Opinion
The principal issue in this appeal is whether the trial court improperly failed to instruct the jury to consider the age of the defendant, Gabriel P. Heinemann, specifically, the level of maturity, sense of responsibility, vulnerability and personality traits of a sixteen year old, when deciding his defense of duress. According to the defendant, because it is more difficult for adolescents to resist pressures due to their limited decision-making capacity and their susceptibility to outside influences, the trial court improperly failed to provide an instruction that would have allowed the jury to factor his age into the defense, independent and regardless of how it related to the age of his coercers, with an eye toward accounting for the differences in how adolescents evaluate risks. The defendant also claims that the trial court improperly instructed the jury regarding accessorial liability as it pertains to the element of intent. We conclude that the trial court’s instructions were proper. Accordingly, we affirm the judgment.
The defendant was charged in a ten count substitute information with conspiracy to commit robbery in the second degree in violation of General Statutes §§ 53a-48 (a)
1
and 53a-135 (a) (2);
2
accessory to robbery in the
The jury reasonably could have found the following facts. In late 2002, the defendant was sixteen years old and living with his father in Huntersville, North Carolina. His parents were divorced, and his mother and other family members lived in Mystic, Connecticut. During October, 2002, the defendant took a class in Connecticut that was required for him to obtain a driver’s license in the state. In that class, he met Taylor Célico, whom he began to date. After the defendant returned to North Carolina, he kept in contact with Célico through e-mails, and when he returned to visit his mother in November, 2002, he met with Célico.
In December, 2002, he returned again to Mystic to visit his mother and other family members. On December 19, 2002, the defendant drove his mother’s van to Celico’s home with the intention of taking her to the movies. While the defendant and Célico were having coffee before the movie, Célico telephoned her friend Ashley Toth, whom the defendant had not met previously, and then requested that the defendant drive to Toth’s home before the movie.
Toth lived in the town of Pawcatuck with her parents. At the Toth residence, the defendant, Célico and Toth were chatting when Toth’s boyfriend, Rayquan Stokely,
Shortly thereafter, the defendant, Stokely and Thome met privately after Toth and Célico left the room and one of the males suggested that they get some marijuana. The three males, Célico and Toth then got into the defendant’s van, and Toth and Célico directed the defendant to Erica DiBenedetto’s home in Westerly, Rhode Island, where they believed they could obtain some marijuana. When they arrived, Toth and Célico waited in the van while the three males went to the second floor of the duplex where DiBenedetto lived. They rang her doorbell, and she let them in. DiBenedetto told them to have a seat. Her boyfriend was seated in the kitchen. Stokely and Thome asked DiBenedetto if she had marijuana; she said that she did and went to retrieve it. As the defendant went to sit down, Stokely pulled out a gun and yelled “get on the floor.” DiBenedetto and her boyfriend fell to the ground and lay face-down, while Stokely held a gun to their heads. Although she was lying facedown, DiBenedetto saw one of the black males and the defendant rummage through her home while the other black male held the gun to her and her boyfriend. At some point, DiBenedetto got up from the floor and handed them some marijuana and $200. Stokely and Thome forced her to get back on the floor, facedown, and one of them kicked her. They bound her hands and her feet. DiBenedetto observed the defendant take presents from underneath her Christmas tree and place them in a sheet.
The defendant, Stokely and Thome ran to the van shortly thereafter, holding a sheet containing Christmas presents. They got into the van, and the defendant drove them back to Toth’s house. Everyone then went into the house, where Stephanie Bell had joined them. They went outside to smoke the marijuana taken from
The events that followed are the subject of this case. The six persons at Toth’s house, now including Bell, got into the defendant’s van. Toth gave the defendant directions to a wooded residential area in North Stonington, about twenty minutes away, to where she thought Blanco lived. When they reached a Mobil gas station at an intersection, Toth told the defendant to take a left turn. A short distance down that road, the defendant was told to stop the van in front of a house located at 168 Mystic Road. Stokely and Thome got out of the van, saying they would return in ten to fifteen minutes, and the defendant remained inside the van with the three females.
