Lead Opinion
In this case we must decide whether there was reasonable suspicion for the stop that led to defendant’s convictions for attempting to traffic in cocaine by transportation and possession. After reviewing the totality of the circumstances, we conclude that there was an objectively reasonable basis to suspect that illegal activity was taking place. Accordingly, we reverse the decision of the Court of Appeals and remand this case to that court for additional proceedings.
On the morning of 29 April 2009, Sergeant Matt Darisse of the Surry County Sheriffs Department performed a routine traffic stop of a vehicle in which defendant was a passenger. Sergeant Darisse was observing traffic on Interstate 77 when he noticed a Ford Escort approach a slower moving vehicle, forcing the driver of the Escort to apply the car’s brakes. When the driver engaged the brakes, Sergeant Darisse saw that the right rear brake light failed to illuminate. As a result, Sergeant Darisse decided to stop the Escort. As the Escort rolled to a stop, Sergeant Darisse noticed the right rear brake light “flickered on.” Sergeant Darisse informed the driver, Maynor Javier Vasquez, that he stopped the car “for a non-functioning brake light.” After a few moments of conversation Sergeant Darisse informed Vasquez that he would issue a warning citation for the brake light if Vasquez’s drivers’ license and registration were valid. After learning that his drivers’ license and registration checked out, Sergeant Darisse returned Vasquez’s documents and gave him a warning ticket for the brake light.
During the stop Sergeant Darisse apparently began to suspect that the Escort might contain contraband. During conversation Vasquez informed Sergeant Darisse that defendant and he were travelling to West Virginia. Defendant, however, offered differing information regarding their ultimate destination. He stated that the duo were headed to Kentucky to pick up a friend. Based in part on this conflicting information,
A search of the vehicle revealed, among other things, cocaine. According to Sergeant Darisse, he found “a cellophane wrapper with a white powder residue” in the door panel on the driver’s side and “burnt marijuana seeds in the ashtray.” Sergeant Darisse then searched a blue duffle bag in the “back hatch” area of the Escort. In “one of the side compartments” of the bag, Sergeant Darisse located “a white plastic grocery bag” containing “a sandwich bag wrapped in a paper towel.” He discovered inside “the sandwich bag ... a white powderfed] substance . . . [that] appeared to be . . . cocaine.” A field test of the white, powdered substance indicated that it was, in fact, cocaine. Both the driver and defendant were
Defendant sought to suppress the evidence obtained during the search of the Escort, alleging that the stop.was an illegal seizure in violation of the Fourth Amendment to the United States Constitution and Sections 19 and 20 of Article I of the North Carolina Constitution. Apparently, defendant argued that our General Statutes require a vehicle neither to have all brake lights in good working order nor to be equipped with more than one brake light, and, as a result, a traffic stop for the reason asserted here should be unconstitutional.
When the traffic stop at issue in this case occurred, Chapter 20 of our General Statutes, which addresses motor vehicles, contained several sections regulating vehicle brake lights. First, section 20-129 required that “[e]very motor vehicle ... have all originally equipped rear lamps or the equivalent in good working order, which lamps shall exhibit a red light plainly visible under normal atmospheric conditions from a distance of 500 feet to the rear of such vehicle.” N.C.G.S. § 20429(d) (2009). That section also mandated, in language perhaps familiar when the provision was first enacted more than a half century ago, that “[n]o person shall sell or operate on the highways of the State any motor vehicle ... unless it shall be equipped with a stop lamp on the rear of the vehicle. The stop lamp . . . shall be actuated upon application of the service (foot) brake. The stop lamp may be incorporated into a unit with one or more other rear lamps.” Id. § 20429(g) (2009). Second, section 20-129.1 provided that “[b]rake lights (and/or brake reflectors) on the rear of a motor vehicle shall have red lenses so that the light displayed is red.” Id. § 20-129.1(9) (2009). Finally, section 20-183.3 also dictated that a motor vehicle safety inspection include a determination that the lights required by sections 20-129 or 20-129.1 are present and in a safe operating condition. Id. § 20483.3(a)(2) (2009).
The trial court denied defendant’s motion to suppress. The trial court found, among other things, that
Darisse observed the right brake light of the vehicle not to function as the left brake light of the vehicle came on as the subject vehicle slowed. Darisse upon making this observation, activated his blue light and instigated a stop of the subject vehicle.
