Lead Opinion
OPINION
¶ 1 State v. Huerta requires automatic reversal of a criminal trial when a defendant uses a peremptory strike to remove a prospective juror whom the trial court should have excused for cause.
I.
¶ 2 A jury convicted Robert Dwight Hickman of three counts of sexual exploitation of a minor for downloading child pornography from the Internet. Hickman appealed raising several issues, including whether the trial court committed reversible error by failing to strike two potential jurors for cause, thereby forcing him to exercise two of his peremptory strikes to remove the venirepersons.
¶3 During voir dire, two venirepersons indicated that they had serious reservations about serving on a jury in this case. One venireperson stated, “I’m not quite sure I can be fair with the emotions involved.” A second venireperson stated that she would not be able to render a fair verdict. Hickman asked the trial court to strike the potential venirepersons, but the court denied the request. Hickman subsequently used two peremptory challenges to remove both from the panel and was convicted by a fair and impartial jury.
¶ 4 On appeal, citing Huerta, Hickman argued that the trial court’s erroneous failure to remove the prospective jurors constituted an abuse of discretion and required automatic reversal. The court of appeals held that “[i]n light of [the venireperson’s] unambiguous responses indicating that she would be biased and therefore unable to render a fair verdict, the trial court erred in refusing to strike her for cause.”
II.
A.
¶ 5 In Huerta, a majority of this court held that a defendant’s substantial right to peremptory challenges is violated when a trial judge erroneously denies a challenge to a juror for cause, regardless of whether the defendant was actually prejudiced.
¶ 6 The question on review is whether we should continue to follow Huerta’s automatic reversal rule. We conclude that in light of the Supreme Court’s decision in MartinezrSalazar and the decisions of courts in other jurisdictions that overruled their similar automatic reversal rule, Huerta should be overruled. We begin our analysis by examining an earlier decision of the Court that foreshadowed the result reached in MartinezrSalazar.
B.
¶ 7 In Ross v. Oklahoma, the Court held that the Sixth and Fourteenth Amendments do not compel reversal when a state law requires a defendant to use a peremptory challenge to cure a trial court’s erroneous denial of a challenge for cause.
¶ 8 After Ross, most jurisdictions that considered the issue either rejected the automatic reversal rule or reaffirmed their jurisdiction’s prior opinions that the curative use of a peremptory challenge was not reversible error, absent prejudice to the defendant. See, e.g., Pickens v. State,
¶ 9 The Huerta majority, however, concluded that Ross was not controlling because “[o]ur earlier eases ... are not bottomed on federal constitutional law, but upon state procedural law, which is established by a long line of Arizona authority.”
¶ 10 In 2000, the Supreme Court in Martinez-Salazar, in examining Federal Rule of Criminal Procedure 24(b), held that an erroneous denial by the district court of a challenge for cause of a juror, followed by the defendant’s use of a peremptory challenge to remove that juror, does not deprive the defendant of any “rule-based or constitutional right” if the defendant is subsequently convicted by an impartial jury.
We ... hold that a defendant’s exercise of peremptory challenges ... is not denied or impaired when the defendant chooses to use a peremptory challenge to remove a juror who should have been excused for cause. Martinez-Salazar and his co-defendant were accorded 11 peremptory challenges, the exact number ... allowed.
Id. at 317,
¶ 11 The Court acknowledged the important role peremptory challenges play in “reinforcing a defendant’s right to trial by an impartial jury.” Id. at 311,
¶ 12 The Court, however, rejected the Government’s argument that the federal rule should be construed to require that a defendant use a peremptory challenge to remove a juror the trial court should have struck for cause “to preserve the claim that the for-cause ruling impaired the defendant’s right to a fair trial.” Id. at 314,
¶ 13 In a concurring opinion, Justice Scalia, joined by Justice Kennedy, expressed reservations about the majority’s conclusion that Martinez-Salazar could have opted to leave the challenged juror on the jury, and upon conviction, pursue a Sixth Amendment challenge on appeal. Id. at 318-19,
¶ 14 Despite the question left open by Martinez-Salazar, several state courts, citing Martinez-Salazar, have adopted the rale that, absent a showing of prejudice, a defendant’s use of a peremptory challenge to cure a trial court’s erroneous denial of a challenge for cause does not violate any right based on the state constitution, rule or statute. See, e.g., Green v. Maynard,
1115 In Verhoef, the South Dakota Supreme Court held that Martinez-Salazar “clearly sets aside” prior case law that any federal constitutional right was denied when a defendant used a peremptory challenge to remove a juror the trial court should have struck for cause, thereby losing a peremptory challenge that could have been used on
¶ 16 Fire and Lindell both held that because the right to peremptory challenges is not a constitutional right, a defendant’s curative use of a peremptory challenge should be reviewed for harmless error. Fire,
¶ 17 In Fire, the Washington Supreme Court acknowledged conflicting lines of Washington appellate cases on this issue.
if a defendant through the use of a peremptory challenge elects to cure a trial court’s error in not excusing a juror for cause, exhausts his peremptory challenges before the completion of jury selection, and is subsequently convicted by a jury on which no biased juror sat, he has not demonstrated prejudice, and reversal of his conviction is not warranted.
