State v. Hezzie R.State v. Hezzie R.
Lead Opinion
¶ 1. These consolidated cases are before the court
¶ 2. We conclude that the provisions in the Juvenile Justice Code (JJC), Wis. Stat. ch. 938, that may subject a juvenile who has been adjudicated delinquent to placement in an adult prison are criminal in nature. Accordingly, the provisions in
I.
¶ 3. The facts and procedural history in the consolidated cases are undisputed. We address each in turn.
A. State v. Ryan D.L.
¶ 4. Ryan D.L. was 14 years old when the State initiated a juvenile petition in Clark County charging him with two counts of second degree sexual assault,
¶ 5. Ryan appealed the circuit court's denial of his request for a jury trial based on state and federal due process protections. We accepted certification from the court of appeals.
B. State v. Hezzie R.
¶ 6. The State filed a juvenile petition against 14-year-old Hezzie R., charging him with first degree sexual assault of a child, contrary to
¶ 7. At the State's request, the court stayed further proceedings pending appeal of that determination.
C. State v. Luis H.
¶ 8. Luis H. was 13 years old when the State initiated delinquency proceedings charging him with first degree sexual assault of a child, in violation of
¶ 9. The same circuit court that determined that Hezzie's due process rights would be violated since he would be subject to placement in the SJOP determined that
¶ 10. Luis then pursued a permissive appeal under
¶ 11. A thorough discussion of the appropriate standard of review by this court is essential. This court reviews challenges to the constitutionality of a statute de novo. See State v. Hall,
It is an elementary principle of law in this state that this court will search for a means to sustain a statute and will not infer or go out of its way to find means with which to condemn a statute adopted by the legislature. In fact, this court has in the past and will continue to sustain the constitutionality of a statute if any facts can be reasonably conceived which will support its constitutionality. Thus, the burden of establishing the unconstitutionality of a statute is on the person attacking it, who must overcome the strong presumption in favor of its validity.
White House Milk Co. v. Reynolds,
¶ 12. Due to this strong presumption of constitutionality, a party challenging a statute bears the heavy
¶ 13. In reviewing the constitutionality of a statute, a court may find only a portion of a particular statute unconstitutional, allowing the remaining valid portions of that statute to continue in effect:
It is well understood that part of a statute may be unconstitutional, and the remainder may still have effect, provided the two parts are distinct and separable and are not dependent upon each other. It is only where the void part of a statute was evidently designed as compensation for or an inducement to the otherwise valid portion, so that it must be presumed that the legislature would not have passed one portion without the other, that the whole statute must be held void.
Muench v. Public Serv. Comm'n,
¶ 14. This test for severability has been consistently applied in Wisconsin:
The factors to consider in deciding whether a statute should be severed from an invalid provision are the intent of the legislature and the viability of the severed portion standing alone. Chicago & North Western Transportation Co. v. Pedersen, 80 Wis. 2d 566 , 575,259 N.W.2d 316 (1977). Invalid provisions of a statute may not be severed when it appears from the act that the legislature intended the statute to be effective only as an entirety and would not have enacted the valid part by itself. Madison v. Nickel,66 Wis. 2d 71 , 79,223 N.W.2d 865 (1974).
Burlington Northern v. Superior,
[T]he Supreme Court, the state courts, and secondary authorities all appear to agree that the invalidity of part of a law or of some of its applications will not affect the remainder (1) if the valid provisions or applications are capable of being given legal effect standing alone, and (2) if the legislature would have intended them to stand with the invalid provisions stricken out.
Robert Stern, Separability and Separability Clauses in the Supreme Court, 51 Harv. L. Rev. 76, 76 (1937).
¶ 15. The question is whether the invalid portion of the statute "so infect[ed] the remainder of the legislation as to require the entire law to be invalidated[ — ]a
[I]f the purpose of a statute is to accomplish a single object only and some of its provisions are unconstitutional and void, the whole must fail, unless sufficient remains to effect the object without the aid of the invalid portions. On the other hand, if sufficient remains to effect the object of the statute without the aid of the invalid portion, the latter only should be rejected....
Nickel,
¶ 16. In addition to the principles of severance stated in our case law, "[t]he legislature can create a clear statement rule by enacting a general severability clause providing that all statutes should be treated as severable. . . ." John Copeland Nagle, Severability, 72 N.C. L. Rev. 203, 256 (1993). The Wisconsin Legislature has done just that by explicitly stating that where a court can sever an unconstitutional portion of any statute, the court is required to do so, as long as the remaining statutory provisions can stand independent of the severed portion. Wisconsin Stat. § 990.001(11) provides:
SEVERABILITY. The provisions of the statutes are severable. The provisions of any session law are severable. If any provision of the statutes or of a session law is invalid, or if the application of either to any person or circumstance is invalid, such invalidity shall not affect other provisions or applications which can be given effect without the invalid provision or application.
III.
¶ 18. Before addressing the constitutional challenges to the provisions of the JJC in this case, and determining whether it is necessary and appropriate to sever any provisions of the JJC, it is important to lay the foundation of controlling precedent from the United States Supreme Court and this court addressing juveniles' assertions of a right to a jury trial.
¶ 19. In McKeiver v. Pennsylvania,
[s]ome of the constitutional requirements attendant upon the state criminal trial have equal application to that part of the state juvenile proceeding that is adjudicative in nature. Among these are the rights to appropriate notice, to counsel, to confrontation and to cross-examination, and the privilege againstself-incrimination. Included, also, is the standard of proof beyond a reasonable doubt.
Id. at 533.
