State v. HayesState v. Hayes
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The defendant appeals from the judgment of conviction, after a jury trial, of sexual assault in the first degree in violation of
The defendant claims that the trial court erred (1) in ■granting the state’s motion to quash a subpoena for
In the first and second counts of the information, the state alleged that between January, 1983, and March, 1985, the defendant engaged in vaginal intercourse by force, and in vaginal intercourse with a person under the age of sixteen. In the third count, the state alleged that, between the same dates, the defendant willfully caused and permitted a child under the age of sixteen to be placed in a situation where her morals where likely to be impaired. In response to the defendant’s motion, the state filed a bill of particulars, stating, inter alia, that as to the first two counts, the state intended to prove repeated acts of vaginal intercourse by the defendant with the victim, and as to the third count, repeated acts of vaginal intercourse and sexual contact.
The jury could reasonably have found the following facts. The victim is the defendant’s daughter. Between January, 1983, and March, 1985, when the victim was between six and eight years old, five separate incidents occurred. In the first incident, the defendant pulled up the victim’s nightgown and tickled her vagina with his fingers. When she asked the defendant to stop, he told her to be quiet because “I have to concentrate.” In the next three incidents, the defendant tied the victim to a bed with clothesline and engaged in vaginal inter
I
The defendant first claims that the trial court erred in granting the state’s motion to quash the defendant’s subpoena duces tecum for certain police records regarding the victim’s maternal uncle, who had been arrested for sexually assaulting his own children. The charges against the uncle were subsequently nolled, and the records pertaining to those charges were statutorily erased pursuant to
It is undisputed that the charges against G had been nolled, and that the records were erased pursuant to
Such erasure does not, however, necessarily create a shield that is impermeable to a claim of constitutional deprivation. See State v. Douglas, supra. We conclude that, although a criminal defendant may in appropriate circumstances make a showing sufficient to trigger an in camera review of statutorily erased records, the defendant in this case did not make such a showing.
In State v. Douglas, supra, this court considered the tension between the criminal records erasure statute and the constitutional right of confrontation through cross-examination. We held that, on the facts of that case, it was error for the trial court to decline to review in camera the previous trial testimony of two state’s witnesses in the separate trial of an alleged coparticipant in the crimes charged. The earlier trial had resulted in an acquittal of the alleged coparticipant. The purpose of the review we ordered was to determine whether that prior testimony should have been disclosed to the defendant. Id., 117-18.
Although in Douglas we did not require a preliminary showing of inconsistency in order to trigger the court’s in camera review; id., 116; it was implicit in the facts of that case that the statutorily shielded transcript directly related to the crimes charged against the defendant, since that transcript contained the testimony of two of the state’s witnesses regarding those same crimes. Furthermore, the court in Douglas drew heavily on State v. Pierson, 201 Conn. 211, 514 A.2d 724 (1986), and State v. Esposito, 192 Conn. 166, 471 A.2d 949 (1984). In those cases, the court, in resolving the tension between the right of confrontation and the psychiatric privilege, required a showing of a reason
In (State v. James, 211 Conn. 555, 579, 560 A.2d 426 (1989), our Supreme Court considered whether the trial court erred in refusing to review in camera the school records of the victim of the crimes charged. The court held that, although it was error for a trial court to refuse “to examine documents in camera where a sufficient foundation has been laid to indicate a reasonable likelihood that they contain material relevant to the case or useful for impeachment of a witness”; id.; the defendant had not made a showing “sufficient to establish a reasonable ground to believe that [the school records] may have contained anything related to the issues at trial or the credibility of [the victim].” Id.
Reading Douglas and James together, we conclude that, in order to trigger an in camera review of records shielded by
The crimes charged against the defendant were alleged to have occurred between January, 1983, and March, 1985. The records sought by the defendant concerned the arrest of G on or about November 20,1982, for sexually assaulting his own children. Thus, G’s alleged conduct with his children preceded by at least approximately one and one-half months the beginning of the time period of the charges brought against the defendant. The defendant represented that at some unspecified period of time “near to when these allegations [against the defendant] arose,” G lived in the same house as the victim “or around the comer and was with her a lot.” He did not lay any foundation for a reasonable indication that the victim was falsely accusing her father in order to protect her uncle, or that no assaults had taken place and she was mimicking her cousins’ allegations against her uncle. Moreover, the familial relationship between the victim and the defendant precludes any suggestion of mistaken identity. Compare State v. Echols, supra. Finally, the defendant claimed only that the records might disclose a possible similarity to the crimes charged, sufficient only to raise a possibility that G committed those crimes. We conclude, therefore, that the defendant failed to establish a reasonable likelihood that the records would directly connect G, rather than him, to the crimes charged.
