State v. HensleyState v. Hensley
- Reporters:
- , ,
- Before:
- Edward
Lead Opinion
OPINION
TIMMER, Presiding Judge.¶ 1 After Roy David Hensley violated the terms of his probation imposed under “Proposition 200,” Ariz.Rev.Stat. (“A.R.S.”) § 13-901.01 (Supp.2000), the trial court terminated his probation as unsuccessful. The State of Arizona appeals that order, contending that the court erred by failing to revoke Hensley’s probation and impose a prison term in light of his prior convictions for violent crimes, which made him ineligible for probation under
¶ 2 We must decide whether Hensley was disqualified from mandatory probation under
FACTUAL AND PROCEDURAL BACKGROUND
¶3 On July 6, 1999, the State charged Hensley with possession of dangerous drugs, a class four felony, and possession of drug paraphernalia, a class six felony. The State did not allege that Hensley had been convicted of or indicted for a violent crime. Two months later, the State and Hensley entered into a plea agreement in which Hensley agreed to plead no contest to both charges and waive his right to a preliminary hearing. The parties did not agree that Hensley’s convictions would be treated as Proposition 200 offenses. On November 10, 1999, the *76trial court accepted the plea agreement and found Hensley guilty of both charges.
¶4 The pre-sentence report stated that Hensley had been “convicted of two armed robberies in 1987 and was sentenced to ten and a half years prison.” In light of these convictions, the State contended that Hensley was ineligible for mandatory probation under
¶ 5 On December 23, 1999, the State petitioned the court to revoke Hensley’s probation because he had violated its terms. Hensley admitted the violation, and the court reinstated him on probation. The State filed a second petition to revoke probation on April 19, 2000. At a hearing held on June 21, 2000, Hensley admitted that he had violated the terms of his probation by failing to successfully complete a substance abuse counseling program. Based on this admission, the trial court found that Hensley had violated the terms of his probation. The court then ruled that Hensley’s convictions were for Proposition 200 offenses, and the court could not, therefore, revoke probation and impose a term of imprisonment unless he had been convicted of or indicted for a violent crime.
¶6 The court next proclaimed its only options were to continue Hensley’s probation or terminate it. The court then asked Hensley if he “sincerely want[ed] to utilize probation resources or ... just [be] terminated from probation supervision and left to deal with [his] addiction on [his] own.” After Hensley stated he preferred to be released from probation, the court terminated it. This appeal followed. We review the trial court’s order de novo because the issues involve statutory interpretation and thus present questions of law. Zamora v. Reinstein, 185 Ariz. 272, 275, 915 P.2d 1227, 1230 (1996).
DISCUSSION
I. Applicability of Proposition 200
¶7 The -State argues that the trial court erred by concluding it could not revoke Hensley’s probation and impose a prison term because the State had failed to allege and prove a historical violent crime conviction prior to Hensley’s convictions. According to the State,
¶ 8 The State relies on this court’s holding in Bolton v. Superior Court, 190 Ariz. 201, 945 P.2d 1332 (App.1997), to support its contention. In Bolton, the trial court rejected a plea that required probation because former
¶ 9 On appeal, this court rejected the defendant’s argument and held that a trial court may reject a plea requiring Proposition 200 probation if the defendant had prior convictions, even though the State had not alleged them. Id. at 203, 945 P.2d at 1334. Significantly, the court opined as follows:
Unlikesection 13-604 ,section 13-901.01 does not require that the State allege prior convictions before they are deemed to exist. Therefore, we hold that whether a defendant is entitled to be sentenced pursuant tosection 13-901.01 is a matter of law to be decided by the court; it is not a matter of pleading or plea bargaining to be decided by the State.
Id. The court did not address the impact of
¶ 10 This court recently addressed the State’s argument raised under Bolton and rejected it. In State v. Benak, 199 Ariz. 333, 18 P.3d 127 (App.2001) (review denied May 23, 2001), we were asked to decide whether the State was required by
A. The allegation that the defendant committed a violent crime shall be charged in the indictment or information and admitted or found by the court. The court shall allow the allegation that the defendant committed a violent crime at any time before the date the case is actually tried....
B. For the purpose of this section, “violent crime” includes any criminal act that results in death or physical injury or any criminal use of a deadly weapon or dangerous instrument.
¶ 11 The Benak court held that
¶ 12 We agree with the holding in Benak and do not repeat its analysis. Accordingly, we reject the State’s argument and hold that the trial cotirt did not err by refusing to revoke Hensley’s probation and impose a prison term. In light of our decision, we do not address Hensley’s argument that his prior convictions were not “violent crimes” as defined under
¶ 13 The Dissent contends Benak was wrongly decided because
¶ 14 First, facets of the legislative history for
¶ 15 If the legislature had intended to limit application of
¶ 16 Second, we believe that the Dissent unduly restricts the meaning of
¶ 17 Moreover, the Dissent’s narrow construction of the term “committed” contradicts its assertion that
¶ 18 The Dissent also contends that Benak “strains logic” by concluding that the reference in
¶ 19 Additionally, when the legislature enacted
II. Termination of Probation as “Unsuccessful”
¶20 The State correctly points out that
¶ 21 The trial court does not have inherent authority to grant probation. Rather, the court derives its power from the legislature, and its exercise must conform to the statutory authorization. State v. Woodruff, 196 Ariz. 359, 360, ¶ 8, 997 P.2d 544, 545 (App.2000). Generally, once the court finds that a defendant has violated probation, its only options are to revoke, modify, or continue the terms of probation. State v. Lyons, 167 Ariz. 15, 17, 804 P.2d 744, 746 (1990);
¶22 The court’s options are further curtailed if a defendant violates the terms of probation imposed under A.R.S
A person who has been placed on probation under the provisions of this section and who is determined by the court to be in violation of probation shall have new conditions of probation established by the court. The court shall select the additional conditions it deems necessary, including intensified drug treatment, community service, intensive probation, home arrest, or any other such sanctions short of incarceration.
