Case Information
*2 STATE OF CONNECTICUT EVER LEE HOLLEY
(AC 38115) Alvord, Sheldon and Mullins, Js.
Syllabus Convicted of the crime of possession of narcotics with intent to sell by a person who is not drug-dependent, the defendant appealed to this court,
claiming that the trial court improperly instructed the jury on reasonable doubt. Specifically, he claimed that the court improperly instructed the jury that reasonable doubt ‘‘is such a doubt as, in serious affairs that concern you, you will heed; that is, such a doubt as would cause reason- able men and women to hesitate to act upon it in matters of importance.’’ He also claimed that the trial court improperly denied his motion to suppress certain evidence that had been seized by police during a war- rantless search of his residence. The defendant, who was on parole, claimed that a warrantless search of a parolee’s residence that fails to comply with certain administrative directives of the Department of Correction is unconstitutional, even if the parolee had previously exe- cuted an agreement authorizing such searches as a condition of his parole. The trial court rejected that argument and also denied the motion to suppress on the ground that the defendant had orally consented to the search. Held : 1. The defendant’s claim that the phrase ‘‘upon it’’ in the court’s instruction
concerning reasonable doubt effectively diluted the state’s burden of proof was unavailing; our Supreme Court repeatedly has upheld the use of instructions employing the very language challenged by the defendant, and this court, as an intermediate appellate court, was bound by that controlling precedent. 2. The defendant could not prevail on his claim that the jury was misled by
the trial court’s instructions regarding proof beyond a reasonable doubt,
which was based on his claim that the trial court improperly orally
instructed the jury that reasonable doubt is such doubt as ‘‘you will
heed,’’ rather than ‘‘you would heed,’’ as was stated in the court’s written
instructions; the defendant having failed to object to the discrepancy
between the written and oral instructions, his claim was unpreserved,
and he failed to demonstrate the existence of a constitutional violation
that deprived him of a fair trial pursuant to the third prong of the test
set forth in
Golding
(
a warrantless search of his residence; there was no practical relief that could be afforded to the defendant with respect to his claim that his constitutional rights were violated when the police did not follow certain administrative regulations concerning searches of a parolee’s residence, as the trial court also determined that the defendant had orally consented to the search of his residence, which was an independent basis that supported the trial court’s decision to deny the motion to suppress that was not challenged by the defendant on appeal.
Argued February 6—officially released July 11, 2017 (Appeal from Superior Court, judicial district of Middlesex, Diana, J.)
Procedural History Two part information charging the defendant, in the first part, with the crime of possession of narcotics with intent to sell, and, in the second part, with being a subsequent offender, brought to the Superior Court in *3 the judicial district of Middlesex, where the court, Diana , J. , dеnied the defendant’s motion to suppress certain evidence; thereafter, the first part of the infor- mation was tried to the jury; verdict of guilty; subse- quently, the second part of the information was tried to the jury; verdict of guilty; thereafter, the court granted the defendant’s motion for a judgment of acquit- tal on the second part of the information and rendered judgment in accordance with the verdict as to the first part of the information, and the defendant appealed to this court. Appeal dismissed in part; affirmed
Jeremiah Donovan , for the appellant (defendant). Kathryn W. Bare , assistant state’s attorney, with whom, on the brief, was Peter A. McShane , state’s attor- ney, for the appellee (state).
Opinion
MULLINS, J. The defendant, Ever Lee [1] Holley, appeals from the judgment of conviction, rendered after a jury trial, of possession of a narcotic substance with intent to sell by a person who is not drug-dependent in viola- tion of General Statutes § 21a-278 (b). On appeal, thе defendant claims that the trial court improperly (1) instructed the jury on reasonable doubt and (2) denied his motion to suppress evidence. We reject both of these claims and, therefore, affirm the judgment of the trial court.
The jury reasonably could have found the following facts. On December 11, 2012, the narcotics unit of the Middletown Police Department executed a search and seizure warrant on the residence of Rachel Sweeney at 165 South Main Street in Middletown. Sweeney was arrested on drug possession charges as a result of the search.
