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State v. Herman
253 N.W.2d 454
S.D.
1977
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*1 Dakota, South Plaintiff STATE Respondent, HERMAN, Oleson, a/k/a Dennis

Dennis Appellant.

Defendant

No. Court of South Dakota.

Supreme 29, 1977.

April

455 marijuana of to others in order to avoid blowing his cover.” unsuccessfully approached the Carlson defendant, purchase proposing marijuana to on at least two During from him occasions. 17, 1974, Carlson, evening of December chance, encountered the defendant a and girl inquired at a Pierre tavern and of the availability drugs. Carlson, of According to he “bags the defendant indicated had of which he would sell at marijuana” per $25 bag. proceeded and defendant Carlson to car where the defendant sold defendant’s “marijuana” of to Carlson. one presented testimony at- The defendant tempting to establish an alibi defense. He girl they friend testified that were at and a apartment period for a of time from her to the prior alleged hour sale until one They thereafter. testi- three hours further Janklow, Gen., Charles Atty. 17, 1974, J. William no time on December fied that at Gen., Pierre, Atty. for Dorothy, Asst. speak L. an occasion to see or to they have did respondent. Carlson, and plaintiff although they being admitted at evening. earlier in the the tavern Jr., Pierre, Poches, Fort for de- Charles appellant. and assignments fendant of The defendant’s error (1) credibility issues: of the in-

raise three ZASTROW, formant, (2) sufficiency Justice. of and physical of evidence. defendant, Herman, appeals Dennis the Circuit Court of conviction in his from alleges The defendant that the ev for the unauthor- Judicial Circuit the Sixth to support idence was insufficient ver of controlled substance distribution ized solely the infor upon dict because rested reverse. narcotics informant. We to a testimony was mant whose unbelievable. allegation testimony that Carlson’s was informant, Carlson, Richard was ar- unworthy and of belief does inconsistent charged of mari- possession with rested and question present reviewable this Howard, Dakota. Because at South juana The inconsistencies in the court. drug cooperation reporting activi- of his fully presented to the jury of Carlson were County enforcement offi- to Miner law ties counsel in by defendant’s his cross-examina probation cials, placed he was closing argument. It is the func tion of plea to misdemeanor guilty jury of resolve conflicts in the tion marijuana. to determine the credibility evidence of Criminal Dakota Division Under South weight of and the their testimo witnesses Investigation (D.C.I.) sponsorship, Carlson will not'interfere ny. This court eventually paid became a narcotics infor- jury to believe or discretion disbe agencies enforcement in sev- for law mant Weinandt, 1969, witnesses. State v. lieve counties in the state. In November of eral 73; 322, 171 Shank, N.W.2d v. State by Hughes County employed he N.W.2d attempt “investigate” drug activity and subsequent for “drug Carlson’s conviction drugs and narcotics purchase (see County in Beadle v. Kiss capacity, perjury Carlson admit- State In this pushers.” 1977, S.D., 330) ner, did not dispensed small amounts tedly smoked Al- testimony in this case. involve mailed to the State Chemical Laboratory the inherent diffi- though emphasize it does at Vermillion. (see informants” using “narcotics

culties stipulated then Counsel admission Gerber, 1976, S.D., 241 N.W.2d following laboratory report in lieu of question raises no 720), that conviction Roger the oral Mathison: is evidence of the use If there appeal. *3 it testimony, must first be perjured State’s LABORATORY “STATE CHEMICAL Vermillion, 2Ex. court for a to the trial factual presented 3-13-75 (SDCL a new a motion for trial finding by n Terry Special Agent. LLS1 Baum. PCI (SDCL 23-50-2(8)), motion to remand 23- a Box 1237 P. O. 51-15), petition post-conviction for re- or Dakota_ 2/7/75 Pierre. South Date 23-52-1(6)). (SDCL having There view Marihuana_ Description Material for Sample proceedings or there no such been by 12/20 You Submitted for this court to decide. See 24 is no issue Case Delivered No. 47700-15 75-4208 Lab. No. 1606(14). Law Criminal § C.J.S. Mail on 12/20/74 A.M. First Class Tetrahydracannabinol in 0.95 oz. Cannabis. physical evidence Roger Analyst Mathison problem. creates different Herman” preliminary hearing, Carlson testi- At purchase that of the one fied the preliminary record of hearing “marijuana” from the defendant on bag of although marked, plastic shows that bag 1974, he retained it in his December or identified admitted as evidence. m., until 6:30 a. on December The state concedes that bag of material thereafter, he delivered it 1974. Sometime marijuana as identified the laboratory Hollingsworth, Drug Herb Enforcement report was not in fact bag purchased Attorney for the General. Holl- Supervisor the defendant. receiving testified that after ingsworth trial, Carlson, At the state discovered the bag from he locked in his desk er- brought forth Agent ror and Exhibit gave Special until he D.C.I. which con- plastic during bags, Baum the afternoon of De- sisted of two one Jerry inside the Agent bag Baum confirmed other. The outer had the following cember receipt tape and testified further that he information written on paper that assigned a case number stickers: (Illegible) 7-8-75 75-146 ‘DATE 10:30 A.M. EVIDENCE DATE EVIDENCE ¾ n JB Dennis Herman 12-19-74 12-19-74 OF CRIMINAL INV. DIVISION OF CRIMINAL INV. n NUMBER DIVISION NUMBER HDH 47700-15 Pierre, So. Dak. 57501" Pierre, So. Dak.