The house at 168 Mystic Road in North Stonington belonged to Arnold Perkins and Janet Perkins, who lived there with their eighteen year old daughter. A door to the house had been left unlocked for the Perkins’ daughter, who was out for the evening. It was approximately 9:15 p.m. when, as the couple was watching television, Janet Perkins heard a noise from the downstairs and thought it was her daughter returning home. She went to the top of the stairs, yelled down and, getting no answer, rejoined her husband. Approximately ten minutes later, a black male, either Stokely or Thome, whom they never had seen before, came into the upstairs room with a shotgun and told the Perkins to get onto the floor. Arnold Perkins grabbed an end table and went toward the male. At that point, another black male entered the room, put a gun to Arnold Perkins’ back and told him to get on the floor. Perkins dropped to the floor, and a blanket or jacket was put over his head. His hands were bound behind his back and his feet were bound together using tele
In the meantime, after waiting a few minutes outside the house for Stokely and Thome, the defendant decided to drive the van back to the Mobil station to get gas. After returning to 168 Mystic Road, the defendant got out of the van and said he was going to check on how things were going. Five minutes later, the defendant came running back to the van, excited, and said that they had gone to the wrong house. The defendant then drove the van into the driveway of the home and turned it around so the passenger doors of the van were facing the house. The defendant got out of the van and made several trips from the home, putting items into the van.
At some point while these events were unfolding, Arnold Perkins heard a third male’s voice, higher pitched than the voices belonging to the first two male intraders. Perkins could hear them taking items out of the house. One of the males asked Perkins if he had any guns in the house; he told them he did and that the guns were in the closet. While looking in the closet, the males found a safe and brought it out into the living room where the couple was tied up. The men untied Arnold Perkins, put the gun to the back of his head and demanded that he open the safe. After he complied, the two intruders tied him back up. He could hear them continuing to remove items from the home. All he was able to see of the third person standing near him was
The three males left the house for the final time carrying out a sheet filled with items. The defendant drove everyone in the van back to Toth’s house. Stokely and Thome then left in their own car after making arrangements with the defendant about the disposal of the guns taken from the Perkins’ home. The defendant then dropped Bell and Célico off at their respective homes and was directed by Toth to a location in Groton to drop off the guns.
Thereafter, the state police developed leads on several suspects in the Perkins’ home invasion and learned of the identities of the various participants. From statements provided by Célico, Toth and Bell, the police located and interviewed the defendant, who gave them a twelve page written statement outlining his participation in the events of the night in question. 8
Before addressing the defendant’s specific claims of error, it is helpful to set out the following evidence that was supportive, if the jury had credited it, of his defense of duress.
9
Specifically, the defendant highlights the following evidence presented through his testimony and that of Célico, Toth and Bell. Stokely was nineteen years old, stood over six feet tall and weighed approximately 200 pounds. He was a member of a gang called “The
The defendant testified that he had not discussed with Stokely or Thome what they were planning to do at the home, and he had no idea that they intended to commit any crimes. Bell, Toth and Célico testified that they had thought that Stokely and Thome were getting cocaine from Blanco, and that no one had discussed a robbery. After waiting outside the house for approximately fifteen minutes, the defendant and the three females discussed leaving Stokely and Thome there, but Toth had cautioned the defendant that if they left them stranded, there would be serious repercussions.
When he returned from the gas station, the defendant saw Thome standing in the open doorway of the home at 168 Mystic Road. Thome waved for the defendant to go into the house. The defendant complied and did not suspect anything unusual until he heard what sounded like people crying. The defendant saw two people lying on the floor in the living room, bound by what appeared to be a telephone cord. The defendant was “scared” for his life. Stokely and Thome demanded that the defendant take a sheet filled with Christmas presents to the van and bring the van closer down the driveway. Thome, with a gun in his hand, watched the defendant as he returned to the van. The defendant was too frightened to leave or to call for help. Stokely and Thome waved the defendant back into the house, and he returned because he was afraid of what they would do if he did not comply. Stokely and Thome had pushed a safe into the living room and were trying to open it. They ordered the defendant to open the safe, but he could not because they had pointed a gun to the back of his head and his hands were shaking. The defendant testified that he was very scared and that Stokely and Thome appeared angry. Finally, after the defendant could not open the safe, Stokely and Thome untied Arnold Perkins and ordered him to open the safe while holding a gun to him. Stokely and Thome took a gun that was stored in the safe, and the trio then left the home, fleeing in the van.
As the defendant drove the group back to Toth’s home, he avoided making eye contact with Stokely and Thome because he was afraid that they would sense his fear and shoot him out of concern that he would
On the basis of the aforementioned evidence, the trial court found that the defendant sufficiently had raised the defense of duress and charged the jury accordingly.
10
During the course of its deliberations, the jury
As the jury continued to deliberate, the court and counsel continued to discuss the role of the defendant’s age. The following day, the defendant asked the court to instruct the jury that, “in answering these questions, you should consider the defendant’s age, health, size and mental and physical condition both of the defendant and the person alleged to have coerced him.” The state told the court that it had no objection to the court’s “indicating on the issue of age,” but asked the court to instruct the jury on age as one of a number of factors and not to highlight it.