At the time the warrant was executed, the defendant and another person were sitting in a car parked in the area behind 165 South Main Street. One officer detаined the defendant while others searched Sweeney’s resi- dence. After police completed the search, David Skar- zynski, a parole officer who had assisted the Middletown officers in executing the warrant, was alerted to the defendant’s presence outside the resi- dence. Skarzynski recognized the defendant as a parolee who previously had been under his supervision. Skarzynski asked the defendant for permission to search his residence at 29 Avon Court in Middletown. The defendant consented.
Skarzynski and officers with the narcotics unit trav- eled to the defendant’s residence. Upon conducting a search of the defendant’s bedroom, the officers recov- ered, among other items, 16.529 grams of сrack cocaine from a locked safe located underneath the defen- dant’s bed.
The defendant was arrested and charged with posses- sion of a narcotic substance with the intent to sell in violation of § 21a-278 (b). After a jury found the defen- dant guilty of that offense, the court sentenced him to ten years incarceration, five years of which were mandatory, followed by eight years of special parole. This appeal followed.
I
REASONABLE DOUBT INSTRUCTION The defendant’s first claim is that part of the court’s instruction on reasonable doubt was improper. Specifi- cally, he argues that the court erred in describing rea- sonable doubt as follows: ‘‘[Reasonable doubt] is such a doubt as, in serious affairs that concern you, yоu will heed; that is, such a doubt as would cause reasonable men and women to hesitate to act upon it in matters *5 of importance.’’ The defendant asserts that the language used in this part of the court’s charge was defective in two respects. We address both of his linguistic chal- lenges herein.
A
The gravamen of the defendant’s first challenge is that the ‘‘insertion . . . of the prepositional phrase ‘upon it’ render[ed] the instruction nonsensical,’’ causing it to ‘‘mean the opposite of what it should.’’ He argues that reversal is required because this part of the instruction effectively diluted the state’s burden of proof by ‘‘mud- dl[ing] the description of what a reasonable doubt is’’ and by failing to ‘‘impress . . . upon the [jury] the need to reaсh a subjective state of near certitude of [the defendant’s] guilt.’’ (Emphasis altered; internal quota- tion marks omitted.)
The state responds that the defendant concedes that our appellate courts have upheld instructions employing the ‘‘upon it’’ language. Therefore, it con- tends that this court, as an intermediate court, is con- strained to following that controlling precedent. We agree with the state.
We begin by identifying our standard of review and
outlining the relevant legal principles. ‘‘It is fundamental
that proof of guilt in a criminal case must be beyond
a reasonable doubt. . . . The [reasonable doubt con-
cept] provides concrete substance for the presumption
of innocence—that bedrock axiomatiс and elementary
principle whose enforcement lies at the foundation of
the administration of our criminal law.
. At the
same time, by impressing upon the [fact finder] the
need to reach a subjective state of near certitude of the
guilt of the accused, the [reasonable doubt] standard
symbolizes the significance that our society attaches
to the criminal sanction and thus to liberty itself. . . .
[Consequently, the defendant] in a criminal case [is]
entitled to a clear and unequivocal charge by the court
that the guilt of the [defendant] must be proved beyond
a reasonable doubt.’’ (Citations omitted; internal quota-
tion marks omitted.)
State Jackson
,
‘‘Because our system entrusts the jury with the pri-
mary responsibility of implementing the substantive
proteсtions promised by the reasonable doubt standard,
reasonable doubt jury instructions which appropriately
convey [the reasonable doubt concept] are critical to
the constitutionality of a conviction.’’
United States
v.
Doyle
,
‘‘A challenge to the validity of jury instructions pre-
*6
sents a question of law over which this court has plenary
review. . . . It is well settled that jury instructions are
to be reviewed in their entirety. . . . When the chal-
lenge to a jury instruction is of constitutional magni-
tude, the standard of review is whether it is reasonably
possible that the jury [was] misled. . . . In determining
whether it was . . . reasonably possible that the jury
was misled by the trial court’s instructiоns, the charge
to the jury is not to be critically dissected for the pur-
pose of discovering possible inaccuracies of statement
. . . . Individual instructions also are not to be judged
in artificial isolation.