¶ 20. Notwithstanding the fact that many constitutional protections extend to juveniles, the Supreme Court determined that juvenile delinquency adjudication proceedings are not criminal proceedings within the context of the Sixth Amendment to the United States Constitution. Therefore, the failure to provide juveniles with the right to a jury trial in such proceedings did not violate a juvenile's federal due process rights. Thus, the McKeiver Court ultimately concluded that "trial by jury in the juvenile court's adjudicative stage is not a constitutional requirement.” Id. at 545 (emphasis supplied). Rather, if a state legislature chooses to afford juveniles jury trial rights, it "is the State's privilege and not its obligation." Id. at 547.
¶ 21. The plurality opinion in McKeiver cited 13 separate reasons for its decision. Specifically, the Supreme Court determined that (1) all constitutional rights afforded criminally accused adults need not be imposed in a juvenile adjudication proceeding, see id; (2) providing juveniles with a jury trial would "remake" the juvenile adjudication proceeding into a full adversary proceeding, see id; (3) the Task Force Report submitted to the Pennsylvania Legislature did not recommend affording jury trial rights to juveniles and recommended against returning juveniles to criminal courts, see id. at 545-46; (4) a jury is not necessarily an essential part of a fair and equitable proceeding, even in the context of some criminal cases, see id. at 547; (5) jury trial rights may restrict a juvenile court's "ability to function in a unique manner," id; (6) states should be allowed to experiment with juvenile proceedings to accomplish rehabilitation goals, see id.; (7) denying
¶ 22. Fourteen years after McKeiver was decided, this court decided N.E.,
¶ 23. In addressing N.E.'s argument, this court determined that the rights preserved in
¶ 24. This court also rejected N.E.'s due process argument. See id. at 203-4. In doing so, it relied upon precedent from the Wisconsin Supreme Court in State v. Scholl,
IV.
¶ 25. With the presumption of constitutionality, the severability case law and statute, precedent of the United States Supreme Court, and precedent from this court as our foundation, we next consider the constitutional challenges of the juveniles. Collectively, the juveniles in this case argue that the lack of the right to a jury trial in the adjudicative phase of delinquency proceedings under the JJC violates the following state and federal constitutional provisions: (1) Article I, § 7 of the Wisconsin Constitution; (2) the Sixth Amendment to the United States Constitution as applied through the Fourteenth Amendment; (3) Article I, § 5 of the Wisconsin Constitution; (4) the due process clause of Article I, § 1 of the Wisconsin Constitution; (5) the due process clause of Article I, § 8 of the Wisconsin Constitution; (6) the due process clause of the Fifth Amendment to the United States Constitution as applied through the Fourteenth Amendment; (7) the
A. ARTICLE I, SECTION 7 OF THE WISCONSIN CONSTITUTION AND THE SIXTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION
¶ 26. The juveniles first argue that the JJC violates art. I, § 7 of the Wisconsin Constitution, which states:
In all criminal prosecutions the accused shall enjoy the right to be heard by himself and counsel; to demand the nature and cause of the accusation against him; to meet the witnesses face to face; to have compulsory process to compel the attendance of witnesses in his behalf; and in prosecutions by indictment or information, to a speedy public trial by an impartial jury of the county or district wherein the offense shall have been committed; which county or district shall have been previously ascertained by law.
Similarly, the juveniles argue that the Sixth Amendment to the United States Constitution, as applied to the states through the Fourteenth Amendment, is violated. The Sixth Amendment states in relevant part:
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law....
¶ 27. The juveniles in this case contend that, because the newly enacted JJC is essentially a criminal code, the protections afforded criminally accused individuals under
¶ 28. In 1994, the Wisconsin Legislature passed legislation approved by the governor which created the Juvenile Justice Study Committee (JJSC). See 1994 Wisconsin Act 377. The JJSC was created to examine the then-existing Children's Code codified in Wis. Stat. ch. 48, and recommend suggestions for change in Wisconsin's legislation in response to increasing juvenile crime. See Juvenile Justice Study Committee, Juvenile Justice: A Wisconsin Blueprint for Change 2 (January, 1995XJJSC Report).
¶ 29. In its final report to the legislature, the JJSC recommended several changes. Although the JJSC continued to recognize "the importance of rehabilitation of young people who violate the law," JJSC Report at 10, the JJSC determined that the legislature should take a more balanced approach to juvenile delinquency, adding personal accountability and community protection to the legislature's primary objectives, in addition to the rehabilitation of juveniles.
¶ 30. As part of the JJSC's balanced approach philosophy, the JJSC endorsed the removal of the juvenile delinquency proceeding provisions from Wis. Stat. ch. 48 to another statutory chapter, under a new title. See id. at 9. The JJSC recommended that the newly titled Juvenile Justice Code be placed at Wis. Stat. ch. 938, next to the criminal code. The JJSC did "not suggest that the newly created Juvenile Justice code be made part of the Criminal Code." Id. at 11. Rather, the JJSC explained that the statutory placement was recommended for symbolic reasons, to "provide incentives for young offenders to change their behavior." Id.
¶ 31. The JJSC also recommended that the express legislative intent and purpose codified in the JJC should incorporate and promote the goals of balancing rehabilitation, accountability, and protection of the public. See id. at 10. The JJSC suggested, and the legislature and the governor ultimately agreed, that such matters as the protection of citizens and holding juveniles accountable for their acts be added to the express purposes of the statute. See id.; see also
¶ 32. As part of several substantive changes made in regard to juvenile delinquency proceedings, the Wisconsin Legislature adopted the JJSC's suggestion to eliminate a juvenile's then-existing statutory right to a jury trial under Wis. Stat. ch. 48. In recommending the elimination of this statutory right, the JJSC relied upon this court's decision in N.E.,
¶ 33. Although the legislature subsequently enacted the JJC to incorporate a new balanced approach in juvenile delinquency proceedings, the legislature did not lose sight of the fact that the JJC provisions are distinct from the criminal code provisions, and that the rehabilitation of juveniles is a primary objective. The substantive provisions in the JJC provide several indicia of this focus. For example, an intake worker may enter a deferred prosecution agreement to avoid delinquency proceedings, if it is in the best interests of the juvenile and the public. See
¶ 34. Under the JJC, a juvenile is also afforded numerous procedural and fundamental rights. For example, under
¶ 35. Before a dispositional order is entered for a juvenile adjudicated delinquent, a report must be submitted to the court addressing a juvenile's individual needs. The report must include a "recommended plan of rehabilitation or treatment and care for the juvenile" and a "description of the specific services or continuum of services" needed for the child and his or her family.