The court acknowledged to counsel the recent legal debate concerning what standards to apply to young adolescents but concluded that, despite available literature about the developing adolescent mind, the issue would be resolved by our well settled law on duress, under which the court noted: “[T]here are two components. One is physical strength and the other is reasonable, moral firmness. Age is a tangible, objective factor that goes to strength when viewed in terms of the reality of a threat in a physical sense from another. It does not go to the moral temperament, which is a community objective standard.” The court then called the jury back for further instruction. 13
I
Despite the lengthy jury instructions on the defense of duress, the defendant claims that the trial court
It is well established that General Statutes § 53a-14
16
provides that duress is a defense to a crime. See
State
v. Rouleau,
The defendant’s right, however, as a matter of law to a theory of defense instruction exists only when there is evidence indicating the availability of the defense. “The court . . . has a duty not to submit to the jury, in its charge, any issue upon which the evidence would not reasonably support a finding.”
State
v.
Diggs,
We begin with § 53a-14, under which the legislature has prescribed: “[I]t shall be a defense that the defendant engaged in the proscribed conduct because he
Connecticut’s duress defense has both a subjective and an objective component. The subjective component
The second component of the defense is objective in nature. If the defendant can establish that he was in fact in fear, his conduct is then judged by an objective standard. See General Statutes § 53a-14 (“which force or threatened force a person of reasonable firmness in his situation would have been unable to resist”). A defendant’s level of resistance to the particular threat must meet community standards of reasonableness. In other words, the jury must conclude that the defendant’s belief was a reasonable one. “[T]he normative component of duress assures that the coerced actor
The jury’s evaluation of a defendant’s response to the threat, applying the standard of the “person of reasonable firmness,” presupposes an ordinary person without serious mental and emotional defects. See
State
v.
Van Dyke,
The explanatory note to the Model Penal Code section on duress, on which § 53a-14 is modeled, explains: “The standard is thus partially objective; the defense is not established simply by the fact that the defendant was coerced; he must have been coerced in circumstances under which a person of reasonable firmness
in his situation
would likewise have been unable to resist.” (Emphasis added.) 1 American Law Institute, Model Penal Code and Commentaries (1985) § 2.09, explanatory note, p. 367 (Model Penal Code). In other words, “[t]he standard is not . . . wholly external in its reference; account is taken of the actor’s ‘situation,’ a term that should here be given the same scope it is accorded in appraising recklessness and negligence. Stark, tangible factors that differentiate the actor from another, like his size, strength, age, or health, would be considered in making the exculpatory judgment. Matters of temperament would not.” Id., § 2.09, comment 3, p. 375. As other courts that follow the Model Penal Code have explained, “[t]he idiosyncratic ability of a defendant not to withstand a particular coercive threat does not control. That person’s subjective psychological incapacity to resist a coercive threat does not set the bar. Rather, in keeping with the normative function of duress, ‘[t]he coercive threat must be sufficiently grave and severe as to similarly coerce a non-heroic, but reasonably firm, person into criminal conduct.’ ”
State
v.
B. H.,
As we previously have noted, in assessing the defense of duress, it is important to remember that, pursuant to the defense, the criminal act is justified because the defendant has avoided a harm of greater magnitude. See
State
v.
Rouleau,
supra,
Finally, even where the evidence is sufficient to establish the elements of duress, the defendant still may not be entitled to avail himself of the defense. Duress is not a refuge. The duress defense is not available if the evidence establishes that the defendant recklessly placed himself in a situation where it was probable that he would be subject to duress. “Recklessly” in this context has been defined to mean: “A person acts recklessly with respect to a material element of an offense when he consciously disregards a substantial and unjustifiable risk that the material element exists or will result from his conduct. The risk must be of such a nature and degree that, considering the nature and intent of the actor’s conduct and the circumstances known to him, its disregard involves a gross deviation from the standard of conduct that a reasonable person would observe in the actor’s situation. . . . Therefore, like the test for determining whether the defendant was subject to duress, the test for determining whether a defendant acted recklessly ... is a hybrid objective-
Turning to the present case, the defendant recognizes that the trial court instructed the jury that his age could be used to differentiate him from those threatening him. Expressly, the trial court told the jury that it could “take into account age as one of the tangible factors that go to assessing the situation; that is, the comparative situation between the two actors or the three actors, the defendant on the one hand and those threatening on the other.” The defendant claims, however, that the jury should have been instructed that his age also was a factor to determine how he would have perceived the threat. Specifically, he contends that this court should recognize the differences between a juvenile and an adult in maturity, sense of responsibility, vulnerability and personality traits, which make it more difficult for adolescents to resist pressures because of their limited decision-making capacity and their susceptibility to outside influences. Essentially, the defendant seeks an instruction that would have allowed the jury to factor his age into the defense, independent and regardless of how it relates to the age of his coercers, with an eye toward accounting for the differences in how adolescents evaluate risks. 18
We understand the defendant’s plea, acknowledge that juveniles often have more immature decision-making capability and recognize the literature supporting the notion that juveniles are more vulnerable to all sorts of pressure, including, but not limited to, duress.
