STATE of Florida, Petitioner,
v.
Ronnie HOGGINS, Respondent.
Supreme Court of Florida.
*762 Robert A. Butterworth, Attorney General, Celia A. Terenzio, Assistant Attorney General, Chief, West Palm Beach Bureau, and Melynda L. Melear and Joseph A. Tringali, Assistant Attorneys General, West Palm Beach, for Petitioner.
Richard L. Jorandby, Public Defender, and Paul E. Petillo, Assistant Public Defender, Fifteenth Judicial Circuit, West Palm Beach, for Respondent.
KOGAN, Justice.
We have for review Hoggins v. State,
DOES FLORIDA CONSTITUTION, ARTICLE I, SECTION 9, PREVENT THE IMPEACHMENT OF A TESTIFYING DEFENDANT WITH THE DISCLOSURE OF A DEFENDANT'S PRE-MIRANDA[[1]] SILENCE WHILE IN CUSTODY?
Id. at 386-87. We have jurisdiction. Art. V, § 3(b)(4), Fla. Const. We rephrase the question as follows:
DOES FLORIDA CONSTITUTION, ARTICLE I, SECTION 9, PREVENT THE IMPEACHMENT OF A TESTIFYING DEFENDANT WITH THE DEFENDANT'S SILENCE MAINTAINED AT THE TIME OF ARREST BUT PRIOR TO THE RECEIPT OF MIRANDA WARNINGS?
We answer the question as rephrased in the affirmative and approve the decision of the district court for the reasons stated herein.
On September 10, 1993, a man entered a convenience store with a gun and threatened to kill the two store clerks if they did nоt hand over the money in the register. The man absconded with the cash register drawer and a cigar box containing lottery tickets. As he left the store, the man fired two shots in the direction of one of the store clerks.
At approximately 12:30 a.m. that same evening, police officers observed a man on a bicycle carrying a cash register drawer and a cigar box. When the officers pursued the man, he wrecked the bicycle and fled into an apartment complex, carrying with him the cash register drawer and cigar box. The officers followed a trail of lottery tickets and food stamps to an apartment in the complex. The mother of Ronnie Hoggins' child lived in the apartment. She answered the door and *763 permitted the officers to search the apartment.
The officers found Ronnie Hoggins in an upstairs bedroom, handcuffed him, and brought him downstairs. One of the robbery victims, whom officers had transported to the apartment, identified Hoggins as the perpetrator. The robbery victim started yelling, "I want to kill you," and the officers had to restrain him. As the officers placed Hoggins under arrest, he began to struggle. The police then removed Hoggins from the apartment and read him Miranda warnings while placing him in the patrol car. The officers continued to search the apartment and uncovered the cash drawer and cigar box in the attic.
Hoggins testified at trial that on the night of the arrest he was visiting his child at the apartment where the officers found him. Hoggins said his bike had been stolen from the porch of the apartment earlier in the evening.[2] While sitting on the front steps, he saw someone run through the complex and hide something in the playground. He investigated and found the drawer and cigar box. He took the items back to the apartment, put them in the attic, and then lay down in another upstairs bedroom.
Over objection, the prosecution cross-examined Hoggins as to whether he previously had offered this account of events. Initially, the prosecutor asked: "You never told them, the police, this story that you just told the jury, did you?" Although the trial court overruled an objection raised by Hoggins, the prosecutor thereafter rephrased the question as: "You never told anyone at that time [after the burglary victim identified you] the story you just told us here today?" The trial court sustained an objection to the characterizatiоn of Hoggins' testimony as a "story," and the prosecutor again rephrased the question. This time the prosecutor asked: "You never told that to your counsel when you were identified as the guy that tried to kill him or rob the store, did you?" Hoggins responded: "No."
While the prosecutor's last question is somewhat confusing, due to the use of the term "to your counsel," the preceding questions imply that the prosecutor was trying to elicit whether Hoggins told the arresting officers the account of events he had given at trial. This interpretation is further supported by Hoggins' redirect examination, during which defense counsel asked Hoggins why he did not offer an explanation to the police in the apartment. Specifically, the following exchange occurred between Hoggins and his defense counsel:
Q. Why didn't you say something then about the cash drawer?
A. At that particular time I was scared. I mean, this guy had to do something big for like, six or seven cops to come in the house like that. All I could think about was that I needed a lawyer.