¶ 36. When making an appropriate dispositional order, the juvenile court judge has a myriad of alternatives that may be used, including counseling, supervision, probation programs, teen court programs, electronic monitoring, a variety of placement alternatives, alcohol and drug treatment, educational and
¶ 37. If a provision of the dispositional order includes placement of the juvenile in a foster home, treatment foster home, group home, child caring institution, secure detention facility or shelter care facility, a "permanency plan" must be prepared to "ensure that a juvenile is reunified with his or her family whenever possible, or that the juvenile quickly attains a placement or home providing long-term stability."
¶ 38. The legislature did not express an intent that an adjudication of delinquency be treated as a criminal conviction. In fact, the JJC includes explicit legislative language to the contrary:
A judgment in a [juvenile delinquency] proceeding on a petition under this subchapter is not a conviction of a crime, does not impose any civil disabilities ordinarily resulting from the conviction of a crime and does not operate to disqualify the juvenile in any civil service application or appointment.
¶ 40. The juveniles are correct in their contention that a juvenile adjudicated delinquent for a sexually violent offense may be subject to civil commitment as a sexually violent person. See
¶ 41. Moreover, this court has previously concluded that a commitment under Wis. Stat. ch. 980 is not criminal punishment, but that ch. 980 is remedial in nature and furthers the goals of treatment of sexually violent persons and protection of the public. See State v. Carpenter,
¶ 42. Although the statutory provisions and constitutional challenges differ in this case, Post and Carpenter are enlightening to the extent that they each considered whether the effect of Wis. Stat. ch. 980 was essentially criminal punishment notwithstanding the legislature's intent to treat sexually violent persons. This court recognized that "[o]ur task is not to search for sinister ulterior motives underlying the legislature's acts in order to find statutes unconstitutional," Carpenter,
¶43. Applying these standards of review, this court looked to the treatment procedures and objectives in Wis. Stat. ch. 980 and concluded that commitment under ch. 980 is not criminal in nature, even though there may be some punitive aspects to the statute. This court reasoned that the goals of the legislature in treating sexually violent persons and attempting to protect the public were not outweighed by any seemingly punitive nature of ch. 980. This court expressly rejected the argument that ch. 980 is punitive because persons subject to ch. 980 received some procedural safeguards akin to criminal proceedings. See Carpenter,
¶ 44. The juveniles also argue that an adjudication of delinquency for a sexually motivated offense may result in having to comply with the reporting requirements for sex offender registration under
1. The ages, at the time of the violation, of the juvenile and the victim of the violation.
2. The relationship between the juvenile and the victim of the violation.
3. Whether the violation resulted in bodily harm, as defined in s. 939.22(4), to the victim.
4. Whether the victim suffered from a mental illness or mental deficiency that rendered him or her temporarily or permanently incapable of understanding or evaluating the consequences of his or her actions.
5. The probability that the juvenile will commit other violations in the future.
6. Any other factor that the court determines may be relevant to particular case.
¶ 45. The juveniles next argue that an adjudication of delinquency for a crime that would be a felony if committed by an adult subjects a juvenile to a lifetime ban on the possession of firearms, just like adults with felony convictions. They are correct that a juvenile is potentially subject to a ban on the possession of firearms in accord with
¶ 46. The juveniles assert that the JJC is a criminal code because an adjudication of delinquency may be considered in future sentences upon conviction for adult misdemeanor and felony crimes. They are accurate in stating that a criminal court may consider an adjudication of delinquency in sentencing proceedings for a misdemeanor or felony conviction. However, the former juvenile delinquency adjudication may be considered "only for the purpose of a presentence study and report."
¶ 47. As the juveniles argue, evidence of an adjudication of delinquency may be used "[f]or the purpose of attacking the credibility of a witness."
¶ 48. The juveniles in this case further contend that the JJC is a criminal code because an adjudication of delinquency may be a factor considered in setting bail and conditions of release in future criminal proceedings under Wis. Stat. ch. 969. We agree that it is a consideration; yet, it is only one of numerous factors a court may consider:
Proper considerations in determining whether to release the defendant without bail, fixing a reasonable amount of bail or imposing other reasonable conditions of release are: the ability of the arrested person to give bail, the nature, number and gravity of the offenses and the potential penalty the defendant faces, whether the alleged acts were violent in nature, the defendant's prior record of criminal convictions and delinquency adjudications, if any, the character, health, residence and reputation of the defendant, the character and strength of the evidence which has been presented to the judge, whether the defendant is currently on probation or parole, whether the defendant is already on bail or subject to other release conditions in other pending cases, whether the defendant has been bound over for trial after a preliminary examination, whether the defendant has in the past forfeited bail or violated a condition of release or was a fugitive from justice at the time of arrest, and the policy against unnecessary detention of the defendant’s [sic] pending trial.