“75-3805 x'Receivedfrom Herb Hollingsworth at m 12-19-74 10:30 a Jerry Baum

(68)" "States Ex 1 7-8-75 mo" 1. Handwritten matter is in italics. plastic bag contains the follow- or inner settled record in the preliminary hearing sticker: paper aon information

ing transcripts. The court or trial trial has settled is true

certified record 15-29-13. correct. SDCL The defendant claims establish failed to a sufficient chain of cus- tody Exhibit 1 for its admission as evi- dence. offered, When real evidence is changed custody The chain adequate foundation for requires admission claimed substantially at the trial. Carlson object offered is the time he delivered the exact that he knew object which was involved incident m., Hollingsworth, e., i. a. 7:10 bag to *4 the object and that condition of the is 18,1974. Hollingsworth testified December substantially unchanged. object If the of bag the in his retained that he possesses fered characteristics which make m., 19, 1974, a. on December until 10:30 identifiable, or unique readily and if the to Agent delivered Baum. when it was composition object of the makes it relative testimony changed he asserted Baum’s to change, the ly impervious trial court has Exhibit received 1 from Holl- he had that object discretion to the broad admit the 19,1974, and that it ingsworth on December of identifying the basis the ob 20, 1974, that December he was not until in ject as the one involved the incident and bag laboratory. to the the mailed substantially unchanged that it is in con analyst laboratory the state testified Christmas, v. 1968, dition. State 83 S.D. 1 in the mail he received Exhibit 506, N.W.2d 125. 162 23, 1974. He further testified December However, the with object then marked “lab where the is

that he offered not 74-28-05.” identifiable or readily distinguishable, number or is by to susceptible alteration mistaken substi repre- attorney’s the state’s upon Based contamination, tution, tampering, or a sub problem the was the court sentation stantially more elaborate foundation is nec attaching wrong in the lab- reporter’s error essary. requires Such foundation testi preliminary to report hearing the oratory mony tracing the “chain of custody” of the the trial court admitted Exhibit transcript, object completeness sufficient to ren objection and defendant’s al- 1 over the improbable original der it item has testify that it contained lowed Mathison mistakenly exchanged been with another or court, marijuana. The trial 0.94 ounce by tampering has been altered or contami conference, unreported bench re- after an Christmas, v. supra; nation. State State v. cross-examination any by allow fused to Watson, 1975, 839; S.D., 231 N.W.2d State the discrepancies about con- counsel defense 1975, Anderberg, 232 v. N.W.2d 254. the exhibit. cerning Lunsford, 1973, Iowa, v. 204 .2d State N.W of this issue must Our discussion 613; 709. 22A C.J.S. Criminal Law § by recognizing that court prefaced be is an item which is not Marijuana readily as it in the the record is settled must take (see 1972,Iowa, v. Grady, identifiable Davis & v. McKil lower court. Daniels Co. 493) and, displayed as amply by 544, 1917, 165 N.W. 380. The 39 S.D. lip, case, subject in this the mis- imparts verity absolute settled record exchange or substitution as taken occurred of the trial court’s is the sole evidence hearing. preliminary Apropos at the is a Thompson, v. Boettcher proceedings. quote parties cited both their in briefs: 108; City 110 N.W. Sioux 21 S.D. “ * * * Bohner, possi- 199 In most cases it is not Falls has the identity question by At time the to establish in 499. no state made ble N.W.2d witness, errors, object since attempt any, single to correct if in the the or arti- through usually passed ele has several of the exhibit. Although the analyzed being being hands before trial court was misled explanation [and] court, under such circum- produced attorney, prohibition state’s necessary to establish a it is com- stances cross-examination was error. discrep- evidence, tracing pos- plete chain of in the of custody ancies chain here went to or article object to the final session of the competency of the exhibit as custodian, link in the and if one chain is merely not credibility, to its and the de- or missing object article cannot be fendant was entitled to such a voir dire Am.Jur.2d, Evidence, introduced.” examination of the witness to support his supplied) (emphasis objection. § Although the identification of the unique Under the circumstances in this arguably case, held to have exhibit can be been we find that the admission of Exhibit it was until the time mailed to proper 1 without a established foundation was reversi- chemist,2 Therefore, of custody the chain breaks ble error. conviction and following that transfer. chemist’s judgment are reversed and the is matter number, “74-28-05,” identifying laboratory remanded for a new trial. appear on either inner or outer

does no bag.3 questions The state asked which DUNN, J.,C. and WOLLMAN and MOR- part on the ability show an would GAN, JJ., concur. identify by any exhibit chemist other PORTER, J., specially. concurs do his or marks. initials or numbers Nor *5 exhibit, signature appear as on the was true PORTER, Justice (concurring specially). agents. Quanrude, the DCI See I concur in opinion court, 1974, Iowa, 467. 222 N.W.2d exception. addition, state only In established I am unablé to determine from the record kept by the exhibit chemist the trial court denied defendant the at which January time he until right to cross-examine the state chemist. analysis test of the mate- conducted We need not reach issue any event custody safe-keeping rial. since we have held Exhibit I inadmissible 23,1975 January from until the exhibit trial presented, on the record and thus defendant July 8, 1975, subject is not aggrieved could not be even if denied such speculate testimony. We are left wheth- cross-examination. remained it with the chemist or whether er agents. to the DCI was returned Although is unclear, the record court denied the

appears trial de right to cross-examine the

fendant discrepancies about the for the pur

chemist objection of a foundation for

pose questioned agents readily distinguishable 3. The DCI were This situation is ability Watson, concerning identify State v. their exhibit, they placed laboratory on the marks which where the number was still discerni- unnecessary ble; here, laboratory ap- we find it determine whether number does not pear sufficient. their identification was at all.

Case Details

Case Name: State v. Herman
Court Name: South Dakota Supreme Court
Date Published: Apr 29, 1977
Citation: 253 N.W.2d 454
Docket Number: 11715
Court Abbreviation: S.D.
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