Q. And you know that it is your constitutional right to have a lawyer?
A. Yes.
On re-cross examination, the prosecutor first established that the police did not read Hoggins his Miranda rights in the apartment. The prosecutor then continued to question Hoggins as to whether he offered an explanation to the arresting officers.
Q. Okay. That's [the reading of Miranda warnings] not the issue here. The issue here is that you have just been involved in something very serious, and you didn't say anything?
A. I wasn't involved. [objection to question overruled]
Q. Isn't it true that you never told them your version of what happened on those two occasions?
A. I don't understand.
....
Q. Now, when you were in the upstairs bedroom and the policе came up there, you never gave them the version that you have just given us today?
A. No, I didn't.
Q. When you were downstairs with the victim after the crime, you never gave that version either?
A. No, I guess
*764 In closing argument, the prosecutor again pointed out that Hoggins failed to tell his version of events to the police on the night of his arrest.
Now, when Mr. Hoggins gives his storyWhen you remember the story that he gave the other day, remember one thing, that the police arrived at that apartment to conduct a search. It was then that they found him hiding in the upstairs bedroom in the apartment of his girlfriend. Remember, he doesn't tell them that story at that time.
Now, when they bring him downstairs and have him confronted face to face with the victim, who is so outraged, ... saying "You tried to kill me," and that victim when confronted with him tries to go after this man, he never mentioned his story. [Objection overruled.]
Mr. Hoggins did not give them that story. Ronnie Hoggins, never did at that point say anything like, "Man, I didn't try to shoot you. I didn't rob your store. I just found that money and stuff and picked it all up and ran into the apartment."
Finally, during rebuttal closing argument, the prosecutor emphasized Hoggins' failure to come forward with the exculpatory explanation at any time prior to trial.
Not once does this Defendant give the police the count [sic] that he came up with when he took the witness stand today. He gave this statement under oath, but never anytime previous to today did he ever say this story to the police about how he came across this money and stuff..... Having been advised of his constitutional right he never mentioned one time this stоry he has said here today.[3]
Hoggins was convicted of attempted first-degree murder with a firearm, armed robbery, aggravated assault with a firearm, and resisting arrest without violence. On appeal, the court recognized that the Fifth and Fourteenth Amendments to the United States Constitution do not preclude the use of pre-Miranda silence for impeachment purposes; however, the court, relying on Webb v. State,
The State maintains this Court should construe Florida's Constitution consistently with the federal constitution and answer the certified question in the negative. Specifically, the State alleges that this case should be decided in accord with Fletcher v. Weir,
*765 The State correctly asserts that the use of pre-Miranda silence for impeachment purposes does not violate the federal constitution. The United States Supreme Court has found that using prior silence to impeach a defendant's explanation subsequently offered at trial violates the Fourteenth Amendment only when the silence followed Miranda warnings. See Doyle v. Ohio,
Although the United States Supreme Court has found the use of post-Miranda silence impermissible, the Court has concluded that due process does not prohibit the use of pre-Miranda silence for impeachment purposes. See Fletcher,
In Jenkins, the Court examined whether prearrest, pre-Miranda silence could be used to impeach a defendant. The defendant was not apprehended until he turned himself in two weeks after he stabbed and killed the victim. Jenkins,
Under federal evidentiary law, pre-Miranda silence must be inconsistent with defendant's exculpatory statement at trial before it can be admitted to impeaсh the defendant. Jenkins,
The Court in Jenkins noted that in the past it had exercised its supervisory powers over federal courts to hold that prior silence could not be used to impeach, because the probative value of a defendant's silence was outweighed by its prejudicial effect. Specifically, the Court noted that in Hale it addressed a situation similar to the one in Doyle and concluded on evidentiary rather than constitutional grounds that reference to defendant's silence at the time of arrest amounted to prejudicial error. Jenkins,
Jenkins, unlike Hale, was controlled by state evidentiary law. Consequently, the Court in Jenkins did not make a final determination as to the admissibility of the defendant's prearrest, pre-Miranda silence. Instead, the Court reserved to the states the power to use evidentiary rules to define when the use of silence should be excluded as more prejudicial than probative. See Jenkins,
Our decision today does not force any state court to allow impeachment through the use of prearrest silence. Each jurisdiction remains free to formulate evidentiary rules defining the situations in which silence is viewed as more probative than prejudicial. We merely conclude that the use of prearrest silence to impeach a defendant's credibility does not violate the Constitution.
