Lead Opinion
[¶ 1] Curtis Herrick appeals the trial court’s judgment reinstating his criminal convictions on remand. We affirm, holding the exclusionary remedy allows law enforcement officers who acted in good faith on a no-knoek search warrant issued on a per se basis, prior to State v. Herrick,
I
[¶ 2] On February 27, 1995, Officer LeRoy Gross of the Stutsman County Drug Task Force searched garbage in the alley behind Herrick’s home. Gross found a paper clip with marijuana residue, a sterile marijuana seed, and a marijuana stem.
[¶ 3] On January 2,1996, Officer Gross and Officer Corinne Becker, also with the task force, again searched garbage behind Herrick’s home. The officers found additional marijuana stems and seeds, two bent metal wires with marijuana residue, a torn check with Herrick’s name on it, and handwritten notes from a book on how to grow marijuana.
[¶4] Becker sought a warrant to search Herrick’s home, relying on the information obtained from the garbage searches. The judge issued a no-knock warrant and a search of Herrick’s home was conducted on January 2, 1996. In the home, the officers found marijuana, marijuana seeds and stems, equipment for indoor horticulture, and a book on growing marijuana indoors. The officers charged Herrick with possession of controlled drugs, possession of drugs with intent to manufacture, and possession of drug paraphernalia.
[¶ 5] Herrick moved to suppress the evidence. He argued the issuance and execution of the no-knock warrant violated his state and federal constitutional rights against unreasonable searches and seizures. The trial court denied his motion to suppress. Herrick pled guilty, under Rule 11(a)(2), N.D.R.Crim.P., conditionally preserving the denial of suppression for appellate review. Herrick appealed his convictions.
[116] We provisionally reversed the order denying suppression. Herrick I, at ¶ 28. We determined there was probable cause for a search and the issuing judge was neutral and detached. Id. at ¶¶ 11, 15. We held, however, N.D.C.C. § 19-03.1-32(3) required probable cause for a no-knoek entry, and a per se rule of the presence of drugs justifying the issuance of a no-knock warrant was unconstitutional. Id. at ¶ 21. We remanded for the trial court to consider whether a good-faith exception to the exclusionary remedy should apply. Herrick I, at ¶ 27. In the event of appeal after remand, we asked the parties to “brief the question of whether we should recognize a good-faith exception and, if so, whether it should be applied in this case.” Id. at ¶ 27.
[¶ 7] On remand and after further hearing, the trial court did not exclude the illegally obtained evidence. The court applied the good-faith exception to the exclusionary rule formulated by the United States Supreme Court in United States v. Leon,
It is significant to note that the invitation to address the good faith issue came in the same opinion in which the North Dakota Supreme Court was forced to abandon it[ ]s per se no-knock rule as result of Richards [v. Wisconsin,520 U.S. 385 ,117 S.Ct. 1416 ,137 L.Ed.2d 615 (1997) ]. Because this case was remanded back to this court to determine whether or not the good faith exception should be adopted, the discussion of the good faith exception in the previous cases and the fact that the U.S. Supreme Court adopted the good-faith exception thirteen years ago [in Leon], it appears the North Dakota Supreme Court will adopt the good faith exception.
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Officer Becker acted in good faith when she obtained and executed the search warrant because at the time it was authorized and executed it was legal in North Dakota to issue no-knock search warrants in all cases w[h]ere drugs are involved. The*849 affidavit presented by Officer Becker to Judge Wright included evidence of drugs and drug paraphernalia. State v. Herrick,567 N.W.2d at 340 . This was sufficient under the per se rule in effect at this time for Judge Wright to issue the no-knock search warrant. The affidavit was not so lacking in indicia of probable cause to render official belief in its existence entirely unreasonable. None of the other Leon factors rendering the good faith exception not applicable would apply in this case. There is no indication that the magistrate was misled or abandoned his judicial role, nor is there evidence to indicate that the warrant was facially deficient. The good faith exception to the exclusionary rule applies to the facts in this case.
The trial court reinstated Herrick’s convictions, and Herrick appealed.
II
[¶ 8] The North Dakota Legislative Assembly has provided greater protections in the no-knock forum than the Fourth Amendment. Section 19-03.1-32(3), N.D.C.C., requires a law enforcement officer have probable cause in suspecting evidence may be destroyed or that the officer may be in danger if he or she knocks and announces their presence before entering in order to justify a no-knock warrant. Herrick I, at ¶ 21 (emphasis added).