Id. at 1225.
¶ 18 Similarly, the Wisconsin Supreme Court adopted Martinez-Salazar and overruled State v. Ramos,
¶ 19 To be sure, a few courts have rejected Martinez-Salazar. See, e.g., People v. Lefebre,
¶ 20 Nevertheless, a majority of state courts, both before and after Martinez-Salazar, hold that the curative use of a peremptory challenge violates neither a constitutional right, nor a rule — based or statute — based right. These courts require a showing of prejudice before a case will be reversed when a defendant uses a peremptory challenge to remove a juror the trial court should have excused for cause.
III.
¶ 21 The question then becomes whether Arizona should join those states that have adopted the principles of Ross and Martinez-Salazar, and require a showing of prejudice before reversing an otherwise valid criminal conviction. We conclude we should for two reasons. First, requiring such a showing would be consistent with the early Arizona case law that addressed this issue. Second, such a rule would be consistent with two provisions of our constitution and with Arizona’s harmless error statute. We first review the Arizona case law that examined a
A.
¶ 22 For more than fifty years this court consistently held that a trial court’s erroneous denial of a challenge for cause was technical error, not subject to reversal in the absence of prejudice to the defendant.
The important thing is that it does not appear that an objectionable juror was forced upon the defendant ____ Even though the court may have erred in disallowing the five, or some of the five, challenges made by defendant for cause and urged on this appeal as erroneous, the record disclosing that the twelve jurors who served were not disqualified, such dis-allowances did not amount to prejudicial error, and would not warrant a reversal.
Id. at 29,
¶23 Following Eneinas, this court twice held that a trial court’s erroneous ruling on whether a juror was qualified to sit was not grounds for reversal in the absence of prejudice to the defendant. In Kinsey v. State, the court held that “[t]he exclusion of a juror by the court, even though erroneous, is of itself never a ground for a reversal, for the defendant is not entitled to have his case tried by any particular juror, but merely by twelve who are properly qualified and impartial.”
B.
¶ 24 The rule established by Encinas, Kinsey, and Conner was the rule until Wasko v. Frankel,
¶ 25 The case relied upon by the Wasko court, Crawford v. Manning, abandoned long-standing Utah precedent and established a new rule, without explaining why it was doing so and with very little analysis.
¶ 26 The only Arizona cases cited by Wasko involved juries that were not lawfully constituted. In State v. Thompson, the defendant used peremptory challenges to strike three jurors, but because of an error by the court clerk, those jurors actually served on the jury that decided the case.
¶ 27 Huerta relied to a great extent on Wasko in applying the automatic reversal rule to criminal cases.
C.
¶28 In light of these developments, we conclude the curative use of a peremptory challenge should be subject to harmless error review. In other words, a defendant in a criminal case must show prejudice. We base this conclusion on two factors. First, most trial error, and even most constitutional error, is reviewed for harmless error. Second, the Arizona Constitution and the Arizona harmless error statute obligate us to review trial eiTor in criminal eases under a harmless error standard.
¶ 29 “[V]irtually any error, under particular circumstances, can be harmless.” State v. Harrison,
Improper comment on the defendant’s failure to testify; admission of evidence obtained in violation of the Fourth Amendment; admission of evidence obtained in violation of an accused’s right to counsel; admission at trial of an out-of-court statement of a non-testifying eodefendant in violation of the Sixth Amendment’s Confrontation Clause; admission of evidence at the sentencing stage of a capital ease in*199 violation of the right to counsel; erroneous use during trial of defendant’s silence following Miranda warnings; a restriction on a defendant’s right to cross-examine in violation of the Sixth Amendment’s Confrontation Clause; denial of the right to present exculpatory evidence; denial of the right to be present during a trial proceeding; denial of an indigent’s right to appointed counsel at a preliminary hearing; a jury instruction containing an unconstitutional rebuttable presumption; a jury instruction containing an unconstitutional conclusive presumption; an unconstitutionally overbroad jury instruction in a capital case; the submission of an invalid aggravating factor to the jury in a capital sentencing proceeding, and even a misdescription of an element of the offense.
Lindell,
¶ 30 Whether a particular error is amenable to harmless error analysis depends upon “two distinct, though related, principles: (1) is the error the kind of error that will likely affect the reliability of the truth-finding process; and (2) is the truth finding impact of the error incapable of rational assessment?” Pizzi & Hoffman, supra at 1424-25. Curative use of a peremptory challenge helps ensure the reliability of the truth-finding function by excluding biased jurors. If there is no effect on reliability, then it is irrelevant whether the “impact of the error [is] incapable of rational assessment.” Id.
¶ 31 The Huerta majority declined to apply harmless error analysis for two reasons: (1) in most cases a defendant is unable to show the effect of the judge’s erroneous ruling for cause; and (2) harmless error analysis would not adequately prevent erroneous rulings for cause.
