*1 Utah, Appellee, STATE of Plaintiff and HERRERA,
Tomas R. Defendant Appellant. Utah, Appellee,
STATE of Plaintiff and SWEEZEY,
Mikell Defendant Appellant.
Nos. 920265.
Supreme Court of Utah.
April *2 Dam, Gen., Atty.
R. Paul Van Christine Soltis, Gen., Atty. City, Lake Asst. Salt plaintiff. Watt, Moffat, P.
Joan C. Mark R. Richard Mauro, City, for Herrera. Salt Lake Watt, Remal, Lake Lisa J. Joan C. Salt City, Sweezey.
HOWE, I Sweezey charged Justice: home so shot him.” attempted murder in violation Utah interlocutory appeal This is an two Code Ann. 76-5-203. in two cases which we have orders entered appellate purposes. consolidated for Defen- Sweezey also filed several motions that are *3 Sweezey dants Tomas R. Herrera and Mikell essentially to those filed Herr- identical constitutionality era, challenge attacking both Utah’s Utah’s defense stat- as codified Utah motions, defense under Code utes. The trial court denied these §Ann. and other related sections. granted Sweezey’s 76-2-805 we interlocutory ap-
peal.
FACTS STANDING ISSUES interlocutory appeal, Since this is an there only adjudication has limited been of the Initially, question there is a whether specific in either facts ease. The State con- Sweezey, early either Herrera this following facts far cedes so as the stage, standing has demonstrated that he constitutionality limited issue of is concerned. However, challenge to the statutes. it is an adequate showing standing expert if an v.
State Herrera testimony provides or an asserting affidavit insanity” “viable is Defendant shot issue involved in Herrera and killed his ex- Rhoades, the case. v. Idaho girlfriend, State Claudia Martinez. He admitted to 809 P.2d Both police visiting he had Herrera been “some Sweezey presented testimony, such girl” “something snapped, when something standing happened bring we conclude that have to go to him and he decided challenge. Martinez house and shoot He Claudia.” also gun admitted that took his her he home
and shot her twice He head. then ANALYSIS mother, Gonzales, chased her Rosa into a Background I. brother, bedroom where Claudia’s Reuben Martinez, sleeping. was Herrera shot at Hinckley When John was found not police both of them but missed. The arrest- shooting reason of shortly killing ed Herrera after the while he Reagan President Ronald and Press Secre possession gun. still had He had not tary Brady, public outrage prompted James any drugs. consumed alcohol or He was Congress and some states to reexamine their charged with Claudia’s murder and with the respective insanity defense laws. As a re two, attempted murder the other all in sult, in 1983 Utah abolished the traditional § violation Utah Code Ann. 76-5-203. statutory in favor defense of a new Young, scheme. State v. eventually pleaded Herrera guilty by (Utah 1993); Legislative Survey, Utah insanity. reason of He filed several motions 115,151. L.Rev. Utah Under Utah’s current attacking statutory Utah’s scheme as uncon- scheme: upheld trial stitutional. The court the insani- statutes, ty petitioned defense and Herrera It prosecution is a to a defense interlocutory appeal. defendant, for this statute or ordinance that the illness,
a result of
lacked the
men-
Sweezey
State
tal
required
as an element of the
charged.
offense
Mental illness
not oth-
standing
Steve Matthews was
outside a
erwise a defense.
City
hotel
downtown Salt
when
Lake
76-2-305(1).
Sweezey
Sweezey
approached. When
was
Code
This
Ann.
amend-
n withinabout
feet,
gun
eight
pulled
prior
he
from ment
eradicated
which allowed
backpack
present
independent
and shot
defendant
affir-
Matthews
face.
words,
insanity.
The bullet entered Matthews’s left cheek but mative defense
In other
permitted
A security
did not kill him.
officer
the former statute
a defendant to
Sweezey say, “They
my
hotel heard
she
ground
wrecked
defend on the
that he or
commit-
observed,
sense,
very
justice
“In a
real
that the
ted the act but did
understand
wrong.
act
The new law limits the
confinement of the insane is the
innocent;
did not
simply
that the defendant
the release of
alleged
requisite
Stacy,
mens rea
society.”
punishment of
at 384.
Young,
(Tenn.1980)
J.,
crime.
(Henry,
601 S.W.2d
dissenting).
example
helpful
illustrate
A common
prior
between the
difference
policy
balancing
public
This delicate
B, thinking
he
If A kills
new law.
accomplished
legislature
in the
than in
better
merely squeezing
grapefruit,
A does not
Supreme Court
the courts. United States
requisite
rea for murder and
have the
mens
Black, dealing with the nebulous con
Justice
acquitted
prior
under both
would
disease,
compulsion
*4
cepts of
and mental
stat
LaFave,
Wayne R.
the new law. See
Sub-
ed,
range
problems created would
“The
(1987)
306,
(citing
Law
315
stantive Criminal
beyond
capacity to
totally
our
settle
seem
(1985))
cmt.,
Penal
4.01
166
Model
Code
all,
wisely,
and even the
much less
settle
However,
B,
if A kills
[hereinafter LaFave].
attempt
terms and thus to
to define these
thinking
enemy
an
that B is
soldier
impose
rigidity
constitutional and doctrinal
self-defense,
killing
justified
then A
as
area
our under
seems absurd
an
where
requisite
has the
mens rea for murder and
standing
today
incomplete.”
even
so
Pow
under the new law but not
could be convicted
514,
2145,
Texas,
546,
ell v.
392
88 S.Ct.
U.S.
knowingly
prior
he
under the
(1968) (Black,
2161,
J., con
ment must balance
interests
authority
it has
to invalidate it.
mean
der, protection, punishment, and deterrence
Regents
Ewing,
v.
Mich.
474 U.S.
Univ.
particularly
responsibility
with arduous
214, 226,
507, 514,
placed
proving
beyond
burden
formulating a
rule
But
constitutional
would
reasonable doubt on
defendant.
reduce,
eliminate,
any
exper-
if
fruitful
adopt
specific
Court
declined
imentation,
developing pro-
requirement
pro-
as a
under federal due
and freeze
test
cess,
psychia-
concluding
holding
dialogue
such a
would be
ductive
between law
uncertainty
try
rigid
into
mold.
It is
given
in the
constitutional
unwarranted
community,
history
simply
yet
time to
into the
psychiatric
the erratic
write
concepts
Constitution formulas cast in terms whose
deal with the elusive
of mental ill-
relevance,
meaning,
yet
guilt.
alone
is not
surprisingly,
let
ness and
“Not
there has
lawyers.
disparity
clear
to doctors or to
resulted a
position
either
wide
tak-
on
legislatures
en
this issue both
586-37,
agree
Id. at
similar
that “[t]he
right
termined that
is no
insanity
there
constitutional
has
long
defense
had
varied
independent
insanity
to have an
history
defense.
during
development
its
the com-
Korell,
There,
However,
mon
690 P.2d
996.
the court
law.”