[¶ 9] In Wilson v. Arkansas,
[¶ 10] In light of the recent Supreme Court cases concerning the knock and announce rule and no-knock warrants it cannot be disputed N.D.C.C. § 19-03.1-32(3), while providing greater protections than announced in those cases, implicates a substantial right under the Fourth Amendment. The Legislative Assembly when enacting N.D.C.C. § 19-03.1-32(3) did not specify any remedy for violations of the statute. In this instance, when a violation of N.D.C.C. § 19-03.1-32(3) is so closely associated with Fourth Amendment and Article I, Section 8, rights, it is appropriate, and arguably necessary for us to consider similar remedies for this statutory violation as granted for constitutional violations. See Wayne R. Lafave, Search & Seizure § 1.5(b), 132-36 (1996).
[¶ 11] Professor Lafave notes if there is no pertinent legislative history, as is the case with N.D.C.C. § 19-03.1-32(3), then it is appropriate to use suppression as a remedy when the statute “concerns the quality of evidence needed for issuance of the warrant ... without concern for whether the rule or statute exceeds the requirements of the Fourth Amendment.” Id. at 136.
[¶ 12] If the exclusionary remedy is what we must look to when a statute implicating substantive constitutional rights is violated, and the source of the exclusionary remedy in this state is the Fourth Amendment, then we must also consider the application of the good-faith exception delineated in United States v. Leon,
[¶ 13] Responding to our request in Herrick I, both parties submitted well-developed arguments and briefs on the reasons for and against applying a good-faith exception to the exclusionary remedy in this case. The landmark precedent first recognizing a good-faith exception to the federal exclusionary rule was United States v. Leon,
[¶ 14] In Leon, the trial court suppressed evidence of drugs found with a facially valid
[Ejvidenee obtained in violation of the Fourth Amendment by officers acting in objectively reasonable reliance on a search warrant issued by a neutral and detached magistrate need not be excluded, as a matter of federal law, from the case in chief of federal and state criminal prosecutions.
Id. at 927,
[¶ 15] The Leon Court reasoned that “marginal or nonexistent benefits produced by suppressing evidence obtained in objectively reasonable reliance on a subsequently invalidated search warrant cannot justify the substantial costs of exclusion.” Id. at 922,
[¶ 16] Herrick argues the affidavit and application for the noknock warrant in this case were so lacking in indicia of probable cause and specificity that a reasonable person could not believe the warrant was valid. His argument is based on the third exception to the good-faith rule announced by the Supreme Court in Leon. Id. We disagree with Herrick’s argument.
[¶ 17] In 1973, in State v. Loucks,
[¶ 18] As we noted in Herrick I, these cases effectively constituted a per se rule in North Dakota that the suspected presence of drugs justified a no-knock warrant under N.D.C.C. § 19-03.1-32(3). Herrick I, at ¶ 21. Under these prior eases, law enforcement officers would have no reason to doubt the validity of a no-knock warrant issued in a drug case by a magistrate or judge.
[¶ 19] Arnie Rummel, Special Agent of the Bureau of Criminal Investigation, was the officer in charge of the task force in Stuts-man County. Rummel testified at the remand hearing that he understood the standard for obtaining a no-knoek warrant was if the officer suspected drugs were on the premises. Rummel also stated the reasoning behind the thirty-one no-knoek warrants the task force had previously obtained was a belief drugs were present. Furthermore, in this case, Officer Becker also testified she was not aware anything more than the presence of marijuana was required to get the no-knock warrant she had obtained from the judge.
[¶ 20] Contrary to Herrick’s assertion, the officers here had indicia of probable cause
[¶ 21] Herrick also argues the North Dakota Constitution recognizes greater protections than the federal constitution, and therefore the good-faith exception does not apply to a search warrant issued under state law.
[¶ 22] It is axiomatic our state constitution may provide greater protections than its federal counterpart. State v. Ringquist,
[¶23] Article I, Section 8 of the North Dakota Constitution is almost identical to the Fourth Amendment. Article I, Section 8, provides:
The right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures shall not be violated; and no warrants shall issue but upon probable cause, supported by oath or affirmation, particularly describing the place to be searched and the persons and things to be seized.1
[¶24] The sources of the declaration of the right to be free of unreasonable searches and seizures in Article I, Section 8 have been identified as “Penna., I, and Constitutions generally.” Herbert L. Meschke and Lawrence D. Spears,’ Digging for Roots: The North Dakota Constitution and the Thayer Correspondence, 65 N.D. L.Rev. 343, 379 n. 251, 481 (1989). As Meschke and Spears explained: “[I]t is important to look for guidance in similar provisions in other state constitutions and in their constructions, particularly when the constitutional provisions are linked historically.” Meschke & Spears, at 381.