¶ 32 Arizona’s constitution and harmless error statute also compel the conclusion that a trial court’s error in failing to remove a juror for cause, and the defendant’s subsequent use of a peremptory challenge to remove that juror, should be reviewed for
¶ 33 Additionally, Arizona’s constitution was amended in 1990 to include the Victims’ Bill of Rights. That amendment guarantees, among other things, a victim’s right to “a speedy trial or disposition and prompt and final conclusion of the case after the conviction and sentence.” Ariz. Const. art. 2, § 2.1(A)(10) (emphasis added). In 1991, the Arizona Legislature adopted the Victims’ Rights Implementation Act, A.R.S. §§ 13-4401 to -4437, affording crime victims the “basic rights of respect, protection, participation and healing of them ordeals.” 1991 Ariz. Sess. Laws, ch. 229, § 2 (legislative intent). Clearly, the automatic reversal rule of Huerta thwarts a victim’s constitutional and statutory right to a speedy resolution and finality.
¶ 34 Nevertheless, the Huerta majority believed that “[t]he prejudice of having one less peremptory challenge than the other side is enough to mandate reversal.”
¶ 35 Such a rule forces tidal courts to retry eases previously decided by fair juries. It is costly to the victims and to the judicial system, and it generates public cynicism and disrespect for the judicial system.
¶ 36 This case exemplifies the unnecessary cost to the system the Huerta rule creates. Other than the issue we address here, Hickman raised three additional issues that the court of appeals found to be without merit. Moreover, Hickman admitted to investigators that he had images of child pornography on his computer at work, his home computer, and on computer diskettes he had at home. A new trial would be an exercise of form over substance; a new jury will reach the same result as the first. The point of harmless error review is to avoid such incongruous consequences.
IV.
¶ 37 Respect for precedent demands “that we not lightly overrule precedent and we do so only for compelling reasons.” Lowing v. Allstate Ins. Co.,
¶39 We conclude that sufficiently compelling reasons exist for overruling Huerta. First, the Huerta rule is a creation of this court. Thus, the showing necessary to overrule it is not as strong as it would be for overruling a prior decision interpreting a statute. Id. Second, the rule created by Huerta is not the type of rule that generates reliance by participants in the criminal justice system. Rather it is a rule of fortuity. A trial judge may or may not err when ruling on a challenge for cause. Because a tidal judge has the best opportunity to assess whether a juror can be fair and impartial, appellate courts review such decisions only for abuse of discretion. State v. Hoskins,
¶ 40 Third, Martinez-Salazar clarified that peremptory challenges have an “auxiliary” role with respect to the Sixth Amendment right to a fair trial. Accordingly, as most jurisdictions have decided, the auxiliary right of a peremptory challenge should not be accorded the same weight as the constitu-
tional right to a fair and impartial jury, which is the effect of the Huerta rule. See, e.g., Lindell,
V.
¶ 41 The jury that decided Hickman’s case was fan* and impartial, and the record does not reflect that he exhausted his peremptory challenges. As a result, an objectionable juror was not forced upon him. Therefore, we vacate that part of the court of appeals decision that reversed based on Huerta. Because the court of appeals found no other error, Hickman’s convictions and sentences are affirmed.
Notes
. Hickman argues that the State failed to raise Martinez-Salazar at trial or on appeal, thus waiving the right to do so now. Although true, in the interests of judicial economy, we granted review to address this issue as it has been raised a number of times previously since Martinez-Salazar, see, e.g., State v. Ibanez,
. The court of appeals found it unnecessary to determine whether there was error in failing to remove both venirepersons, as Huerta compels reversal for one error. State v. Hickman, 1 CA-CR-00-0215, 1 CA-CR-00-0542 (Consolidated), slip op. at ¶ 6 (Ariz.App. Oct. 25, 2001) (mem.decision).
. Because Oklahoma law had long held that defendants were required to use their peremptory strikes to cure trial court errors on challenges for cause, the Ross court did not reach the issue of whether a defendant being forced to exercise a peremptory challenge to cure a trial court error, absent state law requiring him to do so, was a denial or impairment of his right to exercise peremptory challenges under state law. Id. at 91 n. 4,
. The court also uniformly held that other errors in jury selection did not require reversal in the absence of prejudice. See, e.g., Sam v. State,
. The provision was renumbered in 1960. For convenience, in the rest of this opinion we will refer to the current section number. The wording is the same.
. In reaching its conclusion, the court disapproved of an earlier decision, Brough v. State,
. In contrast, structural errors require automatic reversal. See, e.g., Arizona v. Fulminante,
Concurrence Opinion
specially concurring:
¶ 42 I write specially because of my past adherence to the rule in State v. Huerta,
¶44 Constitutional language guaranteeing the right to trial by an impartial jury is identical in both the federal and state constitutions. I see no reason to expand the right in state matters under the Arizona Constitution. It is acknowledged that Martinez-Salazar does not answer all questions relating to the use of peremptory challenges where the judge erroneously refuses to strike for cause. Notwithstanding, the Supreme Court emphatically eschews the automatic reversal rule which this court adopted in Huerta. For these reasons, consistent with the rationale set forth in today’s opinion, I join that opinion.
NOTE: Justice STANLEY G. FELDMAN sat for oral argument but retired prior to the filing of the opinion and therefore did not participate in the opinion.