The subject vehicle’s right brake light was not functioning at the time of the instigation of the stop by observation of the video, taken from Darisse’s patrol car, which began at the time of the instigation of the stop.
Immediately prior to the vehicle coming to a complete stop on the shoulder the right brake light flickered on.
Based on its findings the trial court concluded, inter alia, that Sergeant Darisse had a “reasonable and articulable suspicion that the subject vehicle and the driver were violating the laws of this State by operating a motor vehicle without a properly functioning brake light” and “that the seizure . . . was constitutionally valid.”
The Court of Appeals disagreed with the trial court’s determination that all vehicular brake lights must function properly. State v. Heien,
Then, relying on its decision in State v. McLamb,
We allowed the State of North Carolina’s Petition for Discretionary Review. State v. Heien,
The issue presented in this case is one of first impression for this Court; however, considering a related question in State v. Barnard,
Various federal and state courts have provided different answers to this question. Some courts hold that a police officer’s mistaken interpretation of the applicable substantive law cannot give rise to reasonable suspicion to support a traffic stop. E.g., United States v. McDonald,
Two cases from the federal circuit courts of appeals illustrate the varying approaches. In United States v. Martin,
Each court offered persuasive justifications for its decision. The Eleventh Circuit explained that its rule is consistent with the principle that any ambiguity or vagueness in a statute should not be used against a defendant. Chanthasouxat,
We find the Eighth Circuit’s reasoning to be more compelling. To begin, that rationale seems to us, as it did to the Eighth Circuit, to be consistent with the primary command of the Fourth Amendment— that law enforcement agents act reasonably. See Delaware v. Prouse,
Moreover, the reasonable suspicion standard does not require an officer actually to witness a violation of the law before making a stop. See, e.g., Terry v. Ohio,
Indeed, because we are particularly concerned for maintaining safe roadways, we do not want to discourage our police officers from conducting stops for perceived traffic violations. A routine traffic stop, based on what an officer reasonably perceives to be a violation, is not a substantial interference with the detained individual and is a minimal invasion of privacy. In fact, it seems to us that most motorists would actually prefer to learn that a safety device on their vehicle is not functioning. properly. And particularly when judged against society’s countervailing interest in keeping its roads safe, we think it prudent to endorse the reasonable interpretation of our traffic safety laws. It would, at a minimum, work at cross-purposes if we were to require our law enforcement officers to narrowly interpret our traffic safety statutes when deciding whether to conduct a stop for fear that a possible subsequent prosecution for the violation could be imperiled. That approach would undermine our officers’ important efforts in keeping our roads safe. And because we do not perceive such a Fourth Amendment requirement, we decline to create one.
For that reason we find the Eleventh Circuit’s justifications inapposite. Police officers should be entitled to interpret our motor vehicle laws reasonably when conducting routine traffic stops. Of course, we are mindful that statutes may not be unconstitutionally vague and agree that it may be unreasonable to conduct a stop if the substantive statute is too vague. Cf. DeFillippo,
Furthermore, we note that a decision to the contrary would be inconsistent with the rationale underlying the reasonable suspicion doctrine. “[Reasonable suspicion” is a “commonsense, nontechnical conception[ ] that deal[s] with the factual and practical considerations of everyday life on which reasonable and prudent men, not legal technicians, act.” Ornelas v. United States,
Our approach also preserves the historical nature of the inquiry into whether an officer’s conduct satisfies the Fourth Amendment. The question of whether reasonable suspicion exists has historically been answered by considering the totality of the circumstances present in each individual case rather than on the basis of bright-line rules. As the Supreme Court of the United States has observed, “The concept of reasonable suspicion, like probable cause, is not ‘readily, or even usefully, reduced to a neat set of legal rules.’ ” Sokolow,
Endorsing disparate treatment of police mistakes of law would not only create a bright-line rule, but also alter the analysis courts employ to determine whether reasonable suspicion is present. The traditional constitutional inquiry is to determine whether a traffic stop is reasonable under all the circumstances. United States v. Southerland,
Finally, our approach allows reviewing courts to treat all police mistakes the same. The Supreme Court of the United States does not demand factual accuracy from our police when determining whether reasonable suspicion exists. Illinois v. Rodriguez,
Applying this rule to the facts of this case, we observe that the following objective circumstances were present at the time of the stop. Our General Statutes mandated that each “motor vehicle . . . have all originally equipped rear lamps or the equivalent in good working order.” N.C.G.S. § 20-129(d). Our legislature permitted a vehicle’s brake lighting system to be “incorporated into a unit with one or more other rear lamps.” Id. § 20-129(g). It is reasonable to read these two provisions of section 20-129 to say that, because it may be “incorporated into a unit with ... other rear lamps,” id., a brake light is a rear lamp which, like all
After considering the totality of the circumstances, we conclude that there was reasonable, articulable suspicion to conduct the traffic stop of the Escort in this case. We are not persuaded that, because Sergeant Darisse was mistaken about the requirements of our motor vehicle laws, the traffic stop was necessarily unconstitutional. After all, reasonable suspicion is a “commonsense, nontechnical conception ] ... on which reasonable and prudent men, not legal technicians, act,” Ornelas,
REVERSED AND REMANDED.