[¶ 25] The Supreme Court of Pennsylvania held in Commonwealth v. Edmunds,
[¶26] North Dakota precedent does not contain such clear guidance. While we cer
[¶ 27] Today, this Court has found only that a violation of N.D.C.C. § 19-03.1-32(3), based on a no-knock warrant issued on a per se basis prior to Herrick I is subject to the good-faith exception as outlined in Leon. While noting the historical common law of North Dakota and the differing constitutional relationship to Pennsylvania, we do not decide if in fact North Dakota does provide greater state constitutional protections than the Fourth Amendment, and if so, whether such heightened protection would preclude a good-faith exception to North Dakota’s exclusionary rule.
Ill
[¶ 28] We hold when, prior to our decision in State v. Herrick,
[¶ 30] The Honorable Herbert L. Meschke, a member of the Court when this case was heard, resigned effective October 1, 1998, and did not participate in this decision.
[¶ 31] The Honorable Carol Ronning Kaps-ner was not a member of the Court when this ease was heard and did not participate in this decision.
Notes
. The Fourth Amendment of the United States Constitution provides:
The right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures, shall not be violated; and no warrants shall issue but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched and the persons and things to be seized. (Emphasis added.)
This language is identical to Article I, Section 8 except for the conjunction “and."
Concurrence Opinion
concurring.
[¶ 32] I agree with the opinion of the Court. I write separately to note that the concurring and dissenting opinion here parallels the dissent in State v. Jacobson,
[¶ 33] “The framers of North Dakota’s Constitution must have intended more protection under the North Dakota Constitution’s unreasonable searches and seizures clause than that of the Fourth Amendment to the United States Constitution, because otherwise the state provision is a meaningless redundancy.” So goes the argument. What the argument lacks is historical perspective.
[¶ 34] From its adoption, the Fourth Amendment of the United States Constitution was considered a limitation only on the federal government. It was not until 1961 that the United States Supreme Court, in Mapp v. Ohio,
[¶ 35] When the framers of North Dakota’s Constitution included an unreasonable searches and seizures clause, they were prohibiting the state from doing what the federal government was prohibited from doing.
[¶ 36] A review of the entire proceedings of our State Constitutional Convention offers not one word of support for the concept that the framers intended to do anything other than prohibit the state from doing what the federal government was prohibited from doing. Official Report of the Proceedings and Debates of the First Constitutional Convention of North Dakota (1889); Journal of the Constitutional Convention for North Dakota (1889).
[¶ 37] The concurring and dissenting opinion refers us to Mesehke and Spears, Digging for Roots: The North Dakota Constitution and the Thayer Correspondence, 65 N.D.L.Rev. 343 (1989), and Model Constitution (Peddrick Draft # ¾ 1889), 65 N.D.L.Rev. 415 (1989). The “Authorities” section of the Peddrick Draft # 2 reflects the origin of the unreasonable searches and seizures provision was “Penna., I, and Constitutions generally.” 65 N.D.L.Rev. at 481. There is nothing in our constitutional records or the jurisprudence of the time to support the concurring and dissenting opinion’s imputation of an exclusionary rule, let alone an exclusionary rule without a good faith exception, as the intent of our Constitutional Convention. Although Pennsylvania’s, in addition to constitutions generally, may have been a source secret drafters looked to, there is nothing to support the idea our Constitutional Convention knew it. If the delegates had looked to Pennsylvania law, they would have found no “exclusionary rule without any good faith exception” enunciated there. The Pennsylvania Supreme Court first “discovered” this principal over one hundred years after our North Dakota Constitution was adopted. Commonwealth v. Edmunds,
[¶ 38] Dale V. Sandstrom
Concurrence Opinion
concurring in part and dissenting in part.
[¶ 39] I concur in the part of the majority opinion that concludes N.D.C.C. § 19-03.1-32(3) requires a higher standard for issuance of a no-knock warrant than the Fourth Amendment requires. N.D.C.C. § 19-03.1-•32(3) requires “probable cause” to believe the evidence would be disposed of or the officer’s safety would be endangered, whereas the United States Supreme Court has concluded the Fourth Amendment requires a “reasonable suspicion” that knocking and announcing would result in destruction of evidence or placing the officer in danger. Richards v. Wisconsin,
[¶ 40] I, therefore, agree the application of the exclusionary rule as a remedy for the violation of N.D.C.C. § 19-03.1-32 is proper, because the violation is one which implicates a basic constitutional right against unreasonable searches and seizures.
[¶ 41] The majority next reaches the-issue of whether we should adopt a good faith exception to the exclusionary rule remedy we have adopted for a violation of N.D.C.C. § 19-03.1-32. The majority reasons that because the exclusionary rule in our state has its genesis from federal constitutional doctrine we “must” follow United States v. Leon,
[¶ 42] It is at this point in the decision I can no longer agree with the majority opinion. It concludes at ¶ 27, notwithstanding the argument by Herrick that the North Dakota Constitution recognizes greater protections than the federal constitution, the court “need not decide today” the question of whether the North Dakota Constitution provides greater protections than the federal constitution. I disagree that our inquiry stops here.