Defendants detailed test, initially pioneer impulse example, reject- how Utah has been a in the treat for ed, mentally Mewhinney, ill. 43 ment and From State v. Utah 1983, 632, (1913), days recognized, its territorial Utah has demon P. 638 was later fact, insanity deeply upon special 4. not as it bore mens rea. Creation of the history might imag- departure anchored in as some defense was a from the traditional [fjnsanity recog- ... to be ine. did come of the in moral basis criminal law—embodied independent ground exculpa- nized an for prevailed concept of mens rea—that had time, century. 19th to that tion until the insanity Prior before. centuries to the issue of was considered relevant Report, at AMA guilt, or moral blameworthiness insofar as Green, mind at time v. 78 Utah state State (1931), rejected again. then and was crime. (Utah Sessions, v. State Young, (quoting Legis- P.2d at Utah 1982). sampled Utah has several variations Survey 1983, lative 1984 Utah L.Rev. — years, demonstrating the somewhat over 265); §§ 156 n. see Utah Code Ann. 77-16a- relationship nature of the between erratic If a guilty -104. defendant is found not insanity. culpability and criminal by insanity, acquitted reason he is of all rely upon past However, culpability. subject Defendants also decisions he is support court their this state due to civil If a confinement. defendant is found See, argument. P. at e.g., Mewhinney, ill, guilty mentally trial and court first (implementing requiring test de hearing conducts a to “determine the defen- recognize wrongfulness con fendant § present dant’s mental state.” 77-16a- Brown, duct); 46, 102 104(1). 36 Utah P. 641 State If the court “finds clear and (1909) that an (recognizing individual could convincing evidence that the defendant necessary mens rea but not ill,” currently mentally may it sentence the criminally culpable insanity). due to These just guilty defendant other defendant distinguishable. decid cases are This court (1) (2) hospital, commit him to the state prior legislature them when the ed probation, order him to order limited the defense. These former custody Department of Corrections. interpreted either statu decisions different 77-16a-104(3). § If a defendant commit- tory standard that existed at that time or hospital ted to for confinement and judicial simply expressed preference for treatment, eighteen he remains there for one test over another. None of the eases months or until he reaches “maximum bene- constitution, grounded the Utah 77-16a-202(l)(b). fit.” binding today light are not of section 76- guilty mentally ill verdict buffers Korell, 690 2-305. See P.2d at 999-1000. consequences some of the harsher of elimi- policy legislature
The Utah has made a nating independent defense. It decision to limit the traditional de- judge trial affords the discretion determin- decision, policy fense. hold that We ing guilty mentally one found ill whether defendants, though limiting for vio- does not should medical receive attention rather than process rights. late their state due incarceration. This traditional new verdict option acknowledges that can a defendant Although legislature has limited the ill, guilty mentally both and it aids the insanity defense, provided guilty has jury resolving the dilemma of whether to mentally option. ill verdict as an “A insanity. acquit provides The verdict judgment guilty mentally ill does ground “guilty” middle between and “not defendant; serve to exonerate excuse the guilty by insanity.” It reason allows for rather, found the offender and mental- disposition mentally ill “special offenders ill ly is held accountable for his criminal therapeutic setting to a custodial conduct, illness, yet because of his mental purpose treating the mental illness.” specialized need treatment.” Legislative Survey 1983, 1984 Utah 1987). (Utah — DePlonty, 749 P.2d 156-57. L.Rev. at “Guilty mentally ill” is a deliberate “guilty argue ill” approach variation of the but Defendants that Utah’s provision adopted years develop- some states. The hundreds of thrown *9 legislative guilty thought committee that ment out the door. Existence of the [Utah] implied mentally ill “guilty mentally the words but ill” and verdict contradicts such as- a causal connection between the mental sertions. We believe that mens rea mod- the con- with implied coupled illness and the crime. That el this inventive verdict is a nection, however, inappropriate constitutionally system dealing under of valid “guilty ever-adapting the Utah statute because men- field. The new law is not a and tally digression ages ignorance ill” to of and fear of on state defendant’s of focuses illness, sentencing, legitimate approach regardless mind at the time but a to of does not shift baffling relation- Section 76-2-305 burden
dealing with sometimes proof. merely defendants to insanity It enables and mens rea. See ship between that rebuts the State’s case (concluding present that evidence Report, mens AMA at end, beginning to against them. From legally surpasses, both and approach rea prov- responsibility insanity prosecution carries morally, all defenses traditional ing every element of the crime apprecia- each and it leads “a more realistic to while beyond im- doubt. relationship reasonable between mental tion of behavior”). and pairment criminal Arbitrary Capricious and
VI. Equal and Protection V Burden of Proof to The next issue address whether convicted, to be For defendants due arbitrary capricious and section 76-2-305 prosecution prove that the process mandates process, due and therefore violative state beyond charged every element of the crimes Const, 7, I, § and art. or federal state Utah Winship, In re 397 U.S. a reasonable doubt. Const, XIV, equal protection, U.S. amend. L.Ed.2d 368 Const, I, § 24. Both the federal Utah art. Swenson, 1136,1138 (1970); State v. P.2d require similarly state that and constitutions 1992). (Utah that Defendants assert be treated alike under situated individuals scheme unconstitution is a the law unless there reasonable basis ally prosecution relieves the this burden treating differently. v. them Greenwood process.5 They contend that violation due Lake, City North Salt 817 P.2d rely on allows them to since section 76-2-305 (Utah 1991); Lewis, P.2d Malan intent, only negate required to (Utah 1984). argue Defendants that crime, they an element essence are illegally model differentiates Utah’s mens rea prove they requisite to forced lacked solely mentally ill on between defendants prosecution proving rather mens rea than content of delusions. insane defen their One true, they possess If it. this would shift may kill delusion that dant severe proof. the burden something killing he is human. may Another kill under delusion that he is theory previously con This been justi actions are attacked and his rejected. Byers, at sidered The first is found not fied self-defense. 864-65, explained the court that the mens rea under the mens reason present evi model enables a defendant model, rea while the second be convict supporting his claim but does dence defendants, According equally ed. each beyond require prove the defendant ill, mentally they differently are but treated negates reasonable doubt that disease “clinically indistinguishable because some de requisite intent. a burden ‘shifts’ it “When system” lusional causes them to differ another, prose goes party from one ent hallucinations. prosecution But cution to defendant. find that there is a reasonable here was relieved its burden. The We that the jury was not instructed that basis this difference and mens [the defendant] 865; arbitrary capricious.6 any kind Id. at rea model is not had of burden all.” Beam, legislature line 109 Idaho 710 P.2d has drawn a between comprehend those who do not Apparently, urge decide on both the American Medical Association 5. Defendants us to this issue anything process grounds. model but due Howev- views mens rea arbi- federal er, trary capricious. unambiguously argument It defendants' state due attests superficial philoso- specific question approach this a consistent entails "restores history phy responsibility, enhancing concerning unique thus statement Utah’s criminal acceptance part credibility reference another defendants' brief. adequate briefing justice system_ emphasiz[es] authority, [It] we lim- consider- Without analysis mercy appropriate proof treatment all of the burden of issue to ations it our Jensen, Report, process. AMA State v. disordered offenders.” federal *10 added). 1991). (Utah (emphasis n. 2 (1) taking a life and who do. If proposes human those a defendant to offer evi- guilty dence that is not group offenders in the first do not know that he as a result of insanity or he they hurting had diminished killing person, are or mental another capacity, prose- he shall file and serve group while in the do those second know. cuting attorney with written notice of his group judgment, The first makes no moral intention to claim the defense at the time group they while the second realizes are arraignment or as soon afterward as actually killing someone and therefore their practicable, but not days fewer than 30 actions come closer to the realm criminali- before the trial. (“[T]he ty. Report, See AMA at 2975 (2) If the court receives notice that a must first discard the notion that defendant intends to claim he is not negates short of that mens rea ab- guilty by reason of or that he had legal respon- solves a defendant moral and capacity, diminished court shall acts.”); sibility Neely, for his see also Department order the of Human Services (1991) 112 N.M. (up- investigate examine the defendant and holding legislative distinction between those his mental orga- condition. The or guilty by found not reason of nization department directed to con- mentally ill guilty those found but and ex- duct testify the examination shall at the plaining rationally that this classification “is request of or party any the court either legitimate related to a interest —it allows proceeding testimony in which the is other- ill mentally capac- those who did not have the trial, Pending wise admissible. unless the ity appropriate to form the criminal intent to court or the executive director directs oth- liability providing avoid criminal while erwise, the defendant shall retained in liability criminal those custody the same or status he was at the intent, they possessed yet the criminal who time the examination was ordered. ill”). are nonetheless (3) The defendant shall make himself reasonably It can be concluded that those fully cooperate available and in the exami- appreciate who understand the fact that department nation other killing “culpable” another are more independent