¶ 49. The juveniles maintain that the potential disposition of long periods of placement in a juvenile secured correctional facility imposes punishment equivalent to confinement under the criminal code, particularly under the SJOP provisions in the JJC. See
¶ 50. The dispositional alternatives available to a juvenile court judge are numerous, and many do not include placement outside the juvenile's home. However, as stated, if a juvenile is placed in a foster home, treatment foster home, group home, child caring institution, secure detention facility or shelter care facility, a permanency plan must be prepared, keeping in mind the primary goals of stability and reunification of a juvenile with his or her family. See
¶ 51. Finally, the juveniles argue that the provisions of the JJC that potentially subject them to transfer to an adult prison are criminal in nature. Under the SJOP, a juvenile 17 years of age or over may be placed in a Type 1 prison as defined in
¶ 52. In In re C.B.,
¶ 53. The Louisiana Supreme Court noted that transfer of juveniles to "adult penal institutions" represented the Louisiana Legislature's "wholesale reversal of one hundred years of state policy wherein adjudicated juvenile delinquents have been treated in a noncriminal fashion.” Id. at 399. The Court acknowledged the United States Supreme Court's decision in McKeiver,
¶ 55. Due to the potential placement in an adult prison under
¶ 56. There is no express legislative intent regarding severability or inseverability in the JJC. However, as previously stated, the Wisconsin Statutes do contain a general severance statute, which states "[i]f any provision of the statutes. . .is invalid. . .such invalidity shall not affect other provisions.. .which can be given effect without the invalid provision."
¶ 57. The legislative intent and purpose in enacting the JJC are set forth in
¶ 58. Absent the provisions in
B. ARTICLE I, SECTION 5 OF THE WISCONSIN CONSTITUTION
¶ 59. The juveniles next argue that the JJC violates art. I, § 5 of the Wisconsin Constitution, which states:
The right of trial by jury shall remain inviolate, and shall extend to all cases at law without regard to the amount in controversy; but a jury trial may be waived by the parties in all cases in the manner prescribed by law. Provided, however, that the legislature may, from time to time, by statute provide that a valid verdict, in civil cases, may be based on the votes of a specified number of the jury, not less than five-sixths thereof.
C. DUE PROCESS UNDER ARTICLE I, § 1 AND ARTICLE I, § 8 OF THE WISCONSIN CONSTITUTION AND THE FIFTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION
¶ 60. The juveniles in this case argue that the lack of the right to a jury trial in the JJC violates their due process rights under the Wisconsin and United States Constitutions. This court has repeatedly stated that the due process clauses of the state and federal constitutions are essentially equivalent and are subject to identical interpretation. See Reginald D. v. State,
¶ 61. The United States Supreme Court has on several occasions discussed the procedural process due juveniles in delinquency proceedings. See, e.g., Kent v. United States,
¶ 62. As discussed in part III of this opinion, the United States Supreme Court addressed the issue of a juvenile's right to trial by jury in McKeiver,
¶ 63. Although McKeiver and N.E. conclude that a juvenile does not have a constitutional right to a jury trial, that does not mean that a juvenile is not afforded a fair trial when a petition for an adjudication of delinquency has been filed. Thus, procedural due process requirements are satisfied when the juvenile delinquency proceeding under Wis. Stat. ch. 938 is tried before a "neutral and detached" juvenile court judge. Cf. Morrissey v. Brewer,
¶ 64. Based upon our conclusion that the provisions in
D. EQUAL PROTECTION UNDER ARTICLE I, § 1 OF THE WISCONSIN CONSTITUTION AND THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION
¶ 65. The juveniles' final argument is that the denial of the right to a jury trial violates the equal protection clauses of the Wisconsin and United States Constitutions. They argue that they are denied equal protection under Wis. Stat. ch. 938 because juveniles and adults subject to Wis. Stats, chs. 48, 51, 55 and 980 are entitled to a jury trial.
¶ 66. This court has previously concluded that the equal protection clauses of the Wisconsin and United States Constitutions are equivalent for purposes of interpretation. See Reginald D.,
Equal protection does not deny a state the power to treat persons within its jurisdiction differently; rather, the state retains broad discretion to create classifications so long as the classifications have a reasonable basis. The fact a statutory classification results in some inequity. . .does not provide sufficient grounds for invalidating a legislative enactment. Where. . .a suspect classification is not alleged, the legislative enactment "must be sustained unless it is 'patently arbitrary' and bears no rational relationship to a legitimate government interest." "If the classification is reasonable and practical in relation to the objective, that is sufficient and doubts must be resolved in favor of the reasonableness of the classification."
(Internal citations omitted.)
¶ 67. Where a suspect class or a fundamental right is involved, a reviewing court must apply a level of scrutiny more strict than the rational basis test. Under the strict scrutiny test, the State must prove that the classification is necessary to promote a "compelling governmental interest" in order to withstand the constitutional challenge. State v. Post,
¶ 68. In N.E.,
¶ 69. Where our inquiry is whether a rational basis exists for the legislature's classification, it is our "obligation to locate or to construct, if possible, a rationale that might have influenced the legislature and
¶ 70. In enacting the JJC, the JJSC and the legislature expressed concerns about negating delays in the juvenile justice system. The JJSC recommended that "[t]he system should operate more efficiently through streamlining of processes and improved access to information by entities that work with juvenile delinquents." JJSC Report at 7 (emphasis supplied). This concern is also evidenced in
¶ 71. This desire for immediate intervention bears a "reasonable and practical" relationship to the legislature's desire to rehabilitate and treat juvenile offenders and protect the public. McManus,
¶ 72. The objectives of the Wisconsin Legislature for immediate intervention were objectives recognized by the United States Supreme Court in McKeiver, 403
The juvenile system is premised on the concept that a more informal, simple, and speedy judicial setting will best serve the needs and welfare of juvenile defendants. ... A separate juvenile system was formed to delay placement of juveniles into the formal machinery of the judicial system.
J.T. v. O'Rourke,
¶ 73. It is this court's responsibility to attempt to locate a rationale for the legislature's classification that "reasonably upholds the legislative determination." Id., at 264. Based upon the legislature's stated objectives in the JJC, and other persuasive authority cited herein, we conclude that the need for early intervention in the JJC is a reasonable basis for requiring that the trier of fact in a juvenile delinquency proceeding be the juvenile court judge. Accordingly, we conclude that the juveniles' rights guaranteed under the equal protection clauses of the Wisconsin and United States Constitutions have not been violated.