19
The
The legislature’s determination to treat sixteen year olds as adults and to treat adolescents under sixteen as juveniles for purposes of assessing criminal responsibility reflects its appreciation of the different mental abilities and susceptibilities of younger persons.
21
To adopt the argument of the defendant would usurp the legislature’s role and require this court to vitiate what is an inherently legislative determination that sixteen year olds are to be treated like adults for purposes of criminal liability.
22
The categorization of offenses is a legislative judgment, and, generally speaking, “it is not the prerogative of courts in this area lightly to launch an inquiry to resolve a debate which has already been settled in the legislative forum.” (Internal quotation marks omitted.)
State
v.
O'Neill,
II
The defendant also claims that the trial court improperly instructed the jury on accessorial liability. Specifically, he claims that the trial court’s instructions on the issue of intent were deficient. The defendant concedes that he did not provide a written request to charge on accessorial liability, nor did he take exception to the court’s charge and, therefore, this claim is unpreserved.
*?
Accordingly, he seeks to prevail under
State
v.
Golding,
As we noted in part I of this opinion, “[w]hen reviewing [a] challenged jury instruction ... we must adhere to the well settled rule that a charge to the jury is to be considered in its entirety, read as a whole, and judged by its total effect rather than by its individual component parts. . . . [T]he test . . . is . . . whether it fairly presents the case to the jury in such a way that injustice is not done to either party under the established rules of law. ... As long as [the instructions] are correct in law, adapted to the issues and sufficient for the guidance of the jury ... we will not view the instructions as improper. . . . [I]n appeals involving a constitutional question, [the standard is] whether it is reasonably possible that the jury [was] misled. . . . The test to be applied ... is whether the charge, considered as a whole, presents the case to the
The statutory provision governing accessorial liability is General Statutes § 53a-8 (a), which provides: “A person, acting with the mental state required for commission of an offense, who solicits, requests, commands, importunes or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable for such conduct and may be prosecuted and punished as if he were the principal offender.” This court previously has stated that “a conviction under § 53a-8 requires [the state to prove the defendant’s] dual intent . . . [first] that the accessory have the intent to aid the principal and [second] that in so aiding he intend to commit the offense with which he is charged.” (Internal quotation marks omitted.)
State
v.
Turner,
In the present case, the defendant was charged as an accessory to robbery in the second degree, burglary in the first degree, larceny in the second degree and accessory to stealing a firearm. The trial court’s instructions tracked § 53a-8 correctly and properly articulated the requisite dual intents.
24
The defendant claims, how
Additionally, the defendant claims that his duress defense, if credited, “negated” the requisite mental states for the charged offenses because it meant that none of his actions had been done with criminal intent and community of unlawful purpose. Therefore, according to the defendant, the trial court was required
First, as we stated in
State
v.
Rouleau,
supra,
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
General Statutes § 53a-48 (a) provides: “A person is guilty of conspiracy when, with intent that conduct constituting a crime be performed, he agrees with one or more persons to engage in or cause the performance of such conduct, and any one of them commits an overt act in pursuance of such conspiracy.”
General Statutes § 53a-135 (a) provides: “A person is guilty of robbery in the second degree when he commits robbery as defined in section 53a-133 and (1) he is aided by another person actually present; or (2) in the course of the commission of the crime or of immediate flight therefrom he
General Statutes § 53a-8 (a) provides: “A person, acting with the mental state required for commission of an offense, who solicits, requests, commands, importunes or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable for such conduct and may be prosecuted and punished as if he were the principal offender.”
General Statutes § 53a-101 provides in relevant part: “(a) A person is guilty of burglary in the first degree when he enters or remains unlawfully in a building with intent to commit a crime therein and ... (2) in the course of committing the offense, he intentionally, knowingly or recklessly inflicts or attempts to inflict bodily injury on anyone.
“(b) An act shall be deemed ‘in the course of committing’ the offense if it occurs in an attempt to commit the offense or flight after the attempt or commission. . . .”