. Instead, [t]he test to be
applied . . . is whether the charge . . . as a whole,
presents the case to the jury so that no injustice will
result.’’ (Citation omitted; internal quotation marks
omitted.)
State
v.
Brown
,
As acknowledged by both parties, our Supreme Court
repeatedly has upheld the use of instructions that uti-
lized the very language the defendant challenges. See,
e.g.,
State
v.
Winfrey
,
‘‘[A]s an intermediate court of appeal, we are unable
to overrule, reevaluate, or reexamine controlling prece-
dent of our Supreme Court. . . . As our Supreme Court
has stated: [O]nce this court has finally determined an
issue, for a lower court tо reanalyze and revisit that
issue is an improper and fruitless endeavor.’’ (Internal
quotation marks omitted.)
Brantley
, 164 Conn.
App. 459, 468,
Accordingly, since our Supreme Court already has determined that the challenged description of reason- able doubt is not improper, we cannot conclude to *7 the contrary.
B
The defendant’s second challenge to the court’s rea-
sonable doubt instruction concerns the language used
in describing reasonable doubt as ‘‘a doubt as, in serious
affairs that concern you, you
will
heed.’’ (Emphasis
added.) His specific contention is that the court erred
in using the word
will
instead of ‘‘the subjunctive
‘
would
’ ’’; (emphasis in original); and that this error
impermissibly diluted the state’s burden of proof.
Although we review this unpreserved claim pursuant
to
Golding
,
The following additional procedural history is rele- vant to our resolution of the defendant’s claim. At the time it instructed the jury, the court provided the jurors and counsel with typewritten copies of its instructions. The court informed the jury that it would deliver its instructions by reading the typewritten version aloud: ‘‘As you see, I’m reading these instructions. I do that because they were prepared in advance, and I want to make sure that I say exactly what I intend to say. Do not single out any sentence or individual point or instruction in my charge and ignore the others. You are to consider all the instructions as a whole, and consider each, in light of all the others.’’ The jurors had copies of the written instructions during their deliberations.
In the typewritten version of the instructions, reason- able doubt was described, in relevant part, as a ‘‘doubt, as in serious affairs that concern you, you would heed.’’ (Emphasis added.) However, the transcript of the trial court proceedings indicates that the court’s oral instruc- tion described reasonable doubt as ‘‘a doubt, as in seri- ous affairs that concern you, you will heed.’’ The defendant never took an exception to the court’s use of the word ‘‘will’’ in its oral instructions. Also, there is no indication in the record that the jury, the court, or counsel noticed the discrepancy between the oral and written instructions. Moreover, the jury did not request clarification as to that discrepanсy or on any of the court’s instructions pertaining to reasonable doubt and the burden of proof.
We next set forth our standard of review and the
relevant legal principles. ‘‘[U]nder
Golding
review, as
modified in
In re Yasiel R.
,
‘‘[I]n reviewing a constitutional challenge to the trial
court’s instruction, we must consider the jury charge
as a whole
to determine whether it is reasonably possi-
ble that the instruction misled the jury. . . . The test
is whether the charge
as a whole
presents the case to
the jury so that no injustice will result.’’ (Emphasis
added; internal quotation marks omitted.)
State
v.
Fra-
sier
,
Reviewing courts are especially hesitant in reversing
a conviction on the basis of an inaccuracy in a trial
court’s oral instruction if the jury was provided with
accurate written instructions. See, e.g., v.