V.
¶ 74. In summary, we conclude that the provisions in Wis. Stat. ch. 938 that may subject a juvenile who has been adjudicated delinquent to placement in an adult prison are criminal in nature. Accordingly, the provisions in
By the Court. — In State v. Ryan D.L., order affirmed. In State v. Hezzie R., order reversed and cause remanded. In State v. Luis H., order affirmed and cause remanded.
Notes
No. 97 — 1109 is before the court on certification by the court of appeals, pursuant to Wis. Stat. § (Rule) 809.61, from an order of the Circuit Court for Clark County, James W. Rice, Judge. Nos. 97 — 0685 and 97 — 0676 arise on bypass of the court of appeals, pursuant to Wis. Stat. § (Rule) 809.60, from orders of the Circuit Court for Milwaukee County, Thomas P. Donegan, Judge.
Unless otherwise noted, all statutory references are to the 1995-96 volumes of the Wisconsin Statutes.
Wisconsin Stat. §938.31(2) indicates in pertinent part that in delinquency adjudications "[t]he hearing shall be to the court." Wisconsin Stat.
While Luis and Hezzie were charged with violating the same crime, Luis's age precluded the circuit court from placing him in the SJOP. See
We disagree with the dissent's repeated assertions that consideration of the victims' rights and protection of the public are objectives that are new to the JJC, Wis. Stat. ch. 938. In the old juvenile code, Wis. Stat. ch. 48 (1993-94), the legislature recognized several times in its statement of legislative purpose, the goals of protecting victims' rights and "public safety." See
The dissent fails to recognize these statements of the JJSC — the study committee created by the legislature and the governor to recommend changes to the then-existing statutory provisions governing juvenile delinquency proceedings.
The provisions of the JJC that allow for a suspension or deferment of prosecution to avoid delinquency proceedings are consistent with the purpose of the old juvenile code "[t]o divert children from the juvenile justice system to the extent this is consistent with the protection of children and the public safety."
Wisconsin Stat.
the right to have the allegations of the petition proved by clear and convincing evidence unless the juvenile comes within the court's jurisdiction under s. 938.12 or 938.13(12), in which case the standard of proof shall be beyond a reasonable doubt.
Wisconsin Stat. §§ 938.12 and 938.13(12) respectively set forth jurisdiction over juveniles alleged to be delinquent and juveniles alleged to be in need of protection or services who have committed a delinquent act. Thus, in accord with
A petition may also be filed where the subject of the petition "has been found not guilty of a sexually violent offense by reason of mental disease or defect."
The dissent argues that "[t]he majority fails to acknowledge that a 'sexually violent person' is defined as 'a person who has been. . .adjudicated delinquent for a sexually violent offense. . . .'" This reading of the definitional section of Wis. Stat. ch. 980 seems to state that once a juvenile is adjudicated delinquent for a sexually violent offense, he or she may automatically be committed as a sexually violent person. The dissent ignores the entire definition of a sexually violent person under
"Sexually violent person" means a person who has been.. .adjudicated delinquent for a sexually violent offense... and who is dangerous because he or she suffers from a mental disorder that makes it substantially probable that the person will engage in acts of sexual violence.
This legislation was enacted on April 17, 1998, as 1997 Wisconsin Act 130, and went into effect on May 2,1998.
This requirement that a juvenile must show that his or her possession of a firearm would not likely present a danger to the public does not rise to the level of proving the "absence of any proclivity to commit a bad act," as the dissent contends. Dissenting op. at 916 n.13.
All references to
The Racine Youthful Correctional Facility is a medium security state prison. See
With absolutely no citation to authority, the dissent contends that "while severance may be appropriate for a due process analysis, its application in an art. I, § 7 framework is inappropriate." Dissenting op. at 904. No authority could be found stating that an appellate court's responsibility to sever portions of a statute — consistent with precedent from this court and the legislature's intent — is inapplicable in a
The dissent also argues that our "focus on isolating three penal provisions only serves to obfuscate the real inquiry" which, the dissent contends, is "whether the JJC by its purpose and effect is so criminal in nature as to invoke art. I, § 7 protections." Dissenting op. at 907. We fail to see how our discussion of the specific provisions of the JJC confuses the issue, particularly where the juveniles' argument is premised almost entirely upon the assertion that the specific provisions of the JJC are criminal in nature. We cannot consider the purpose and effect of the JJC as a whole without addressing its individual provisions.
Under
The dissent argues that our reliance on this court's decision in N.E. v. Wisconsin DHSS,
Wisconsin Stat. ch. 48 is the Children's Code, Wis. Stat. ch. 51 is the Mental Health Act, Wis. Stat. ch. 55 is the Protective Service System, and Wis. Stat. ch. 980 governs Sexually Violent Person Commitments.
See ALA. CODE § 12-15-65(a) (1995); ALASKA STAT. §47.10.070 (Michie 1996); ARK. CODE ANN. §9^27-325 (Michie 1998); CONN. GEN. STAT. § 54-76e (1997); DEL. CODE ANN. tit. 10 § 1009 (Supp. 1996); D.C. CODE ANN. §§ 16-2316, 16-2327 (1981); FLA. STAT. ch. 985.228 (1997); GA. CODE ANN. § 15-ll-28(a) (Supp. 1997); HAW. REV. STAT. § 571-41(a) (1993 & Supp. 1997); IND. CODE § 31-32-6-7 (Supp. 1997); IOWA CODE § 232.47 (1997); KY. REV. STAT. ANN. § 610.070(1) (Michie Supp. 1996); ME. REV. STAT. ANN. tit. 15, § 3310(1) (West Supp. 1997); MD. CODE ANN., CTS. & JUD. PROC. § 3-812© (Supp. 1997); MINN. STAT. § 260.155, subd. 1 (1996 & Supp. 1997); MISS. CODE ANN. § 43-21-203(3) (1993); MO. REV. STAT. § 211.171 (Supp. 1997); NEB. REV. STAT. § 43-279(1) (1993); NEV. REV. STAT. ANN. § 62.193 (Michie Supp. 1997); N.H. REV. STAT. ANN.