General Statutes § 53a-123 (a) provides in relevant part: “A person is guilty of larceny in the second degree when he commits larceny, as defined in section 53a-119, and ... (3) the property, regardless of its nature or value, is taken from the person of another . . . .”
We note that minor punctuation changes were made to § 53a-123 (a) by No. 00-103, § 2, of the 2000 Public Acts. For purposes of convenience, we refer herein to the current revision of the statute.
General Statutes § 53a-212 (a) provides: “A person is guilty of stealing a firearm when, with intent to deprive another of his firearm or to appropriate the same to himself or a third party, he wrongfully takes, obtains or withholds a firearm, as defined in subdivision (19) of section 53a-3.”
The defendant appealed from the judgment of conviction of the trial court to the Appellate Court, and we then transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
The defendant was arrested for his acts in connection with the DiBenedetto home invasion, and that case was disposed of in Rhode Island. The facts of that case only are at issue in the present appeal to the extent that they relate to the defendant’s defense that he had been acting under duress when he participated in the Perkins’ home invasion.
In light of the issues raised by the defendant in this appeal, we need not recount the evidence presented by the state to discredit the defendant’s defense of duress.
Specifically, the court instructed the jury: “In any prosecution for an offense, it shall be a defense that the defendant engaged in the prescribed conduct because he was coerced by the use or threatened — I’m sorry — he was coerced by the use or threatened imminent use of physical force upon him or a third person, which force or threatened force of a person of reasonable firmness in his situation would have been unable to resist.
“The defense of duress shall not be available to aperson who has intentionally or recklessly placed [himself] in a situation in which it is probable that he will be subjected to duress.
“And I have read to you already what intent is and what recklessness is. So, recklessness is viewed by an objective standard of whether a reasonable person’s conduct deviates — whether the person’s conduct is deviated from a reasonable person. That was the recklessness one.
“And there is another objective standard in this, which is that he was coerced or threatened by the use of or threatened imminent use of physical
“Under the defense of duress, a defendant may be excused from legal responsibility for the crime charged on the ground that he was under duress at the time of the criminal activity. You are to apply an objective standard in determining whether the defendant was under duress.
“That means that the force or threatened force must be such that a person of reasonable firmness in the defendant’s situation would have been unable to resist. To be under duress, the defendant must have engaged in the criminal activity because the defendant was coerced by the use or threatened imminent use of physical force upon him or a third person.
“If there was a reasonable, legal alternative to violating the law, a chance both to refuse to do the criminal act and also to avoid the threatened harm, you must find that the defendant was not under duress.
“Since the defendant has raised the defense of duress, the state has the burden of disproving the defense beyond a reasonable doubt. In other words, you cannot find that the defendant is guilty unless upon all the evidence you are satisfied beyond a reasonable doubt that the defendant was not under duress at the time the criminal activity occurred.”
The court provided the following supplemental instruction: “Duress is defined in the Penal Code as follows: In any prosecution for an offense, it shall be a defense that the defendant engaged in the prescribed conduct because he was coerced by the use or threatened imminent use of physical force upon him or a third person, which force or threatened force a person of reasonable firmness in his situation would have been unable to resist.
“The defense of duress shall not be available to a person who intentionally or recklessly places himself in a situation in which it is probable that he will be subjected to duress.
“Under the defense of duress, a defendant may be excused from legal responsibility for the crime charged on the ground that he was under duress at the time of the criminal activity.
“You are to apply an objective standard in determining whether the defendant was under duress. That means that the force or threatened force must be such that a person of reasonable firmness in the defendant’s situation would have been unable to resist it.
“To be under duress, the defendant must have engaged in the criminal activity because the defendant was coerced by the use or threatened imminent use of physical force upon him or a third person. If there was a reasonable, legal alternative to violating the law, a chance both to refuse
“Since the defendant has raised the defense of duress, the state has the burden of disproving the defense beyond a reasonable doubt. In other words, you cannot find the defendant guilty unless upon all evidence you are satisfied beyond a reasonable doubt that the defendant was not under duress that the criminal activity occurred.
“Let me just — I just want to give you the definition of intent and recklessness because they’re part of that, and then I’ll get to the second part of your question.
“Intent relates to the condition of mind of the person who commits the act, his purpose in doing it. As defined by our statutes, a person acts intentionally with respect to a result or conduct when his conscious objective is to cause such result or engage in such conduct. It’s usually determined by inference.
“Recklessness. A person acts recklessly with respect to a result or a circumstance described by statute defining the offense when the defendant is aware of and consciously disregards a substantial and unjustifiable risk that such result will occur.