In Fletcher v. Weir,
Accordingly, under the federal constitution, a state may offer impeachment evidence of a defendant's silence occurring either before or after arrest, so long as the silence did not follow Miranda warnings. See Fletcher,
Some states have analyzed the use of pre-Miranda silence pursuant to their rules of evidence, as suggested by the United States Supreme Court.[8] Others have recognized *767 that the United States Supreme Court's decisions leave open the possibility that a state constitution may prohibit the use of pre-Miranda silence.[9] Because state courts have the power to interpret their state constitutions as more protective of individual rights than the federal constitution, states may rely on their own constitutions to prohibit the use of pre-Miranda silence. See Sapp v. State,
Florida courts have resolved the issue of pre-Miranda silence left open by the United States Supreme Court by examining both the Florida Constitution and the state's evidentiary rules. See Webb v. State,
Florida case law as well as case law from the United States Supreme Court and other states supports the conclusion that postarrest silence includes silence at the time of arrest. Although the time of arrest does not impact whether impeachment by prior silence is permitted under the federal constitution, the United States Supreme Court has implied that postarrest silence is not limited to silence which occurs after the arresting officer informs the defendant that he or she is under arrest. Rather, the Court's decisions have implied that postarrest silence also includes silence which occurs at the time of arrest. See Jenkins,
First, we еxamine whether Florida's Constitution imposes more rigorous constraints on the use of Hoggins' post-arrest, pre-Miranda silence than does the United States Constitution. Florida courts have consistently maintained that Florida's constitution protects post-arrest, pre-Miranda silence in addition to post-Miranda silence. The courts have found prior to Doyle, after Doyle but prior to Jenkins and Fletcher, and even after Jenkins and Fletcher that the use of a defendant's post-arrest, pre-Miranda silence violates the defendant's right to remain silent.
Prior to the United States Supreme Court's decision in Doyle, Florida courts found that the Fifth Amendment as interpreted by Miranda v. Arizona,
In accord with our decision today, it is impermissible to penalize an individual for exercising his Fifth Amendment privilege when he is under police custodial interrogation. The prosecution may not, therefore, use at trial the fact that he stood mute or claimed his privilege in the face of accusation.
Jones,
Subsequently, in Bennett v. State,
Following the decision in Doyle, but prior to the decisions in Jenkins and Fletcher, Florida courts continued to rely on the right to remain silent as a basis for prohibiting the use of post-arrest, pre-Miranda silence. See Clark v. State,
The decisions in Jenkins and Fletcher did not alter Florida courts' conclusion that the right to remain silent precluded the use of postarrest silence. The courts continued to maintain that it was impermissible to comment on a defendant's postarrest silence whether on not the silence was induced by Miranda warnings. See Smith v. State,
In addition to making clear that state constitutional law prohibited the use of postarrest silence, the courts made clear that this prohibition extended to all evidence and argument, including impeachment evidence and argument, that was fairly susceptible of being interpreted by the jury as a comment on silence. See State v. Smith,
Thus, past case law demonstrates that a foundation for protecting the defendant's postarrest silence existed in Florida prior to and following the decisions of the United States Supreme Court in Doyle, Jenkins, and Fletcher. Florida courts reach a different conclusion than does the United States Supreme Court on the issue of postarrest, pre-Miranda silence for two reasons. First, unlike the United States Supreme Court, Florida courts have recognized that the defendant does not wаive his or her right to silence at the time of arrest by taking the stand in his or her own defense. Regardless of whether evidence of postarrest silence is introduced in the state's case-in-chief or for impeachment purposes, the same test applies. If the comment is fairly susceptible of being construed by the jury as a comment on the defendant's exercise of his or her right to remain silent, it violates the defendant's right to silence. The comments at issue in the instant case were fairly susceptible of being interpreted as comments on Hoggins' silence and therefore clearly violated his right to remain silent.