(Emphasis added.) The plain language of
¶ 23 We appreciate the obstacles faced by the trial court in dealing with persons who repeatedly violate probation in Proposition 200 cases. However, as set forth in A.R.S
CONCLUSION
¶ 24 For the foregoing reasons, we hold that the trial court did not err by refusing to revoke Hensley’s probation and impose a prison term. However, we also decide that the court incorrectly terminated Hensley’s probation as “unsuccessful.” Consequently, we vacate the court’s order terminating probation and remand to the trial court with instructions to reinstate Hensley’s probation and impose necessary additional conditions.
CONCURRING: EDWARD C. VOSS, Judge.Notes
.
Any person who has been convicted of or indicted for a violent crime as defined in§ 13-604.04 is not eligible for probation as provided for in this section but instead shall be sentenced pursuant to the other provisions of chapter 34 of this title.
. Bolton is also distinguishable because that court did not address the applicability of
.
Notwithstanding any law to the contrary, any person who is convicted of a violent crime as defined in§ 13-604.04 that is committed while the person is under the influence of marijuana, a dangerous drug or a narcotic drug as defined in § 13-3401 is not eligible for probation or release on any basis until the entire sentence has been served. Pursuant to § 41-1604.07, the director shall include any such person in a noneligible earned release *78credit class and the prisoner is not eligible for placement in an eligible earned release credit class.
. The only provision outside Title 13, other than
Dissenting Opinion
dissenting.
¶25 In my view, State v. Benak was wrongly decided. Hensley is not protected by Proposition 200 and should have been sentenced to prison after he violated probation on numerous occasions. His probation should not have been simply terminated without imprisonment. I would reverse the trial court’s contrary conclusion.
¶ 26 In Benak another department of this court determined that notice that a defendant would not be entitled to mandatory probation under
*81¶ 27 Since December 1996, after its enactment by voter initiative,
¶ 28 The panel in Benak argued that a textual revision accomplished by Senate Bill 1279 in 1999 indicated a legislative intention to apply the allegation requirement of
[T]he reference insection 13-901.01(B) to the definition of violent crime was changed from section “41-1604.15, subsection B” tosection 13-604.04 , with no specification of a particular subsection. 1999 Ariz. Sess. Laws, ch. 261, § 12. [Section 41-1604.15(B) was renumbered assection 13-604.04(B) ]. It thus appears that the reference insection 13-901.01 to 13-604.04 was intended to incorporate all ofsection 13-604.04 , including the notice requirement.
199 Ariz. at 336, ¶ 11,18 P.3d at 130.
¶29 The specific reference, however, in
¶ 30 I agree with the Benak panel that Bolton is not entirely dispositive of the issue before us here, because it presented a different argument,8 but I thoroughly disagree with that panel’s treatment of Bolton in every other respect. This court in Bolton wholly heeded the authoritative directive of the people of this state that minor drug offenders, but not seriously recidivist criminals, should be treated and not imprisoned. The people did not direct lenient treatment of minor drug offenders and then leave to state prosecutors and defense lawyers dis-positive power to include serious recidivists in that protection. As we said in Bolton:
[S]ection 13-901.01 does not require that the State allege prior convictions before they are deemed to exist. Therefore, we hold that whether a defendant is entitled to be sentenced pursuant tosection 13-901.01 is a matter of law to be decided by the court; it is not a matter of pleading or plea bargaining to be decided by the State.
Id. at 203, 945 P.2d at 1334. This holding is authoritative on the question whether
¶ 31 The Benak panel found further support for its position in the fact that
*83¶32 In this case, Hensley was a violent felon, and he was not entitled to mandatory probation under
¶ 33 Because I conclude that the majority errs here in following Benak, I dissent.
. The majority asserts that, in moving the definition of “violent crime” from Title 41 to Title 13 in 1997, the legislature indicated its intention to have the new
. The majority contends that the allegation requirement of
. The majority says that the legislature really meant “convicted,” not just “committed.” But the legislature has shown that it is quite capable of using these distinct words in distinct ways. See
. In Bolton the defendant attempted to apply the general allegation requirement of
. Benak is also wrong for reasons not germane to the instant appeal. The state did timely allege a violent prior, a class three felony aggravated assault, in Benak. 199 Ariz. at 334, ¶ 3, 18 P.3d at 128. After announcing that “dangerous” and “violent” are separate concepts, the panel muddled them, asserting that an “allegation of non dangerous prior felonies certainly does not provide notice that the State intended to allege a violent crime.” Id. at 335, ¶ 7, 18 P.3d at 129.
This statement in general may be true or it may be false, but as applied to Benak it was clearly wrong. Benak’s prior as alleged was a violent offense. The panel apparently misread the definition of violent crime, writing, “[a] ‘violent crime,’ in addition to being ‘any criminal act that results in death or physical injury,’ is one that involves ‘any criminal use of a deadly weapon or dangerous instrument.’ ” Id. (citing