State v. HeelanState v. Heelan
On appeal, defendant argues the trial court erred by (1) denying his motions to quash or dismiss the indecent-liberties indictment because "Brittany Duncan" was not an actual child victim, as required to sustain a charge and conviction for indecent liberties with a child; (2) denying his motions to dismiss both charges for insufficiency of the evidence because the State's evidence proved Brittany was not an actual child, and it failed to present substantial evidence that defendant believed her to be an actual child; (3) allowing the State, over objection, to question him about his alleged prior sexual assault of his then-minor daughter because the State impermissibly repackaged this Rule 404(b) sexual misconduct evidence as impeachment evidence; and (4) ordering that he enroll in satellite-based monitoring ("SBM") because its findings were insufficient to support its conclusion that defendant required the highest level of supervision and monitoring as necessary to impose SBM. We hold defendant received a fair trial, free of prejudicial error, but reverse the SBM order.
I. Background
On 28 November 2016, defendant was indicted for taking indecent liberties with a child, in violation of
On 29 January 2016, defendant posted in Craigslist's "casual encounters" subsection an advertisement entitled, "lick n stick - m4w." In the ad, defendant wrote that he was a "$$ Generous $$ older swm [single white male]" seeking a female "24 or younger" to engage in cunnilingus and vaginal sex. That same day, Detective Jason Reid of the Boone Police Department, posing as a fictitious fourteen-year-old female named "Brittany Duncan," responded by email to defendant's post. Over the course of several messages between defendant and "Brittany" from 29 January until 12 February 2016, Brittany twice directly disclosed
The 100-plus messages between defendant and Brittany culminated in their plan to meet up at 10:00 a.m. on 12 February 2016 at the Panera Bread restaurant in Boone Mall in order to later engage in sex. While driving to Panera Bread, defendant requested Brittany phone him, and a female in her twenties working with the police department called and briefly spoke with him. When defendant arrived at the Panera Bread parking lot, he texted Brittany to meet him outside, but he was instead met by Detective Reid and Special Bureau of Investigation Agent Nathan Anderson. The detectives briefly interviewed defendant while he was sitting in his car and then arrested him for solicitation of a child by computer. Their search of defendant's car revealed that he had arrived to meet up with Brittany in possession of, inter alia , two Viagra pills and a tube of KY Jelly. The detectives then transported defendant to the Boone Police Department, where he waived his Miranda rights and participated in a forty-five minute videotaped custodial interview with both detectives. Defendant was later charged with taking indecent liberties with a child, and with solicitation of a child by computer and appearing.
Before trial, on 22 May 2017, defendant moved to quash the indecent-liberties indictment. He argued it was legally insufficient because it charged him with taking indecent
At trial, the State introduced a binder of 426 pages of messages exchanged between defendant and Brittany. Detective Reid testified about messaging defendant while posing as Brittany and read several relevant exchanges to the jury. During the exchanges, Brittany twice
The State also рublished to the jury during its case-in-chief defendant's later videotaped custodial interview, during which defendant expressed remorse for his actions and again admitted he believed Brittany to be fourteen years old. During that interview, defendant also stated to the detectives that he "never had sex with a minor" before.
At the close of the State's evidence, defendant moved to dismiss both charges for insufficiency of the evidence. As to the solicitation charge, defendant argued generally that the State failed to present substantial evidence "of each and every element." As to indecent liberties, defendant argued in relevant part the same grounds underlying his prior motion to quash the indictment-that is, the State failed to present evidence that Brittany was an actual minor, and without the element of an actual child victim, a charge for taking indecent liberties with a child cannot be sustained. The trial court denied the motions.
Defendant testified on his own behalf. Despite previously giving notice of the affirmative defense of entrapment, defendant's trial testimony established a fantasy defense-thаt is, defendant did not have the specific intent to take indecent liberties with a child or to solicit a child by computer because he did not believe Brittany to be an actual minor but rather a role-playing adult living out her sexual fantasy of pretending to be an underage female seeking to sexually engage an older male. Defendant testified that although Brittany had disclosed to him during their emails that she was only fourteen years old, he knew Brittany was not an actual minor when she emailed him the photo of the twenty-one-year-old former police department intern purportedly depicting
On cross-examinаtion, defendant reiterated that after Brittany sent him the first photo of an adult female purportedly depicting herself, he knew Brittany to be an adult but believed she was living out her sexual fantasy of pretending to be an underage girl. When
During the middle of cross-examination and outside the presence of the jury, the State informed the trial court and the defense that it intended to use defendаnt's alleged prior sexual assault of his then-minor daughter to impeach his credibility as a witness. The State explained it intended to reference defendant's prior statement during the videotaped custodial interview that he "never had sex with a minor" and then question him about the alleged prior sexual assault to prove he had previously lied to police. Defense counsel objected, arguing in relevant part that the State before trial agreed not to introduce that evidence for Rule 404(b) sexual misconduct purposes and thus should not be allowed to repackage it to the jury as impeachment evidence. The trial court concluded defendant's pretrial motion to exclude was for Rule 404(b) purposes, not credibility purposes, and ruled it would allow the questioning solely for impeachment. When the State attempted to impeach defendant's credibility by referencing his prior custodial statement and then questioning him about his alleged prior sexual assault of his then-minor daughter, however, defendant flatly denied the allegations, and the State ceased its line of questioning.