examiners for the defense and carry than those whose delusions them even prosecuting attorney. If the defendant away reality. agree further We with fully fails to himself make available and the trial court’s legal conclusion that “the cooperate, and that failure is established to purposes standard of mental illness for hearing satisfaction the court at a culpability constitutionally is not re- trial, prior to the defendant is barred from quired to all embrace medical definitions of presenting expert testimony relating to his mental illness.” The mens rea model is a defense of mental illness at the trial of legitimate holding means to the end of re- department complete case. The shall sponsible who acted days examination within after necessary intent. court’s prepare pro- order and shall prosecutor vide to the court and defense Against Right VII. Self-Incrimination report concerning counsel a written condition of the defendant. charge Ann. Defendants that Utah Code § (3).7 77—14—4 both violates 77-14-4(1), (2), § federal state Utah Code Ann. & rights against court, constitutional self-incrimina- argued the trial defendants provides part: tion. This statute requirement compels examination them to legislature appeal, psychological Since this case reached sociological profile, op- requirements: has added some related posing party right corresponding have a shall (3) prosecution propos- expert If the or the defense to have its own examine evaluate testimony expert es to introduce of an which is the defendant. interview, contact, upon personal based vation, obser- psychological testing of the defen- require This section the admis- dant, testimony expert involving of an a mental sion of evidence not otherwise admissible. defendant, diagnosis testimony of an 77-14-3(3) Utah Code Ann. & expert that the defendant does or does not fit a *11 370 the criminal against preserve a fair balance between
give themselves. Both trial evidence prosecutor. reason- and the Such defendant upheld provision, this and defendant courts ing change a state uses undergo does not the exami- Herrera was ordered to were mens rea model. If the defendants nation. by plead- permitted to rebut the state’s case compelled mental This of whether issue any ing insanity then be shielded from to right against self- violate the examinations examination, the bur- psychiatric state’s state much discussion. incrimination received they requisite proving possessed the den of LaFave, at n. 55. In Estelle v. See beyond doubt intent a reasonable Smith, U.S. 101 S.Ct. practically insurmountable. would become (1981), the United Su- L.Ed.2d 359 States LaFave, certainly at “It would See 349-50. the Fifth preme held that violates Court charged strange permit doctrine to one be right against self-incrimination Amendment public put offense to issue his want with undergo compel to a criminal defendant to offense, capacity to of mental commit psychiatric examination when that defendant capacity plea in order make his of want of to attempted nor to introduce neither initiated prevent inquiry his men- invulnerable all into any psychiatric Id. at evidence. Cerar, 60 state condition.” State v. tal 1876; at see States v. Ma- S.Ct. also United 208, 220, Utah P. (10th drid, Cir.1982); F.2d (Utah Bishop, 753 P.2d however, necessary, It is to include 1988). way out of its to The Court went safeguard procedural in relation to this stat point make clear: this Any incriminating that re ute. admissions analogous from a section 77-14-4 examination Nor was the interview to sani- sult rebutting insanity ty limited a defendant’s should be an examination occasioned insanity may plea guilty by defense and not be used to show of not reason of at “engaged in conduct of his a defendant the defendant time offense. When him’).” LaFave, ‘yes, I at charged (e.g. asserts the defense and introduces shot testimony, generally agreed privilege It supporting psychiatric his si- 348. Id.; [meaning unwillingness see Ameri lence his to submit extends to such admissions. may City Crosgrove, deprive to an the State can Fork examination] 1985) (Utah ways (discussing the only means it has of contro- subtle effective may unconstitutionally inter- com verting proof on an issue that he which states evidence). Therefore, jected Accordingly, pel several we direct that into case. that, from Appeals prosecution have held use the information Courts of circumstances, rebut defen such a defendant can be this examination required sanity to submit to a examination dants’ claims but to otherwise prosecution’s psychia- guilt. jury should instruct conducted establish they trist. ed about this and that should restriction any the is not consider such admissions on Estelle, 465, 101 at 1874 451 U.S. at Madrid, 348; LaFave, guilt. at sue of see (citations omitted); also Buchanan v. see agree F.2d 1121-22. also We with Kentucky, 483 U.S. proceed trial intention to court’s announced 2917, 97 (explaining L.Ed.2d 336 of the information in camera review right against pre- self-incrimination does not jury. presented before it is prosecutor, clude in order rebut defense, introducing psychiatric testi- Fifth the United Amendment to defendant); mony expert who examined part that no States Constitution states LaFave, compelled person “shall be against maintain their case to a witness himself.” Utah’s that since Defendants I, counterpart 12 of the negating defense is limited to is article section Constitution, longer provides, “The ac mens afforded rea defense, give compelled dictum in cused shall not be evidence traditional affirmative against argue that the inapplicable. disagree. Estelle We himself.” Defendants pro- privilege against self-incrimination reasoning behind the above statement *12 parties them protection more than its feder- thereto. Where there exists no vides counterpart. They argument this opinion regard- al base more than a difference language history. disparity and on Utah’s ing hypothetical application piece of a disagree. We As we discussed American legislation to a situation which the Fork, privilege 701 P.2d at Utah’s parties time, might, at some future find against does not themselves, self-incrimination exceed question unripe adju- that of the federal constitution. dication. pleaded guilty Since defendants have not Gym, Redwood 1148.
by
insanity,
reason of
we conclude that the
privileges against self-incrimination under
CONCLUSION
state and
both
federal constitutions do not
affirm
denying
We
the trial courts’ orders
protect
so far as to
them from a
extend
defendants’ motions to “Declare Utah Statu-
77-14-4
section
examination. With this con-
Unconstitutional,”
tory Scheme
and we re-
clusion, however,
clarify that
we
we are not
mand both cases for trial.
finding that
have waived
defendants
their
rights against
by relying
self-incrimination
ZIMMERMAN, C.J.,
RUSSON, J„
upon
simply
We
hold
defense.
concur.
a “fair
requires
state-individual balance”
practical
privilege.
limitation on the
See
STEWART,
Justice,
Chief
Associate
LaFave,
(citing
at 349-50
United States v.
dissenting:
Bohle,
(7th Cir.1971),
We do not this issue. reach This is principles Anglo-American mental crimi- interlocutory appeal. an Neither defendant nal that has existed centuries. For crime, has been convicted of a let alone sent history and, the first time in this state’s early point, enced.8 At this there has been exceptions, first two for the time the na- adjudication defendant’s either mental history, now tion’s this Court holds that an advisory This court not status. will issue person prohibited an who commits act opinions controversy or examine a that has guilty the criminal law is as a sane yet not may imprisoned, and even executed,
sharpened
fully responsible
into an
if
actual
imminent clash
he were
legal rights
obligations
person.
between the
sane
I submit that the Court fails to
ill;
(4)
argument,
presume
guilty
mentally
In their
defendants
Yet,
mentally
(5)
offense;
guilty
will be
found
ill.
guilty of a lesser
possibilities:
there are several other
(6)
ill;
of a
lesser offense
guilty by
If a defendant
a defense of not
asserts
insanity,
reason of
the court shall instruct the
(7) guilty
offense due to
of a lesser
mental
jury
that it
find the defendant:
illness, but not a
illness that
warrants
(1) guilty;
full exoneration.
(2)
guilty;
(Supp.1993).
§
Utah Code Ann.
77-16a-102
guilty by
insanity;
reason
suggests that
majority opinion also
fundamental
extent
perceive the
M’Naghten
the issue whether
values have
principles and
constitutional
Clearly,
constitutionally required.
test
by its affirmance of Utah Code
violated
been
incorporate any particu-
76-2-305(1).
cen-
constitution does
flouts
decision
Ann.
Nev-
defense.
lar formulation of
respon-
personal
*13
legal principles
turies-old
ertheless,
recognition
insanity
as defense
sibility that
Judeo-Christian
evolved
recognized
principle that has been
is a core
concepts
from an ex-
and ethical
and
moral
every
system of
by
civilized
law
for centuries
the
of human
knowledge of
causes
panding
Historically, the
in one form or another.
federal
precepts of state and
Basic
behavior.
differently,
has
but
law,
protection
been formulated
equal
of the
defense
process
due
knowledge concerning
given the extent of
punishment
and unusual
and the cruel
point
any given
nature
principles
human
constitu-
in
federal
provisions
the
defense,
time, the
of the
however
in
essence
prohibit legislative
imposing such
tions
action
formulated,
that a
must
has been
defendant
persons
mental
inhuman treatment on
whose
rational,
capacity to
the
the mental
know
nature
mor-
have
deranged
are
faculties
so
wrong.
it was
Whether
his act and that
impossible.
is
ally responsible conduct
test,
beast
test
been termed the wild
the
Ann.
majority holds that Utah Code
The
test,
test,
M’Naghten
the Durham
the
the
face
§
constitutional on its
as
76-2-305 is
test,
test,
test,
other
ALI
the federal
some
equal protection
against
process
always
proposition
at its
the
it has
had
core
claims;
reasons, it refuses to
inexplicable
deranged
so
as
that those who are
statute,
face, vio-
on
decide whether the
its
capacity
comply with
lack the
to
to
pro-
punishment
the
and unusual
lates
cruel
subject
punishment
to
the law are not
and federal constitutions
visions
the state
acts
performed
criminal law for
the
though
place,
no trial has taken
even
course,
derangement.
it
result of the
Of
is
impediment
to be no
to
it finds that fact
scope of
up
Legislature
to fashion the
protec-
deciding
equal
the due
defense,
cannot,
submit, simply
it
I
the
but
prop-
If
first two
tion claims.
the
issues
it,
There
it has done here.
is
abolish
Court, so
cruel
erly before the
is the
issue,
majority
as the
therefore no
would
punishment claim.