Notes
. Of note, a middle-of-the-road approach would alleviate the majority’s concerns about a per se rule while preserving traditional Fourth Amendment protections. We could easily adopt a principle like that expressed in United States v. Booker. “Stops premised on a mistake of law, even a reasonable, good-faith mistake, are generally held to be unconstitutional. A stop is lawful despite a mistake of law, however, if an objectively valid basis for the stop nonetheless exists.”
Dissenting Opinion
dissenting.
Because the majority’s opinion here significantly, and in my view unnecessarily, alters our Fourth Amendment jurisprudence by introducing subjectivity and vagueness into our Fourth Amendment analysis and effectively overruling this Court’s prior precedent, I respectfully dissent.
As a starting point, there is no doubt in my mind that, when he stopped defendant’s vehicle, Sergeant Darisse acted upon a reasonable belief that defendant violated the law by operating a vehicle with one malfunctioning brake light. It is my guess that, before the COA’s surprising decision below, most citizens of this state believed that a malfunctioning brake light represented legal grounds for a traffic stop and a citation. This belief was the only reason given for the stop; there was otherwise nothing to indicate that the vehicle, which was not being driven by defendant, was being operated improperly. The trial court’s findings on denying defendant’s motion to suppress remain unchallenged and are therefore binding on appeal. They include the finding that Sergeant Darisse activated his blue light upon observing “the right brake light of the vehicle not to function.” The trial court then concluded that the officer had reasonable articulable suspicion that the vehicle and driver were violating laws by having a brake light that was not functioning properly. The Court of Appeals held that there was no violation of any of the applicable statutes, N.C.G.S. §§ 20-129(d), 20-129(g), and 20-183.3, and therefore no legal or constitutional basis for the stop.
In the Court of Appeals the State argued that the trooper “actually observed a violation of N.C.[G.S.] § 20-129(d)” and that “[defendant’s reliance on ‘mistaken belief’ cases ... is therefore misplaced.” Defendant argued, and the Court agreed, that there was no violation of the statutes. It was neither argued nor held that the trooper had a “reasonable if mistaken belief,” just whether there was or was not a violation of the statutes.
Instead of bringing to this Court the issue of statutory interpretation, the State presented its single issue to be reviewed as: “Did the Court of Appeals err in holding that a
There are many problems with the majority’s decision — it introduces subjectivity into what was previously a well-settled objective inquiry and creates an interpretive role regarding state statutes for police officers and police departments. The danger in adopting a new constitutional rule here is that this particular case seems so innocuous: Of course it is reasonable that an officer would pull over a vehicle for a malfunctioning brake light. But this new constitutional rule will also apply in the next case, when the officer acts based on a misreading of a less innocuous statute, or an incorrect memo or training program from the police department, or his or her previous law enforcement experience in a different state, or his or her belief in a nonexistent law.
There is ample precedent for the decision the majority could have made here, both in this state and in federal courts. This Court has repeatedly and recently stated that what an officer believes is irrelevant to Fourth Amendment analysis — only the objective facts and the actual law matter. In State v. Barnard, we stated that it was “irrelevant” that the officer stopped the car for a perceived, but actually nonexistent, statutory violation, saying that “[t]he constitutionality of a traffic stop depends on the objective facts, not the officer’s subjective motivation.”