At the close of evidence, defendant renewed his motions to dismiss both charges for insufficiency of the evidence, which the trial court denied. After the trial court charged the jury on taking indecent liberties with a child and on child solicitation by computer, the jury during its deliberations sent a note to the trial court asking whether someone can be found guilty of taking or attempting to take indecent liberties with a child if no actual child victim existed. In response to the jury's question, and over defendant's objection, the trial court instructed the jury on the criminal liability theory of attempt.
II. Analysis
On appeal, defendant contends the trial court erred by (1) denying his motions to quash or dismiss the indecent-liberties indictment on the ground that a charge or conviction for indecent liberties with a child cannot be sustained without an actual child victim; (2) denying his motions to dismiss both charges for insufficiency of the evidence on the grounds that the State failed to present any evidence of the indecent-liberties element of an actual minor victim, and failed to present substantial evidence of the solicitation element that defendant reasonably believed Brittany to be an actual minor; (3) permitting the State, over his objection, to cross-examine him аbout the alleged prior sexual assault of his then-minor daughter on the grounds that the State impermissibly repackaged its Rule 404(b) evidence of sexual misconduct as impeachment evidence; and (4) ordering that he enroll in SBM because the trial court's findings were insufficient to support the order.
A. Motions to Quash or Dismiss the Indecent-Liberties Charge
Defendant first asserts the trial court erred by denying his pretrial motion to quash the indecent-liberties indictment and his later trial motion to dismiss that charge. He argues the charge alleged, and the trial evidence proved, Brittany Duncan was not an actual child, and "[w]ithout an actual child, there can be no taking indecent liberties with a child." We disagree.
1. Review Standard
We review statutory interpretation issues
de novo
.
See
State v. Davis
,
2. Discussion
Defendant contends the plain language and statutory structure of
Our indecent-liberties statute provides in pertinent part:
(a) A person is guilty of taking indecent liberties with children if, being 16 years of age or more and at least five years older than the child in question, he ...:
(1) Willfully tаkes or attempts to take any immoral, improper, or indecent liberties with any child of either sex under the age of 16 years for the purpose of arousing or gratifying sexual desire[.]
"(1) the defendant was at least 16 years of age, (2) he was five years older than his victim, (3) he willfully took or attempted to take an indecent liberty with the victim, (4) the victim was under 16 years of age at the time the alleged act or attempted act occurred, and (5) the action by the defendant was for the purpose of arousing or gratifying sexual desire."
State v. Cowan
,
However, a defendant "may be convicted of an attempt to commit [a] crime[,]" when he or she "has the specific intent to commit [the] crime and under the circumstances as he [or she] reasonably saw them did the acts necessary to consummate the substantive offense, but, because of facts unknown to him [or her] essential elements of the substantive offense were lacking[.]"
Here, the indictment charging defendant with taking indecent liberties with a child alleged in relevant part that defendant
did take and attempt to take immoral, improper, and indecent liberties with "Brittany Duncan," the name of the alias used by Detective Jason Reid of the Boone Police Department, a child the defendant believed to be under the age of 16 years at the time of the offense , for the purpose of arousing and gratifying sexual desire.
(Emphasis added.) The undisputed triаl evidence showed defendant sent numerous sexually explicit messages to "Brittany Duncan," who identified herself to defendant as a fourteen-year-old female, but who was actually an adult undercover officer. The disputed issue at trial was whether defendant actually believed Brittany to be a child or, as he testified in his defense, he believed Brittany to be an adult role-playing her sexual fantasy of pretending to be a child. Although the essential element of the child's age was missing, we conclude the indictment and trial evidence here were sufficient to support a charge and conviction of attempted taking indecent liberties with a child. Cf.