I submit
unusual
it,
balancing
as whether the “delicate
to
provisions.
§ 76-2-305
all three
violates
accomplished in
public policy is better
respect
legislature
in the
than
courts” with
the exact nature of the
defense.
I. NONISSUES
Legislature has
latitude
considerable
Legisla-
suggests
majority
adopt
limitations to
within constitutional
ture,
insanity,
in dealing with
is confronted
wise,
it
deems
but
whatever
a delicate bal-
dilemma
demands
cannot,
view,
my
simply
it.
it
in
abolish
society
ancing of
interests
justice
fair-
of an individual
interest
76-2-305(1) ABOLISHES
II. SECTION
“
sense,
states,
very
It
‘In a
ness.
real
THE
DEFENSE
INSANITY
punishment
confinement of the insane is the
change wrought
innocent;
To understand the radical
the release of the insane is
”
76-2-305(1),
necessary
society.’
(Quoting
§
law
punishment
it
(Tenn.1980).)
Stacy,
origins
of the
defense.
outline
S.W.2d
Beginning
century as the crim-
Certainly,
insane
in the twelfth
the confinement of the
innocent,
began
inal law
to move from a basis of strict
punishment of the
but
culpabili-
liability
liability
based on moral
simply that the criminal release of
true
society.”
ty,
insanity and
came into
both
self-defense
“the
state,
Utah,
English
Initially,
criminal law.
neither in-
Every
including
provides for the
sanity nor
was a defense
persons
of insane
who are
self-defense
civil commitment
trial;
indeed,
others,
then
not as
dangerous
trials
were
we
such as insane
Insanity
today.
them
and self-defense
guilty
reason of know
who have been found
were, however,
royal pardon.
the basis for a
insanity.
Rea,
effect,
Sayre,
B.
Harv.
See Francis
Mens
surmised on
basis
that a
(1932)
974,1004-05
L.Rev.
[hereinafter Mens
presumed
knowledge
to have
self-defense,
Insanity,
infancy, and
Rea].
wrongful-
that one knows the inherent moral
other defenses based on the lack of a
ness of malum in se crimes.
part
mind became
substantive
76-2-305,
With
enactment of
Bracton,
law as
after
but
defenses sometime
Legislature
right
abolished
defendant’s
early
at an
date.
1004.
Id. at
The first
presumption by
rebut
proving insanity.
acquittal
recorded
based
(1)
(4)
Subsections
of Utah Code Ann.
Kathryn
Fritz, Note,
Proposed
J.
§ 76-2-305 state:
Insanity
the Quality
Should
Defense:
Mercy
Safety?,
Sake
(1)
Suffer for
It is a
prosecution
defense to a
un-
Am.Crim.L.Rev.
50 n.
[hereinaf-
der
statute or ordinance
de-
*14
Note,
];
Insanity
ter
see also AMA
Defense
fendant,
illness,
as a result of mental
Report
Trustees, Insanity
of the Board of
required
lacked the mental state
as an
in Criminal
Trials
Limitation
Defense
charged.
element
the offense
Mental
Psychiatric
Testimony, 251 JAMA
illness
a
otherwise
defense.
(1984)
Report],
[hereinafter AMA
of the insanity
Evolution
defense and other
(4) “Mental illness” means a mental dis-
exculpatory defenses into the
law
common
ease or defect. A mental
century
the twelfth
defect
be a
on was the result of
congenital
principles
assimilation of the
condition or
canon
one the result of
helped
and Roman
which
injury
transform the
or a
physical
residual effect of a
or
basis of the law from the blood feud and
mental disease. Mental
illness does
vengeance to principles based on moral
personality
a
or
mean
character disorder
Rea,
975-82;
blameworthiness. Mens
abnormality
or
only
manifested
re-
Note, Insanity Defense,
concept
The
peated criminal conduct.
“guilty
of “mens rea” or
or
mind”
face,
language
On its
in subsection
“wrongful intent” became an
ele-
essential
misleading.
language stating
The
ment of a crime. Whether stated as malice
defendant,
a
“defense”
“the
a result
premeditation,
aforethought,
pretense,
malice
illness,
of mental
lacked the mental state
mind,
guilty
intent,
wrongful
required as an element of the offense
concept
mind
meant
than a simple
more
voli-
charged”
preserve
seems to
de-
tional or intentional
It
act.
included the
fense.
It does not. The statute allows a
wrongness
element
required
or malice and
prove insanity only
negates
defendant to
if it
blameworthiness,
degree
a
moral
and that
requisite
mental element of a crime.1
required
capacity
a
for rational conduct.
It
But that
concept
means
the elements
included a
of “moral blameworthi-
not,
proved.
ness ...
crime must be
If
predicated on the
are
there
presumption
Rea,
sanity.” Mens
at 994.
is no crime. If the
elements
the crime are
proved,
precludes
proof
statute
that the
years,
In
Legislature,
recent
defendant did not act
a wrongful
with
intent
simplify
an effort
require-
the mental state
he did not
capacity
because
have the
to know
ment and
vagaries
eliminate some
nature, quality,
wrongfulness
of his
inherent in common law definitions of mens
crimes,
act.
toAs
nonintentional
those re-
rea,
aforethought,
such as malice
see Mens
quiring proof of
996-98,
negligence,
recklessness or
provided
Rea at
that as to intentional
example,
acts,
an insane
defendant
held
the mens rea was
simply
established
strictly
showing
doing
liable for
the act
he
knowing
intentional or
conduct.
cannot, by definition,
§
Utah Code Ann.
76-2-103.
traditional
show
he acted as a
was,
mens rea
wrongful
person
element
intent
reasonable
would have acted —the
proved
conjunction
1. The
"mental
prove
term
state”
refers
state
with an
act to
committing
mind a
for a
must have in
act
an
intentionally,
crime. Acts that are done
ingly, recklessly,
know-
crime
have been
committed under
negligently may
be criminal.
§
laws of this state. Utah Code Ann. 76-2-103
§
Utah Code Ann.
76-2-101.
defines the various
mental states that must
princi
liberty except on
deny person
life or
objective
employed
test
in such
standard
princi
ples “consistent
the fundamental
cases.
ples
liberty
justice
lie at the
intent,
requiring
an insane
As to crimes
political
our
institutions.”
base of all
civil
virtually always have
person will
316-17,
Louisiana,
U.S.
Hebert
required by the law under
76-2-
103, 104,
71 L.Ed.
S.Ct.
305(1),
though
suffers
even
the defendant
protect
principles
clauses
derangement, such as
from severe mental
concept
“implicit in
ordered liber
psychotic
bizarre
delusion.
extreme and
enlightened
ty”
“a fair
and without which
(3d
Pohlot,
F.2d 889
States v.
United
system justice
impossible.”
would be
Pal
denied,
Cir.1987),
cert.
484 U.S.
319, 325,
Connecticut,
58 S.Ct.
ko v.