Warren
,
Additionally, rеviewing courts are less willing to con-
clude that a discrepancy between written and oral
instructions constitutes reversible error where: (1)
defense counsel fails to object to the discrepancy;
United States Ancheta
, supra,
Here, because the defendant did not object to the discrepancy between the written and oral instructions, his claim is unpreserved. However, his claim is review- able because the first two Golding prongs are satisfied. The record is adequate for review, and the defendant’s claim that the instruction diluted the state’s burden of proof is of constitutional magnitude. We conclude, however, that the defendant has failed to satisfy Gold- ing ’s third prong because he has not demonstrated the existence of a constitutional violation that deprived him of а fair trial. When viewed as a whole, the court’s oral instruction reasonably would not have misled the jury.
Our review of the record convinces us that there is no reasonable possibility that the jury was confused by the court’s use of ‘‘will’’ instead of ‘‘would.’’ The court informed the jury that it would be reading its instruc- tions from a written version of the instructions. Copies of those written instructions, which accurately used ‘‘would’’ instead of ‘‘will’’ in describing reasonable doubt, were given to the jury to use during deliberations. After the court had read its oral instructions, defense counsel did not object to its use of ‘‘will.’’ Indeed, there is no indication that defense counsel, the state, or the court itself noticed the errant use of the word ‘‘will.’’
Moreover, after the case was submitted to thе jury, the jury did not request any clarification as to the dis- crepancy relating to ‘‘will’’ and ‘‘would,’’ and it did not ask any questions regarding reasonable doubt and the burden of proof. Finally, in reviewing the entirety of the court’s oral and written instructions, we conclude *10 that both sets of charges adequately explained the prin- ciples governing burden of proof, the presumption of innocence, and reasonable doubt by using several accu- rate descriptions of those concepts. [5] Accordingly, in the circumstances in this case, we conclude that it was not reasonably possible that the jury was misled by a single word in the court’s jury instructions.
II
MOTION TO SUPPRESS EVIDENCE The defendant’s second claim is that the trial court improperly denied his motion to suppress evidence that was seized in a warrantless search of his residence. The defendant contends that such evidence was obtained in violation of the fourth and fourteenth amendments to the United States Constitution [6] and article first, § 7, of the Connecticut Constitution. Specifically, he contends that a warrantless search of a parolee’s residence that fails to comply with administrative directives promul- gated by the Department of Correction (department) is unconstitutional, even if the parolee had previously executed an agreement authorizing such searches as a condition of his parole. The state’s principal response is that we should not review the defendant’s federal and stаte constitutional claims because they are moot. Specifically, it argues that on appeal the defendant fails to challenge an independent basis supporting the trial court’s denial of his motion to suppress, namely, the trial court’s finding that the defendant verbally con- sented to the search. We agree with the state. [8]
The following additional facts and procedural history are relevant to our resolution of this claim. Prior to trial, the defendant filed a motion to suppress evidence that was seized in a warrantless search of his residence, including 16.529 grams of crack cocaine. In that motion, the defendant’s principal argument was that the search was unconstitutional because it was mаde without a warrant and did not comply with administrative direc- tives promulgated by the department. He also asserted that he had not consented, verbally or in writing, to the search. After a two day evidentiary hearing, the trial court made the following factual findings.
‘‘On December 11, 2012, [in the course of executing a search and seizure warrant for the residence of . . . Sweeney, members of the Middletown police force] encountered a vehicle being operated by [the defen- dant]. . . . Parole Officer Skarzynski, who assisted in the execution of the search and seizure warrant, knew [the defendant,] as [the defendant] was previously on his caseload. . . . [Skarzynski also] was aware that [the defendant] was on lifetime parolе. . . . Skarzynski spoke with [the defendant] and obtained his verbal con- sent to . . . conduct a search of his residence. . . .
‘‘Middletown police officers transported [the defen- dant] to his residence and room within his boarding *11 house. . . . Skarzynski made a phone call to his . . . supervisor, [the defendant’s] current parole officer, and [the supervisor of the defendant’s current parole offi- cer,] requesting their authorization to search [the defen- dant’s] room. . . . [A]ll [three] gave their verbal consent. When inside the residence . . . Skarzynski . [and] Middletown police detectives . . . con- ducted a search of [the defendant’s] bedroom. [U]nder the bed a safe was located . . . where a large amount of crack cocaine was found.’’
