the crime was motivated by racial bias, and was therefore subject to enhancement under a separate hate crime law. The enhanced sentence imposed was 12 years for a second degree offense that would have ordinarily carried a maximum 10-year term of imprisonment. The Supreme Court found the procedure to be a violation of due process, and also “an unacceptable departure from the jury tradition that is an indispensable part of our criminal justice system.” Apprendi,
The State argues that this case is governed not by Apprendi, but rather by McMillan v. Pennsylvania, 477 U.S. 79,
In this case, the trial court sentenced Hopkins under former
(l)Aperson who is convicted of a violation ofRCW 46.61.502 or 46.61.504 and who has no prior offense within seven years shall be punished as follows:
(a) In the case of a person whose alcohol concentration was less than 0.15, or for whom for reasons other than the person’s refusal to take a test offered pursuant toRCW 46.20.308 there is no test result indicating the person’s alcohol concentration:
(i) By imprisonment for not less than one day nor more than one year. . . . and
(ii) By a fine of not less than three hundred fifty dollars nor more than five thousand dollars. . . . and
*564 (iii) By suspension of the offender’s license or permit to drive, or suspension of any nonresident privilege to drive, for a period of ninety days: The period of license, permit, or privilege suspension may not be suspended. The court shall notify the department of licensing of the conviction, and upon receiving notification of the conviction the department shall suspend the offender’s license, permit, or privilege; or
(b) In the case of a person whose alcohol concentration was at least 0.15, or for whom by reason of the person’s refusal to take a test offered pursuant toRCW 46.20.308 there is no test result indicating the person’s alcohol concentration:
(i) By imprisonment for not less than two days nor more than one year. . . . and
(ii) By a fine of not less than five hundred dollars nor more than five thousand dollars. . . . and
(iii) By revocation of the offender’s license or permit to drive, or suspension of any nonresident privilege to drive, for a period of one year. The period of license, permit, or privilege suspension may not be suspended. The court shall notify the department of licensing of the conviction, and upon receiving notification of the conviction the department shall suspend the offender’s license, permit, or privilege ....
Former
The State argues that the revocation of Hopkins’ license does not trigger an Apprendi analysis because revocation is a civil penalty. Whether a particular statutorily defined penalty is civil or criminal is largely a matter of statutory construction. United States v. Ward,
A recent amendment to
The State contends that it is inconsistent with precedent to characterize license revocation as a criminal penalty. A long line of Washington cases holds that revocation of a driver’s license is a remedial civil sanction, designed solely for the protection of the public in the use of highways. The State particularly cites State v. McClendon,
In McClendon, the State had initiated two distinct proceedings against the driver as the result of a breath test
These cases show only that license revocation is a civil sanction when it is imposed as the result of an administrative proceeding, or as the result of a proceeding undertaken for the sole purpose of restricting a person’s privilege to drive. They do not hold that license revocation is inherently a civil sanction.
The State argues that a license revocation, when imposed as part of a sentence for a conviction of driving under the influence, is actually an administrative sanction. This is so, the State argues, because the statute directs the court to notify the Department of Licensing of the conviction. The Department then suspends the offender’s license. Former
License revocation is an administrative sanction when imposed by the Department under the implied consent statute. The Department revokes the driver’s license upon receiving the arresting officer’s sworn report about the results of the breath test.
Because of the statute’s unambiguous language (“shall be punished as follows”), we conclude that a license revocation imposed as part of a sentence under former
The State also argues that the statute does not prescribe a maximum period of license revocation. The Ninth Circuit, following Apprendi, has rejected a similar argument advanced by the government in United States v. Nordby, 225 F.3d 1053 (9th Cir. 2000).
The investigation in that case showed Nordby to be a participant in a marijuana growing operation in Humboldt County, California. The State charged him with conspiracy to possess and manufacture marijuana with intent to distribute it, in violation of
The statute governing Nordby’s case sets forth penalties in subsection (b). If the violation involves 1,000 or more marijuana plants, the maximum penalty is life imprisonment.