While the majority quotes the United States Supreme Court’s decision in Ornelas v. United States as if that decision supports its position, the Court in Ornelas actually said the precise opposite a few sentences after the quote in the majority opinion: When evaluating a stop based on reasonable suspicion, “the issue is whether the facts satisfy the . . . statutory . . . standard, or to put it another way, whether the rule of law as applied to the established facts is or is not violated.”
Further, the majority supports its reasoning with case law from the Court of Appeals for the Eighth Circuit, see United States v. Martin,
Most troubling is that this decision imports into our jurisprudence a concept we have expressly rejected. Allowing an officer’s “reasonable mistake of law” to support a warrantless stop is the functional equivalent of a “good faith exception” for stops conducted in contravention of the law — as long as the officer acted in good faith, that is, he is reasonably unaware that his actions are inconsistent with the law, the illegality of the stop will not require suppression of the obtained evidence. In State v. Carter,
The majority’s concern that we would be asking omniscience of our police if we invalidated this stop is overblown. We would merely be asking that our police be diligent in studying the law and remaining current on changes to the law, as I am certain they already are. While the majority claims that “we do not want to discourage our police officers from conducting stops for perceived traffic violations,” it is entirely unclear to me how a rule invalidating stops not based on the law would chill traffic stops generally, and the majority does not elaborate other than to mention the “fear that a subsequent prosecution for the violation .would be imperiled.” Other decisions by this Court that have upheld traffic stops based on observations amounting to “reasonable suspicion” illustrate how little it takes to satisfy this standard. See, e.g., State v. Otto,
By adopting the majority’s rule, we are not only potentially excusing mistakes of law in the exceedingly rare case when the Court of Appeals divines a novel interpretation of a statute, but also those mistakes of law that arise from simple misreadings of statutes, improper trainings, or ignorance of recent legislative changes. There is simply no reason to go to such lengths here, especially when the General Assembly has recently spoken to clarify this issue, which will undoubtedly come before us in due course. This decision is not merely unnecessary here; it is premature in light of the recent amendment to N.C.G.S. § 15A-974.
The flaws in the majority’s opinion are perhaps most apparent in its single statement that “[p]olice officers should be entitled to interpret our motor vehicle laws reasonably when conducting routine traffic stops.” Separation of powers doctrine dictates otherwise: It is the legislature’s job to write the law and the judiciary’s job to interpret the law. The job of the police is to enforce the law as it has been written by the legislature and interpreted by the courts. Proper enforcement of the law requires accurate knowledge of the law; as the Eleventh Circuit cogently noted in United States v. Chanthasouxat, to decide otherwise is to endorse “the fundamental unfairness of holding citizens to the traditional rule that ignorance of the law is no excuse while allowing those entrusted to enforce the law to be ignorant of it.”
Had the State petitioned for review on the issues of statutory interpretation addressed by the Court of Appeals, we could have based our decision on such an interpretation. In my view, that would have been the more appropriate course, and one by which we could stand firm on the protections of the Fourth Amendment. Then the General Assembly, should it so desire, could rewrite the brake light statute to clearly require that all brake lights operate properly, which it could do with alacrity. Then our police officers could continue the long-standing practice of stopping cars with malfunctioning brake lights; stops like this one would be constitutional; and we would have avoided eviscerating the “objectively reasonable” standard of the Fourth Amendment, and of our own amended N.C.G.S. § 15A-974. Because the majority has taken this unnecessary route, I respectfully dissent.
. In 2011 the General Assembly created a statutory “good faith exception” in N.C.G.S. § 15A-974 and explicitly requested that this Court revisit Carter. Act of Mar. 8 2011, ch. 6, 2011 N.C. Sess. Laws 10. This statute was enacted after this defendant’s charges were filed; however, even in the statute, the exception requires that the good faith belief be “objectively reasonable.” N.C.G.S. § 15A-974(a)(2) (2011).
. The same concern prompted the Ninth Circuit to reject exactly this argument in United States v. Lopes-Soto: “To create an exception here would defeat the purpose of the exclusionary rule, for it would remove the incentive for police to make certain that they properly understand the law that they are entrusted to enforce and obey.”