*770 The second reason Florida courts reach a conclusion different from the United States Supreme Court on this issue is related to the first reason. The United States Supreme Court's decision finding post-Miranda silence violative of the federal constitution is based primarily on due process principles. While the absence of Miranda warnings may prevent a federal due process violation from occurring where the defendant's post-arrest silence is used for impeachment purposes, the same is not true of the defendant's right to remain silent. The absence of such warnings does not add to or detract from an individual's right to remain silent. Webb,
If one has a right upon arrest not to speak for fear of self-incrimination, then the mere fact the police call his attention to that right does not elevate it to any higher level. If it were otherwise, an ignorant defendant who was advised of his right to remаin silent would be protected against use of his silence to impeach him at trial; but an educated, sophisticated defendant familiar with his right to remain silent who was not apprised of that right by the police would be subject to impeachment for the exercise of a known constitutionally protected right.
Id. Thus, by relying on the right to remain silent to preclude evidence of and comment upon postarrest silence we avoid treating differently defendants who are aware of their Miranda rights and those who are not. Moreover, we do not provide police officers with an incentive to delay the giving of Miranda warnings.
Our holding recognizing that the use of a defendant's silence at the time of arrest violates article I, section 9 of Florida's Constitution regardless of whether Miranda warnings have been given does not extend to prearrest silence. Florida courts have found, consistent with the United States Supreme Court in Jenkins, that prearrest, pre-Miranda silence can be used to impeach a defendant. See Parker v. State,
Even if Florida's constitution did not preclude the use of Hoggins' post-arrest, pre-Miranda silence for imрeachment purposes, Florida's rules of evidence would preclude its use because Hoggins' silence was not inconsistent with his trial testimony. See Webb,
Inconsistency between post-arrest silence and an exculpatory statement made by a defendant at trial is difficult to establish. Silence is generally deemed ambiguous. See Hale,
To be inconsistent, a prior statement must either directly contradict or materially differ from the expected testimony at trial. That includes allowing "witnesses to be impeached by their previous failure to state a fact in circumstances in which that fact naturally would have been asserted." Jenkins v. Anderson,447 U.S. 231 , 239 [100 S.Ct. 2124 ,65 L.Ed.2d 86 ] (1980). However, omissions must be of a material, significant fact rather than mere details.
The time of arrest is not an occasion when circumstances naturally call upon a defеndant to speak out. On the contrary, there are many reasons that a defendant may choose to remain silent. As the United States Supreme Court noted in Hale:
At the time of arrest ... innocent and guilty alikeperhaps particularly the innocentmay find the situation so intimidating that they may choose to stand mute. A variety of reasons may influence that decision. In these often emotional and confusing circumstances, a suspect may not have heard or fully understood the question, or may have felt there was no need to reply. He may have maintained silence out of fear or unwillingness to incriminate another. Or the arrestee may simply react with silence in response to the hostile and perhaps unfamiliar atmosphere surrounding his detention.
[A] person's "awareness that he is under no obligation to speak or to the natural caution that arises from his knowledge that anything he says might later be used against him at trial," a belief that efforts at exoneration would be futile under the circumstances, or because of explicit instructions not to speak from an attorney. Moreover, there are individuals who mistrust law enforcement officials and refuse to speak to them not because they are guilty of some crime, but rather because "they are simply fearful of coming into contact with those whom they regard as antagonists."
Id.
In the instant case, Hoggins was handcuffed and confronted by a victim who was threatening to kill him. The police had to restrain the victim and immediately remove Hoggins from the room in which he was arrested to avoid further incident. In light of the circumstances, Hoggins' silence might be explained by any number of reasons. Accordingly, we are unable to say with any degree of certainty that Hoggins' failure to offer an explanation at the time of arrest was *772 inconsistent with his exculpatory statement at trial.
Not only did Hoggins' silence at the time of arrest lack probative value, it also had a significant potential for prejudice. Again, the United States Supreme Court has indicated with regard to post-arrest silence:
The danger is that the jury is likely to assign much more weight to the defendant's previous silence than is warranted. And permitting the defendant to explain the reasons for his silence is unlikely to overcome the strong negative inference the jury is likely to draw from the fact that the defendant remained silent at the time of his arrest.