Dissenting Opinion
¶ 75. {dissenting). All of the parties, even the State, concede that in this case severance cannot resolve a constitutional challenge under art. I, § 7 of the Wisconsin constitution. Yet, undeterred by such a concession, the majority advances a manipulated focus which allows it to arrive at its constitutional conclusion.
¶ 76. The focus of a
¶ 77. After reviewing the JJC under art. I, § 7,1 conclude that in moving the JJC from Chapter 48 (the
I.
¶ 78. The State concedes that aspects of the new JJC track individual aspects of the criminal code. It also concedes that the move puts the "new system [ ] closer to a criminal proceeding than it used to be." In moving the juvenile delinquency provisions and changing the JJC's purposes, dispositions, and long-term consequences to more closely resemble the criminal code, while at the same time eliminating the right to a jury trial, I conclude that the legislature's enactment of the JJC crosses over the constitutional line.
¶ 79. Article I, § 7 of the Wisconsin constitution declares that "[i]n all criminal prosecutions the accused shall enjoy the right. . .to a speedy public trial by an impartial jury of the county or district wherein the offense shall have been committed. ..." By its terms, the constitutional protections inherent in art. I, § 7 apply only to those proceedings deemed "criminal" in nature. The juveniles claim that the JJC is criminal
¶ 80. The question of whether youthful offenders are entitled to jury hearings is one that courts have faced since the creation of a separate juvenile justice system and is one still receiving prominent consideration today. See, e.g., In re C.B.,
It is sufficient to say on this point that the proceedings under this law are in no sense criminal proceedings, nor is the result in any case a conviction or punishment for crime. They are simply statutory proceedings by which the state.. .reaches out its arms in a kindly way and provides for the protection of its children....
Scholl,
¶ 82. However, in 1995 the balance changed markedly. The Wisconsin legislature reacted to the recommendations of the Juvenile Justice Study Committee (the Study Committee) by crafting a comprehensive overhaul of Wisconsin's juvenile justice system, in the form of Wis. Stat. ch. 938. See 1995 Wis.
The [JJC] will significantly change the way Wisconsin treats young lawbreakers. Personal accountability and community protection will join offender rehabilitation as the primary objectives of Wisconsin's juvenile justice system. Such a balanced approach is the most effective way to respond to juvenile crime.
Juvenile Justice Study Committee, Juvenile Justice: A Wisconsin Blueprint for Change (1995)[hereinafter "Report"].
¶ 83. In making these modifications and adjusting the balance of purposes underlying the juvenile justice system, the legislature once again presents this court with the question of whether the juvenile code has crossed the constitutional line from an acceptable "parens patriae" system of juvenile social rehabilitation to what is effectively a separate system of criminal prosecution of "young lawbreakers." If the JJC is the former, additional procedural protections need not be applied by the court. If the latter, juveniles may legitimately invoke the constitutional protections of art. I, § 7 of the Wisconsin constitution.
II.
¶ 84. As an initial matter, I note that the majority declares four "foundations" for its ultimate constitutional conclusion — our standard of review, the rule of severance, and state and federal case law. As for
¶ 85. The majority's second declared foundation, the rule of severability, is even more problematic. It allows the majority to obfuscate the proper analysis under
¶ 87. In N.E. this court determined that "a juvenile's right to a jury trial is neither a federal nor a state constitutional right." N.E.,
¶ 88. Similarly, the high court in McKeiver examined a Pennsylvania juvenile law and concluded that there was no federal due process right to a jury trial. In reaching this conclusion the Court repeatedly cited the failures of the parens patriae system of juvenile justice, but noted that:
[t]he Court, however, has notyei said that all rights constitutionally assured to an adult accused of crime also are to be enforced or made available to the juvenile . . .[and] the juvenile court proceeding has not yet been held to be a "criminal prosecution". . .and also has not yet been regarded as devoid of criminal aspects merely because it usually has been given the civil label.
¶ 89. The operative philosophy of the juvenile justice system in Wisconsin has been modified in a substantial and material fashion since N.E. and McK eiver were decided. To blindly rely on those precedents, which go not to whether the JJC is sufficiently criminal to invoke the protections of the art. I, § 7 of the Wisconsin constitution, but rather to fundamental fairness challenges to parens patriae juvenile laws which no longer exist is to ignore the real constitutional challenge before the court. The "day" referred to by McKeiver has arrived. Because McKeiver and N.E. are reliant upon juvenile codes not at issue here, it is incumbent upon this court to examine the JJC from a perspective unjaundiced by prior constitutional conclusions derived from different juvenile codes.
III.
¶ 90. In this case the State uniformly asserts that the JJC, including the Serious Juvenile Offender Program, is a rehabilitation and treatment based system of juvenile oversight not intended by the legislature to be a juvenile criminal code for punishing youthful offenders. The juveniles respond that the JJC demonstrates all of the characteristics of a criminal code, including an intent to punish. In considering these diametrically opposed positions under the state constitution, the dispositive inquiry is not whether the accused is a child or whether the proceedings are before
¶ 91. Like the related inquiry used to determine whether a statute is civil or punitive, see, e.g., Kansas v. Hendricks,
¶ 92. In adopting a new juvenile code, the Juvenile Justice Code, the legislature intended a substantive reorientation of the law as it affects children who have committed acts which, if they were adults, would subject them to criminal sanction. This intention is readily apparent from the changes in placement and expressed legislative purpose accomplished through the enactment of the JJC. As one commentary notes, "[t]he enactment of Chapter 938 marked a clear change in the way Wisconsin views its children. By situating the new Juvenile Justice Code immediately before the Criminal Code (ch. 939-951), the legislature signaled its intent to treat young offenders. . .more like adult criminals under the Criminal Code." Virginia A. Pomeroy & Gina M. Pruski, Wiscon
¶ 93. The Study Committee further stated that:
Both codes [the JJC and the Criminal Code] deal with the same kinds of behavior, even though there are distinctions in the ages of the perpetrators and the potential dispositions available. Young offenders would be reminded that while society does not yet classify their actions as criminal, they are "almost there."