In a written memorandum of decision, the court denied the defendant’s motion to suppress the seized evidence. The court articulated two grounds in support of its ruling. First, it rejected the defendant’s argument that a warrantless search of a parolee’s residence that fails to comply with the department’s administrative directives is unconstitutional, even if the parolee had previously executed an agreement authorizing such searches as a condition of his parole. Beginning with a review of the relevant case law, the court noted that ‘‘[a]s a parolee, a defendant has a reduced expectation of privacy which allows a warrantless search of his person and residence by his parole officer.’’ The court then found that the defendant gave written consent to the search by executing an agreement called ‘‘Condi- tions of Parole,’’ which was submitted by the state as an exhibit. That agreement, which was signed by the defendant on February 25, 2010, provided in relevant part: ‘‘You shall be required to submit to a search of your person, possessions, vehicle, business, residence, or any area under your control at any time, announced or unannounced, with or without cause by parole or its agent to verify your compliance with the conditions of your parole.’’ [9]
The court’s second ground for denying the defen- dant’s motion to suppress was its finding that the defen- dant verbally consented to the search: ‘‘[The defendant] not only consented in writing to the warrantless search of his residence as a condition of his parole on February 25, 2010, he also gave his verbal consent to . . . Skar- zynski on December 11, 2012.’’
On appeal, the defendant challenges only the first of the trial court’s two grounds for denying the motion to suppress. That is, he again presents the argument that a warrantless search of a parolee’s residence that fails to comply with the department’s administrative direc- tives is unconstitutional, even if the parolee previously had executed an agreement authorizing such searches as a condition of his parole. The defendant does not challenge, however, the court’s finding that he verbally cоnsented to the search. Because the finding regarding the defendant’s verbal consent constitutes an unchal- lenged independent basis for the court’s ruling, we are compelled conclude that the defendant’s claim on appeal is moot. Accordingly, we decline to review the *12 defendant’s claim.
We set forth the relevant legal principles regarding
mootness. ‘‘Mootness is a question of justiciability that
must be determined as a threshold matter because it
implicates [this] court’s subject matter jurisdiction.
.
.
. The fundamental principles underpinning the
mootness doctrine are well settled. We begin with the
four part test for justiciability established in
State
v.
Nardini
,
‘‘[I]t is not the province of appellate courts to decide moot questions, disconnected from the granting of actual relief or from the determination of which no practical relief can follow . . . . In determining moot- ness, the dispositive question is whether a successful appeal would benefit the plaintiff or defendant in any way. . . .
‘‘Where an aрpellant fails to challenge all bases for
a trial court’s adverse ruling on his claim, even if this
court were to agree with the appellant on the issues
that he does raise, we still would not be able to provide
[him] any relief in light of the binding adverse finding[s]
[not raised] with respect to those claims. . . . There-
fore, when an appellant challenges a trial court’s
adverse ruling, but does not challenge all independent
bases for that ruling, the appeal is moot.’’ (Citations
omitted; emphasis in original; internal quotation marks
omitted.)
State Lester
,
In Lester , our Supreme Court held that the defendant’s appeal from his conviction on the basis of an adverse evidentiary ruling was moot because he did not challenge all of the independent basеs supporting the ruling. Id., 528. In that case, the state filed a motion in limine to preclude the defendant from introducing evidence of a supposedly false prior allegation of sexual abuse that the eight year old victim made against another person when she was five years old. Id., 521, 523. ‘‘[T]he trial court granted the state’s motion . . . to exclude evidence of the victim’s prior allegation . . . on the grounds that: it was not admissible under the rape shield statute because the defendant had not pro- vided credible evidence that it was false; it was remote in time; it was dissimilar from the victim’s allegation against the defendant; and it was a collateral issue that would confuse the jury.’’ Id., 527.
