Lead Opinion
On November 4, 1986, two undercover Seattle police officers went to a house to buy drugs after receiving complaints. They knocked on the front door, stated their purpose, and were invited inside. Upon entry, they saw customers lined up before a table, at which sat Willie Hastings. When their turn came, each officer bought a small amount of rock cocaine from Hastings.
Based on information provided by the officers, police obtained a search warrant for the house. Police went to the house to serve the warrant at about 1:30 a.m. on November 5, 1986. The officers knocked on the door, identified themselves, announced that they had a search warrant, and demanded entry. From inside the house, the police heard people running away from the door. A few seconds later, the police forced the door open.
Inside, the police found approximately 18 people, including Hastings. Hastings and several other people were ordered to he down on the floor. The police subsequently discovered cocaine near Hastings, and arrested him for possession of a controlled substance.
Hastings was charged with two counts of unlawful deliveiy and one count of possession. Prior to trial, he moved to suppress evidence. Hastings primarily argued first, that the initial entry by undercover officers was an illegal warrant-less search, and second, that the subsequent search warrant was executed in violation of the knock and announce rule. The motion was denied, and a jury found him guilty of the
Warrantless Entry
The Court of Appeals correctly held that the initial entry here was permissible because no constitutionally protected expectation of privacy was involved. State v. Hastings,
What a person knowingly exposes to the public, even in his own home or office, is not a subject of Fourth Amendment protection. See Lewis v. United States,385 U. S. 206 , 210[,17 L. Ed. 2d 312 ,87 S. Ct. 424 (1966)] . . . But what he seeks to preserve as private, even in an area accessible to the public, may be constitutionally protected. . . .
(Citation omitted.) Katz v. United States,
There is no reasonable expectation of privacy in a home where illegal business is openly conducted and, therefore, it is not entitled to Fourth Amendment protection.
[W]hen, as here, the home is converted into a commercial center to which outsiders are invited for purposes of transacting unlawful business, that business is entitled to no greater sanctity than if it were carried on in a store, a garage, a car, or on the street. A government agent, in the same manner as a private person, may accept an invitation to do business and may enter upon the premises for the very purposes contemplated by the occupant.
Lewis v. United States,
Hastings argues that the rule from State v. Hashman,
In sum, the Court of Appeals correctly held that the premises here were "a center for transacting unlawful business, and thus were not an area in which the occupants had a constitutionally protected expectation of privacy." Hastings, at 839. We adopt that reasoning.
It is also worth noting that even if the Fourth Amendment did apply, our decision would be justified. The Fourth
A search conducted pursuant to consent is proper, even absent a warrant. Schneckloth,
In Lewis v. United States, supra, the Court found that a warrantless entry under almost identical circumstances to those here did not run afoul of the Fourth Amendment. The Court held that the undercover activity was permitted.
This conclusion is also supported by cases which hold that knowledge of one's Fourth Amendment rights is unnecessary to effect a valid consent. Consent must be voluntary, but this does not mean that it must be made with full knowledge of the right to refuse the entry or search. Schneckloth, at 229-31. In this way, the voluntariness involved in giving consent is distinct from the requirements for a knowing and voluntary waiver of rights implicated in the trial process. The Court has recognized this distinction:
Nor can it even be said that a search, as opposed to an eventual trial, is somehow "unfair" if a person consents to a search. While the Fourth and Fourteenth Amendments limit the circumstances under which the police can conduct a search, there is nothing constitutionally suspect in a person's voluntarily allowing a search. The actual conduct of a search may be precisely the same as if the police had obtained a warrant. And, unlike those constitutional guarantees that protect a defendant at trial, it cannot be said every reasonable presumption ought to be indulged against voluntary relinquishment.
Schneckloth, at 242-43. The lack of knowledge on the part of the person who opened the door in this case that those who entered were actually police has no bearing on whether the entry was consensual. The decision to allow strangers to enter was made absent coercion by the police and with full
Knock and Announce
Hastings argues that the police violated the knock and announce rule when they executed the search warrant. RCW 10.31.040 provides:
To make an arrest in criminal actions, the officer may break open any outer or inner door, ... if, after notice of his [or her] office and purpose, he [or she] be refused admittance.
The remedy for a violation of the statute is suppression of the evidence seized. State v. Coyle,
Hastings also argues that the undercover officers' in-court identification should be suppressed, because it was based in part on the examination of photographs taken at the scene of the arrest. Relying again on the knock and announce rule, Hastings claims that the identifications were tainted by the fruit of an illegal search. We are not persuaded. The in-court identification had an independent basis due to the officers' interaction with Hastings when they bought the drugs. Thus, the identification is admissible, regardless of whether the warrant was executed properly. See State v. Mathe,
The Court of Appeals is affirmed.
Dore, C.J., and Brachtenbach, Andersen, and Guy, JJ., concur.
Notes
Although Lewis holds that an occupant's expectation of privacy is abandoned when illegal business is conducted on the premises, the scope of any search must be limited to the "commercial" vicinity. An expectation of privacy in that portion of the premises not open to the public is retained by the occupant.