“So, recklessness is to disregard a substantial and unjustifiable risk in terms of duress or it’s a gross deviation from the standard of conduct that a reasonable person would observe in this situation.
“So duress is not available if somebody has acted in such a way that the way they have acted is a gross deviation from the way a reasonable person would have acted in that situation, something a reasonably prudent person would or would not have done in the circumstances.
“Now, in terms of how it relates to the elements of each offense, the defense of duress has been raised to each and every one of the counts. Because duress excuses conduct and must be proved beyond a reasonable doubt not to have occurred by the state, I would suggest that what you have to do first is determine whether or not the conduct has, in fact, been proven beyond a reasonable doubt first. And then to determine whether or not the absence of duress has been proven beyond a reasonable doubt. . . . So you don’t get to the duress unless you already find the conduct has occurred in terms of the statute.”
The court instructed the jury as follows: “We’re worried about the reasonable firmness part for the same reason about whether or not a reasonable firmness in his situation also factors in age. So the only thing that you could continue to deliberate about in terms of that question is whether or not there was — whether or not he was coerced by use or threatened imminent use of physical force.”
The court instructed the jury: “As you know, the standard is that, an objective standard meaning that the force or threatened force must be such that a person of reasonable firmness in the defendant’s situation would have been unable to resist. Okay.
“These are tangible factors, such as size, strength, age or health. And what that goes to is the jury — the defense assumes a person of ordinary strength, okay, and will act with reasonable firmness. So tangible factors like size, strength, age or health go to ordinary strength, okay. But you may not take into account matters of temperament, okay.
“So, what this is, is the objective standard is designed to have a person’s actions viewed, okay, both in terms of ordinary strength, okay. That’s where obviously the differences, you know, between a 150 pound person and a 400 pound person in terms of assessing the situation; that is, the reality of the threat.
“But the jury has to hold an objective standard in terms of whether or not a person has acted with reasonable firmness, and what that means is that the drafters of the Penal Code have made a determination that it’s a community standard, and there’s a community sense of moral- — reasonable, moral firmness. It’s supposed to be nonheroic, but reasonably firm. Okay. And that’s also objective in terms, of evaluating opportunities to take the legal alternatives that the defense talks about as well. . . .
“The rule does not focus on the weaknesses and strengths of a particular defendant for his subjective reaction to unlawful demand. It is — the standard imposes one which normal members of the community would be able to comply with.
“The component of duress excuses only those actors who demonstrate the level of fortitude that society can fairly expect of its morally responsible members.
“The rationale of duress requires that an accused be judged against an objective standard regardless of his own capacities or constitutional weaknesses; that is, whether the merits of a completely — so that it depends on some external standard. Okay.
“So, you can take into account age as one of the tangible factors that go to assessing the situation; that is, the comparative situation between the two actors or the three actors, the defendant on the one hand and those threatening on the other.
“So, in assessing the situation, you can take those size, weight, age into account. And then in terms of assessing reasonable assessment, that’s an objective standard. Okay?”
The court stated: “The defense of duress shall not be available to a person who intentionally or recklessly places himself in a situation in which it is probable that he will be subjected to duress.
“The definition of intent or intentional means intent relates to the condition of mind of the person who committed the act and his purpose in doing it. As defined by our statute, a person acts intentionally with respect to conduct when his conscious objective is to cause such result or to engage in the conduct.
“What a person’s intention is, is largely a matter of inference. No witness can be expected to come here and testily that he looked into another person’s mind and saw a certain intention. A jury can determine what a person’s intention was at any given time by determining that person’s conduct — what that person’s conduct was and what the circumstances were surrounding the conduct. An intent may be inferred from circumstantial evidence.
“Recklessness. A person acts recklessly with respect to a result or a circumstance when the defendant is aware of and consciously disregards a substantial and unjustifiable risk. The risk must be of such a nature and degree that disregarding it constitutes a gross deviation from the standard of conduct that a reasonable person, that’s another objective standard, that a reasonable person would observe in the situation.
“The standard of conduct of a reasonable person in the same situation as the defendant is the doing of something that a reasonably prudent person would do under the circumstances or omitting to do what a reasonably prudent person would not do.
“So a gross deviation is a great or a substantial deviation, not just a slight or a moderate deviation. There must be a great or substantial difference between, on the one hand, the defendant’s conduct and disregarding a substantial and unjustifiable risk and, on the other hand, what a reasonable person would have done under the circumstances.