II
The defendant next claims that the trial court erred in its charge to the jury on the crime of risk of injury
The defendant’s argument that the court improperly expanded the scope of behavior proscribed by the statute ignores the distinction drawn by our Supreme Court in State v. Dennis, 150 Conn. 245, 250, 188 A.2d 65 (1963), and reaffirmed in State v. Schriver, supra, 464, that
The cases upon which the defendant relies; State v. Zwirn, supra; State v. Schriver, supra; and State v. Pickering, 180 Conn. 54, 428 A.2d 322 (1980); all involved the judicial construction of the second part of
Furthermore, even if we assume that the court erred by failing to include the requested instruction, because the conduct that was specified by the state in the bill of particulars and presented by the state at trial involved sexual acts perpetrated on the victim, rather than the creation of a harmful situation, the error was harmless. Although a trial court’s failure to include an essential element of an offense in its jury instructions is error, such an error is harmless if the record establishes beyond a reasonable doubt that it did not contribute to the verdict. State v. Price, 205 Conn. 616, 619-21, 534 A.2d 1196 (1987).
The bill of particulars specified repeated acts of sexual intercourse and sexual contact with the victim as the particular conduct constituting the risk of injury offense. The state’s evidence involved four incidents of intercourse, and one incident of sexual contact. The jury convicted the defendant of both counts of sexual assault, indicating that it found the alleged acts of intercourse proven. The evidence regarding the one touching incident was not susceptible of an interpretation
The defendant also asserts a related claim that the jury could have been misled into believing that acts other than a deliberate touching in a sexual and indecent manner were sufficient to find the defendant guilty, in light of certain evidence that the defendant had shown the victim Playboy magazines. We disagree.
The court, in its instructions, fully explained the offense of risk of injury as it applied to the victim’s testimony. That instruction made absolutely no reference to the showing of any magazines. Because the victim could not testify as to the exact dates of the various assaults, the state sought to elicit from her certain testimony surrounding each of the events in order to show that she was testifying to multiple assaults, rather than one assault. The showing of the magazines was simply part of that evidence.
In addition, the evidence regarding the magazines was wholly superfluous to a conviction of risk of injury to a child. The jury found the defendant guilty of sexual assault in the first degree and sexual assault in the second degree. In order to have found the defendant guilty of these charges, the jury necessarily found that, under the first count, he had forcible intercourse with the victim and, under the second count, he had sexual intercourse with the underage victim. These findings alone were sufficient to sustain the conviction for risk of injury to a child. See State v. Pickering, supra, 65-66. Where the jury found such acts of‘sexual intercourse
Ill
The defendant next claims that the trial court erred in failing to instruct the jury on the credibility of a child witness. He claims that it was harmful error for the court not to give a specific cautionary charge on the credibility of a child witness under State v. Anderson, 152 Conn. 196, 205 A.2d 488 (1964). It is no longer mandated under Connecticut law that a court give a special child witness credibility instruction whenever it is requested by a defendant. State v. James, supra, 566-71, overruling State v. Anderson, supra. Such a “cautionary comment upon the evidence”; State v. James, supra, 571; is now clearly within the discretion of the trial court.
The defendant contends that the trial court abused its discretion by declining to give such an instruction. He claims that the instruction should have been given because the victim gave different versions of the incidents to others who provided constancy of accusation testimony at trial, because the trial court referred to the victim’s testimony in its instructions, and because the victim was allowed to testify without a finding of competency, pursuant to
The first two arguments advanced by the defendant do not distinguish between the possible infirmities of a child’s testimony and that of an adult, and, therefore,
We also reject the defendant’s argument that the court was required to give such an instruction in this case because of the absence of a preliminary competency hearing, pursuant to
IV
The defendant next claims that the trial court improperly commented on the evidence during its charge to the jury. He claims that the court summarized the evi
Only part of the defendant’s claim was properly preserved in the trial court, namely, that the court referred to the evidence in a manner not suggested by the charging documents.5 Because “we will limit our review only to those [comments on the evidence] specifically raised by the exceptions taken to the charge”; State v. Nims, 8 Conn. App. 631, 640, 513 A.2d 1280, cert. denied, 201 Conn. 812, 516 A.2d 887 (1986); we decline to review the defendant’s claim that the court unfairly commented on the evidence. The defendant makes no claim of Evans review. See State v. Golding, 213 Conn. 233, 239-40, 567 A.2d 823 (1989). The portion of the defendant’s claim that was properly preserved is without merit.
The trial court’s instructions referred to specific portions of the victim’s testimony as it related to the three counts in the information. The defendant claims that the trial court erred by framing the facts in its instructions differently from the state’s theory of the case based on its accusatory pleadings. In the bill of particulars, the state alleged, for the first two counts,
The trial court in its instructions provided one particular incident for each count of the information. Regarding the first count, the court summarized the victim’s testimony concerning an incident where the defendant engaged in intercourse with her after tying her to a bed. Regarding the second count, the court summarized the victim’s testimony that the defendant engaged in intercourse with her without tying her. Regarding the third count, the court summarized the victim’s testimony that the defendant pulled up her nightgown and tickled her vagina with his fingers.