The State conceded on appeal to this court that Hashman applies. See Supplemental Brief of Respondent, at 7-8. However, we are not bound by this concession.
Hastings also argues that the Court of Appeals should he reversed, because under State v. Simpson,
There are cases in which ruses were employed which deal with the scope of consent. For instance, in a case cited in Lewis, the government agent ransacked the defendant's office and seized private papers. Gouled v. United States,
In a more recent case in another context, the Court said again: "there can be no dispute that the Government may use undercover agents to enforce the law.... Artifice and stratagem may be employed to catch those engaged in criminal enterprises.'
"Thus, an agent deployed to stop the traffic in illegal drugs may offer the opportunity to buy or sell drugs, and, if the offer is accepted, make an arrest on the spot or later." (Citations omitted.) Jacobson v. United States, _ U.S. _,
In State v. Myers,
Concurrence Opinion
(concurring) — The conclusion reached by the majority is correct. Although this case was briefed and argued as a ruse case, there was in fact no ruse, as revealed by the facts of this case.
Instead, the majority unnecessarily discusses rules governing ruse cases in what is purely nonbinding dicta. It also erroneously discusses and unnecessarily confuses what
I
The "essential purpose of the . . . Fourth Amendment" is to impose a standard of reasonableness on the exercise of discretion by government officials in order to safeguard privacy from arbitrary invasion. Delaware v. Prouse,
While the majority examines the warrantless entry as a consent search, its analysis fails to take account of all the
A consent to search is not valid unless the person consenting to the search has authority to consent. Illinois v. Rodriguez,
In United States v. Matlock,
Common authority . . . rests ... on mutual use of the property by persons generally having joint access or control for most purposes . . ..
United States v. Matlock, supra at 171 n.7. "The burden of establishing that common authority rests upon the State." Illinois v. Rodriguez,
"Because many situations which confront officers in the course of executing their duties are more or less ambiguous, room must be allowed for some mistakes on their part. But the mistakes must be those of reasonable men, acting on facts leading sensibly to their conclusions of probability."
Illinois v. Rodriguez,
The Supreme Court has sanctioned the use of undercover tactics similar to the one used by the police in this case. See Maryland v. Macon,
Because people who regularly sell drugs out of a home tend to restrict strangers' access to the illegal activity that occurs inside, it is reasonable that a person stationed at the door of such an alleged house has the authority to admit or refuse persons entry. Under the circumstances presented in this case, it would be unreasonable to say that the person at the door did not have the authority to admit the undercover officers. The function of the doorman at a drug house is to restrict entry to those persons who want to purchase drugs. It is reasonable to rely on their authority to select persons for admittance.
Here, the undercover officers could reasonably rely on the authority of the man in the gray and red sweat suit to
II
The majority's two alternative holdings appear to provide two different and seemingly equally valid answers to the same question: was there a violation of the Fourth Amendment? However, in its first alternative holding, the majority claims that the Fourth Amendment does not apply here; in its second alternative holding, the majority claims that the warrantless entry was reasonable. In light of the Fourth Amendment analytic framework expressed in Illinois v. Rodriguez,
The cornerstone of the majority's first alternative holding is its misreading of Lewis v. United States, supra. The key language in Lewis is found in the following passage:
[W]hen, as here, the home is converted into a commercial center to which outsiders are invited for purposes of transacting unlawful business, that business is entitled to no greatersanctity than if it were carried on in a store, a garage, a car, or on the street. A government agent, in the same manner as a private person, may accept an invitation to do business and may enter upon the premises for the very purposes contemplated by the occupant.
(Italics mine.) Lewis v. United States,
Given the Fourth Amendment expressly protects "houses" and "persons" from "unreasonable searches and seizures", no amount of interpretative gymnastics applied to Lewis can hide the analytic error of the majority's first alternative holding. The majority forgets "the Fourth Amendment has drawn a firm line at the entrance to the house." Payton v. New York,
There is no reasonable expectation of privacy in a home where illegal business is openly conducted and, therefore, it is not entitled to Fourth Amendment protection.
Majority opinion, at 232. Under the Fourth Amendment, obtaining evidence is a "search" if it infringes an expectation of privacy society is prepared to recognize as reasonable. Skinner v. Railway Labor Executives' Ass'n,
What [a criminal defendant] is assured by the trial right of the exclusionary rule, where it applies, is that no evidence seized in violation of the Fourth Amendment will be introduced at his trial unless he consents. What he is assured by the Fourth Amendment itself, however, is not that no government search of his house will occur unless he consents; but that no such search will occur that is "unreasonable."
(Citation omitted. Italics mine.) Illinois v. Rodriguez,
The Supreme Court decisions have more narrowly confined their expectation of privacy analysis than the majority. In Lo-Ji Sales, Inc. v. New York,
The suggestion is that by virtue of its display of the items at issue to the general public in areas of its store open to them, petitioner had no legitimate expectation of privacy against governmental intrusion, see Rakas v. Illinois,439 U. S. 128 [,58 L. Ed. 2d 387 ,99 S. Ct. 421 ] (1978) . . .. But there is no basis for the notion that because a retail store invites the public to enter, it consents to wholesale searches and seizures that do not conform to Fourth Amendment guarantees. SeeLewis v. United States, 385 U. S. 206 , 211[,17 L. Ed. 2d 312 ,87 S. Ct. 424 , 427] (1966).