Report at 11.
¶ 94. In examining the expressed legislative purpose provisions in the new code, I note the contrasts between it and the prior code. The old Children's Code, Wis. Stat. ch. 48 (1993-94), formerly indicated that the legislature's intent with respect to juvenile delinquents was:
(c) Consistent with the protection of the public interest, to remove from children committing delinquent acts the consequences of criminal behavior and to substitute therefor a program of supervision, care and rehabilitation.
(d) To divert children from the juvenile justice system to the extent this is consistent with the protection of children and the public safety.
¶ 95. The legislative purpose indicated above is, however, in marked contrast to the expressed legislative purpose of the new JJC as it was amended and recreated at
¶ 96. The applicable legislative intent and purpose section of the JJC provides in pertinent part that:
(2) It is the intent of the legislature to promote a juvenile justice system capable of dealing with the problem of juvenile delinquency, a system which will protect the community, impose accountability for violations of law and equip juvenile offenders with competencies to live responsibly and productively. To effectuate this intent, the legislaturedeclares the following to be equally important purposes of this chapter:
(a) To protect citizens from juvenile crime.
(b) To hold each juvenile offender directly accountable for his or her acts.
(c) To provide an individualized assessment of each alleged and adjudicated delinquent juvenile, in order to prevent further delinquent behavior through the development of competency in the juvenile offender....
(e) To divert juveniles from the juvenile justice system through early intervention as warranted, when consistent with the protection of the public....
(g) To ensure that victims and witnesses of acts committed by juveniles that result in proceedings under this chapter are, consistent with the provisions of this chapter and the Wisconsin constitution, afforded the same rights as victims and witnesses of crimes committed by adults....
¶ 97. As these sections illustrate, the JJC was intended not only to assist juvenile offenders in becoming more productive members of society, it was also designed to hold "juvenile offenders" "accountable" for the "crimes" committed against "victims," and thereby ensure the "protection of the public."
¶ 99. Such a balanced approach is, however, consistent with the approach of the adult criminal system, i.e., protection of the public, accountability for the offense, and the rehabilitative needs of the adult offender. See McCleary v. State,
¶ 100. Ironically, the majority opinion concedes that the purposes of the JJC express a more balanced approach to juvenile justice. However, the majority inexplicably fails to acknowledge the import of the provisions quoted above — that they demonstrate a shift from the parens patriae philosophy of former juvenile codes to a focus more in alignment with the criminal code. Instead, the majority focuses primarily upon
¶ 101. The majority also seems to suggest that because Wisconsin was formerly only one of a few states which offered juvenile delinquents the option of a jury trial, the majority's conclusion is inevitable. However, juveniles found delinquent in the other 49 states in the Union and the District of Columbia are not subject to the provisions of the JJC. Thus, other jurisdictions' juvenile laws are irrelevant for purposes of the court's inquiry under art. I, § 7.
¶ 102. Having considered the expressed purposes behind the JJC, I turn then to an examination of the substantive provisions of the new juvenile code. Accordingly, I examine the dispositions and potential long-term consequences of a delinquency adjudication to determine if the JJC "acts" criminal.
¶ 103. Wisconsin Stat.
¶ 105. Another of the dispositional alternatives available to a juvenile court is placement of a youthful offender in the SJOP. See
¶ 106. Once a dispositional order under
¶ 107. If the juvenile commits an act which would be a Class A felony, the dispositional order must apply until age 25 and the juvenile must be placed in a Type 1 secured correctional facility (if over 11), a secured child caring facility (if under 12) or an adult
¶ 108. More importantly, I also note that a subsequent amendment to the JJC now allows the Department to freely transfer juveniles as young as 15 years old to an adult prison facility. The Department can take this action without prior hearing. Wisconsin Stat.
The department may transfer a juvenile who is placed in a Type 1 secured correctional facility to the Racine youthful offender correctional ["RYOC"] facility named in s. 302.0110 if the juvenile is 15 years of age or over and the office of juvenile offender review in the department has determined that the conduct of the juvenile in the Type 1 secured correctional facility presents a serious problem to the juvenile or others.11
¶ 109. Consequently, a 10-year-old who commits what would be an adult Class A felony will be subject to the Department until age 25 and may spend at least 10 years of that placement in an adult prison. See
¶ 110. Finally, I also find significant the fact that the parallels between the JJC and the criminal code do not end with the placement of the new JJC next to the criminal code, the modified balanced approach of the new JJC, and the potential custodial disposition. The JJC also makes many juvenile offenders subject to several post-adjudication continuing sanctions that are imposed on adults convicted of committing the same acts.
¶ 111. Like adult felons, juveniles found delinquent for acts which would constitute a felony are subject to a lifetime ban on the possession of a firearm. See
¶ 112. However, the State disagreed that the parallel nature of these same "very serious consequences" for antisocial behavior adds to the need for a jury trial in delinquency proceedings. The State's justification for this position is that the continuing sanctions do not arise as part of a criminal conviction. As the State indicated, "an individual goes through life having been adjudicated delinquent, but not having been found guilty of a felony." As discussed above, however, that distinction is now a matter more of form than of substance. Thus, while the continuing sanctions listed above may arise in a delinquency adjudication and not a criminal sanction, the effective distinction, from the point of view of the juvenile and of society, is negligible. The juvenile sex offender must inform his community of his prior bad acts just like the adult sex offender.