On appeal, the defendant in
Lester
challenged only
one of the four grounds on which the trial court relied
in its evidentiary ruling, namely, that evidence of the
allegation was inadmissible under the rape shield stat-
ute. Id., 524–25. Our Supreme Court reasoned that the
other three grounds were independent bases supporting
the court’s ruling because they were responses to the
state’s separate and distinct evidentiary objections per-
taining to relevancy and probative value. Id., 527–28.
Thus, the court concluded that the defendant’s failure
to challenge those three grounds precluded appellate
review of his claim that the trial court incorrectly
applied the rape shield statute: ‘‘Because there are inde-
pendent bases for the trial court’s exclusion of the evi-
dence of the prior allеgation . . . that the defendant
has not challenged in this appeal, even if this court
were to find that the trial court improperly applied the
rape shield statute, we could grant no practical relief
to the defendant.’’ Id., 528; see also
State
v.
A.M.
, 156
Conn. App. 138, 141 n.2,
In the present case, the trial court denied the defen-
dant’s motion to suppress on the following two grounds:
(1) by executing an agreement authorizing searches of
his residence as a conditiоn of his parole, the defendant
gave written consent to the warrantless search at issue;
and (2) the defendant gave verbal consent to Skarzynski
immediately before the warrantless search at issue
occurred. Although not challenged by the defendant in
this appeal, the second of those grounds, his verbal
consent, is an independent basis supporting the trial
court’s denial of the defendant’s motion to suppress.
See
State
v.
Nowell
,
The trial court’s finding that the defendant verbally
consented to the search is wholly dispositive of the
defendant’s motion to suppress, regardless of whether
it erred in ruling on the defendant’s other arguments
that the search was unconstitutional. That is, once the
defendant verbally consented to the search, the need
for law enforcement to obtain a warrant or comply with
the department’s administrative directives was obvi-
ated. See, e.g.,
Schneckloth Bustamonte
,
The appeal is dismissed as moot with respect to the defendant’s claim that the trial court improperly denied his motion to suppress evidence; the judgment is affirmed in all other respects.
In this opinion the other judges concurred.
[1]
It appears that there was some confusion in the trial court proceedings
regarding the defendant’s first name. The state’s substituted long form infor-
mation charged him as ‘‘James E. Holley, a.k.a., Ever Lee Holley,’’ but the
proceedings in the trial court were captioned as v.
Ever Lee Holley
In its appellate brief, the state now refers to the defendant as ‘‘Ever Lee
Holley, also known as James Holley.’’ Conversely, the defendant asserts in
his appellate brief that his birth name is actually ‘‘James Holley.’’ Specifically,
he notes that ‘‘[a]t sentencing it was determined that the name on [the
defendant’s] birth certificate is ‘James.’ ’’ A review of the sentencing tran-
script reveals that the defendant appears to assert the opposite of what the
presentence investigation report discovered with respect to his first name.
The trial court stated at the sentencing hearing: ‘‘Several discrepancies have
arisen regarding Mr. Holley’s name, he’s been using his dead brother’s name
of James as an alias for decades,
but his birth name is Ever Lee Holley
.’’
(Emphasis added.) In any event, because the case was docketed in the trial
court and in this court as
State of Connecticut
v.
Ever Lee Holley
, and
neither party has filed a motion to correct the defendant’s name, the case
retains its original caption.
possession of a narcotic substance with the intent to sell as a subsequent
[2]
In a part B information, the state also had charged the defendant with
offender. Although the jury found the defendant guilty of being a subsequent
offender, the court granted the defendant’s motion for acquittal with respect
to this part of the jury’s verdict.
[3]
Additionally, the United States Supreme Court has endorsed a description
of reasonable doubt that virtually is identical to the one challenged by the
defendant in this case. See
Holland
v.
United States
,
The fourth amendment’s protection against unreasonable searches and
*15
seizures is made applicable to the states through the due process clause of
the fourteenth amendment to the United States constitution. See
Mapp
v.
Ohio
,