302 U.S.
(1988),
court
III. DUE PROCESS legal Assoc., thought.” Am. Bar ethical ABA Health Stan- Criminal Justice Mental Four Under the due clauses (1989) ABA [hereinafter dards 324 Stan- teenth Amendment Constitution (1724-26); dards]; I, see Hawkins Wil- States and article section 7 United Constitution, Blackstone, government may not liam Commentaries the Utah (4th (1898);2 1 Russell on ed. Jewish teachings, Crimes sorbed ethical classical 1865).3 years, philosophy, For hundreds of the common and Roman law. Platt See & Diamond, morally required supra, law has that a defendant be at 356. culpable punished before he can be Standards, ABA n. at 324 Strasburg, malum in crime. se centuries, Anglo-American For over four
Wash. 110 P. As the held criminality law has that there can be no explain: ABA Standards when there is a defect understanding total B.C., early century As as the sixth com- ability or a to comprehend reality. loss mentary scriptures on the Hebrew distin- Long psychiatry, before rise of the law so guished between harmful acts traceable criminality, held. For there to been fault and those that occur without fault. necessary degree there be least some scholars, paradigm To these ancient rationality, making possible degree some type the latter of act was one committed Rea, of free choice. Mens at 1004.4 The child, by a incapable who was seen as Psychiatric recog- American Association has weighing implications person- the moral point: nized behavior, willful; al even when retarded naturally isMan endowed with these two and insane were likened to chil- faculties, great understanding liberty Diamond, dren. Platt Origins See & of will.... The consent of the will is that Development the ‘Wild Beast" Con- which renders human actions either com- cept Mental Illness and Its Relation to culpable.... mendable or [I]t follows Responsibility, Theories Criminal that, where is a there total defect of the [hereinaf- J.Hist.Behav.Sci. understanding, there is no free act of the ter Platt Diamond]. cited as & The Greek will. philosophers, moral as far least back Ass’n, Psychiatric Am. Statement on the In- B.C., century fifth considered the distinc- (Dec. 1982). *16 sanity 2 Defense tion culpable noneulpable between a and odd, indeed, It Legislature that the and among act to be the “unwritten laws of majority a accept of this Court would supported by nature the universal moral theory deterministic of human nature that Jones, sense of mankind.” B. The Law abolishing forms the basis for (1956). Legal Theory and the Greeks 264 The defense. Court relies on the AMA Com- pervaded The view same Roman law and Report, mittee which states: appeared teaching early in the Christian necessity, By psychiatrists tend to view all theologians. emerged Anglo-Saxon It product a human behavior as of determin- law century, no later than the twelfth istic influences. This deterministic orien- result of the “mutual influences and inter- cannot tation be reconciled with the con- theology action of Christian Anglo- will; indeed, cept very great of free to a Levitt, Origin Saxon The law.” psychiatry extent denies the fundamental Rea, Mens Doctrine 17 Ill.L.Rev. responsibility notion individual lies (1922). 136 The idea was reinforced at the heart of the criminal law. England after the Norman invasion Report, AMA at 2978. brought legal it thought, continental strongly by
itself
theory may
influenced
Christian
assump
eth- While
be a useful
science,
ics and
had already
canon
ab-
tion in the
world
it contradicts the
will,
2. Blackstone wrote:
[W]ithout the consent of the
human ac-
culpable;
cannot
tions
be considered as
nor
any
party
But if
be
there
doubt whether the
be
offence,
there
to
where
is no will
commit an
not,
compos
by
jury.
be
this shall
tried
a
any just
why party
there
reason
a
should incur
found,
idiocy,
And if he
be
total
or absolute
penalties
of law made for the
guilt,
insanity, excuses from the
and of course
of crimes
offenses.
any
punishment,
from the
criminal action
(4th
1865).
1 Russell On Crimes 2
ed.
deprivation
committed under
such
sense....
proposi-
4.For more modern statements of the
Blackstone,
see,
4
tion,
Currens,
William
Commentaries 25
e.g., United States v.
290 F.2d
(3d Cir.1961);
States,
Carter v. United
(D.C.Cir.1957).
3. Russell stated:
252 F.2d
by English
law in
this doctrine
common
this nation and state
principles on which
by
Century was
Eighteenth
indicated
the criminal law
and on which
were founded
sweeping statement
to
premise
Blackstone’s
underlying
of our
The
based.
must
constitute
crime there
men and
political
legal institutions
first
”
Blackstone’s
[4
will.
Commen-
agents, free
choose be
“vicious
women are moral
to
taries
commentators
Rights
21].
Common-law
right
wrong.
Bill of
tween
early pronounced
Constitution,
Century
the Nineteenth
the Declara
the United States
Constitution,
although
excep-
principle,
the same
Rights of
tion of
the Utah
few
present problem
tions
relevant to our
Independence are all
not
the Declaration of
recognized.
came
proposition, as
premised on that fundamental
“Historically, our sub
is our criminal law.
(em-
250-51,
U.S.
243^4
theory
upon
based
criminal law is
stantive
omitted).
added) (footnote
phasis
postulates punishing the vicious will. It
majority opinion argues
moral
a choice between
agent
free
confronted with
solely by
culpability
an intent
is established
doing
doing wrong
choosing
right and
regard
Mil a
for a
human
without
freely
wrong.” Morissette v. United
to do
majority’s
insanity.
attempt
defendant’s
States,
246, 250 n.
842 U.S.
S.Ct.
justify
abolition
Pound,
(quoting
244 n.
L.Ed.
solely
finding
culpability
on the basis
moral
Sayre,
Cases on Criminal
Introduction
intent, notwithstanding a
aof
defendant’s
(1927)).
that “[o]ur
Law
It is for that reason
submit,
insanity, is, I
moral non-
defendant’s
punish
collective conscience does
allow
effect,
argument,
recognizes
That
sense.
impose
Hollo
ment
it cannot
blame.”
where
ani-
beings
human
difference between
States,
way
F.2d
United
theory, an
mals. On the Court’s
animal
denied,
(D.C.Cir.1945),
cert.
U.S.
guilty wrong-
its
intentionally
prey
kills
1507,
punishment. Morse, (1992); Excusing against persons Stephen J. crimes true other property. Insanity against Crazy: crimes Reconsid- Defense (1985) 777, ered, [here- 58 S.Cal.L.Rev. insanity defense and The abolition of the In principle, inafter Morse]. model,” “mens rea as adoption of the through back at defense can be traced done, rejected by Congress Utah has was 1,000 law, per- years of British least jury States. After a found United Roman, Christian, haps back as far Hinckley by reason insani John Judaic law.... ty attempted of an assassination of President Congress Reagan, under the United States point gleaned from to be this discus- insanity law.14 took of federal reformation for- simple: specific sion is Whatever approach proposed and The abolition through- mulation of the defense been rejected hearings in nu lengthy after which history, always it has the case been out scholars, legal psychiatrists, and oth merous assign crimi- the law has been loath testified, Congress “‘felt that ers because responsibility to actor was un- nal who dangers of an concerns about the able, at he or she committed the the time and because aboli defense were overstated crime, being to know either what was done alter basis tion would that fundamental wrong. This basic tenet has or that was Anglo-American criminal law: the existence entirely apparently unaffected ad- been culpability prerequisite moral psychology. See vances in medicine ” Report 7-8. Poh punishment.’ House at Perlin, Myths: Unpacking L. Michael added). lot, (emphasis F.2d Symbolism Mythology Insanity Insanity Construing the federal Defense Jurisprudence, 40 Case W.Res. Defense 1984,15 Appeals Reform Act of the Court Per- [hereinafter L.Rev. history for the Circuit referred to the Tenth As the Justice Harlan noted lin]. first place in An- of the its nearly years ago, one hundred while one glo-American jurisprudence: goals justice system the criminal justice system punishes protect public Our criminal punish is to criminals reasons, many chief those it convicts for safety, some “crimes the most atrocious against among them retribution subject crim- character” must criminal, crimes, of future deterrence imposition such inal sanctions if Kelly v. rehabilitation of the criminal. See require “to de- would the courts sanctions Robinson, U.S. part principles in crim- fundamental (1986). However, L.Ed.2d 216 we recognition inal and enforce- are hold accountable those who moral- by every ment demanded conduct; ” historically ly culpable for their humanity justice. consideration morally very crazy” we have not held “the States, Davis v. United U.S. least ac- accountable some their L.Ed. Arenella, Convicting the tions. Peter See Denny-Shaffer, 2 F.3d United States Morally Reassessing the Rela- Blameless: tionship Legal and Moral Ac- Between quali- Hinckley appreciate noteworthy the nature and 14. It that John was not was unable acquittal still wrongfulness turned loose his but is confined ty acts. Mental jury disease that the found disease or defect does not otherwise constitute *19 to have caused his criminal acts. a defense. (b) proof. defendant has the Burden of —The insanity