[¶43] In Herrick I, this court remanded the case to the trial court for “consideration of whether or not a good faith exception to the exclusionary rule should be applied.” State v. Herrick,
[¶ 44] The issue having been squarely raised by the defendant in this case, I believe it is our duty to independently interpret our state constitution. In State ex rel. Linde v. Robinson,
[¶ 45] In examining the object to be accomplished, we look to the “intent of the ‘constitution maker,’ the intent of the members of the constitutional convention, the intent of the people adopting the constitutional provision, and the purpose and spirit of the provisions being construed.” Boughey, supra at 218. Early North Dakota history reveals the power and influence of the railroads in North Dakota. Id. at 242-43. It has been suggested the people of Dakota Territory wanted to assert their independent rights as against control from outside interests. Id. The history of our state constitution shows that the framers and the people of North Dakota
[¶ 46] It can be established, however, that the North Dakota Constitutional framers did not use the federal constitution as a model in formulating our state constitution. See Honorable Robert Vogel, Sources of the 1889 North Dakota Constitution, 65 N.D. L.Rev. 331, 332, 342 (1989). The sources of the declaration of the right to be free of unreasonable searches and seizures in Article I, Section 8, have been identified as “Penna., I, and Constitutions generally.” Honorable Herbert L. Meschke & Lawrence D. Spears, Digging for Roots: the North Dakota Constitution and the Thayer Correspondence, 65 N.D. L.Rev. 343, 379 n. 251, 481 (1989) (exploring the history of the “Williams Constitution”).
[¶ 47] The origin of Article I, Section 8 of our state constitution is clearly linked to the Pennsylvania Constitution, Article 1, Section 8. In the interpretation of our state constitution it is important to look for guidance in the construction of a like constitutional provision upon which our constitutional provision is based and historically linked. Meschke & Spears, supra at 381.
[¶ 48] The Pennsylvania Supreme Court construed Article 1, Section 8 of its state constitution in Commonwealth v. Edmunds,
[¶ 49] First, it noted although the text of its search and seizure provision is similar to the Fourth Amendment to the United States Constitution, it is “not bound to interpret the two provisions as if they were mirror images[.]” Id. at 896. Similarity of language between federal and state constitutions may show a similarity of purpose, but it does not follow that a state court interpreting a state constitutional provision cannot do so independently from the federal courts’ interpretation of the federal constitution. See State v. Jacobson,
[¶ 50] The Edmunds court also pointed out that “[l]ike many of its sister states, Pennsylvania did not adopt an exclusionary rule until the United States Supreme Court’s decision in Mapp required it to do so.”
[¶ 51] Our Court has stated “[t]he North Dakota Constitution may afford broader individual rights than those granted under the United States Constitution.” State v. Rydberg,
[¶ 52] With regard to Article I, Section 8 (formerly Section 18) specifically our Court has stated:
The fourth and fourteenth Amendments to the United States Constitution and Article I, Section [8] of the North Dakota Constitution prohibit unreasonable searches and seizures. The guiding ‘principle behind these prohibitions is to safeguard personal privacy and dignity against unwarranted intrusions by the State. To realize this principle, all evidence obtained in searches and seizures which transgress the commandments of the fourth amendment to the federal constitution has been made inadmissible in state courts by the United States Supreme Court.
State v. Phelps,
[¶ 53] The history of our statutory law also shows our legislature implemented Article I, Section 8 by enacting N.D.C.C. § 19-03.1-32 thereby manifesting an intent to guard against the issuance of no-knock warrants without probable cause and afford our citizens greater protection against unreasonable searches and seizures than the federal constitution. In State v. Orr,
[¶ 54] Finally, other states have confronted the issue of whether to apply the good faith exception to the exclusionary rule enunciated in Leon under their own constitutions. See, e.g., Edmunds,
[GJiven the strong right of privacy which inheres in Article 1, Section 8, as well as the clear prohibition against the issuance of warrants without probable cause, or based upon defective warrants, the good faith exception to the exclusionary rule would directly clash with those rights of citizens as developed in our Commonwealth over the past 200 years, ... From the perspective of the citizen whose rights are at stake, an invasion of privacy, in good faith or bad, is equally as intrusive.
Id. at 901.
[¶ 55] I, therefore, respectfully dissent, because I believe our Court should address the issue of whether to adopt or reject the good faith exception to the exclusionary rule under Article I, Section 8 of the North Dakota Constitution, based on a thorough and considered analysis of North Dakota history, the origin of the right, our own precedent, related case law from other jurisdictions, subsequent legislation, and the purposes of Article I, Section 8 our Court has recognized.