¶ 113. The majority expends significant energy attempting to justify its result in the face of a juvenile's potential long-term confinement under Wis. Stat. ch. 980, the sexual predator statute. Because ch. 980 is not part of the JJC, I do not believe that the sexual
¶ 114. However, the juveniles in this case also challenge the JJC on equal protection grounds. The majority never adequately addresses their argument. The majority fails to acknowledge that a "sexually violent person" is defined as "a person who has been convicted of a sexually violent offense [with the option of a jury trial], has been adjudicated delinquent for a sexually violent offense [no option of a jury trial], or has been found not guilty of or not responsible for a sexually violent offense by reason of insanity of mental disease, defect or illness [also with an option of a jury trial]." The majority fails to identify a rational basis on which to rest its distinction between adults who become subject to ch. 980 confinement proceedings after a jury trial and juveniles who become subject to ch. 980 without the protections of a jury trial, because there is no such basis. The legislature's search for a way to deal with juvenile crime leaves juveniles subject to a ch. 980 proceeding with potential indefinite commitment and without the right to a predicate jury finding of guilt or innocence to which adults are entitled.
¶ 115. The majority's response, that in order for a child adjudged delinquent to be committed under Wis. Stat. ch. 980 that child must also be dangerous due to a mental disorder, serves only as a smoke and mirrors attempt to avoid the real issue. Adult convicts, those committed under the NGI, and juveniles adjudged delinquent all must be dangerous due to a mental disorder and likely to commit sexual violence. Yet, of these three classes of individuals, it is only the juvenile adjudged delinquent that becomes subject to a ch. 980 petition without the benefit of a jury trial.
¶ 117. I conclude where the Juvenile Justice Study Committee began. The first sentence of the Study Committee's report states: "[t]he accompanying recommendations will significantly change the way Wisconsin treats young lawbreakers." I agree.
¶ 118. The majority of this court requires that juveniles suffer the consequences of criminal convictions but withhold conferring the same protections as given to adults. The "significant change" has resulted in a code that is criminal in nature. We must either restore the juvenile court's primary rehabilitative approach or restore the constitutional right of juveniles to trial by jury. Constitutionally, the court cannot have it both ways.
¶ 119. Because the newly enacted JJC in purpose and effect is criminal in nature, it is subject to art. I, § 7 of the Wisconsin constitution. I would declare the denial of a right to a jury trial in juvenile delinquency adjudications pursuant to
Unless otherwise noted, all statutory references are to the 1995-96 volumes.
There is a long history of providing juveniles with a jury trial in Wisconsin. At common law illegal acts committed by juveniles were prosecuted as crimes and the accused was entitled to a jury trial. See In re Gault,
Black's Law Dictionary 1114 (6th ed. 1990) defines "parens patriae" as:
[Laterally "parent of the country," refers traditionally to role of state as sovereign and guardian of persons under legal disability, such as juveniles or the insane....
None of the parties in their briefs or at oral argument considered or argued that severance is available under an art. I, § 7 analysis. Both parties acknowledge that under art. I, § 7, the focus is on the nature or character of the proceedings — not as the majority alone asserts on three penal provisions. Respondent-appellant's supplemental brief at 16, 16-28; Petitioner-
As the Chairperson and a member of the Study Committee have indicated:
The creation of Chapter 938 for delinquents underscores the differences between child victims of circumstances outside of their control and young people who choose to violate laws. While sometimes there is a relationship between the two categories, Chapter 938 recognizes the illogic in using basically the same philosophical and procedural system to deal with both classifications of young people. Thus, the new legislation creates a separate chapter in the statutes to deal exclusively with young lawbreakers.
Dennis J. Barry & Bonnie Ladwig, Time Ripe for Change, Wisconsin Lawyer, Apr. 1996 at 13.
The majority attempts to avoid recognition of this significant change in language and emphasis between the JJC and old Children's Code. See Majority op. at 873 n.5. Interestingly, the majority references neither the "crime" language indicated above, nor the "personal accountability," i.e., "punishment," provisions of Wis. Stat ch. 938. The majority does not, because it cannot do so and still reach its result.
The majority cites at length to other tools available to the juvenile courts when considering a delinquency petition. These tools have parallels in the adult criminal code as well. Thus,
A prima facie showing of public danger is made if the juvenile commits one of 25 listed felonies, or if the juvenile possesses, uses, or threatens others with a firearm. See
Fourteen-year-old offenders who violate
When
Pursuant to
Wisconsin Stat.
If a juvenile whom the department has placed in a Type 2 secured correctional facility.. .violates a condition of his or her placement in the Type 2 secured correctional facility, the child welfare agency. . .shall notify the department and the department. . .may place the juvenile in a Type 1 secured correctional facility under the supervision of the department without a hearing____
Accordingly, juveniles who are not serious offenders under the dictates of
The majority dismisses this concern by noting that the sanction may ultimately be removed. I find this distinction meritless. To have the sanction that was previously imposed
The majority's resort to
The majority asserts that this sanction deserves no weight since the adjudication can only be used for the purpose of preparing the presentence investigation report. The majority fails, however, to acknowledge the use of that report and its internal references to the juvenile adjudication.
The majority responds to this continuing sanction by emphasizing that courts retain the discretion, upon subsequent petition of a juvenile delinquent, to waive the reportingrequirement in some cases. From this limited waiver provision, which I note expressly applies only where the goal of "public protection" is still vindicated, the majority concludes that "this is not criminal punishment and does not equate the JJC to a criminal code." Majority op. at 881-82. The majority's conclusion does not follow from its premise. The reporting requirement continues to
The majority fails to mention this continuing sanction.