15. defense that was enacted The federal insanity proving by the defense burden of M'Naghten by Congress is a variation of the test convincing evidence. clear § in U.S.C. is set out 18 17: placing proof by burden In addition to the (a) is an affirmative Defense.—It Affirmative defendant, convincing on the clear evidence prosecution any a defense to Federal prong the volitional of the the statute abolishes that, at the time of the commission of statute the M’Naghten defendant, offense, defense. constituting the the acts defect, as a of a disease or result severe mental 379 justices approach Supreme The abolition has not of the been United States Court jurisdiction adopted any except expressing in other Ida- doubt about the federal constitu- Montana, insanity tional status the defense in ho and and the schemes those cases having nothing do with the issue not distinguishable are states are from the Utah any analysis based of the law far and fall approach The scheme. abolition has also indicating short of how that Court would rule rejected been American Bar the Associa- 16 were it confronted with the issue. Further- Psychiatric tion and the American Associa- more, there is substantial federal law that supported by tion.17 It was the American way. events, looks the other In all a state majority Medical Association. The relies supreme duty court to assess the issue deterministic, heavily on the AMA’s nonfree- under its own state constitution. approach, will designed which was to “correct myopic insanity the focus of majority heavily relies on the Montana emphasizing mercy ap- cases, Korell, considerations of and Idaho State v. 213 Mont. propriate mentally (1984), for all treatment disor- 1000 (not just offenders).18 Searcy, dered 118 P.2d insane Idaho 798 914 offenders” short, They distinguishable. the AMA stunning holds the view statutes Montana and provide law Idaho abolished an should treatment for all as defense, Utah’s, affirmative as un- mentally offenders, does but though disordered even Utah, require like at states least an disorder much less severe than insani- assessment of a mental culpabili- defendant’s ty though and even the disorder has no ty time the crime for purpose Thus, connection to the criminal act. Indeed, Korell, imposing a sentence. “mercifully” notion Utah should im- which constitutionality sustained the pose mentally health all mental treatment on statute, Montana indicated that a full assess- ill elimináis whether the mental illness has sanity ment of the defendant’s and moral any relation to criminal conduct not and culpability required before criminal sanc- penal- should suffer same Korell, imposed.19 tions could be 690 P.2d ties their persons, for acts sane even Supreme 996. The sought Montana Court death. justify abolishing defense on the majority The federal eases the refers to do ground legislature the Montana had support constitutionality of a statute adopted ill verdict defense; that abolishes the which, Utah’s, requires sentencing unlike simply right deal with the of the states to court to consider of the evidence defendant’s procedure fashion the for proving the content mental condition “[i]f the court finds that of the defense and the details its substan- the defendant at the time the commission tive Oregon, content. See Leland v. 343 U.S. a mental disease offense suffered (1952) L.Ed. 1302 ... mandatory minimum sen- defect (constitutional under Fourteenth Amendment prescribed by tence need offense place proving beyond burden of 46-14-312(2) apply.” Mont.Code Ann. defendant). Korell, reasonable doubt on Not one of added); (emphasis see right the cases cited Thus, deals 996-97. lack defendant’s of moral United or of a States state to abolish the culpability derangement insanity. majority’s defense of reliance when crime was committed result on random statements made in few punishment, although concur- no criminal the defen- ring dissenting opinions subjected stigma of two or three dant is still and other Report, 16. Justice Insanity Criminal Mental Health Standards AMA Committee Defense tent, (first (1983)), Psychiatric Criminal Trials and Limitation timony, Tes- adapted draft 2in Standards (emphasis 251 JAMA (2d Supp.); Criminal Justice ch. 7 ed. added). Standards, commentary, ABA & 7-6.1 at 336-38. Byers, 19. See also State v. Mont. Psychiatric 17. American Association Statement on (1993), understanding P.2d right held Insanity Am.J.Psychiatiy wrong aspect required Defense *20 Montana mental under law. the of crime mental illness at time the Utah dant’s of a criminal conviction. disabilities mitigating into a procedure assessing a account as provides such for to be taken no sanity punishment; the Utah’s stat- imposing at the time of crime. factor defendant’s require court Utah does not a ute does not. a scheme sim The Idaho statutes establish capacity a defendant’s time to assess at upholding Idaho’s stat to Montana’s. ilar wrongfulness his appreciate the conduct defense, Idaho Su abolishing the the ute Thus, though the crime. even the time of at § Code 19- preme Court referred to Idaho starkly bizarrely is and delusion- a defendant “specifically requires the sen crime, that is not a at the time of the al tencing capacity ‘the the court to consider sentence, imposing ex- mitigating factor in wrongfulness appreciate the defendant jury might capital a cept that in a case conduct to the conduct or to his conform deciding factor in whether consider that at time the requirements the law the impose a sentence rather than the death life Card, 121 charged.’” v. Idaho State offense Although guilty penalty. Utah has (emphasis 825 P.2d verdict, mentally ill that verdict serves — denied, U.S. —, added), cert. purpose than the Idaho and Mon- different Idaho L.Ed.2d mentally guilty do. ill verdicts tana procedure Supreme stated the Court mentally guilty and ill verdict and Utah’s mentally assessing culpability moral of a the mentally require guilty and ill a de- plea of the the time of the crime in ill offender at “mentally that the defendant termination necessary sentencing phase “provides the trial, at the not at the time the ill” time prevent safeguards” to Idaho scheme - §§ Utah Code Ann. 77-16a-103 crime. principles of offending constitutional capacity at time 104. Mental Id., 1086; process. at see A relevant under Utah law. crime §Ann. 19-2523. Idaho Code culpability lack of moral at defendant’s schemes, statutory Regarding these crime has no effect either time Report AMA noted: finding guilt In addi- imposing sentence. tion, with Utah statute concerned Both the Montana and the Idaho statutes illness,” insanity. “mental permit disease or consideration mental punish- mitigation defect as a factor 77-16a-104(3) (Supp. Ann. Utah Code sentencing stage ment at the of the trial. 1993) explicit that condition is makes Moreover, these statutes authorize sentencing: “If the court finds immaterial during period treatment court order convincing by clear and evidence that specified in probation of confinement or ill, currently mentally it shall defendant is if the sentence it concludes clear impose any imposed sentence that could be convincing evidence the defendant suf- upon who is defendant fers from a mental disease or defect mentally the same ill who convicted of appreciate him “to renders unable “[Ujnder added.) (Emphasis offense.” wrongfulness of his conduct or to conform mentally ill’ ‘guilty statute ... Utah law,” requirements of his conduct to the on the state mind focuses defendant’s treatment is and needed. available regardless sentencing, time his state mentally Finally, they provide pris- ill no mind the time the crime” oners be transferred to noneorrection- of necessary relationship to the causal defen- al facilities such treatment. bearing unlawful act and dant’s Report, at AMA defendant’s blameworthiness. (Utah 1993) (quot- Young, 853 P.2d Although I do not believe that Idaho ing Legislative Survey 1983, 1984 Utah pass and Montana schemes constitutional — 115). also L.Rev. See State DePlon- muster, Utah there is nonetheless a difference be- (Utah 1987), which ty, 749 P.2d tween scheme and the Idaho and committing “that a defendant who significant. stated Montana schemes ill to state mental require and Montana statutes defen- Idaho *21 hospital” length provides greater greater As does not affect the science and functions, sentence, knowledge how as to the brain though even the defen- defendant’s impor- at hand all issue becomes the more may normality. to dant have returned