Given
Accordingly, we hold that an actual child victim is not required to sustain a charge or an attempt conviction under
B. Motions to Dismiss Both Charges for Insufficiency of Evidence
Defendant next contends the trial court erred by denying his motions to dismiss both charges for insufficient evidence. We disagree.
1. Review Standard
Our review standard of a trial court's denial of a motion to dismiss a criminal charge for insufficient evidence is
de novo
.
State v. Barnett
,
2. Discussion
Defendant argues the indecent-liberties charge should have been dismissed because the State failed to present any evidence to support the element of an actual child victim, and the solicitation charge should have been dismissed because the State failed to present substantial evidence of the element that defendant reаsonably believed he was soliciting an actual child. Having concluded an actual child victim is not required to sustain a charge or attempt conviction of taking indecent liberties with a child, the issue presented for both charges is whether the State presented substantial evidence that defendant believed Brittany to be an underage minor.
Moreover, Detective Reid testified that when he first approached defendant at the Panera Bread parking lot, although defendant initially denied knоwing Brittany, he eventually admitted that "he, in fact, did know that Brittany was a 14-year-old girl." Additionally, during his later videotaped custodial interview that was published to the jury, the following relevant exchanges occurred:
Q: ... The bottom line ... is that you knew [Brittany] was fourteen, and she said okay and you tried to blow her off, but you kept talking to her.... [D]id you not process that and think there was something wrong with that?
A: Yes I did.
Q: What did you think?
A: I thought I was making a mistake but I was enjoying the companionship.
....
Q: Well understand something, you were corresponding with a 14 year old girl. Okay.
A: I understand.
Viewed in the light most favorable to the State, it presented substantial evidence that defendant believed Brittany to be a minor, with whom he was communicating with and sexually pursuing. Accordingly, the trial court properly denied defendant's motion to dismiss both charges for insufficiency of the evidence.
C. Allowing the State to Impeach Defendant during Cross-Examination
Defendant next contends the trial court erred by allowing the prosecutor, over his objection, to cross-examine him for impeachment purposes about the alleged prior sexual assault of his then-minor daughter. He argues the State impermissibly repackaged its Rule 404(b) prior-sexual-misconduct evidence as impeachment evidence and, because the State introduced during its case-in-chief the statement it sought to impeach, our Rules of Evidence prohibited it from doing so.
Before trial, defendant filed a motion in limine seeking to exclude anticipatory Rule 404(b) prior sexual misconduct evidence concerning an incident in 2000 in which he was charged with sexually molesting his then twelve-year-old daughter, a charge that was later dismissed. The State replied that it would not present that evidence for Rule 404(b) purposes because defendаnt's daughter declined to testify. However, during defendant's cross-examination, the State disclosed it intended to use that evidence to impeach his credibility as a witness, since defendant stated during the videotaped custodial interview it had previously published to the jury during its case-in-chief that he "never had sex with a minor." Over defendant's objection, the trial court ruled that it would allow the questioning solely for credibility purposes.
During defendant's cross-examination, after the prosecutor referenced his prior videotaped custodial statement, the fоllowing relevant exchange occurred:
Q. [Your daughter] spent New Year's Eve with you, December 31st, 1999; did she not?
A. That is correct.
Q. And on that New Year's Eve she was 12 years old; is that right?
A. She would've been 12.
....
Q. And so she at that time was two years younger than Brittany was in these messages.
A. That is correct.
Q. And you went into her room on New Year's Eve and you made her perform oral sex on you, didn't you?
[DEFENSE]: Objection.
A. That's incorrect.
THE COURT: Overruled.
Q. ( [STATE] ) And you also digitally penetrated your 12-year-old daughter?
[DEFENSE]: Objection.
A. That is incorrect.
THE COURT: Overruled.
Assuming,
arguendo
, the trial court erred by allowing this prosecutorial questioning for impeachment purposes, "questions asked by an attorney are not evidence."
State v. Taylor
,
D. SBM Order
Finally, defendant argues, and the State concedes, the trial court reversibly erred by ordering that he enroll in SBM. The Division of Adult Correction's ("DOC") STATIC-99R risk assessment of "Moderate-Low," without additional findings by the trial court, was insufficient to support the trial court's conclusion that defendant "requires the highest possible level of supervision and monitoring" necessary to impose SBM.
See
State v. Kilby
,
III. Conclusion
Because we conclude that an actual child victim is not necessary to sustain a charge or conviction of attempted taking indecent liberties with a child in violation of
NO PREJUDICIAL TRIAL ERROR; SBM ORDER REVERSED.
Judges DILLON and DAVIS concur.