Following the reasoning in Nordby, we hold that the statute applied in this case does prescribe a statutory maximum penalty. For a convicted defendant with no prior offenses and an alcohol concentration below 0.15, a license revocation of 90 days is the prescribed statutory maximum. The only pertinent fact found by the jury was that Hopkins’
The State further argues that we should be hesitant to find Apprendi triggered in this case because our Supreme Court underscored the narrowness of the Apprendi holding in State v. Gore,
Here, the fact that the defendant’s alcohol level was 0.15 or over defined a separate offense. As was the case in Nordby, it increased the penalty above the statutory maximum justified by the jury’s findings. Thus, Gore identifies no limitation on Apprendi’s holding that is relevant here.
The remedy requested by Hopkins is reduction of the license revocation period to 90 days. We agree this is appropriate relief. See, e.g., State v. Thanh Dong Tang,
Reversed and remanded for resentencing.
Cox, J., concurs.
Notes
It is the law in effect at the time a criminal offense is actually committed that controls disposition of the case. State v. Schmidt,
Former
The sentence also allowed Hopkins to serve 30 days electronic home monitoring in lieu of the mandatory 2 days of imprisonment; and ordered her to refrain
Hopkins raised several other issues in her motion for discretionary review, but as they were not included in the order granting discretionary review, we do not address them.
The lower court’s findings of fact quoted in McClendon show how one arrest for a single incident of driving while under the influence leads to both administrative and criminal consequences that proceed simultaneously along two separate tracks. McClendon,
Dissenting Opinion
(dissenting) — Under Apprendi v. New Jersey,
The majority is incorrect in asserting that former
The majority’s analysis reflects a basic misunderstanding of license suspensions. As is clear from former RCW 46-.61.5055(l)(b)(iii), it is not the court, but rather the Department of Licensing that suspends an offender’s license to
Further, a close examination of Hopkins’ judgment and sentence reveals that the license suspension was not included as a part of the trial court’s sentence. Rather, the judgment and sentence indicates that Hopkins was sentenced to 365 days in jail with 363 days suspended, and a $5000 fine with $4075 suspended. The judgment and sentence then goes on to indicate that the remainder of the jail time and fine were to be suspended
The statutory maximum sentence for a conviction for driving while under the influence of alcohol is one year in jail and a $5000 fine. Other conditions that may be imposed by the court, even mandatory conditions, do not increase the statutory maximum for the crime. Likewise, the length of a license suspension has no bearing on the statutory maximum sentence for a conviction for driving while under the influence of alcohol.
The fact that a license suspension is not a part of the maximum “sentence” is made clear by reference to
It is also apparent that our Supreme Court does not believe that a license suspension is part of an offender’s “sentence.” The Supreme Court has set forth the approved form for guilty pleas for courts of limited jurisdiction in CrRLJ 4.2(g). Paragraph 6(a) of that form contains a space to inform a defendant of the maximum sentence for the crime to which he or she is pleading guilty, and provides: “The crime with which I am charged carries a maximum sentence of_days in jail and a $_fine.” Notably, no space is provided for licensing suspensions. Rather, if the plea of guilty will result in license revocation or suspension, the box in paragraph 6(g) should be checked. As paragraph 6(g) advises the defendant, it is not sentencing, but the plea of guilty that results in license suspension. And as the form advises, a defendant pleading guilty to an offense requiring license suspension must surrender his or her license at time of plea, regardless of whether sentencing is set over. It is perhaps also notable that while the Supreme Court saw fit to include the maximum amount of jail time and fine in paragraph 6(a), paragraph 6(g) does not contain a corresponding advisement as to the length of the license suspension, again demonstrating that the length of license suspension does not affect the statutory maximum sentence for a crime.
“The purpose of an enactment should prevail over express but inept wording.”
Because a blood alcohol concentration of .15 or higher is not a fact that increases the statutory maximum sentence for the offense, Apprendi is not controlling. I therefore respectfully dissent.
Reconsideration granted in part and opinion modified February 1, 2002.
Apprendi v. New Jersey,
McMillan v. Pennsylvania,
Former
The judgment and sentence indicates that the period of the suspended sentence was to be 24 years. Presumably, the sentencing court meant to suspend the remainder of jail time and fines for 24 months, or two years.
See also Keyes v. Dep’t of Motor Vehicles,
See, e.g., State v. McClendon,
In re F.D. Processing, Inc.,
Whatcom County v. City of Bellingham,
Whatcom County,
The same would hold true for individuals charged with physical control under