“Whether a risk is substantial or unjustifiable is a question of fact for you to determine under the circumstances. So, again, the defense of duress shall
The state contends that there was insufficient psychological and medical evidence in the record upon which a jury could have assessed the ability of an adolescent to resist pressures based on a limited decision-making capacity and a susceptibility to outside influences. The trial court, however, expressly noted recent legal debate concerning what standards to apply to young adolescents and rejected any attempt to include that discussion in its instructions as a matter of law.
General Statutes § 53a-14 provides: “In any prosecution for an offense, it shall be a defense that the defendant engaged in the proscribed conduct because he was coerced by the use or threatened imminent use of physical force upon him or a third person, which force or threatened force a person of reasonable firmness in his situation would have been unable to resist. The defense of duress as defined in this section shall not be available to a person who intentionally or recklessly places himself in a situation in which it is probable that he will be subjected to duress.”
We note, however, that, although the standard of a person of reasonable firmness is operative, denying the defense to those who are too easily coerced, and “the trier of fact is not to consider the defendant’s particular
The
defendant also
makes
this claim in connection with that portion of the trial court’s instructions that the defense of duress is not available to a person who intentionally or recklessly places himself in a situation in which it is probable that he will be subjected to duress. See footnotes 11 and 14 of this opinion. He claims that, in order for the jury to decide whether
The amici curiae, the Juvenile Law Center and the National Juvenile Defender Center, in their brief to this court in support of the defendant, aptly summarize the research in the field as to this issue: “Experts in adolescent development . . . explain children’s immature decision-making capabilities. First, youth may lack the ability to exercise sufficient impulse control. ‘The teen years are periods when self-control issues are confronted on a series of distinctive new battlefields. . . . New domains . . . require not only the cognitive appreciation of the need for self-control in a new situation but also its practice.’ [F.] Zimring, ‘Penal Proportionality for the Young Offender: Notes on Immaturity, Capacity, and Diminished Responsibility’ in Youth on Trial: A Developmental Perspective on Juvenile Justice 280 ([T]. Grisso and [R.] Schwartz eds., 2000) .... A child faced with a new type of situation may therefore have more difficulty exercising the necessary
“Recent research on brain development demonstrates that structural distinctions between the adult and adolescent brain account for differences in how adolescents evaluate risks and rewards. [N.] Chemoff & [M.] Levick, ‘Beyond the Death Penalty: Implications of Adolescent Development Research for the Prosecution, Defense and Sanctioning of Youthful Offenders,’ Clearinghouse Rev., J. of Poverty L. & [Policy] 209, 210 (2005) .... Specifically, the prefrontal cortex which manages long-term planning, self-regulation, and the assessment of risk ‘continues to develop and change through the course of adolescence.’ Id., 210. Adolescent decision making is therefore distinguished by not only cognitive and psychosocial, but also neurological deficits. Id.
“These developmentally normal impairments in making decisions can be exacerbated when adolescents are under stress. Because adolescents have less experience with stressful situations than adults, they have a lesser capacity to respond adeptly to such situations. See [L.] Steinberg & [R.] Schwartz, ‘Developmental Psychology Goes to Court’ in Youth on Trial [A Developmental Perspective on Juvenile Justice, supra, 26] (explaining that even when older adolescents attain raw intellectual abilities comparable to those of adults, their relative lack of experience may impede their ability to make sound decisions) .... Additionally, adolescents’ tendency to process information in an ‘either-or’ capacity is exacerbated in stressful situations. See [M. Beyer, supra, 15 Crim. Just. 27; M. Beyer, supra, 7 Ky. Child. Rts. 17-19], Thus a young person experiencing coercion may have particular difficulties recognizing the option of exiting the situation.” See also L. Steinberg & E. Scott, “Less Guilty by Reason of Adolescence: Developmental Immaturity, Diminished Responsibility, and the Juvenile Death Penalty,” 58 Am. Psychologist 1009, 1014 (2003) (“[a]s legal minors, [juveniles] lack the freedom that adults have to extricate themselves from a criminogenic setting”).
Even if we were to view the defendant’s claim without consideration of its broader implications, he could not prevail. We have limited the objective component of the duress defense to “[s]tark, tangible factors that differentiate the actor from another, like his size, strength, age or health . ...” 1 Model Penal Code, supra, § 2.09, comment 3, p. 375. “Earnest resistance is a generalized standard; it is not measured by a defendant’s individual personality traits.”
State
v.
VanNatta,
supra,
Indeed, had the defendant in the present case been ajuvenile, his confession would have been inadmissible unless: (1) a parent was present during the interview; and (2) he and his parent had been advised of his right to counsel and his right to remain silent. General Statutes § 46b-137 (a).