Men- insanity Increasingly, tant. the causes of only whether tal illness is relevant to Clearly, insanity identified. can be given therapy defendant should be a max- by cognitive caused loss functions and period eighteen imum or until he months in ways volitional controls various that are has reached maximum from benefit psychoses. example, not delusional For neu- Thereafter, therapy. the defendant must rological degeneration types and other prison serve out his sentence as other impairment present signifi- of the brain can offense, defendant convicted of the re- same culpability legal cant issues moral gardless capable he of whether was under- insanity. by Criminal acts can be caused standing the of his conduct at nature unexpected prescription drugs side effects See Code time the offense. Ann. aggressive and sometimes violent 77-16a-202(l)(a), (b); Utah Code Ann. kleptomaniac propensities of Alzheimer’s § 77-16a-203. patients might impris- well result in the onment under the Utah scheme short, In Utah is a defendant’s everyone agree morally whom would are not insanity nonresponsibility or moral immateri- blameworthy imprisonment and whose could guilt imposed, al to and the sentence cruel, only be if not barbaric.20 except may that a senteneer consider phase penalty defendant’s of a supreme squarely Three state courts have capital jurisdic- case. No other common law sought held statutes unconstitutional that permitted tion has the total elimination of preclude asserting from defendant de insanity as a factor be considered crimi- charge a criminal at fense trial. cases; nal court other has ever held such Lange, In State v. 168 La. 128 So. a scheme constitutional. Utah alone is a (1929), Supreme the Louisiana Court defendant’s illness or at precluded held that a statute which a court exculpating time neither an crime fac- considering from of a defendant guilt at phase mitigating tor nor even a pro violated that state’s constitutional due sentencing. factor at right jury provisions. cess trial Aggressive 20. disease Alzheimer's inflicts 1.5 million Ameri- oids and ease, Behavior in Dis- Alzheimer’s (1994). cans. Med.Hypotheses Alzheimer’s Disease and Related Disor- Inc., Assoc., ders Alzheimer's It is a immediate cause of this is unknown disinhibition dementing cognitive dysfunc- illness causes may but be in a found hormonal imbalance in loss, control, memory tion such as loss of motor the cerebral Id. at cortex. hallucinations, systematized delusions and commonly Alzheimer's sufferers manifest physical as well others, as behavioral disorders such as disinhibition in violence toward self confusion, aggression, sleeplessness, increased kleptomania, preoccupation bodily func- kleptomania. generally See tions, J. Pierre Loebel exposing themselves to others. Loebel Leibovici, Management & Leibovici, 842; Adrian Tke Other & at Neil Stoude- Kahn & Alan Hallucinations, Delusions, Psychiatric States: Management Pharmacologic Behavioral and mire. Disturbances, and Other of N.Am. Disease, Med.Clinics Patients with 79 J.Med.As- Alzheimer's Leibovici]; [hereinafter Loebel & Lin- Georgia soc. of behavioral ah, Disturbance, Cognitive da Teri et Behavioral disorders overall are not associated with the level Dysfunction, and Functional Skill: Prevalence cognitive degeneration, in the mild least Disease, Relationship Teri, Alzheimer's stages and moderate disease. 112— (1989) [hereinafter J.Am.Geriatrics Soc. 109 14; Leibovici, Thus, Loebel & at 841. an Al- Teri]. Behavioral aberrations are often manifes- patient may possess required zheimer’s men- tations of a of normal loss inhibitions. tal state to commit crime but not be able to abnormality necessary judgment "The exercise behavio[r]al common or discretion to aggressive responsible manifestations in Alzheimer's his actions. exaggerated impulsiveness example, Judge Wajert, described as an ... For John M. is, stepped eight years deficit of normal down the bench after later, likely consequences Pennsylvania judge. years of an are continu- he action Two was $125,000 ously embezzling judged monitored be unac- arrested for from clients. Pickles, cepted judge suffering are inhibited.” V.R. Neuroster- It was found the former *22 J., State, 142, (Ethridge, opinion) lead v. at 584 Sinclair 161 Miss. 132 So. 132 So. added). The (emphasis court referred curiam), 581, (per held unconstitu- universality quot- of the defense and that abolished the affir- tional a state statute Insanity: on ed Smoot insanity in murder trials defense of mative the the ground on that statute violated the considered, jurispru- “Insanity in the punish- unusual cruel and state constitutional nations, to de- civilized be a dence all provisions. Reviewing ment and due against punishment crime.... for fense history the defense legal the reasoning Animus involves exercise law, Mississippi Anglo-American the Su- powers, the result the criminal which preme stated: Court contrary recognized to act is closely justice.... So rules of law and shocking to certainly and inhuman [I]t to as a has idea defense punish person an act when he does a for juris- crime been woven into the criminal to capacity to know act or not have English speaking prudence countries consequences. its This been
judge
has
part
that it has become
the fundamental
history
throughout
the law
thereof, to the
that a statute
laws
extent
state,
English
history
na-
and the
attempts
deprive
to
which
defendant of
prior to the American Revolution.
In
tion
right
it
plead
to
will be unconstitution-
words,
long-settled
other
been
and void.”
al
people through every age
of the
conviction
added) (quoting
Smoot
Id.
(emphasis
at 584
any knowledge
we have
372).
Insanity, at
on
English thought and sentiment. All civi-
recognized
nations have
that
it was
lized
Court in State
Supreme
Washington
punish
futile and useless
undertake
1020,
Strasburg, 106,
110 P.
Wash.
any
person
compos mentis
who is non
for
(1910), also held unconstitutional
a statute
person
restrain such
from
act either
banning
un
evidence
a defendant was
committing
or
another act of the same
“by
insanity,
idiocy
of his
able
reason
kind,
him
similar
or to make
feel
imbecility,
comprehend the nature and
society
committed,
human
respect
quality
for the law
for
act
or to under
stated,
wrong.”
that it
The court
that a sane
should feel.
stand
was
and welfare
clothes,
Leibovici,
patients.
rumpled
demented
Loebel &
at
from Alzheimer’s. He wore
During
seven-day
longer
no
shaved.
and he
Although
finding physical
medical research is
trial,
slumped
vacantly
he
in a chair and stared
behavior,
explanations for this
Loebel & Leibovi-
at the floor. His
counsel claimed
ci, at
an affliction can have serious
such
defense,
Wajert was
to assist in his own
unable
reported
legal consequences.
It
when
impaired
that Alzheimer's so
his client that
was
John Allen Borden
arrested
a murder
thing
only
judge
the former
could understand
City
charge,
police
question
did not
Kansas
it,
money
he
and so he took
was that
needed
guilt
about
no
him
his
innocence because
able to exercise
kind of
that he
They
investigator thought he
understand.
could
judgment. Wajert did not
of his
rational
know
probably
would not remember
knew
Borden
condition,
degenerated
although his wife said:
beating
of a
resident
a nurs-
death
fellow
at
(about
repeatedly
been told
afflic-
"He has
home,
killer,
ing
even
tion),
Why
whether he was the
he
he said
doesn’t remember.
Borden, 84,
just
day
you suppose
questions
other
‘What
is the
do
what their
were.
suffered
”
Undermined,
A Mind
When
matter
me?'
Alzheimer’s.
Victim Held in
Alzheimer's
Judge
Chesco
Did a
Accused
Star,
Embezzlement
City
May
Slaying,
at 3.
Kansas
III?,
Philadelphia Inquirer, April
Become
cognitive
mild-
Even when their
abilities
judge
knew that he was
at B01. Because
ly impaired,
judgment
persons
the moral
of such
money,
taking
knowledge
was sufficient un-
can be devastated.
crime,
even
der Utah law to convict him of
persons
Imprisonment imposed
Al-
on such
capacity
though he lacked the mental
to under-
certainly
zheimer's sufferers would
be barbaric
consequences of
his acts.
stand
nature
help
and cruel. Criminal
cannot
urge
money
to take the
was not
His disinhibited
people
legitimate penal pur-
and serves
these
grabs candy
unlike that
a child who
yet,
pose,
would be
such
paying.
without
store
addition,
subject
imprisonment
and all other criminal
aggression
some form of
occurs
significant
the course of illness in
number of
sanctions.
757;
elementary
Cal.Rptr.
“[I]t seems too
to call
citation
704 P.2d at
see
general
show that the
rule
Joyner,
authorities to
also
225 Conn.
625 A.2d
centuries,
(1993);
Korell,
now
at least
800-01
and has been
State v.
213 Mont.
countries,
all
that there can be
common-law
”
no crime without
intent.’
Sinclair,
majority
Lange,
asserts that
*23
added)
P. at
(emphasis
(quoting
1024
State v.
Strasburg
distinguishable
and
are
Constatine,
102,
384,
Wash.
P.