Lo-Ji Sales, at 329. The language used in Lo-Ji Sales is clear: an invitation to enter commercial premises does not trump the protections of the Fourth Amendment. Thus, even when the premises are commercial rather than residential in nature, the protections of the Fourth Amendment do not evaporate; any search must still be reasonable. See Lo-Ji Sales.
By claiming there was no reasonable expectation of privacy in the premises, the majority's first alternative holding rests on the legal conclusion that no search occurred. See Skinner. The conclusion that the undercover police were not searching for evidence of suspected crimes flies in the face of common sense and the facts of this case. The police had received numerous complaints about alleged illegal drug activity occurring at the residence. The undercover officers even waited outside the residence for approximately an hour, observing many people enter, before trying to gain entry.
The police conduct in this case was much more intrusive than radio monitoring or aerial surveillance of a person driving to a destination. Cf. United States v. Knotts,
In footnotes, the majority seeks to dispel concern about the effects of its holding. However, under current Fourth Amendment doctrine, a legal finding of no legitimate expectation of privacy deprives a defendant of the protections of the exclusionary rule. See Illinois v. Rodriguez, 497 U.S.
In seeking to remove perceived (but not empirically proved or substantiated) burdens on undercover operations, the majority goes too far in restricting the scope of the Fourth Amendment. I do not dispute that the criminal conduct presented by this case and its setting in a neighborhood home present serious problems for law enforcement and society as a whole. Yet, as the Supreme Court observed of this dilemma:
"Crime, even in the privacy of one's own quarters, is, of course, of grave concern to society, and the law allows such crime to be reached on proper showing. The right of officers to thrust themselves into a home is also of grave concern, not only to the individual, but to a society which chooses to dwell in reasonable security and freedom from surveillance. When the right of privacy must reasonably yield to the right of search is, as a rule, to be decided by a judicial officer, not by a policeman or government enforcement agent." Johnson v. United States,333 U. S. 10 , 14 (1948), quoted with approval in Payton v. New York,445 U. S. 573 , 586 (1980).
United States v. Knotts, supra at 282.
By holding that the warrantless entry was not a search, the majority forecloses any inquiry into the constitutional requirement that all searches and seizures be reasonable. No judge, either before or after the fact, will ask the State to substantiate the warrantless entry into the home. There
The final troubling aspect of the majority opinion is its unreasoned conclusion that the warrantless entry into the home did not violate article 1, section 7 of the Washington State Constitution. See majority opinion, at 232-33. The majority takes the holding of Lewis v. United States,
Recourse to our state constitution as an independent source for recognizing and protecting the individual rights of our citizens must spring not from pure intuition, but from a process that is at once articulable, reasonable and reasoned.
(Footnote omitted.) State v. Gunwall, supra at 63.
Dolliver, Smith, and Johnson, JJ., concur with Utter, J.
Common sense and legal precedent indicate that a ruse exists where law enforcement agents profess an innocent, legal intention in order to be invited into the interior of a dwelling or the like so they can observe the interior. See State v. Nedergard,
The presumption that warrantless entry into the home is unreasonable is premised on the firm conviction that governmental intrusion, physical or electronic, into the home violates a person's constitutionally protected reasonable expectation of privacy. See Katz v. United States,
The majority omits any reference to the fact that the petitioner did not personally admit the undercover officers into the home. Both the affidavit of proximate cause for the November 5 search warrant and the undercover officers' in-court testimony unequivocally indicate that someone other than the petitioner or Ms. Estill admitted the undercover officers inside the home.
To illustrate the confusion, the majority asserts that "the scope of any search must be limited to the 'commercial' vicinity [of the home]" even though the majority holds the petitioner "abandoned" his expectation of privacy in the premises. Majority opinion, at 232 n.1. The majority is unaware it takes two inconsistent positions. It cannot simultaneously claim that no "search" within the meaning of the Fourth Amendment occurred and that the scope of any search must be reasonable (i.e., limited to the "commercial" vicinity of the premises). The latter requirement is, of course, premised on conclusion that the Fourth Amendment applies to the government conduct in question.
However, the majority expressly rejects this conclusion: "Where there is no expectation of privacy, the Fourth Amendment is not implicated." Majority opinion, at 233. If the Fourth Amendment does not apply to the police conduct, there is no legal basis for imposing any sort of limitation on the scope of the police activity inside the home. If there is no "search", then there is no constitutional basis for imposing any sort of reasonableness requirement on the scope of the police action inside the home.
"[A] property interest in [the] premises may not be sufficient to establish a legitimate expectation of privacy with respect to ... activity conducted thereon." (Italics ours.) Rakas, at 143 n.12 (citing Lewis v. United States, supra; Katz v. United States,
Also curious is the majority's reliance on Justice Brennan's Lewis concurrence. Majority opinion, at 232. By relying on Justice Brennan's Lewis concurrence to support its first alternative holding, the majority suggests that Hastings "waived" the Fourth Amendment. The majority's reliance on Justice