The fact that the legislature currently is considering amending the Penal Code to treat sixteen and seventeen year olds as delinquents reflects its recognition of the differences in maturity, sense of responsibility, vulnerability and personality traits between ajuvenile and an adult. See Raised Senate Bill No. 1196, 2007 Sess., entitled: “An Act Concerning the Age of a Child for Purposes of Jurisdiction in Delinquency Matters and Proceedings.”
In
State
v.
Golding,
supra,
The trial court initially instructed the jury as follows: “What a person’s purpose or intention has been is very largely a matter of inference. The only way in which a jury can determine what a person’s purpose or intention was at any given time, aside from that person’s own testimony, is by determining what the person’s conduct was and what the circumstances were surrounding that conduct, and from those reasonable inferences as to what his purpose or intention was.
“In other words, it is not necessary to establish that the defendant and the defendant’s alleged coconspirators signed papers, shook hands or uttered words that we have an agreement, but rather, a conspiracy can be inferred from the conduct of the accused. The permissible inference in no way,
“In terms of being an accessory or accomplice. When I get to the elements of crimes, insofar as determining whether or not somebody is an accessory or an accomplice, the underlying crime to which somebody may have been an accessory or an accomplice can be committed by another offender. Okay. That’s why you’re an accessory. And so the — a person is guilty of a crime even because he is the principal offender or because he is an accessory. Under the law, an accessory is guilty just as if he were the principal offender. Being [an] accessory is not a crime in and of itself, but it is only another way of committing the underlying crime.
“The criminal responsibility of an accessory is provided by [§ 53a-8] of the Connecticut Penal Code which says: ‘A person acting with the mental state required for commission of an offense who solicits, requests, commands, importunes or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable for such conduct and may be prosecuted and punished as if he were the principal offender.’
“I emphasize to you that this statute does not connect those five acts with the word ‘and,’ but separates them by ‘or.’ So a person is an accessory if he solicits or requests or commands or importunes or intentionally aids another person to engage in conduct that constitutes an offense.
“Aid means to assist, help or support. Also, a person acts intentionally with respect to conduct when his conscious objective is to cause such a result or to engage in such conduct.
“Intentionally aid, therefore, means to act in any manner, the conscious objective of which is to assist, help or support.
“In order to be an accessory under that statute, a person must not only intentionally aid another person to engage in conduct that constitutes an offense, but he must also commit one of [these acts] specified with the same mental state required for commission of the underlying crime and share the same unlawful purpose or purposes in common with the person who actually commits the crime.
“It is not enough that a person committed acts specified in this statute that, in fact, aided the actual perpetration of a crime. He must also have the same mental state and purpose to be guilty of the crime, as does the actual perpetrator.
“In order to prove the defendant guilty as an accessory to a crime charged in any count, the state has the burden to prove that the defendant with the requisite mental state, either — excuse me — with the requisite mental state intentionally aided another person who actually committed the crime charged in that count.”
Thereafter, during its deliberations, the jury inquired: “Did the defendant have to actually have ‘displayed and threatened the use of what he represented by his words or conduct to be a deadly weapon,’ to constitute the charge of robbery or just be present when another individual ‘displayed and
The court then provided the following additional instructions: “And the answer to that question is that he himself — he himself did not have to display. The third party could have, okay.
“I know that the information you have charging their reason, they’re conjunctive, but the statute reads differently, and that’s just a technical problem in terms of the charging.
“But he himself did not have to represent — display or threaten the use of the weapon. He could have just been present. So that makes what the difference between crime or robbery is that you can be in the room not— just be present and be charged with robbery, okay.
“Accessory, you could be an accessory to robbery and still not be in the room but having aided, importuned, solicited in some way the commission of the robbery even though you were not present in the room for the robbery. ”
Specifically, the defendant claims that the trial court should have told the jury the following: “One who is present when a crime is committed but neither assists in its commission nor shares in the criminal intent of its perpetrator cannot be convicted as an accessory. Mere presence as an inactive companion, passive acquiescence, or the doing of innocent acts which may in fact aid the one who commits the crime must be distinguished from the criminal intent and community of unlawful purpose shared by one who knowingly and wilfully assists the perpetrator of the offense in the acts which prepare for, facilitate, or consummate it.”
State v. Laffin,
Indeed, the back and forth between the trial court and the jury in connection with the duress defense; see footnotes 11 through 14 of this opinion and the accompanying text; demonstrates the commitment by both the court and the jury to determine properly whether the state had proven all of the essential elements of the charged offenses beyond a reasonable doubt.