43
86
384
the statutes in those cases
all
barred
evi-
(1906)).
rejected
argument
court
insanity,
dence of
whereas the Utah statute
criminology
had
science
re
permits
insanity
evidence
insofar as it
proposition
nounced the
will and
free
held
negates
required
mental
intent
that the statute violated the state’s constitu
apparent
simply
cases. That
difference
guaranteeing
process
tional clauses
due
not a distinction. The evidence the statutes
right
by jury
law and the
to a trial
in crimi
barred in those cases went to the affirmative
nal
P. at
a concurring
cases. 110
1025. In
insanity. Here,
defense of
if the State
opinion,
stated,
Chief Justice Rudkin
“For
proves
prima
crime,
facie
elements of
in history,
the first time
so
as we are
far
asserting
the defendant is also barred from
advised,
Legislature
a civilized state
insanity?
the affirmative
Lange,
defense
place
idiot,
attempted
has
who
hath no
Sinclair,
Strasburg squarely
hold that
understanding
nativity,
the imbe
from
legislatures
prohibited
insane,
cile and the
who have lost their
process clauses of state and federal constitu-
understanding through disease or mental de
abolishing
tions from
Skinner
defense.
man,
cay,
possession
and the sane
in the full
is to the same effect. Those cases stand
faculties,
equal
all his mental
on an
foot
squarely against
majority.
ing
the criminal law.”
Id.
before
(Rudkin, C.J., concurring);
also
see
State v.
sum,
In
concept
for centuries the
of moral
White,
551,
942,
Wash.2d
P.2d
has been
blameworthiness
the foundation of
banc)
(1962) (en
(stating
legislature’s
concept
equally
the criminal law and that
unconstitutional),
attempt
to abolish
defense
legitimacy
essential to the law’s
its moral
denied,
883,
t.
375 U.S.
cer
authority
society today.
in a free
The crimi-
154,
(1963).
S.Ct.
OF
LAW
ground
on
that
tion is reasonable
I,
article
section 24 of the Utah
Under
to do
act is
to demon-
intent
an
sufficient
Constitution,
operation
the uniform
majority
culpability.
moral
The
refers
strate
similarly
persons
provision,
laws
situated
person
kills another
to an insane
who
similarly
dissimilarly
must
be treated
only
strangulation
thinking that he is
while
persons must be treated dissimilar-
situated
example
squeezing
grapefruit
a
(Utah
Lewis,
ly.
v.
Malan
rationality of the
illustrates the
discrimina-
1984);
Gaufin,
also
equal
claims that
the Court
protection
2953,
Before the
106 L.Ed.2d
unjusti-
It is both inconsistent
decided.
Constitution,
adoption
the United States
to refuse to decide
fied for the Court
punish-
noted
Sir Edward Coke
punishment attack on
cruel and unusual
irresponsible
pur-
serves no
ing the
statute.
stated,
pose, it is cruel and unusual. He
act
punishing person
I
submit
of an offender
for exam-
execution
“[T]he
gra-
is a
as the result of
committed
ple,
poena
paucos
perveniat
ut
ad
ad omnes
pain.
(that
few,
infliction
It advances none
tuitous
punishment may
but
reach the
all);
objectives
the criminal law. It is
of it
so is not when
the fear
affect
but
executed;
be a
pain for an irrational reason and
a madman is
but should
infliction of
spectacle,
against
both
miserable
and unusual.
infliction
uncivi-
cruel
cruelty,
inhumanity
can be
extreme
prohibit-
punishments lized and inhumane
Sinclair,
Quoted in
example
others.”
Eighth
cruel and
ed
Amendment’s
J.,
(Ethridge,
opinion);
lead
at 583-84
132 So.
provision.
Furman
unusual
4.1(b)-(c),
Scott, §
at 306.
see also LaFave &
Georgia, 408
92 S.Ct.
U.S.
Blackstone,
adoption of the
also before the
J.,
(Brennan,
33 L.Ed.2d
Constitution,
position.
took the same
Justice
Dulles,
concurring); Trop v.
356 U.S.
Douglas,
concurring opinion
O.
William
590, 597, 2
L.Ed.2d 630
Robinson,
wrote:
Legislature’s
power
punish
broad
must be
Eighth
expresses the re-
Amendment
within the
of civilized stan-
exercised
limits
against
vulsion
civilized man
barbarous
Trop,
at
at 598.
dards.
356 U.S.
78 S.Ct.
“cry
against
man’s
acts —the
horror”
Punishment cannot be inflicted
the basis
inhumanity
man....
to his fellow
person.
of a
physical
or mental condition
Coke, enlightenment
By the
time
Robinson,
1421;
370 U.S.
*26
coming
respects
said
the insane. Coke
225,
California,
see
v.
355 U.S.
78
Lambert
be
that the execution
a madman “should
240,
(1957);
2
228
S.Ct.
L.Ed.2d
Sinclair v.
law,
against
spectacle,
a miserable
both
142,
581,
State,
132
161 Miss.
So.
inhumanity
cruelty,
and of extreme
punishments must have
Criminal
example
can
to
6
others.”
rough proportionality to the nature of
some
(4th
6).
1797, p.
Third Inst.
ed.
Coke’s
277,
Helm,
the crime. Solem v.
463 U.S.
4
Blackstone endorsed this view Coke.
3001, 3007-10,
285-90,
77
L.Ed.2d
(Lewis
1897), p. 25.
Commentaries
ed.
(1983). “Although
637
the determination
Robinson,
676,
at
Id. 791-92 omitted). way our- fundamental that we understand everyday persons our fellow selves and opinion fails deal ade- majority The to agents only regard moral life. We as admittedly difficult distinc- quately the with beings way. in this we can understand mens rea to earlier —between tion referred required by describing the mental Moore, Psychiatry Law and M. given crime mens rea the definition of (1984), Kadish, Excusing H. in Sanford cited only the expressing principle that Crime, 257, 280 75 Cal.L.Rev. justifiably punished. morally culpable are on goes Kadish to observe: Professor asserts, example: opinion The why way, apparent in this it is “[S]een between legislature The has drawn line legal insanity excuse of is fundamental. No comprehend they do not those who if it blaming system would be coherent im- taking life and those who do. are a human regard agen- to posed blame without moral group first do not The offenders cy.”3 Id. killing they hurting an- know are These notions of fundamental coherence those in the second person, other while explain develop- and fairness the historical group group first makes no do know. The from its ment defense earliest group judgment, moral while second requirement to origins in the “evil motive” its actually killing are some- realizes usage as modern an affirmative doctrine of closer one therefore their actions come legislature’s effort to reverse excuse. criminality. realm history permits punishment (including im- sophistry. This is It is not considered penalty) persons cannot the death who enemy to kill an soldier in moral or criminal blameworthy. to That consti- said result time of or to kill in self defense war guarantees of funda- tutes breach harm another under extreme duress. protected by the due fairness excuse, recognizes, through doctrines of impo- clause of our state constitution and criminal, killings and a that some are punishment, in sition of cruel and unusual person suffering from believes delusions who punishment. sense that it is undeserved simply killing to be excused the law criminali- cannot closer to the realm of “come is, think, question I There little majority ty,” I understand in many present of its forms defense culpability mean some sort of or blamewor- subject requires abuse reform. I group” majority’s thiness. “second Morse, agree Professor concludes who judgment” killers makes more of “moral “thorough procedural substantive and point is that be- than the first. The whole just yield reforms can a limited but condition, they cause of their mental imperative of defense and that the moral incapable recognizing moral requires attempt that we reform.” presents choice Morse, meantime, at 806. the consti- itself: rationality pre- [Severely permit imposition diminished of crim- tution does not ... our responsibility no- on not mor-
clude[s] inal who are morally to be eligible ally legiti- tions of who is held responsible, and therefore not responsible depend ability our mately blameworthy, make for their actions. syllogisms regularly practical our rather agent if
for actions. One is a moral Only agent. if we can see
one a rational being as who acts to achieve
another one light of
some rational end in some rational ways Appeals been the case that the law has been loath 3. The United States Court acknowledged assign responsibility Tenth Circuit same fundamen- to an actor unable, Denny-Shaffer, principle tal States v. United he who was at the time or she commit- (10th Cir.1993): crime, F.3d ted to know either what was wrong. specific it done or that was formulation of the de- Whatever added). (emphasis history, throughout Id. at fense has been al-