Hale,
Error occurred in this case not only when the prosecutor commented on Hoggins' pre-Miranda silence at the time of arrest, but also when the prosecutor made clearly prohibited comments on Hoggins' post-Miranda silence in rebuttal closing argument. The prosecutor first emphasized that Hoggins had never, prior to trial, offered the exculpatory explanation he gave at trial. The prosecutor then reiterated that Hoggins did not offer his exculpatory account of events after being advised of his Miranda rights. Even under the minimum federal standards of protection, these comments on post-Miranda silence are impermissible. See Doyle,
Error involving comment on silence must be evaluated under a harmless error analysis. See State v. DiGuilio,
When the evidence against the defendant is not clearly conclusive, comment on postarrest silence is not harmless. See DiGuilio,
Here, respondent's exculpatory explanation at least cast doubt on the State's case. Although one of the victims identified respondent, discrepancies existed between the victim's memоry of the type of tattoo on the assailant's arm and the actual tattoo on respondent's shoulder. A defense witness corroborated part of respondent's story, and the officer responsible for filing the police report conceded errors in the description of the location where evidence was actually found in the apartment. In light of these contradictions, we cannot reasonably say that the comments on Hoggins' silence did not affect the jury verdict.
Accordingly, we answer the certified question in the affirmative and approve the district court's decision based on the reasoning herein. We disapprove Rodriguez to the extent that it implies that impeachment with all pre-Miranda silence is permissible.
It is so ordered.
HARDING, C.J., and SHAW and ANSTEAD, JJ., concur.
*773 WELLS, J., concurs in part and dissents in part with an opinion, in which OVERTON, J., concurs.
WELLS, Justice, concurring in part and dissenting in part.
I dissent from the majority's answer to the certified question. I do not agree that our constitution protects absolutely a defendant's pre-Miranda silence. Rather, the admissibility of such silence is governed by the trial court under our rules of evidence.
In Fletcher v. Weir,
In the absence of the sort of affirmative assurances embodied in the Miranda warnings, we do not believe that it violates due process of law for a State to permit cross-examination as to postarrest silence when a defendant chooses to take the stand. A State is entitled, in such situations, to leave to the judge and jury under its own rules of evidence the resolution of the extent to which postarrest silence may be deemed to impeach a criminal defendant's own testimony.
Id. at 607,
For these reasons, I would approve the district court's decision on the basis of improper impeachment. I would also approve the Third District's decision in Rodriguez v. State,
OVERTON, J., concurs.
NOTES
Notes
[1] Miranda v. Arizona,
[2] On the night of the robbery, Hoggins reported to the police that his bike had been stolen.
[3] Hoggins did not make an objection to this rebuttal closing argument.
[4] Article I, section 9 provides:
No person shall be deprived of life, liberty or property without due process of law, or be twice put in jeopardy for the same offense, or be compelled in any criminal matter to be a witness against himself.
[5] Additionally, the State argues that Hoggins failed to specifically object on the grounds of a violation of article I, sectiоn 9, of the Florida Constitution. Rather, Hoggins phrased his objection in terms of the right to silence guaranteed by the Fifth Amendment of the United States Constitution. However, we find that Hoggins' objection and the subsequent discussion of Rodriguez sufficiently alerted the trial court to the possibility of a violation of the defendant's rights guaranteed by the Florida Constitution. Cf. Spivey v. State,
[6] Although the United States Supreme Court in Doyle found the use of post-Miranda silence violated the Fourteenth Amendment, the majority opinion did not specifically address the possibility of a Fifth Amendment violation. Justice Stevens, however, addressed the issue in his dissenting opinion, and his view was subsequently adopted in Jenkins v. Anderson,
[7] The silence at issue in Jenkins did not occur simultaneously with arrest as is the case here.
[8] These cases fall into two categories. The first line of cases have applied a state evidentiary rule similar to the federal evidеntiary rule, which permits the use of pre-Miranda silence only if its probative value outweighs its prejudicial effect. Compare Silvernail v. State,
In the second line of cases, courts have found that their states' rules of evidence prohibit the use of pre-Miranda silence because its prejudicial effect always outweighs its probative value. See State v. Leecan,
[9] See Nelson v. State,
[10] See Coleman v. State,
[11] This is true, however, only if the silence was inconsistent with the defendant's testimony at trial. See Reaser v. State,
[12] The following passage from Rodriguez might be construed as applying to both pre-arrest and post-arrest silence:
In addition, a defendant's right to remain silent is not violated when a defendant testifies in his own defense and is impeached with his prior silence. Jenkins,