The court incorporated the victim’s testimony in its instructions in order to explain the elements of the crimes with which the defendant was charged. See State v. James, supra, 588; State v. Storlazzi, 191 Conn. 453, 464-67, 464 A.2d 829 (1983). “It is the duty of the trial court to refer to testimony in so far as it may be necessary to assist the jury to a clear understanding of the relationship of the testimony to the material facts. State v. Nims, [supra]. ‘The charge must go beyond a bare statement of accurate legal principles to the extent of indicating to the jury the application of those principles to the facts claimed to have been proven.’ State v. Sumner, 178 Conn. 163, 170-71, 422 A.2d 299 (1979).” State v. Gallman, 16 Conn. App. 433, 435, 547 A.2d 932 (1988); see State v. Cazimovski, 20 Conn. App. 190, 192, 565 A.2d 254 (1989).
There was no variance between the state’s evidence and its allegations in the bill of particulars. Regarding the first count, the criminal conduct stated in the bill of particulars, namely, forcible vaginal intercourse, coincided with the victim’s testimony as referred to in the court’s instructions. Likewise, under the second
V
The defendant next claims that the trial court erred in denying his request to submit the bill of particulars to the jury. He argues that the failure to submit the bill of particulars denied him due process of law and a fair trial because the jury could not be expected to reach a proper verdict if it were not aware of the full extent of the charges. The defendant’s sole support for this claim is
The defendant’s argument is fatally flawed because it is based on the proposition that where the state files a bill of particulars, the information ipso facto becomes “two documents instead of one.” This is incorrect. “ ‘The bill of particulars does not become part of the [information]. See 4 Wharton, Criminal Law and Procedure § 1870. See generally 41 Am. Jur. 2d, Indictments and Informations, §§ 163-165.’ State v. Glass, 107 R.I. 86, 92, 265 A.2d 324 (1970).” State v. Roque, 190 Conn. 143, 154-55, 460 A.2d 26 (1983). The purpose of a bill of particulars is not to inform the jury of the nature of the charges against the defendant; it is to supply the accused and the court with additional information concerning an accusation to ensure that the defendant has received fair notice of the charges against him. Id., 154; State v. Cole, 8 Conn. App. 545, 554, 513 A.2d 752 (1986).
VI
The defendant next claims that the imposition of consecutive sentences for sexual assault in the first degree in violation of
“[Ujnder the Blockburger9 test, sexual assault in the second degree is not a lesser included offense of sexual assault in the first degree” (footnote added); State v. Blackwell, 20 Conn. App. 193, 197, 565 A.2d 549 (1989); and “[t]here is no indication that these two clearly separate offenses were intended by the legislature to constitute one crime for double jeopardy purposes.” Id., 198. Likewise, risk of injury to a child and sexual assault in the first degree are separate offenses under Blockburger, because each requires proof of an element that the other does not. Cf. State v. McCall, 187 Conn. 73, 91-92, 444 A.2d 896 (1982) (risk of injury and sexual assault in the second degree are not the same offense for double jeopardy purposes).
The defendant also claims that the court improperly imposed sentence by attempting to compensate for the state’s having undercharged him. The court in its discretion imposed consecutive sentences that were within the applicable statutory limits. Once it is determined that a defendant was protected “against multiple punishments for the same offense”; North Carolina v. Pearce, 395 U.S. 711, 717, 89 S. Ct. 2072, 23 L. Ed. 2d 656 (1969); the fact that the trial court imposed consecutive rather than concurrent sentences for different offenses did not violate his double jeopardy rights.
The defendant’s final claim is that the trial court erred in denying a continuance for sentencing to permit further presentencing diagnostic evaluation pursuant to
The court granted the defendant’s motion for a
The defendant argues that the court abused its discretion because the basis of its decision was that the defendant did not fall within any of the categories of persons eligible for care and treatment at Whiting under
Where the court has sufficient medical information from which it can make an informed judgment of the defendant’s mental condition, the court may properly deny his request for a
In this case, the court found that the defendant was not dangerous to himself or others. The defendant does not claim that this finding is clearly erroneous. Further, the court had sufficient information, including the defendant’s testimony at trial, and Rotter’s testimony and report, to determine whether the defendant should be committed to Whiting rather than to a correctional facility.
There is no error.
In this opinion the other judges concurred.
Notes
Although the defendant did not request the trial court to review the records in camera, and instead sought direct access to them, during argu ment he specifically relied on our decision in State v. Douglas, 10 Conn. App. 103, 522 A.2d 302 (1987), where the relief ordered on remand was that the court conduct such a review. Thus, we do not regard it as fatal to his appellate claim that he did not make such a specific request, because the court was on notice of the availability of such review as a more limited response to the defendant’s claim for direct access.
At trial, the defendant excepted to the court’s failure to “state the facts as stated in the state’s response to bill of particulars dated July 7, 1988. I believe that . . . the facts to be proved should be those alleged in response to the bill of particulars.” In a virtually identical exception, the defendant claimed that the court improperly “chose three of the five incidents to which [the victim] has testified, one for each of . . . [the three offenses with which he was charged] and gave the jury the impression that each separate act was applied to a separate charge, that the three tie up situations were sexual assault one and that the incident after [the victim] had moved out of the house was sexual assault two and the touching was the risk of injury, and I don’t think that is the allegation in this case, and I think it is improper to have stated it that way.”
See footnote 3, supra.
Blockburger v. United States, 284 U.S. 299, 52 S. Ct. 180, 76 L. Ed. 306 (1932).